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HomeMy WebLinkAboutR90-064B1 continuation of sales tax bonds7 06/ $D5p73/ 90(PF)
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CERTIFIED RECORD
OF
PROCEEDINGS OF THE BOARD OF COUNTY COMMISSIONERS OF
EAGLE COUNTY, COLORADO
RELATING TO A RESOLUTION
AUTHORIZING THE ISSUANCE OF ITS
SALES TAX REVENUE REFUNDING BONDS
SERIES 1990
DATED JUNE 1. 1990
IN THE AGGREGATE PRINCIPAL AMOUNT OF $5,600,000
Y
7
STATE OF COLORADO )
ss.
COUNTY OF EAGLE )
e
The Board of County Commissioners of ,Eagle County,
Colorado, held a regular meeting open to the public at the County
Courthouse, 551 Broadway, Eagle, Colorado, the regular meeting
place thereof, on Monday, the 11th day of June, 1990, at the hour
of 9:00 a.m.
i
The following members of the Board of County
Commissioners, constituting a quorum thereof, were present:
Donald H. Welch, Chairman
Richard L. Gustafson
George A. Gates
The following member of the Board of County Commissioners
was absent:
The following persons were also present:
James R. Fritze, County Manager
Kevin B. Lindahl, County Attorney
Allen Sartin, Director of Budget and Information Systems
Thereupon, the following proceedings, among others, were
had and taken:
Commissioner moved the adoption of the
following Resolution:
BD5873.A(PF)
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06/07/90
EAGLE COUNTY, COLORADO
RESOLUTION NO. 90 -&5
M13
A RESOLUTION AUTHORIZING THE ISSUANCE OF EAGLE COUNTY,
COLORADO, SALES TAX REVENUE REFUNDING BONDS, SERIES 1990,
DATED JUNE 1, 1990, IN THE AGGREGATE PRINCIPAL AMOUNT OF
$5,600,000, FOR THE PURPOSE OF REFUNDING, PAYING AND
DISCHARGING CERTAIN OUTSTANDING SALES TAX'REVENUE BONDS
OF THE COUNTY AND PROVIDING FOR THE PLEDGE OF SALES TAX
REVENUES TO PAY THE PRINCIPAL OF AND INTEREST ON THE
BONDS AND AMENDING RESOLUTION NO. 85 -64.
BE IT RESOLVED BY THE BOARD OF COUNTY COMMISSIONERS OF
EAGLE COUNTY, COLORADO, THAT:
Section 1. Definitions and Construction.
A. Definitions. In this Resolution the following
terms have the following respective meanings unless the context
hereof clearly requires otherwise:
(1) Additional Parity Bonds: any Parity Securities
issued after the issuance of the Bonds.
(2) Average Annual Debt Service Requirements: the
aggregate of all Debt Service Requirements (excluding any
redemption premiums) due on the Bonds or any other given issue
of Parity Securities for all Bond Years beginning with the
Bond Year in which Debt Service Requirements (excluding any
redemption premiums) on the Bonds or such Parity Securities
are next payable and ending with the Bond Year in which the
last of the Debt Service Requirements (excluding any
redemption premiums) on the Bonds or such Parity Securities
are payable, divided by the number of such years.
(3) Board, the Board of County Commissioners of
the County.
(4) Bond Fund: the Eagle County, Colorado, Sales
Tax Securities Bond Fund, the special fund created in
Resolution No. 85 -64 of the Board and referred to in
Section 5C hereof.
(5) Bond Insurance Policy: the municipal bond new
issue insurance policy issued by the Bond Insurer that
guarantees payment of principal of and interest on the'Bonds.
BD5873.A(PF)
06/07/90
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(6) Bond Insurer: Financial Guaranty Insurance
Company, a New York stock insurance company, or any successor
thereto.
(7) Bond Reserve Fund: the Eagle County, Colorado
Sales Tax Securities Bond Reserve Fund, the special fund
created in Resolution No. 83 -46 of the Board and referred to
in Section 5D hereof.
(8) Bonds: the Eagle County, Colorado, Sales Tax
Revenue Refunding Bonds, Series 1990, in the aggregate
principal amount of $5,600,000.
(9) Bond Year: the twelve (12) months commencing
on the second day of June of any calendar year and ending on
the first day of June of the next succeeding calendar year.
(10) Clerk: the County Clerk and Recorder of the
County.
(11) Code: the Internal Revenue Code of 1986, as
amended.
(12) Combined Average Annual Debt Service
Requirements: the sum of the Average Annual Debt Service
Requirements for all issues of Parity Securities for which
the computation is being made.
(13) Commercial Bank: a state or national bank or
trust company which is a member of the Federal Deposit
Insurance Corporation and of the Federal Reserve System, which
has a combined capital and surplus of $1,000,000 or more and
which is located within the United States of America.
(14) Construction Fund: the Eagle County, Colorado,
Sales Tax Securities Construction Fund, the special .fund
created and referred to in Section 5A hereof.
(15)• County: Eagle County, Colorado.
(16) Debt Service Requirements: the principal of;
interest on, and any premium due in connection with the
redemption of the Bonds, any Parity Securities and any other
securities payable from the Pledged Sales Tax Revenues.
(17) Escrow Agreement: the Escrow Agreement, dated
as of June 1, 1990, between the County and the Escrow Bank.
(18) Escrow Bank. Central Bank Denver, National
Association, Denver, Colorado, or its successors.
BD5873.A(PF) 3 06/07/90
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(19) Escrow Fund: the Eagle County, Colorado, Sales
Tax Revenue Refunding Bonds, Series 1990, Escrow Fund, the
j special fund created and referred to in Section 5A hereof and
! established with the Escrow Bank.
(20) Event of Default: one of the events described
in Section l0A hereof.
(21) Federal Securities: bills, certificates of
indebtedness, notes, bonds or similar °_ ecurities which are
direct non - callable obligations of, or the principal and
interest of which obligations are fully and unconditionally
guaranteed by; the United States of America.
(22) Fiscal Year: the twelve (12) months commencing
on the first day of January of any calendar year and ending
on the last day of December of such calendar year or such
other twelve (12) month period as may from time to time be
designated by State statute as the fiscal year of the County.
(23) Independent Accountant: any certified public
accountant, or any firm of such accountants, duly licensed to
practice and practicing as such under the laws of the State,
appointed and paid by the County, who (a) is, in fact,
independent and not under the domination of the County or the
Board, (b) does not have any substantial interest, direct or
indirect, in any of the affairs of the County, and (c) is not
connected with the County as a member, officer or employee of
the Board, but who may be regularly retained to make annual
or similar audits of any books or records of the County.
(24) Interest Payment Date: a date designated by
resolution for the payment of interest on the Bonds or any
other designated security.
(25) Net Revenue: the - amount of Sales Tax collected
by the County (after deduction by the retailer or vendor of
the 3 1/37. collection expense allowance).
