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HomeMy WebLinkAboutC13-180 Stone Creek Flood Hazard Mitigation Project AgreementCONSTRUCTION AGREEMENT FOR
STONE CREEK FLOOD HAZARD MITIGATION PROJECT
THIS CONSTRUCTION AGREEMENT is dated as of the ' — day of , 2013, by
and between Eagle County, Colorado, a body corporate and politic, acting by and thro gh its Board of County
Commissioners (hereinafter called "County" or "Owner ") whose address for purposes hereof is P.O. Box 850,
500 Broadway, Eagle, CO 81631, and Schofield Excavation, Inc. a Colorado corporation licensed to work in
the State of Colorado (hereinafter called "Contractor ") whose address for purposes hereof is PO Box 612, 106
Oak Ridge Drive, Suite 202, Gypsum, CO 81637.
Owner and Contractor, in consideration of the mutual covenants herein set forth, agree as follows:
ARTICLE 1- THE PROJECT AND THE WORK
1.1 The construction project which is the subject matter hereof is generally described as the Stone Creek
Flood Hazard Mitigation Project (the "Project "). Contractor shall supply and perform all work to
complete the Project as specified in the Contract Documents ( "Work ").
1.2 This Project is supported by the Colorado Department of Local Affairs, Division of Emergency
Management. The percentage of the total cost of the Project to be funded with grant funds is seventy
five percent (75 %); and the Project is supported by the Colorado Department of Affairs, Division of
Emergency Management which has provided $180,000 for the entire Project.
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3 A more complete description of the Project and a description of the applicable Project site (the "Site ")
is provided by the Contract Documents.
1.4 Capitalized terms that are not defined in this Agreement shall have the meanings ascribed to them in
the General Conditions and (or) the other Contract Documents as applicable.
1.5 The intent of the Contract Documents is to include all items reasonably necessary for the proper
execution and completion of the Work. The Contract Documents are complementary and what is
required by any one shall be binding as if required by all. Based on Contractor's careful review of the
Contract Documents, Contractor acknowledges that the Contract Documents require the construction
of a completed Project in accordance with the terms hereof.
1.6 Contractor shall perform all the Work required by the Contract Documents or reasonably inferable
therefrom, for the complete construction of the Project in accordance with the Contract Documents.
Contractor shall provide and furnish all materials, supplies, equipment, tools, implements, all other
facilities, and all other labor, supervision, security, transportation, utilities, storage, appliances and all
other services as and when required for or in connection with the complete construction of the Project.
1.7 If the Work is taking place on property owned by other federal, state or local governmental entities, or
a public utility or other third party, Contractor shall comply with any additional terms and conditions
required by applicable law and (or) applicable permits.
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ARTICLE 2 - OWNER'S REPRESENTATIVE
2.1 The Project is under the authority of the Eagle County Engineering Department, the Manager of which,
or his designee, shall be Owner's liaison with Contractor with respect to the performance of the Work.
2.2 Contractor's representative is Levi Schofield.
2.3 Neither Owner's nor Contractor's representative shall be changed with less than ten (10) days prior
written notice to the other party.
ARTICLE 3 - CONTRACT TIME
3.1 The Work will be completed and ready for final payment in accordance with the Contract Documents
on or before May 16, 2014 ( "Contract Time ").
3.2 Contractor shall employ all such additional labor, services and supervision, including such extra shifts
and over time, as may be necessary to maintain and to achieve final payment in accordance with the
Contract Documents on or before May 16, 2014 all without an increase in the Contract Price.
3.3 Owner and Contractor recognize that time is of the essence of this Agreement and that Owner will
suffer financial loss if the Work is not substantially complete within the time specified in paragraph 3.1
above, plus any extensions thereof allowed in accordance with the General Conditions. They also
recognize the delays, expense, and difficulties involved in proving at a legal or arbitration hearing, the
actual loss suffered by Owner if the Work is not substantially complete on time. Accordingly, instead
of requiring such proof, Owner and Contractor agree that as liquidated damages for delay (but not as a
penalty) Contractor shall pay Owner Five Hundred dollars ($500.00) for each day that expires after the
time specified in paragraph 3.1 for completion until the Work is complete.
ARTICLE 4 - CONTRACT PRICE
4.1 Owner shall pay Contractor, for Contractor's performance of the Work under the Contract Documents,
a fixed sum of one hundred sixty -two thousand two hundred sixty -eight dollars and fifty cents
162,268.50) ( "Contract Price ").
4.2 Notwithstanding anything in the Contract Documents to the contrary, the Contract Price (which is
based in part upon unit prices) includes, without limitation, the entire amount of overhead and profit
payable to Contractor in connection with the Work under the Contract Documents. Contractor shall not
have the right to, nor shall it seek to recover, any additional compensation for overhead or profit. Unit
quantities actually incorporated in the Project may be adjusted subject to the fixed sum Contract Price
and in accordance with the Contract Documents. In no event shall the Unit prices set forth in
Contractor's Bid Form be adjusted.
4.3 Contractor acknowledges that Owner is a tax exempt entity and that Owner has appropriated funds for
this Project in a sum equal to or in excess of the Contract Price.
4.4 Owner shall pay Contractor for performance of the Work in accordance with the Contract Documents.
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4.5 Pursuant to the provisions of §24 -91- 103.6, C.R.S., and notwithstanding anything to the contrary
contained elsewhere in the Contract Documents, no change order or other form of order or directive by
Owner, and no amendment to this Agreement, requiring additional compensable Work to be performed
which Work causes the aggregate amount payable under the Agreement to exceed the amount
appropriated for the original Agreement, shall be of any force or effect unless accompanied by a
written assurance by Owner that lawful appropriations to cover the costs of the additional Work have
been made or unless such Work is covered under a remedy - granting provision in the Agreement.