. (26) Outstanding or outstanding: as of any
particular date, all Bonds, Additional Parity Bonds, Parity
Securities or any such other securities payable in whole or
in part from the Pledged Sales Tax Revenues which have been
authorized, executed and delivered except the following:
(a) Any Bond, Additional Parity Bond, Parity
Security or other security cancelled by the County, by
the Paying Agent or otherwise on the behalf of the County,
on or before such date;
BD5873.A(PF) 4 06/07/90
(b) Any Bond, Additional Parity Bond, Parity
Security or other security held by or on behalf of the
County;
(c) Any Bond, Additional Parity Bond, Parity
Security or other security of the County for the payment
or the redemption of which moneys or Federal Securities
sufficient (including the known minimum yield available
for such purpose from Federal Securities in which such
amount wholly or in part may be initially invested) to
meet all of the Debt Service Requirements of such Bond,
Additional Parity Bond, Parity Security or other security
to the maturity date or specified Redemption Date thereof
shall have theretofore been deposited in escrow or in
trust with a Trust. Bank for that purpose as provided in
and required by Section 9 hereof; and
(d) Any mutilated, lost, stolen or destroyed
Bond, Additional Parity Bond, Parity Security or other
security of the County in lieu of or in substitution for
which another bond or other security shall have been
executed and delivered.
(27) Owner: the holder of any bearer instrument or
registered owner of any registered instrument.
(28) Parity Securities: bonds, notes, warrants,
leases or other contracts evidencing borrowings and payable
from the Pledged Sales Tax Revenues equally or on a parity
with the Bonds.
(29) Paying Agent: Central Bank Denver, National
Association, Denver, Colorado, or its successors.
(30) Permitted Investments: except to the extent
limited by law, any of the following obligations:
(a) Direct obligations of the United States
of America and securities fully and unconditionally
guaranteed as to the timely payment of principal and
interest by the United States of America;
(b) Direct obligations and fully guaranteed
certificates of beneficial interest of the Export- Import
Bank of the United States; senior debt obligations of the
Federal Home Loan Banks; guaranteed mortgage- backed bonds
and guaranteed pass- through obligations of the Government
National Mortgage Corporation; mortgage- backed securities'
and senior debt obligations of the Federal National
BD5873.A(PF) 5 06/07/90
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c
Mortgage Association; and participation certificates and
senior debt obligations of the Federal Home Loan Mortgage
Corporation;
(c) Debentures of the Federal Housing
Administration and guaranteed Title XI financing of the
U.S. Maritime Administration which are rated "Aaa" by
Moody's Investors Service, Inc. and AAA by Standard &
Poor's Corporation;'
(d) General obligations of any state of the
United States of America, the District of Columbia, or
any territorial possession of the United States or any
political subdivision, institution, department,
instrumentality, authority or agency thereof whose
unsecured general obligation debt is rated "A3" or better
by Moody's Investors Service, Inc. and "A -" or better by
Standard & Poor's Corporation, or any obligation fully
and unconditionally guaranteed by any state, political
subdivision, institution, department, instrumentality,
authority or agency whose unsecured general obligation
debt is rated "A3" or better by Moody's Investors
Service, Inc. and "A -" or better by Standard & Poor's
Corporation;
(e) Revenue obligations of any state of the
United States of America, the District of Columbia, or
any territorial possession of the United States or any
political subdivision, institution, department,
instrumentality, authority or agency thereof whose
revenue obligation debt is rated "Aa3" or better by
Moody's Investor's Service, Inc. and "AA -" by Standard
& Poor's Corporation;
(f) Commercial paper rated "Prime -1" by
Moody "s Investors Service, Inc. and "A -1" or better by
Standard & Poor's Corporation;
(g) Bankers acceptances that are issued by a
state or national bank which has a combined capital and
surplus of at least $250,000,000, whose deposits are
insured by the Federal Deposit Insurance Corporation and
which:
1. has an unsecured, uninsured and
unguaranteed obligation rated "Prime -1" or "A3" or
better by Moody's Investors Service, Inc. and "A -1"
or "A -" or better by Standard & Poor's Corporation;
or
BD5873.A(PF) 6 06/07/90
2. is the lead bank of a parent bank
holding company with an uninsured, unsecured and
unguaranteed obligation meeting the rating
requirements of this Section 1A(30)(g);
(h) Deposits of any bank or savings and loan
association which has combined capital, surplus and
undivided profits of not less than $3,000,000,. provided
such deposits are fully insured by the Bank ,Insurance
Fund or the Savings Association Insurance Fund
administered by the Federal Deposit Insurance
Corporation;
(i) Investments in a money- market fund that
is registered as an investment company under the federal
"Investment Company Act of 1940 ", as amended, and rated
"Am" or "Am -G" or better by Standard & Poor "s
Corporation, provided, at the time the investing public
entity invests in such fund:
1. The investment policies of the fund
include seeking to maintain a constant share price;
2. No sales or load fee is added to the
purchase price or deducted from the redemption price
of the investments in the fund; and
3. The investments of the fund consist
only of securities with a maximum maturity of one
year or less and an average maturity of one hundred
twenty days or less which are one of the following:
A. Securities listed in paragraphs
(a) to (j) of Section 24 -75- 601.1(1), Colorado
Revised Statutes (1989 Cum. Supp.), as amended;
or
B. Perfected reverse repurchase
agreements which mature within thirty days and
which provide for the simultaneou's sale and
repurchase by the fund at a future date of
securities listed in paragraphs (a) to (i) of
Section 24 -75- 601.1(1), Colorado Revised
Statutes (1989 Cum. Supp.), as amended; or
C. Any securities not listed in
paragraphs (a) to (j) of Section
24 -75- 601.1(1), Colorado Revised Statutes (1989
Cum. Supp.), as amended, the interest on which -
is not includable in gross income for federal
BD5873.A(PF) 7 06/07/90
income tax purposes if such securities do not
exceed fifteen percent of the investments of
the fund, based on the purchase price of all
securities held by the fund;
(j) Repurchase agreements collateralized by
securities described in (a), (b) or (c) above with any
registered broker /dealer subject to the jurisdiction of
the Securities Investors' Protection Corporation or any
Commercial Bank, if such broker /dealer or Commercial Bank
has an uninsured, unsecured and unguaranteed obligation
rated "Prime -1" or "A3" or better by Moody's Investors
Service, Inc. and "A -1" or "A -" or better by Standard &
Poor's Corporation, provided:
BD5873.A(PF)
1. a master repurchase agreement or a
specific written repurchase agreement governs the
transaction, and
2. the securities are delivered to and
held, free and clear of any lien, by the County or
an independent third party acting solely as agent
for the County, and such third party is a Federal
Reserve Bank, a bank which is a member of the
Federal Deposit Insurance Corporation and which has
combined capital, surplus and undivided profits of
not less than $25,000,000, or a bank approved in
writing for such purpose by the Bond Insurer, and
the County shall have received written confirmation
from such third party that it holds such securities,
free of any lien, as agent for the County, and
3. a perfected first security interest
under the Uniform Commercial Code, or book entry
procedures prescribed at 31 CFR 306.1 et sea. or 31
CFR 350.0 et seg. in such securities is created for
the benefit of the County, and such perfected
security interest along with any necessary transfer
documents is transferred to the County or to a
third -party custodian or third -party trustee for
safekeeping on behalf of the County, and
4. the repurchase agreement has a term
of thirty days or less, or the County will value the
collateral securities no less frequently than
monthly and will liquidate the collateral securities
if any deficiency in the required collateral
percentage is not restored within two business days
of such valuation, and
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5. the repurchase agreement matures at
least ten days (or other appropriate liquidation
period) prior to an Interest Payment date, and
6. the fair market value of the
securities in relation to the amount of the
repurchase obligation, including principal and
interest, is equal to at least 100 %, and
i
7. the securities are marketable.
(k) investment agreements with an eligible
foreign or domestic insurance company which has an
unsecured, uninsured and unguaranteed obligation (or
claims - paying ability) rated "Aaa" by Moody's Investors
Service and "AAA" by Standard & Poor's Corporation,
provided:
1. interest is paid al least semi-
annually at a fixed rate during the entire term of
the agreement, consistent with bond payment dates,
and
2. moneys invested thereunder may be
withdrawn without any penalty, premium, or charge
upon not more than one day's notice (provided such
notice may be amended or canceled at any time prior
to the withdrawal date), and
3. the agreement is not subordinated to
any other obligations of such insurance company, and
4. the same guaranteed interest rate
will be paid on any future deposits made to restore
the reserve to its required amount, and
5. the County receives an opinion of
counsel that such agreement is an enforceable
obligation of such insurance company, and
6. the agreement is purchased with
proceeds of the sale of securities of a public
entity and proceeds of certificates of participation
or other securities evidencing rights in payments
to be made by a public entity under a lease, lease -
purchase agreement, or other similar arrangement,
except that no agreement may be purchased with the
proceeds of any of the foregoing which are held in
an escrow or otherwise for the purpose of refunding
bonds or other obligations of a public entity.
BD5873.A(PF) 9 06/07/90
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(1) any securities which are or may hereafter
be designated as legal investments for counties in the
State or any certificates of deposit in "eligible public
depositories," as said term may now or hereafter be
defined by statute, which are insured or collateralized
as required by law, provided the securities or
certificates of deposit are rated "A3" or better by
Moody 's Investors Service..
(31) Person:' 'any individual, firm, . partnership,
corporation, company, association, joint -stock association,
or body politic or any trustee, receiver, assignee, or other
similar representative thereof.
(32) Pledged Sales Tax Revenues: the thirty -five
percent (35%) of the Net Revenue collected by the County from
the Sales Tax required by Resolution No. 81 -33 to be deposited
in the Sales Tax Capital Improvement Fund plus all income or
gain, if any, from any investment of the foregoing and of the
proceeds of Securities payable from the Pledged Sales Tax
Revenues deposited in the Construction Fund, the Bond Fund or
the Bond Reserve Fund to the extent not subject to federal
arbitrage rebate requirements.
(33) Prior Bonds: the Eagle County, Colorado, Sales
Tax Revenue Refunding Bonds, Series 1985, dated November 1,
1985, in the original aggregate principal amount of $6,615,000
authorized pursuant to Resolution No. 85 -64 of the Board.
(34) Purchaser: Coughlin and Company, Inc., Denver,
Colorado, and its associates, if any.
(35) Rebate Fund: the Eagle County, Colorado, Sales
Tax Revenue Refunding Bonds, Series 1990, Rebate Fund created
and referred to in Section 5G hereof.
(36) Redemption Date: the date fixed for the
redemption prior to maturity of any Bonds or other designated
securities payable from the Pledged Sales Tax Revenues in any
notice of prior redemption given by or on behalf of the
County.
(37) Registrar: Central Bank Denver, National
Association, Denver, Colorado, or its successors.
(38) Regular Record Date: the fifteenth day of the
calendar month next preceding an Interest Payment Date for the
Bonds.
BD5873.A(PF)
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Board. (39) Resolution: this Resolution No. 90- of the
(40) Resolution No. 81 -33: the resolution of the
Board imposing the Sales Tax, establishing the Sales Tax
Capital Improvement Fund and providing that the Pledged Sales
Tax Revenues be deposited in the Sales Tax Capital Improvement
Fund. ,
(41) Sales Tax: the sales tax established by
Resolution No. 81 -33 upon sales and purchases of tangible
personal property at retail within the County in such
percentage as may be set forth in Resolution No. 81 -33 or any
supplements or amendments thereof.
(42) Sales Tax Capital Improvement Fund: the County
of Eagle, Colorado, Sales Tax Capital Improvement Fund, the
special fund created in.Resolution No. 81 -33 and referred to
in Section 5B hereof.
(43) Security or securities: any bond, note,
warrant or lease or any other contract evidencing the
advancement of money to the County.
(44) Special Record Date: the date fixed by the
Paying Agent for the determination of ownership of Bonds for
the purpose of paying interest not paid when due or interest
accruing after maturity.
(45) State: the State of Colorado.
(46) Subordinate Bonds or Subordinate Securities:
bonds or securities payable from the Pledged Sales Tax
Revenues having a lien thereon subordinate or junior to the
lien thereon of the Bonds.
(47) Superior Bonds or Superior Securities: bonds
or securities payable from the Pledged Sales Tax Revenues
having a lien thereon superior or senior to the lien thereon
of the Bonds.
(48) Transfer Agent: Central Bank Denver, National
Association, Denver, Colorado, or its successors.
(49) Trust Bank: a Commercial. Bank which is
authorized to exercise and is exercising trust powers.
B. Construction. This Resolution, except where the
context by clear implication herein otherwise requires, shall be
construed as follows:
BD5873.A(PF) 11 06/07/90
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(1) Words in the singular number include the
Plural, and words in the plural include the singular.
(2) Words in the masculine gender include the
feminine and the neuter, and when the sense so indicates words
of the neuter gender refer to any gender.
(3) Articles sections subsections
paragraphs
and subparagraphs mentioned by number, letter or otherwise
cor espond to the respective articles, section's, subsections,
paragraphs and subparagraphs of this Resolution so numbered
or otherwise so designated.
(4) The titles and headlines applied to articles,
sections and subsections of this Resolution are inserted only
as a matter of convenience and ease in reference and in no
way define or limit the scope or intent of any provisions of
this Resolution.
Section 2. Recitals.