4.6 Eagle County is a governmental entity and all obligations beyond the current fiscal year are subject to
funds being budgeted and appropriated. Specifically, notwithstanding anything to the contrary
contained in this Agreement, Owner shall have no obligations under this Agreement, nor shall any
payment be made to Contractor in respect of any period after December 31 of each calendar year
during the term of this Agreement, without an appropriation therefore by the Owner in accordance with
a budget adopted by the Board of County Commissioners in compliance with the provisions of Article
25 of Title 30 of the Colorado Revised Statutes, the Local Government Budget Law (C.R.S. §29 -1 -101
et.seq.), and the TABOR Amendment (Constitution, Article X, Sec. 20).
4.7 Intentionally Omitted.
ARTICLE 5 - PAYMENT PROCEDURES
Contractor shall submit Applications for Payment in accordance with the General Conditions. Applications
or Payment will be processed as provided in the General Conditions.
5.1 PROGRESS PAYMENTS: Subject to the provisions of the Grant Agreement, attached hereto as
Exhibit "C ", Owner shall make monthly progress payments on account of the Contract Price and as
provided in the Contract Documents. All progress payments will be on the basis of the progress of the
Work. Owner shall have the right to request and inspect supporting documentation for progress
payments, including but not limited to receipts and invoices evidencing payments of charges associated
with the Work.
5.2 The period covered by each Application for Payment shall be one calendar month beginning on the
first of each month and ending on the last day of the month.
5.3 Each Application for Payment shall be based upon the unit prices and percentage of completion as set
forth in the Contract Price and otherwise in accordance with the Contract Documents. Each
Application for Payment shall show actual quantities incorporated into the Project for each portion of
the Work as of the end of the period covered by such Application for Payment.
5.4 Prior to Completion, Owner shall authorize partial payments at the end of each calendar month or as
soon thereafter as practicable if Contractor is satisfactorily performing the Agreement. Progress
payments will be in an amount equal to:
95% of the calculated value of the Work completed. The withheld percentage of the Contract Price
shall be retained until the Agreement is completed satisfactorily and finally accepted by the Owner.
5.5 Progress payments and retained funds shall occur in compliance with the General Conditions attached
hereto and C.R.S. §24 -91 -103.
5.6 In taking action on Contractor's Applications for Payment, Owner shall be entitled to rely on the
accuracy and completeness of the information furnished by Contractor and shall not be deemed to
represent that (i) Owner has made a detailed examination, audit or arithmetic verification of the
documentation submitted by Contractor; (ii) Owner has made exhaustive or continuous on -site
inspections of the Work; or (iii) Owner has made examination to ascertain how or for what purposes
Contractor has used amounts previously paid on the Contract Price.
5.7 FINAL PAYMENT: Upon final completion and acceptance in accordance with the General
Conditions, Owner shall pay the remainder of the Contract Price. The final payment shall not be made
until after final settlement of this contract has been duly advertised at least ten days prior to such final
payment by publication of notice thereof at least twice in a public newspaper of general circulation
published in Eagle County, and the Board of County Commissioners has held a public hearing thereon
and complied with C.R.S. §38 -26 -107. Final payment shall be made in accordance with the
requirements of the aforesaid statute. Owner shall make a final settlement in accordance with C.R.S.
3 8 -26 -107 within sixty days after the contract is completed satisfactorily and finally accepted by
Owner.
5.8 Owner may withhold payments due to Contractor, to such an extent as may be necessary to protect
Owner from loss, because of defective work or material not remedied or the failure of Contractor to
carry out the Work in accordance with this Agreement.
5.9 Notwithstanding the fact some of the Work may occur on property owned by third parties that are not
governmental entities, the Contractor acknowledges and agrees that payment shall be made in
accordance with C.R.S. 24 -91 -103 and C.R.S. 38 -26 -107 and hereby waives it right to lien the
property. Contractor shall include the language of this paragraph 5.9 in any subcontracts for the
Project.
ARTICLE 6 - CONTRACTOR'S REPRESENTATIONS
In order to induce Owner to enter into this Agreement, Contractor makes the following representations:
6.1 Contractor has familiarized himself with the nature and extent of the Contract Documents, Work,
locality, and with all local conditions, and federal, state, and local laws, ordinances, rules and
regulations that in any manner may affect cost, progress, or performance of the Work.
6.2 Contractor has made, or caused to be made, examinations, investigations, and tests and studies of such
reports and related data as he deems necessary for the performance of the Work at the Contract Price,
within the Contract Time, and in accordance with other terms and conditions of the Contract
Documents; and no additional examinations, investigations, tests, reports, or similar data are, or will be
required by Contractor for such purposes.
6.3 Contractor has correlated the results of all such observations, examinations, investigations, tests,
reports, and data with the terms and conditions of the Contract Documents.
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5.4 Contractor has given Owner written notice of all conflicts, errors, or discrepancies that he has
discovered in the Contract Documents and the written resolution thereof by Owner is acceptable to
Contractor.
6.5 In performing the Work under this Agreement, the Contractor acts as an independent contractor and is
solely responsible for necessary and adequate worker's compensation insurance, personal injury and
property damage insurance, as well as errors and omissions insurance. The Contractor, as an
independent contractor, is obligated to pay federal and state income tax on moneys earned. The
personnel employed by the Contractor are not and shall not become employees, agents or servants of
the Owner because of the performance of any work by this Agreement.
6.6 Contractor represents and warrants that it holds a license, permit or other special license, as required by
law, to perform the Work required under the Contract Documents and shall keep and maintain such
licenses, permits and special licenses in good standing and in full force and effect at all times while
Contractor is performing the Work under the Contract Documents.
6.7 Contractor shall maintain insurance as set forth in the General Conditions. Before permitting any of
his subcontractors to perform any Work under this Agreement, Contractor shall require each of his
subcontractors to procure and maintain such insurance as set forth in the General Conditions.
6.8 Contractor acknowledges that this Agreement is subject to all of the provisions of the Agreement
between the State of Colorado Department of Local Affairs and Eagle County as well as Amendment
One thereto, all of which are attached hereto as Exhibit "C" (collectively the "Grant Agreement "), and
agrees to comply, to the extent applicable, with said Grant Agreement. Contractor shall insert a clause
containing the terms of this section 6.8 in all contracts or sub - contracts.