A. Prior Bonds. The County has heretofore issued and
sold the Prior Bonds. There is Outstanding of the Prior Bonds the
aggregate principal amount of $5,240,000, consisting of bonds
maturing on the following dates in the following aggregate
principal amounts and bearing interest at the following per annum
interest rates:
BD5873.A(PF) 12 06/07/90
The Prior Bonds maturing December 1, 1990, through
June 1, 1993, are not subject to optional redemption prior to their
respective maturity dates. The Prior Bonds maturing on December 1,
1993, and thereafter are subject to optional redemption prior to
their respective maturity dates, in inverse order of maturity by
lot within a maturity, on December 1, 1992, and on any Interest
Payment Date thereafter at a price equal to the principal amount
of each Prior Bond so redeemed plus accrued interest thereon to the
Redemption Date plus a premium equal to 1% of the principal amount
of each Prior Bond so redeemed.
B. Authority. The County is authorized by the
Constitution and the laws of the State including part 1 of
article 2 of title 29 and part 1 of article 56 of title 11,
.Colorado Revised Statutes, as amended to issue sales tax revenue
refunding bonds to refund, pay and discharge all or any part of
the Prior Bonds.
C. Necessity. The Board hereby determines that it is
necessary and in the best interests of the County and its
inhabitants that the County provide funds to refund, pay and
discharge the Prior Bonds by issuing the Bonds in order to (i)
reduce the net effective interest rate, (ii) reduce the principal
and interest payable in any particular year or years or effect
other economies, (iii) modify and eliminate restrictive contractual
limitations and (iv) postpone maturities to a later date.
BD5873.A(PE) 13 06/07/90
Principal
Interest
MaturiM_ tv
Date
Amounts
Rate
December
1, 1990
$185,000
7.20%
June 1,
1991
185,000
7.40
December
1, 1991
195,000
7.40
June 1,
1992
205,000
7.60
December
1, 1992
210,000
7.60
June 1,
1993
220,000
7.75
December
1, 1993
225,000
7.75
June 1,
1994
235,000
7.75
December
1, 1994
245,000
7.75
June 1,
1995
255,000
7.90
December
1, 1995
265,000
7.90
June 1,
1996
275,000
8.00
December
1, 1996
285,000
8.00
June 1,
1997
300,000
8.10
December
1, 1997
310,000
8.10
June 1,
1998
810,000
8.25
December
1, 1998
835,000
8.25
The Prior Bonds maturing December 1, 1990, through
June 1, 1993, are not subject to optional redemption prior to their
respective maturity dates. The Prior Bonds maturing on December 1,
1993, and thereafter are subject to optional redemption prior to
their respective maturity dates, in inverse order of maturity by
lot within a maturity, on December 1, 1992, and on any Interest
Payment Date thereafter at a price equal to the principal amount
of each Prior Bond so redeemed plus accrued interest thereon to the
Redemption Date plus a premium equal to 1% of the principal amount
of each Prior Bond so redeemed.
B. Authority. The County is authorized by the
Constitution and the laws of the State including part 1 of
article 2 of title 29 and part 1 of article 56 of title 11,
.Colorado Revised Statutes, as amended to issue sales tax revenue
refunding bonds to refund, pay and discharge all or any part of
the Prior Bonds.
C. Necessity. The Board hereby determines that it is
necessary and in the best interests of the County and its
inhabitants that the County provide funds to refund, pay and
discharge the Prior Bonds by issuing the Bonds in order to (i)
reduce the net effective interest rate, (ii) reduce the principal
and interest payable in any particular year or years or effect
other economies, (iii) modify and eliminate restrictive contractual
limitations and (iv) postpone maturities to a later date.
BD5873.A(PE) 13 06/07/90
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Section 3. Sale of Bonds.
A. Purchaser's Proposal. The Purchaser has submitted
a proposal for the purchase of the Bonds upon terms favorable to
the County, and the Board has determined to accept the same. The
purchaser has simultaneously, with the submission of its proposal,
disclosed in writing the entire income, from all sources, which the
purchaser anticipates receiving upon the issuance of the Bonds,
specifying all such sources and amounts, and has disclosed all
expenses which the Purchaser anticipates the County will incur in
connection with the issuance of the Bonds. The Purchaser has
provided the Board with a comparison of annual Debt Service
Requirements before and after the issuance of the Bonds, by year
and amount. Such comparisons show the present value of all annual
differences in Debt Service Requirements, using as a discount
factor the net effective interest rate of the Bonds, computed from
the anticipated closing date for the Bonds.
B. Award of Contract. The contract for the purchase
of the Bonds is hereby awarded to the Purchaser at the price
specified in the Purchaser's proposal and upon the terms set forth
in this Resolution.
C. Use of Official Statement: The Board acknowledges
and ratifies the use by the Purchaser of the Preliminary Official
Statement pertaining to the Bonds and authorizes the preparation
and delivery of a final Official Statement pertaining to the Bonds
in substantially the same form as the Preliminary Official
Statement. The Board confirms all representations made in the Bond
Purchase Agreement dated as of June 11, 1990 regarding the
Preliminary Official Statement and final Official Statement. By
execution of the final Official Statement by the Chairman of the
Board, the County shall deem the final Official Statement complete
as of its date within the meaning of Rule 15c2 -12 under the
Securities and Exchange Act of 1934.
Section 4. The Bonds.
A. Authorization. The Bonds, payable as to all Debt
Service Requirements solely out of Pledged Sales Tax Revenues, are
hereby authorized to be issued, and the proceeds of the Bonds shall
be used solely as herein provided.
B. Bond Details.
(1) Generallv. The Bonds shall be issued in fully
registered form in denominations of $5,000 or any integral
multiple thereof, provided that no Bond shall be issued in any
denomination larger than the aggregate principal amount.
BD5873.A(PE) 14 06/07/90
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maturing on the maturity date of such Bond and that no Bond
shall be made payable on more than one maturity date.
Pursuant to the recommendations of the Committee on
Uniform Security Identification Procedures, CUSIP numbers may
be printed on the Bonds.
The Bonds shall mature on the following dates in the
following aggregate principal amounts and shall bear interest
from June 1,, 1990, or the Interest Payment Dates to which
interest has been paid next preceding their respective dates,
whichever is later, to their respective maturity dates, except
if redeemed prior thereto, at the following per annum interest
rates:
Said interest shall be payable on December 1, 1990,
and semiannually thereafter on the first day of June and the
first day of December of each year. If upon presentation at
maturity the principal of any Bond is not paid as provided
therein, interest shall continue thereon at the same interest
rate until the principal thereof is paid in full.