6.9 Contractor agrees to comply with Executive Order 11246 of September 24, 1965, entitled "Equal
Employment Opportunity," as amended by Executive Order 11375 of October 13, 1967, and as
supplemented in Department of Labor regulations (41 CFR Part 60). Contractor shall not discriminate
against any employee or applicant for employment to be employed in the performance of this
Agreement on the basis of race, color, religion, national origin, sex, sexual orientation, ancestry,
physical handicap, age, political affiliation or family responsibility. Contractor shall insert a clause
containing the terms of this section 6.9 in all contracts or sub - contracts that exceed $10,000.00.
6.10 Due to the involvement of federal funding for this Project, the Contractor shall, to the extent applicable,
comply with the Copeland Anti- Kickback Act (18 U.S.C. 874) as supplemented in the Department of
Labor Regulations (29 CFR Part 3). Contractor shall insert a clause containing the terms of this section
6.10 in all contracts or sub - contracts.
6.11 intentionally omitted.
6.12 Contractor agrees to comply, to the extent applicable, with Sections 103 and 107 of the Contract Work
Hours and Safety Standards Act (40 U.S.C. 327 -330) as supplemented by Department of Labor
regulations (29 CFR Part 5). Contractor shall insert a clause containing the terms of this section 6.12 in all
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contracts or sub - contracts in excess of $2,000.00.
6.13 Contractor agrees to comply with all applicable standards, orders or requirements issued under section 306
of the Clean Air Act (42 U.S.C. 1857(h)), section 508 of the Clean Air Act (33 U.S.C. 1368), Executive
Order 11738, and Environmental Protection Agency regulations (40 CFR Part 15). Contractor shall insert
a clause containing the terms of this section 6.13 in all contracts or sub - contracts in excess of $100,000.00.
6.14 Contractor agrees to comply with all mandatory standards and policies relating to energy efficiency
which are contained in the state energy conservation plan issued in compliance with the Energy Policy
and Conservation Act (Pub.L. 94 -163, 89 Stat. 871).
6.15 Contractor will take all necessary affirmative steps to assure that minority firms, women's business
enterprises and labor surplus area firms are used for subcontracts when possible. See Exhibit E, 44
CFR Part 13.36(e)(2)(i) -(v).
6.16. Contractor agrees to comply, to the extent applicable, with Federal Emergency Management Agency
procurement requirements (44 CFR Part 13.36), attached hereto as Exhibit "E". Contractor shall insert a
clause containing the terms of this section 6.16 in all contracts or sub - contracts.
6.17 Contractor agrees to comply with the Buy American Act, 41 U.S.C. 10a et.seq.
ARTICLE 7 - CONTRACT DOCUMENTS
The Contract Documents which comprise the entire Agreement are made a part hereof, and consist of the
following:
7.1 This Agreement.
7.2 Contractor's Bid Form, attached hereto as Exhibit "A" and incorporated herein.
7.3 Bid Documents comprised of the Invitation to Bid and Instructions to Bidders, attached hereto as
Exhibit "B" and incorporated herein.
7.4 Agreement Between the State of Colorado Department of Local Affairs and Eagle County and
Amendment One to Flood Mitigation Assistance Grant with Eagle County both of which are attached
hereto as Exhibit "C" and incorporated herein.
7.5 Construction Plan Set dated April, 2013, Sheets 1 through 20 and Technical Specifications each are
attached hereto and incorporated herein as Exhibits "F" and "G" respectively.
7.6 Addendum #1, Dated May 21, 2013 and attached hereto and incorporated herein as Exhibit "H ".
7.7 Performance and Payment Bonds.
7.8 Notice of Award and, if any, Notice to Proceed.
7.9 General Conditions attached hereto as Exhibit "D" and incorporated herein.
7.10 44 CFR 13.36, attached hereto as Exhibit "E ".
7.11 Any modification, including Change Orders, duly delivered after execution of Agreement.
The parties acknowledge and agree that this Agreement and the General Conditions attached hereto, shall
upersede and control over any inconsistent or contrary provision in any other attachment or agreement.
There are no Contract Documents other than those listed above in this Article 7. The Contract Documents
may only be altered, amended, or repealed by an executed, written amendment to this Agreement.
ARTICLE 8 — BONDS
8.1 Upon execution of this Agreement, Contractor shall deliver to the Owner the bonds required by the
Contract Documents, and, notwithstanding anything to the contrary contained in the Contract
Documents, Owner shall have no liability or obligation hereunder unless and until the bonds have been
so delivered.
ARTICLE 9- SUBCONTRACTS AND OTHER AGREEMENTS
9.1 Those portions of the Work that Contractor does not customarily perform with Contractor's own
personnel shall be performed under subcontracts and (or) by other appropriate agreements with
Contractor (individually a "Subcontract" and collectively "Subcontracts ").
9.2 All Subcontracts shall conform to provisions of this Agreement, and shall comply with all applicable
federal and state laws and shall provide that such Subcontracts shall be governed by the laws of the
State of Colorado. By an appropriate written agreement, Contractor shall require the subcontractor to
0, the extent of the Work to be performed by the subcontractor, to be bound to Contractor by the terms of
the Contract Documents and to assume toward Contractor all the obligation and responsibility which
Contractor, by these Documents, assumes towards Owner. Said agreement shall preserve and protect
the rights of Owner under the Contract Documents with respect to the Work to be performed by the
subcontractor so that the subcontracting thereof will not prejudice such rights. Contractor shall require
each subcontractor to enter into similar agreements with its subcontractors. Contractor shall make
available to each proposed subcontractor, prior to the execution of the subcontract, the Contract
Documents to which the subcontractor will be bound by this paragraph 9.2. Each subcontractor shall
similarly make copies of such Contract Documents available to its subcontractors. Owner shall have
the right to review and approve each form of Subcontract.
9.3 Contractor shall be responsible to Owner for the acts and omissions of its agents, employees, suppliers,
subcontractors performing Work under a contract with Contractor and such subcontractors' lower -tier
subcontractors, agents and employees.
9.4 Nothing contained in the Contract Documents shall be deemed to create any contractual relationship
between any subcontractor of any tier and Owner.
ARTICLE 10 - MISCELLANEOUS
10.1 Owner may, without consent of Contractor, and if required by the State of Colorado, assign to the State
of Colorado all of Owners right title and interest in this Agreement and to the Work. Other than an
assignment to the State of Colorado no assignment by a party hereto of any rights under, or interests in
the Contract Documents will be binding on another party hereto without the written consent of the
parry sought to be bound; and specifically, but without limitation, moneys that may become due and
moneys that are due may not be assigned without such consent (except to the extent that the effect of
this restriction may be limited by law), and unless specifically stated to the contrary in any written
consent to an assignment, no assignment will release or discharge the assignor from any duty or
responsibility under the Contract Documents.
10.2 Owner and Contractor each binds himself, his partners, successors, assigns and legal representatives to
the other party hereto, in respect to all covenants, agreements, and obligations contained in the
Contract Documents.
10.3 In the event of litigation between the parties hereto regarding the interpretation of this Agreement, or
the obligations, duties or rights of the parties hereunder, or if suit otherwise is brought to recover
damages for breach of this Agreement, or an action be brought for injunction or specific performance,
then and in such events, the prevailing party shall recover all reasonable costs incurred with regard to
such litigation, including reasonable attorney's fees.
10.4 This Agreement shall be governed by the laws of the State of Colorado. Jurisdiction and venue of any
suit, right, or cause of action arising under, or in connection with this Agreement shall be exclusive in
the District Court for Eagle County, Colorado.
10.5 This Agreement supersedes all previous communications, negotiations and /or contracts between the
respective parties hereto, either verbal or written, and the same not expressly contained herein are
hereby withdrawn and annulled. This is an integrated agreement and there are no representations about
any of the subject matter hereof except as expressly set forth in the Contract Documents.
10.6 Any notice and all written communications required under this Agreement shall be (i) personally
delivered, (ii) mailed in the United States mails, first class postage prepaid, or (iii) transmitted by
facsimile machine together with a hard copy conveyed by delivery or mail, to the appropriate party at
the following addresses:
County:
Greg Schroeder, Senior Staff Engineer
Eagle County, Colorado
500 Broadway
P. O. Box 850
Eagle, CO 81631
Telephone: (970) 328 -3560
Fax: (970) 328 -8789
Contractor:
Schofield Excavation, Inc.
Levi Schofield
PO Box 612
106 Oak Ridge Drive, Suite 202
Gypsum, CO 81637
Telephone: (970)524 -3478
Fax: (970)524 -3470
With a copy to:
Eagle County Attorney
P.O. Box 850
500 Broadway
Eagle, CO 81631
Telephone: (970) 328 -8685
Fax: (970) 328 -8699
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Notices delivered in person shall be effective as of the date of delivery, mailed notices will be deemed given
three business days after the date of deposit in a regular depository of the United States Postal Service, and
Fax notices will be deemed given upon transmission, if during business hours, or the next business day. Either
parry can change its address for notice by notice to the other in accordance with this paragraph.
10.7 PROHIBITIONS ON PUBLIC CONTRACT FOR SERVICES:
If Contractor has any employees or subcontractors, Contractor shall comply with C.R.S. § 8- 17.5 -101,
et seq., regarding Illegal Aliens — Public Contracts for Services, and this Contract. By execution of
this Contract, Contractor certifies that it does not knowingly employ or contract with an illegal alien
who will perform under this Contract and that Contractor will participate in the E -verify Program or
other Department of Labor and Employment program ( "Department Program ") in order to confirm the
eligibility of all employees who are newly hired for employment to perform work under this Contract.
A. Contractor shall not:
i) Knowingly employ or contract with an illegal alien to perform work under this contract
for services; or
ii) Enter into a contract with a subcontractor that fails to certify to the Contractor that the
subcontractor shall not knowingly employ or contract with an illegal alien to perform work
under the public contract for services.
B. Contractor has confirmed the employment eligibility of all employees who are newly hired for
employment to perform work under this Contract through participation in the E -verify Program
or Department Program, as administered by the United States Department of Homeland
Security. Information on applying for the E -verify program can be found at:
hqp:// www. dhs.g_oy /xpreyprot/programs /g_c 1185221678150.shtm.
C. Contractor shall not use either the E -verify program or other Department Program procedures
to undertake pre - employment screening of job applicants while the public contract for services
is being performed.
D. If Contractor obtains actual knowledge that a subcontractor performing work under the public
contract for services knowingly employs or contracts with an illegal alien, the Contractor shall
be required to:
i) Notify the subcontractor and the County within three days that the Contractor has actual
knowledge that the subcontractor is employing or contracting with an illegal alien; and
ii) Terminate the subcontract with the subcontractor if within three days of receiving the
notice required pursuant to subparagraph (i) of the paragraph (D) the subcontractor does not
stop employing or contracting with the illegal alien; except that the Contractor shall not
terminate the contract with the subcontractor if during such three days the subcontractor
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provides information to establish that the subcontractor has not knowingly employed or
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ontracted with an illegal alien. ;
E. The Contractor shall comply with any reasonable request by the Department of Labor and
Employment made in the course of an investigation that the department is undertaking pursuant
to its authority established in C.R.S. § 8- 17.5- 102(5).
F. If Contractor violates these prohibitions, the County may terminate the contract for a breach of
the contract. If the contract is so terminated specifically for a breach of this provision of this
Contract, the Contractor shall be liable for actual and consequential damages to the County as
required by law.
G. The County will notify the office of the Colorado Secretary of State if Contractor violates this
provision of this Contract and the County terminates the Contract for such breach.