The Debt Service Requirements of the Bonds shall be
payable in lawful money of the United States of America to the
Owners of the Bonds by the Paying Agent. The principal of and
final installment of interest on the Bonds shall be payable
BD5873.A(PE) 15 06/07/90
Principal
Maturity
Date
Amounts
Interest Rate
June 1,
1993
$ 170,000
6.300%
December
1, 1993
220,000
6.300
June 1,
1994
235,000
6.400
December,
1, 1994
240,000
6.400
June 1,
1995
250,000
6.500
December
1, 1995
260,000
6.500
I June 1,
1996
265,000
6.600
II December
1, 1996
275,000
6.600
June 1,
1997
.280,000
6.700
December
1, 1997
300,000
6.700
June 1,
1998
300,000
6.800 .
December
1, 1998
320,000
6.800
j June 1,
1999
325,000
6.850
December
1, 1999
335,000
6.850
June 1,
2000
350,000
6.900
December
1, 2000
360,000
6.900
December
1, 2001
1,115,000
6.950
Said interest shall be payable on December 1, 1990,
and semiannually thereafter on the first day of June and the
first day of December of each year. If upon presentation at
maturity the principal of any Bond is not paid as provided
therein, interest shall continue thereon at the same interest
rate until the principal thereof is paid in full.
The Debt Service Requirements of the Bonds shall be
payable in lawful money of the United States of America to the
Owners of the Bonds by the Paying Agent. The principal of and
final installment of interest on the Bonds shall be payable
BD5873.A(PE) 15 06/07/90
i
i
upon presentation and surrender thereof at maturity or upon
prior redemption at the principal corporate trust offices of
the Paying Agent, by check or draft mailed to the Owner of
each Bond at the address appearing on the registration books
of the County maintained by the Registrar. Except as
hereinbefore and hereinafter provided, the interest shall be
payable to the Owner of each Bond determined as of the close
of business on the Regular Record Date, irrespective of any
transfer of ownership of the Bond subsequent to the Regular
Record Date and prior to the Interest Payment Date', by check
or draft mailed to such Owner as aforesaid. Any interest not
paid when due and any interest accruing after maturity shall
be payable to the Owner of each Bond entitled to receive such
interest determined as of the close of business on the Special
Record Date, irrespective of any transfer of ownership of the
Bond subsequent to the Special Record Date and prior to the
date fixed by the Paying Agent for the payment of such
interest, by check or draft mailed to such Owner as aforesaid.
Notice of the Special Record Date and of the date fixed for
the payment of such interest shall be given by sending a copy
thereof by certified or first - class, postage prepaid mail, at
least ten (10) days prior to the Special Record Date, to the
Purchaser and to the Owner of each Bond upon which interest
will be paid determined as of the close of business on the day
preceding such mailing at the address appearing on the
registration books of the County. Any premium shall be
payable to the Owner of each Bond redeemed upon presentation
and surrender thereof upon prior redemption by check or draft
mailed to such Owner as aforesaid. If the date for making or
giving any payment, determination or notice described herein
is a Saturday, Sunday, legal holiday or any other day on which
the Paying Agent or Registrar is authorized or required by law
to remain closed, such payment, determination or notice shall
be made or given on the next succeeding day which is not a
Saturday, Sunday, legal holiday or other day on which the
Paying Agent or Registrar is authorized or required by law to
remain closed.
(2) Optional Redemption. Bonds maturing June 1,
1993, through December 1, 1995, shall not be subject to
optional redemption prior to their respective maturity dates.
Bonds maturing June 1, 1996, and thereafter shall be subject
to optional redemption prior to their respective maturity
dates, in inverse order of maturity and by lot within a
maturity, on December 1, 1995, and on any Interest Payment
Date thereafter, at a price equal to the principal amount
thereof plus accrued interest thereon to the Redemption Date.
(3) Mandatory Sinking Fund Redemption. Bonds
maturing in the year 2001 shall also be subject to mandatory
BD5873.A(PF) 16 06/08/90
sinking fund redemption prior to their maturity date, by lot,
on the dates specified below at a price equal to the principal
amount of each Bond so redeemed plus accrued interest thereon
to the Redemption Date. Such Bonds shall be redeemed on the
following dates in the following aggregate principal amounts:
Dates
June 1, 2001
December 1, 2001
Principal Amount
$ 370,000
745,000
The principal amount of the Bonds that shall be
subject to mandatory redemption in any particular year may be
reduced by an amount equal to the par value of those Bonds of
the same maturity purchased or redeemed at the County's option
not fewer than 45 days prior to the Redemption Date of such
year.
Bonds which are redeemable prior to their respective
maturity dates may be redeemed in part if issued in
denominations which are integral multiples of $5,000. Such
Bonds shall be treated as representing a corresponding number
of separate Bonds in the denomination of $5,000 each. Any
such Bond to be redeemed in part shall be surrendered for
partial redemption in the manner hereinafter provided for
transfers of ownership. Upon payment of the redemption price
of any such Bond redeemed in part the Owner thereof shall
receive a new Bond or Bonds of authorized denominations in
aggregate principal amount equal to the unredeemed portion of
the Bond surrendered.
Unless waived by the Owners of any Bonds to be
redeemed, notice of redemption shall be given by the Paying
Agent in the name of the County by sending a copy thereof by
certified or registered first -class postage prepaid mail, not
less than thirty (30) nor more than sixty (60) days prior to
the Redemption Date, to the Purchaser and to the Owner of each
of the Bonds being redeemed determined as of the close of
business on the day preceding the first mailing of such notice
at the address appearing on the registration books of the
County. In addition, the Paying Agent shall send a copy of
such notice by registered or certified mail or overnight
delivery service, return receipt requested, postage prepaid,
to Standard & Poor's Corporation, Moody's Investors Service,
Inc. and The Bond Buyer and to each registered securities
depository and nationally recognized information service that
disseminates redemption information, sent at least two
business days in advance of the mailing of notice to Owners
of the Bonds. Such notice shall specify the number or numbers
of the Bonds to be redeemed, whether in whole or in part, the
BD5873.A(PF)
17
06/07/90
principal amounts thereof and the date fixed for redemption
and shall further state that on the Redemption Date there will
be due and payable upon each Bond or part thereof so to be
redeemed the principal amount or part thereof plus accrued
interest thereon to the Redemption Date plus any premium due
and that from and after such date interest will cease to
accrue. In addition, the Paying Agent is hereby authorized
to comply.with any operational procedures and requirements of
The Depository Trust Company relating to redemption of Bonds
and notice thereof. Bonds called for optional redemption as
provided herein shall be redeemable only to the extent of
moneys on'deposit with the Paying Agent and legally available
for redemption of Bonds on the date of such notice. Failure
to mail any notice as aforesaid or any defect in any notice
so mailed with respect to any Bond shall not affect the
validity of the redemption proceedings with respect to any
other Bond. Any Bonds redeemed prior to their respective
maturity dates by call for prior redemption or otherwise shall
not be reissued and shall be cancelled the same as Bonds paid
at or after maturity.