10.8 The County and the Federal Government, including the Comptroller General of the United States or any
of their duly authorized representatives, have the right to examine and audit excerpts and transcriptions
relevant financial records for a period not to exceed three (3) years after final payment and expiration of
the terms of this Agreement. Contractor must maintain an established accounting system that complies
with generally accepted accounting principles. Records related to disputes arising out of this Agreement
shall be maintained and made available until such disputes have been resolved. As used in this provision,
records" includes books, papers, records, documents, accounting procedures and practices, and other
data, regardless of the type and regardless of whether such items are in written form, in the form of
computer data, or in any other form. C)
Contractor shall maintain all records and other evidence sufficient to reflect costs claimed to have been
incurred or anticipated to be incurred directly or indirectly in performance of this Agreement. County,
the Federal Government, including the Comptroller General of the United States or any of their duly
authorized representatives, shall have the right to examine and audit those records at any time, or from
time to time. The right of examination shall include inspection at all reasonable times at the offices of
Contractor or sub - contractors responsible for the Project.
Contractor will be required to submit cost or pricing data and supporting information in connection with
any invoice relating to this Agreement if requested by County. This section shall not be construed to
require Contractor or its sub - contractors to create or maintain any record that they do not maintain in the
ordinary course of business pursuant to a provision of law, provided that those entities maintain records
which conform to generally accepted accounting practices. Contractor shall insert a clause containing the
terms of this section in all contracts or sub - contracts that exceed $100,000.
10.9 Any indemnity, warranty or guaranty given by Contractor to Owner under the Contract Documents
shall survive the expiration or termination of the Contract Documents and shall be binding upon
Contractor until any action thereunder is barred by the applicable statute of limitations or as otherwise
expressly provided on the Contract Documents.
10.10 If Contractor brings to the performance of this Agreement a pre- existing patentor copyright, the
Contractor shall retain all rights and entitlements to that pre- existing patent or copyright. Otherwise, it
is expressly agreed that the work performed under this Contract is a work for hire.
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A. If any discovery or invention arises or is developed in the course of, or as a result of, work or
services performed under this Agreement, or in any way connected herewith, the Contractor
shall refer the discovery or invention to the Owner's Project Manager for a determination
whether patent protection will be sought in the name of the County. Any and all patent rights
accruing under or in connection with the performance of this Agreement are hereby reserved to
Eagle County. In the event that any books, man s, or other copyrightable material are
produced, the Contractor shall notify the Own copyrights accruing under or in
connection with the performance under this Agr d alp ereby reserved to Eagle County.
All materials to which the Owner is to have atent tg t dr c0 rights shall he marked and
dated by the Contractor in such a manner as too refer** q# pt pt-:!4Q legal right of4l1ee _t =
Owner.
B. Prior to the initiation of services under this Agreement, the Contractor shall disclose, in writing,
all intellectual properties relevant to the performance of this Agreement which the Contractor
knows, or should know, could give rise to a patent or copyright. The Contractor shall retain all
rights and entitlements to any pre - existing intellectual property which is so disclosed. Failure
to disclose will indicate that no such property exists. The Owner shall then, under paragraph A
above, have the right to all patents and copyrights which arise as a result of performance under
this Agreement.
C. The terms and conditions specified in paragraphs A and B above shall also apply to any
subcontract made under this Agreement. The Contractor shall be responsible for informing the
i subcontractor of the provisions of this section and obtaining disclosures.
10.11 All rights and title to works for hire under this Agreement, whether patentable or copyrightable or not,
shall belong to the Owner and shall be subject to the terms and conditions of this Agreement. The
Contractor warrants that all materials produced hereunder will be of original development by the
Contractor and will be specifically developed for the fulfillment of this Agreement and will not
knowingly infringe upon or violate any patent, copyright, trade secret or other property right of any
third party, and the Contractor shall indemnify and hold the Owner harmless from and against any loss,
cost, liability or expense arising out of any breach or claimed breach of this warranty.
10.12 The signatories to this Agreement aver to their knowledge, no employee of the County has any
personal or beneficial interest whatsoever in the Work or property described in this Agreement. The
Contractor has no interest and shall not acquire any interest, direct or indirect, that would conflict in
any manner or degree with the performance of the Work and Contractor should not employ any person
having such known interests:
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IN WITNESS WHEREOF, the parties have executed this Agreement on the day and year first set forth above.
AT]
By:
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STATE OF COLORADO
ss:
COUNTY OF EAGLE
EAGLE COUNTY, COLORADO
By and through its Board of County
Commissioners
Ry'ritn.1ME
Contractor ":
SCHOFIELD EXCAVATION, INC.
a Colors corporate
By: 'IrA/11
Levi Scho i d
Its: PC"2,St ciet'r
The foregoing instrument was acknowledged before me by Levi Schofield of Schofield Excavation, Inc. a
Colorado corporation this_, day of U fie- , 2013.
My commission expires: to 'a U
LJ,'3ON K. BUTLER Notary Public
notary Public
of Colorado
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ExhibitA-Pagel ofl2
BID FORM
PROJECT IDENTIFICATION:
STONE CREEK FLOOD HAZARD MITIGATION PROJECT
THIS BID IS SUBMITTED TO:
Board of County Commissioners
Eagle County
500 Broadway
Eagle,Colorado 81631
Mailing:Eagle County Engineering Department
Attn:Greg Schroeder,Senior Staff Engineer
P.0.Box 850
Eagle,CO 81631
Physical:500 Broadway
Eagle,Colorado 81631
1.The undersigned BIDDER proposes and agrees,if this bid is accepted,to enter into an
Agreement with OWNER in the form included in the Contract Documents to complete all
Work as specified or indicated in the Contract Documents for the Contract Price and
within the Contract Time indicated in this bid and in accordance with the Contract
Documents.
2.BIDDER accepts all of the terms and conditions of the Instructions to Bidders,including
without limitation those dealing with the disposition of bid security.This bid will remain
open for thirty (30)days after the day of bid opening.BIDDER will sign the Agreement
and submit the contract security and other documents required by the Contract
Documents within fifteen (15)days after the date of OWNER’S Notice of Award.
3.In submitting this bid,BIDDER represents,as more fully set forth in the Agreement,that:
a.BIDDER has examined copies of all the Contract Documents and of the
following addenda:
Date Number
!4ic’2tlOL3
‘i--i
(Receipt of all of which is hereby acknowledged)and also copies of the
Advertisement of Invitation to Bid and the Instructions to Bidders;
Bf-l
Exhibit A -Page 2 of 12
b.BIDDER has examined the site and locality where the Work is to be performed,
the legal requirements (federal,state,and local laws,ordinances,rules,and
regulations),and the conditions affecting cost,progress,or performance of the
Work,and has made such independent investigations as BIDDER deems
necessary;
c.This bid is genuine,and notmade in the interest of,or on behalf of any
undisclosed person,firm,or corporation,and is not submitted in conformity with
any agreement or rules of any group,association,organization,or corporation;
BIDDER has not,directly or indirectly,induced nor solicited any other bidder to
submit a false or sham bid;BIDDER has not solicited nor induced any person,
firm,or corporation to refrain from bidding;and BIDDER has not sought by
collusion to obtain for himself any advantage over any other bidder or over
OWNER.
4.BIDDER agrees that Work will be completed on or before April 1,2014.
5.BIDDER accepts the provisions of the Agreement as to the liquidated damages in the
event of failure to complete the Work on time.
6.Communication concerning this bid shall be addressed to the address of BIDDER
indicated below:
PO G9pSOcc\CD?Uo?fl
_______________________Phone
Number9Q
7.The following documents are attached to and made a condition of this bid:
a.Required bid security in the form of a certified or ban’eck or bid bond.
Initial Here to indicate document is attached
__________
b.A completed “Government-Wide Debarment and $%nsion”form.
Initial Here to indicate document is attached -
c.A completed Bid Tab.Initial Here to indicate document is attached
8.BIDDER will complete the Work for the following lump sum and unit prices:
SEE EXHIBIT “A”BID TAB FOR BID PRICES
ENTER TOTAL HERE FROM BID TAB:I (&%o2 (a 84 50
9.The terms used in this bid which are defined in the Agreement and General Conditions
included as part of the Contract Documents have the meanings assigned to them in the
Agreement and General Conditions.
SUBMITTED ON f’((1rch 9 ,2Of.
BF-2
If BIDDER is:
An Individual
By:
BF-3
ExhibitA-Page 3 of 12
Doing business as:
Business address:
1ëumber:
ExhibitA-Page 4 of 12
By:2)
Pho,%wCer:
BF-4
0CDIa6)-47iUiC.)00HTj12Tj15.oOIC)001:112—r’.C)\-,000CD0C.)00mx0-tiCDC,,0-h
Exhibit A-Page 6 of 12
A Joint Venture
END OF BID FORM
By:
By:
(Address)
(Each joint venture’must sign.The manner of signing for each
individual,partnership,and corporation that is a party to the joint
venture should be in the manner indicated above)
BF-6
Exhibit A -Page 7 of 12
TUE
CINCINNATI INSURANCE COMPANY
CINCINNATI,OHIO
Bid Bond
KNOW ALL MEN BY THESE PRESENTS,that we
Schofield Excavation Inc.,106 Oakridge Drive,Gypsum,CO 81637
as Principal,hereinafter called the Principal,and THE CINCINNATI INSURANCE COMPANY,6200 S.Gilmore Road,
Fairfield,Ohio 45014-5141,a corporation duly organized under the laws of the State of Ohio,as Surety,hereinafter called the
Surety,are held and firmly bound unto
Eagle County
as Obligee,hereinafter called the Obligee,in the sum of
Five percent of bid Dollars ($5%of bid
for the payment of which sum well and truly to be made,the said Principal and the said Surety,bind ourselves,our heirs,executors.
administrators,successors and assigns,jointly and severally,firmly by these presents.
WHEREAS,the Principal has submitted a bid for
Stone Creek Flood Mitigation,Eagle County
NOW,THEREFORE,if the Obligee shall accept the bid of the Principal and the Principal shall enter into a Contract with the
Obligee in accordance with the terms of such bid,and give such bond or bonds as may be specified in the bidding or Contract
Documents with good and sufficient surety for the faithful performance of such Contract and for the prompt payment of labor and
material furnished in the prosecution thereof,or in the event of the failure of the Principal to enter such Contract and give such bond
or bonds,if the Principal shall pay to the Obligee the difference not to exceed the penalty hereof between the amount specified in
said bid and such larger amount for which the Obligee may in good faith contract with another party to perform the work covered
by said bid,then this obligation shall be null and void,otherwise to remain in full force and effect.
Signed and sealed this
(Witness)
THE CINCINNA TI INSURA NCE COMPANY
(Surety)(Seal)
By:JL.
The Company executing this bond vouches that this document conforms to American Institute of Architects Document A 10,
February 1970 Edition.
S-2000-AIA (6/08)PU8LIC
23rd ja{of May,2013
(WItness)fJ’U
Schofield Excavation Inc.
By:A
(Principal)(Seal)
cS/c,Ltd -flitle)
LIII CINCINNATI INSURANCE COMPA Exhibit A -Page 8 of 12
Fairfield,Ohio
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS:That ThE CINCINNATI INSURANCE COMPAN a corporation organized under the laws
the State of Ohio,and having its principal office in the City of Fairfield,Ohio,does hereby constitute and appoint
Robert Asa Jones;Nanette R.Avery;Bryan K.Avery;Cheryl Sos and/or Joe Luetke
of Glenwood Springs,Colorado its true and lawful Attorney(s)-in-Fact to sign,execute,seal
and deliver on its behalf as Surety,and as its act and deed,any and all bonds,policies,undertakings,or other like instruments,as follows:
Any such obligations in the United States,up to
Twenty Million and No/100 Dollars ($20,000,000.00).