Notice of the redemption of Bonds, other than
mandatory sinking fund redemption and excepting any notice
that refers to Bonds that are the subject of an advance
refunding, shall be circulated only if sufficient funds have
been deposited with the Paying Agent to pay the redemption
price of the Bonds to be redeemed.
(3) Interest Rates. The maximum net effective
interest rate authorized for the Bonds is 10% per annum. The
actual net effective interest rate for the Bonds is 6.89582%
per annum.
(4) Execution and Authentication. The Bonds shall
be executed by and on behalf of the County with the facsimile
signature of the Chairman of the Board, shall bear a facsimile
of the seal of the County, shall be attested with the
facsimile signature of the Clerk, and shall be authenticated
with the manual signature of a duly authorized officer or
signatory of the Registrar. Should any officer whose
facsimile signature appears on the Bonds cease to be such
officer before authentication of any Bond, such facsimile
signature shall nevertheless be valid and sufficient for all
purposes. No Bond shall be valid or become obligatory for any
purpose or be entitled to any security or benefit under this
Resolution unless and until the certificate of authentication
on such Bond shall have been duly executed by the Registrar,
and such executed certificate upon any such Bond shall be
conclusive evidence that such Bond has been authenticated and
delivered under this Resolution. The certificate of
BD5873.A(PF) 18 06/07/90
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authentication on any Bond shall be deemed to have been duly
executed by the Registrar if signed by an authorized officer
or signatory thereof, but it shall not be necessary that the
same officer or signatory sign the certificate of
authentication on all of the Bonds.
(5) Registration. Transfer and Exchange. Upon
their execution and authentication and prior to their delivery
the Bonds shall be registered for the purpose of payment of
principal and interest by the Registrar. Thereafter, the
Bonds shall be transferable only upon the registration books
of the County by the Transfer Agent at the request of the
Owner thereof or his, her or its duly authorized
attorney- in- fact or legal representative. The Registrar or
Transfer Agent shall accept a Bond for registration or
transfer only if the Owner is to be an individual, a
corporation, a partnership, or a trust. A Bond may be
transferred upon surrender thereof together with a written
instrument of transfer duly executed by the Owner or his, her
or its duly authorized attorney -in -fact or legal
representative with guaranty of signature satisfactory to the
Transfer Agent, containing written instructions as to the
details of the transfer, along with the social security number
or federal employer identification number of the transferee
and, if the transferee is a trust, the names and social
security numbers of the settlors and the beneficiaries of the
trust. The Transfer Agent shall not be required to transfer
ownership of any Bond during the fifteen (15) days prior to
the first mailing of any notice of redemption or to transfer
ownership of any Bond selected for redemption on or after the
date of such mailing. The Owner of any Bond or Bonds may also
exchange such Bond or Bonds for another Bond or Bonds of
authorized denominations. Transfers and exchanges shall be
made at the expense of the transferor or exchanger,.and the
Transfer Agent may also require payment of a sum sufficient
to defray any tax or other governmental charge that may
hereafter be imposed in connection with any transfer or
exchange of Bonds. No transfer of any Bond shall be effective
until entered on the registration books of the County. In the
case of every transfer or exchange, the Registrar shall
authenticate and the Transfer Agent shall deliver to the new
Owner a new Bond or Bonds of the same aggregate principal
amount, maturing in the same year, and bearing interest at the
same per annum interest rate as the Bond or Bonds surrendered.
Such Bond or Bonds shall be dated as of their date of
authentication. New Bonds delivered upon any transfer or
exchange shall be valid obligations of the County, evidencing
the same obligation as the Bonds surrendered, shall be secured
by this Resolution, and shall be entitled to all of the
security and benefits hereof to the same extent as the Bonds
BD5873.A(PF) 19 06/07/90
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surrendered. The County may deem and treat the person in
whose name any Bond is last registered upon the books of the
County as the absolute owner thereof for the purpose of
receiving payment of the Debt Service Requirements of such
Bond and for all other purposes, and all such payments so made
to such Person or upon his, her or its order shall be valid
and effective to satisfy and discharge the liability of the
County upon such Bond to the extent of - the sum or sums so
paid,, and the County shall not be_ affected by any notice to
the contrary. Upon the occurrence of an Event of Default
which would require the Bond Insurer to make payments under
the Bond Insurance Policy, the Bond Insurer and its designated
agent shall be provided with access to the registration books
of the County.
(6) Resignation of Agents. If the Paying Agent,
Registrar or Transfer Agent shall resign, or if the County
shall reasonably determine that the Paying Agent, Registrar
or Transfer Agent has become incapable of fulfilling its
duties hereunder, the County may, upon notice mailed to each
Owner of Bonds at the address last shown on the registration
books of the County, appoint a successor paying agent,
registrar or transfer agent. Every such successor paying
agent, registrar and transfer agent shall be a Commercial
Bank. It shall not be required that the same institution
serve as paying agent, registrar and transfer agent hereunder,
but the County shall have the right to have the same
institution serve as paying agent, registrar and transfer
agent hereunder. No resignation or removal of the Paying
Agent shall become effective until a successor has been
appointed and has accepted the duties of Paying Agent. The
Bond Insurer will be furnished with written notice of the
resignation or removal of the Paying Agent and Registrar and
the appointment of any successor thereto.
(7) Replacement of Bonds. If any Bond shall become
mutilated, lost, stolen or destroyed, the affected Owner shall
be entitled to the issuance of a substitute Bond only as
follows:
(a) in the case of a lost, stolen or destroyed
Bond, the Owner shall provide notice of the loss to the County
within a reasonable time after the Owner receives notice of
the loss;
(b) in the case of a lost, stolen or destroyed
Bond, the Owner shall request the issuance of a substitute
Bond before the County receives notice of the transfer of the
original Bond to a bona fide purchaser for value without
notice;
BD5873.A(PF) 20 06/07/90
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t�
f t
(c) in all cases, the Owner shall provide indemnity
against any and all claims arising out of or otherwise related
to the issuance of substitute Bonds satisfactory to the County
and the Registrar;
(d) in the case of a mutilated Bond, the Owner
shall surrender the Bond to the Registrar for cancellation;
and
(e) in the case of a lost, stolen or destroyed
Bond, the Owner shall provide evidence, satisfactory to the
County and the Registrar, of the ownership and the loss, theft
or destruction of the affected Bond.
Upon compliance with the foregoing, a new Bond of
like tenor and denomination, executed by the County, shall be
authenticated by the Registrar and delivered to the Owner, all
at the expense of the Owner to whom the substitute Bond is
delivered. Notwithstanding the foregoing, the Registrar shall
not be required to authenticate and deliver any substitute for
a Bond which has been called for redemption or which has
matured or is about to mature and, in any such case, the
principal or redemption price then due or becoming due shall
be paid by the Paying Agent in accordance with the terms of
the mutilated, lost, stolen or destroyed Bond without
substitution therefor.