This appointment is made under and by authority of the following resolution passed by the Board of Directors of said Company
at a meeting held in the principal office of the Company,a quorum being present and voting,on the 6th day of December,1958,which
resolution is still in effect
“RESOLVED,that the President or any Vice President be hereby authorized,and empowered to appoint Attorneys-in-
Fact of the Company to execute any and all bonds,policies,undertakings,or other like instruments on behalf of the
Corporation,and may authorize any officer or any such Attorney-in-Fact to affix the corporate seal;and may with or
without cause modify or revoke any such appointment or authority.Any such writings so executed by such Attorneys-in-
Fact shall be binding upon the Company as if they had been duly executed and acknowledged by the regularly elected
officers of the Company.”
This Power of Attorney is signed and sealed by facsimile under and by the authority of the following Resolution adopted by the
Board of Directors of the Company at a meeting duly called and held on the 7”day of December,1973.
“RESOLVED,that the signature of the President or a Vice President and the seal of the Company may be affixed by
facsimile on any power of attorney granted,and the signature of the Secretary or Assistant Secretary and the seal of the
Company may be affixed by facsimile to any certificate of any such power and any such power of certificate beating
such facsimile signature and seal shall be valid and binding on the Company.Any such power so executed and sealed
and certified by certificate so executed and sealed shall,with respect to any bond or undertaking to which it is attached,
continue to be valid and binding on the Company.”
IN WITNESS WHEREOF,THE CINCINNATI INSURANCE COMPANY has caused these presents to be sealed with its corpora
seal,duly attested by its Vice President this 10th day of Octobei 200$.
•THE C]INSURANCE COMPANY0
STAmOFOmO )ss:
COUNTY OF BUTLER )
On this 10th day of October,2008,before me came the above-named Vice President of THE CINCINNATI INSURANCE
COMPANY to me personally known to be the officer described herein,and acknowledged that the seal affixed to the preceding insti-ument is
the corporate seal of said Company and the corporate seal and the signature of the officer were duly affixed and subscribed to said instrument
by the authority ‘“i of said corporation.
MARK J.H LLER,Attorney at Law
NOTARY PUBLIC -STATE OF OHIO
My commission has no expiration
date.Section 147.03 C.R.C.
I,the undersigned Secretary or Assistant Secretary of THE CINCINNATI INSURANCE COMPAN’4 hereby certify that the above
is a true and correct copy of the Original Power of Attorney issued by said Company,and do hereby further certify that the said Power of
Attorney is still in full force and effect.
GiVEN under my hand and seal of said Company at Fairfield,Ohio.
this dayof
BN-1005 (10/08)
•Exhibit A -Page 9 of 12
GOVERNMENT-WIDE DEBARMENT AND SUSPENSION
49 CFR Part29,Executive Orders 12549,12689,and 31 US.C.6101 (Contracts over $25,000)
Background and Applicability
In conjunction with the Office of Management and Budget and other affected Federal agencies,DOT
published an update to 49 CFR Part 29 on November 26,2003.This government-wide regulation
implements Executive Order 12549,Debarment and Suspension,Executive Order 12689,
Debarment and Suspension,and 31 U.S.C.6101 note (Section 2455,Public Law 103-355,108 Stat
3327).
The provisions of Part 29 apply to all grantee contracts and subcontracts at any level expected to
equal or exceed $25,000 as well as any contract or subcontract (at any level)for Federally required
auditing services.49 CFR 29.220(b).This represents a change from prior practice in that the dollar
threshold for application of these rules has been lowered from $100,000 to $25,000.These are
contracts and subcontracts referred to in the regulation as ‘covered transactions.”
Grantees,contractors,and subcontractors (at any level)that enter into covered transactions are
required to verify that the entity (as well as its principals and affiliates)they propose to contract or
subcontract with is not excluded or disqualified.They do this by (a)Checking the Excluded Parties
List System,(b)Collecting a certification from that person,or (c)Adding a clause or condition to the
contract or subcontract.This represents a change from prior practice in that certification is still
acceptable but is no longer required.49 CFR 29.300.
Grantees,contractors,and subcontractors who enter into covered transactions also must require
the entities they contract with to comply with 49 CFR 29,subpart C and include this requirement in
their own subsequent covered transactions (i.e.,the requirement flows down to subcontracts at all
levels).
Instructions for Certification:By signing and submitting this bid or proposal,the prospective lower
tier participant is providing the signed certification set out below.
Suspension and Debarment This contract is a covered transaction for purposes of 49 CFR Part 29.
As such,the contractor is required to verify that none of the contractor,its principals,as defined at
49 CFR 29.995,or affiliates,as defined at49 CFR 29.905,are excluded or disqualified as defined at
49 CFR 29.940 and 2 9.945.
The contractor is required to comply with 49 CFR 29,Subpart C and must include the requirement
to comply with 49 CFR 29,Subpart C in any lower tier covered transaction it enters into.By signing
and submitting its bid or proposal,the bidder or proposer certifies as follows:
The certification in this clause is a material representation of fact relied upon by the recipient.If it
is later determined that the bidder or proposer knowingly rendered an erroneous certification,in
addition to remedies available to the recipient,the federal Government may pursue available
remedies,including but not limited to suspension and/or debarment.The bidder or proposer
agrees to comply with the requirements of 49 CfR 29,Subpart C while this offer is valid and
throughout the period of any contract that may arise from this offer.The bidder or proposer further
agrees to include a provision requiring such compliance in its lower tier covered transactions.