Every substituted Bond issued pursuant to this
Section 4(b)(7) shall constitute an additional contractual
obligation of the County and shall be entitled to all the
benefits of this Resolution equally and proportionately with
any and all other Bonds duly issued hereunder unless the Bond
alleged to have been destroyed, lost or stolen shall be at any
time enforceable by 'a bona fide purchaser for value without
notice. In the event.the Bond alleged to have been destroyed,
lost or stolen shall be enforceable by anyone, the County may
recover the substitute Bond from the Owner to whom it was
issued or from anyone taking under the Owner except a bond
fide purchaser for value without notice.
All Bonds shall be held and owned upon the express
condition that the foregoing provisions are exclusive with
respect to the replacement or payment of mutilated, destroyed,
lost or stolen Bonds, and shall preclude any and all other
rights or remedies, notwithstanding any law or statute
existing or hereafter enacted to the contrary with respect to
the replacement or payment of negotiable instruments or
investment or other securities without their surrender.
BD5873.A(PF) 21 06/07/90
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(8) Recitals in Bonds. Each Bond shall recite in
substance that the Bond is payable solely from the Pledged
Sales Tax Revenues and that the Bond does not constitute a
debt or an indebtedness of the County within the meaning of
any Colorado constitutional or statutory limitation, that the
Bond is not payable in .whole or in part from the proceeds of
general property taxes and that the full faith and credit of
the County is not pledged to pay the principal of or interest
on. such Bond. Each Bond shall further recite that it is
issued under the authority of the State Constitution, part 1
of article 2 of title 29 and part 1 of article 56 of title 11,
Colorado Revised Statutes, as amended, and this Resolution.
By statute, the latter recital shall conclusively impart full
compliance with all of the provisions and limitations thereof
and that the Bonds containing such recital are incontestable
for any cause whatsoever after their delivery for value.
(9) Form of Bonds. The Bonds shall be in
substantially the following form:
BD5873.A(PF)
22
06/07/90
STATE OF COLORADO
No. R -___--
(Form of Bond]
(Text of Face)
UNITED STATES OF AMERICA
.pa
COUNTY OF EAGLE
SALES TAX REVENUE REFUNDING BOND
SERIES 1990
Interest Maturity
R=_ Date
REGISTERED OWNER:
PRINCIPAL SUM:
Original
Date CUSIP
June 1, 1990
EAGLE COUNTY, COLORADO, for value received, hereby
promises to pay to the Registered Owner (specified above), or
registered assigns, solely from the special funds provided
therefor, as hereinafter set forth, the Principal Sum (specified
above), in lawful money of the United States of America, on the
Maturity Date-(specified above), with interest thereon from the
Original Date (specified above), or the interest payment date to
which interest has been paid next preceding the date hereof,
whichever is later,* to the Maturity Date, except if redeemed prior
thereto, at the per annum Interest Rate (specified above), payable
semiannually on the first day of June and the first day of December
of each year, commencing on December 1, 1990, or the first such
date after the date hereof, whichever is later, in the manner
provided herein. I£ upon presentation at maturity, payment of the
Principal Sum is not made as provided herein, interest continues
at the Interest Rate until the Principal Sum is paid in full.
Optional Redemption. Bonds maturing June 1, 1993,
through December 1, 1995, are not subject to optional redemption
prior to their respective maturity dates. Bonds maturing June 1,
BD5873.A(PF) 23 06/08/90
1996 and thereafter are subject to optional redemption prior to
h,,r respective maturity dates, in inverse order of maturity and
t lot within a maturity, on December 1, 1995, and on any interest
by
Payment reof plus accrued thereafter,
interest thereongtol principal mount
the redemptiondate
Mandatory Sinking Fund Redemption. Bonds of this issue
maturing in the year 2001 are also subject to mandatory sinking
fund redemption prior to their maturity date, by lot, on the dates
specified below at a price equal to the principal amount of each
Bond so redeemed plus accrued interest thereon to the Redemption
Date. Such Bonds shall be redeemed on the following dates in the
following aggregate principal amounts:
Dates
June 1, 2001
December 1, 2001
Principal Amount
$ 370,000
745,000
The principal amount of the Bonds that are subject to
mandatory redemption in any particular year may be reduced by an
amount equal to the par value of those Bonds of the same maturity
purchased or redeemed at the County's option not fewer than 45 days
prior to the Redemption Date of such year.
Bonds which are redeemable prior to their respective
maturity dates may be redeemed in part if issued in denominations
which are integral multiples of $5,000. In such case the Bond is
to be surrendered in the manner provided for transfers of
ownership. Upon payment of the redemption price the Registered
Owner is to receive a new Bond or Bonds of authorized denominations
in aggregate principal amount equal to the unredeemed portion of
the Bond surrendered.
Unless waived by the registered owner of any Bond to be
redeemed, notice of redemption of any Bonds is to be given by the
paying agent in the name of the County by sending a copy of such
notice by certified or registered first -class postage prepaid mail,
not less than thirty (30) nor more than sixty (60) days prior to
the redemption date, to Coughlin and Company, Inc_, Denver,
Colorado, and to the registered owner of each of the Bonds being
redeemed determined as of the close of business on the day
preceding the first mailing of such notice at the address appearing
on the registration books of the County. Such notice,is to specify
the number or numbers of the Bonds to be redeemed, whether in whole
or in part, the principal amounts thereof and the date fixed for
redemption and is further to state that on the redemption date
there will be due and payable upon each Bond or part thereof so to
be redeemed the principal amount or part thereof plus accrued
interest thereon to the redemption date plus any premium due and
BD5873.A(PF) 24 06/07/90
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that from and after such date interest will cease to accrue. In
addition, the paying agent is authorized to comply with any
operational procedures and requirements of The Depository Trust
Company relating to redemption of Bonds and notice thereof. Bonds
called for optional redemption as provided herein are redeemable
only to the extent of moneys on deposit with the paying agent and
jegally available for redemption of Bonds on the date of such
notice. Failure to mail any notice as aforesaid or any defect in
any notice so mailed with respect to any Bond does not affect the
validity of the redemption proceedings with respect to any other
Bond.
REFERENCE IS HEREBY MADE TO THE FURTHER PROVISIONS OF
THIS BOND SET FORTH ON THE REVERSE HEREOF.
This Bond is a special and limited obligation of the
County payable solely out of and secured by an irrevocable
assignment and pledge (but not necessarily an exclusive assignment
and pledge) of thirty -five percent (35%) of the net receipts from
the County's sales tax and certain investment income, as more
specifically provided in the Resolution pursuant to which this Bond
is issued. This Bond does not constitute a debt or an indebtedness
of the County within the meaning of any constitutional or statutory
provision or limitation of the State of Colorado. This Bond is not
payable in whole or in part from the proceeds of general property
taxes and the full faith and credit of the County is not pledged
for the payment of the principal of or interest on this Bond.
This Bond is not valid and is not to become obligatory
for any purpose or be entitled to any security or benefit under the
Resolution authorizing the issuance of this Bond until the
certificate of authentication hereon has been signed by the
registrar.
IN WITNESS WHEREOF, Eagle County, Colorado, has caused
this Bond to be executed in its name and on its behalf with the
facsimile signature of the Chairman of the Board of County
Commissioners, to be sealed with _a facsimile of the seal of the
BD5873.A(PF) 25 06/07/90
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County and to be signed and attested with the facsimile signature
of the County Clerk and Recorder.
(FACSIMILE)
( SEAL )
ATTEST:
(Facsimile Signature)
County Clerk and Recorder
BD5873.A(PF)
EAGLE COUNTY, COLORADO
By: (Facsimile Signature)
Chairman, Board of
County Commissioners
26 06/07/90
This Bond is one of the series issued pursuant to the Resolution
herein described. Printed on the reverse hereof is the complete
text of the opinion of bond counsel, Ballard, Spahr, Andrews &
Ingersoll, Denver, Colorado, a signed copy of which, dated the date
of the first delivery of the Bonds herein described, is on file
+' wyth'the undersigned.
i CENTRAL BANK DENVER, NATIONAL ASSOCIATION
as registrar
By: (Manual Signature)
Authorized Officer
or Signatory
DATED:
BD5873.A(PF) 27 06/07/90
ABBREVIATIONS
The following abbreviations, when used in the inscription
on the face of this Bond, shall be construed as though they were
written out in full according to applicable laws or regulations.
TEN COM - as tenants in common
TEN ENT - as. tenants by the entireties
JT TEN - as joint tenants with the right of
survivorship and not as tenants in
common
UNIF TRANS MIN ACT -
(Cust)
Custodian
(Minor)
under Uniform Transfers to Minors Act
(State)
Additional abbreviations may also be used
though not on the above list.
BD5873.A(PF) 28 06/07%90
1
(Text of Reverse)
The principal of, interest on, and any premium due in
connection with the redemption of this Bond are payable to the
Registered Owner by Central Bank Denver, National Association,
Denver, Colorado, or its successors, as paying agent. The
Principal of and final installment of interest on the Bonds are
payable to the Registered Owner upon presentation and surrender .of
this Bond at maturity or upon prior redemption at the principal
corporate trust offices of the paying agent, by check or draft
mailed to the Registered Owner at the address appearing on the
registration books of the County maintained by Central Bank Denver,
National Association, Denver, Colorado, or its successors, as
registrar. Except as hereinbefore and hereinafter provided, the
interest is payable to the Registered Owner determined as of the
close of business on the regular record date, which is the
fifteenth day of the calendar month next preceding the interest
payment date, irrespective of any transfer of ownership hereof
subsequent to the regular record date and prior to such interest
payment date, by check or draft mailed to the Registered Owner as
aforesaid. Any interest hereon not paid when due and any interest
hereon accruing after maturity is payable to the Registered Owner
determined as of the close of business on the special record date,
which is to be fixed by the paying agent for such purpose,
irrespective of any transfer of ownership of this Bond subsequent
to such special record date and prior to the date fixed by the
paying agent for the payment of such interest, by check or draft
mailed to the Registered Owner as aforesaid. Notice of the special
record date and of the date fixed for the payment of such interest
is to be given by sending a copy thereof by certified or registered
first -class postage prepaid mail, at least ten (10) days prior to
the special record date, to Coughlin and Company, Inc., Denver,
Colorado, and to the registered owner of each Bond upon which
interest will be paid determined as of the close of business on the
day preceding such mailing at the address appearing on the
registration books. of the County. Any premium is payable to the
Registered Owner upon presentation and surrender of this Bond upon
prior redemption, by check or draft mailed to the Registered Owner
as aforesaid. If the date for making or giving any payment,
determination or notice described herein is a Saturday, Sunday,
legal holiday or any other day on which the paying agent or
registrar is authorized or required by law to remain closed, such
payment, determination or notice is to be made or given on the next
succeeding day which is not a Saturday, Sunday, legal holiday or
other day on which the paying agent or registrar is authorized or
required by law to remain closed.
Payment of the principal of, interest on, and any premium
due in connection with the redemption of this Bond is to be made
solely from, and as security for such payment there are irrevocably
BD5873.A(PF) 29 06/07/90
t
not necessarily exclusively) pledged, pursuant to the
identified authorizing the
as the Bond Fund nand special
Reserve
I d into which funds the County has covenanted in the Resolution
Furl Pay from pledged sales tax revenues consisting of thirty -five
Percent (35%) of the net receipts from the County's sales tax and
certain investment income sums sufficient to pay when due the
n interest and ie due i connection
pheredempt on o the Bonds of this issue and any other parity
securities payable therefrom and to accumulate and maintain a
specified reserve for such purposes. In addition, the County may
at its option augment such funds with any other moneys of the
County legally available for expenditure for the purposes thereof
as provided in the Resolution.
It is hereby recited, certified and warranted that for
the payment of the principal of, interest on, and any premium due
in connection with the redemption of this Bond the County has
created and will maintain said special funds and will deposit the
pledged revenues therein and out of said special funds, as an
irrevocable charge thereon, will pay the principal of, interest on,
and any premium due in connection with the redemption of this Bond
in the manner provided by the Resolution.
The Bonds of this issue are equitably and ratably secured
by a lien on the pledged sales tax revenues, and such Bonds
constitute an irrevocable and first lien (but not necessarily an
exclusive first lien) upon the pledged sales tax revenues. Bonds
and other types of securities, -in addition to the Bonds of this
issue, subject to expressed conditions, may be issued and made
payable from the pledged sales tax revenues having a lien thereon
subordinate and junior to the lien of the Bonds of this issue or,
subject to additional expressed conditions, having a lien thereon
on a parity with the lien of such Bonds in accordance with the
provisions of the Resolution. Except as otherwise expressly
provided in this Bond and the Resolution, the pledged sales tax
revenues are assigned, pledged and set aside to the payment of the
principal of and interest on the Bonds of this issue.
The County covenants and agrees with the Registered Owner
that it will keep and will perform all of the covenants of this
Bond and of the Resolution.
This Bond is authorized and issued for the purpose of
refunding, paying and discharging certain outstanding sales tax
revenue refunding bonds of the County pursuant to and by virtue of
and in full conformity with the Constitution of the State of
Colorado, part 1 of article 2 of title 29 and part 1 of article 56
of title 11, Colorado Revised Statutes, as amended, and all other
laws of the State of Colorado thereunto enabling, and pursuant to
BD5873.A(PE) 30 06/07/90