Contractor
Signature of Authorized Official (5t.C4%j/z€.d./
Date3./.kj)1VI )c-c,4fLfr)
Name and Tide of Contractor’s Authorized Official Lv x cJ€n —
22
Addeadwa #1 -B -Page 1
Exhibit A -Page 10 of 12
STONE CREEK
FLOOD HAZARD MGA71ON DESIGN
Bid Tab -Revised 5/21/2013
BID hEM DESCRIPflON OF IQuMWIY PAY UNIT TOTAL COST OF
NO.EN)ITEM I UNIT PRICE BID ITEM
SITE 1 -Little Eisenhower Trail Modification
1.01 Mobihzation 1 15
1.02 fraffic Control 1 IS
1.03 Site Restoration 1 IS
1.04 -Erosion Control 1 IS I a.9 p 12.9 -
1.05 Remove Asphaft Trail 285 SY 5130 -
1.06 Remove Block Retarning Wall 48 IF /5 a)-
1.07 Remove 18”CMP 1 15 -
1.08 Reconstruct Trail 3”Thick Asphalt 265 SY 3 C
1.09 Aggregate Base Course 70 TN 5
1.10 Constructlimber Stairs I IS Iaso.°°t 2SO -
1.11 Regrade New Channel 310 SY I S so
1.12 Unclassified Excavation (Haul)1 CS f -
1.13 Revegetation,Sod 2800 SF
114 Irrigation Reconnection 1 IS S op -
1.15 Survey 1 13
Sitel Stabtot 3,?
SITE 2-flood Byps Qiannel
2.01 Mobilization 15 225c)
2.02 Site Restoration 1 15 95
2.03 Erosion Control 1 13 j 13Cc -
2.04 Remove&Salvage 57x38N CMP 1.15
2.05 Regrade New Channel 1135 SY S 5i,;S -
206 Unclassified.E cai.atbon (Haul)1 tOc 0 Oca —
2.07 Revegetation,Sod 1150 5)2 9 -
2.08 Revegetation,Native Seeding 9050 SF •c —
2.09 frrigation Reconnection 1 ii /Cxjp
2.10 Existing Cable Utility Trenching 155 IF
-7 55)—
2.11 15urvey 1,15 tOo ô —I a —
t Site 2 Subtotalf
ST-i
ExhibitA-Page 11 of 12
Addendum #1 -‘thThjt R -Page 2
STONE CREEK
FLOOD HAZARD MGATtON DESIGN
Bid Tab -Revised 5/21/2013
BID ITEM DESCRWflON OF QUANTttY PAY UNIT TOTAL COST Of
NO.BID ITEM UNIT PRICE BID ITEM
SITE 3 -Hollands Pond Bypass
3.01 Mobilization 1 15
—/7)
3.02 Traffic Control 1 IS
3.03 Site Restoration 1 IS 2$)-
3.04 Erosion Control 1 [5 t4 2o g 3 ?0 —
3.05 Water Control 1 15 -
3.06 Remove 42”x 29”CMP 1 15 ,25 o 2 —
3.07 Concrete Diversion Structure 17 CV a a
3.0$Install Salvaged 57”x 3$”CMP 20 IF 10 a .O Ck)
3.09 Concrete Headwatl 25 CY .3i &Oo
3.10 24”Boulders at Diversion Structure 53 SY 9 i.i.f 5 —
3.11 Remove &Reset Pond Boulders (2 groups)1 15 3OotJ —
3.12 Aggregate Base Course 72 TN 9 —
3.13 Regrade New Channel 440 SY 5 —
3.14 Unclassified Excavation (Haul)1 IS I LOO
3.15 Embankment CIP 1 15 —
316 Revegetation,Native Seeding 4500 SF •5 p
3.17 Erosion Control Blanket 4500 SF •33 Lj5,—
3.18 Irrigation Reconnection 1 15 5,p 5O —
3.19 Survey 1 IS —
Sfte3Subtetal
SITE 4-Upper creek Overflow Structure
4.01 Mobilization 1 IS )
4.02 Site Restoration 1 IS
4.03 Erosion Control 1 IS 9.50
4.04 Water Control 1 IS
-
4.05 Signal Boulders (36”)6 LA ,5j)
4.06 Reconstruct Boutder Diversion Structure 20 SY 75 j 5J
4.07 Revegetation,Native Seeding 535 SF 5 24 ..SO
4.0$Erosion Control Blanket 535 SF 5 ,,9.5o
4.09 Survey 1 IS —
SIte 4 Subtotal
BT-2
Addendum #1 -Exhibit E -Page 3
Exhibit A -Page 120112
STONE CREEK
ROOD HAZARD M[DGAI1ON DESIGN
Bid Tab -Revised 5/21/2013
TOTAL I I (o a ,L’
Total Bid (Please write out total bid amount).2v.k*dat1 si,4-/-tio 4&4rit..e.4
A41e&
BID ITEM DESCRIPTION OF QUANTfIV PAY UNIT TOTAL COST OF
LNo.BID ITEM UNIT PRICE BID ITEM
SITE S -Trout Pond Outlet
5.01 Mobilization 1 15 2
5.02 Traffic Control 1 IS 5)—
5.03 Site Restoration I IS
5.04 Erosion Control 1 13 —
5.05 Water Control 1 15 —
5.06 Trout Pond Outlet Structure 1 15 -—/L J5/
5.07 Install Salvaged 57”x 38”CM?10 IF JJdc —
5.08 Junction Structure 1 15 -
5.09 Revegetation,Native Seeding 500 SF 5
5.10 Survey 1 13
--
Site S Subtotal
BT-3
Exhibit B -Page 1 off
STONE CREEK FLOOD HAZARD MITIGATION PROJECT
INVITATION TO BID
BRIEF DESCRIPTION OF PROJECT:
Eagle County Engineering Department is requesting bids for the construction of a flood hazard mitigation
project in the EagleVail community.The project consists of channel modifications in three areas along a flood
bypass channel,including repaving of approximately 265 square yards of golf course cart path,construction of a
new concrete headwall and diversion structure of approximately 20 cubic yards,construction of a boulder
overflow structure of approximately 20 square yards,and completion of a concrete outlet structure and piping
connection at Trout Pond.$180,000 of the project is funded by a grant from the F lood Mitigation Assistance
Program through FEMA.This amount represents seventy-five percent (75%)of the grant award.The remainder
(25%)of the grant award is funded by local fund sources.The total grant award includes construction,design,
and project improvement categories.This project was supported by the Colorado Department of Public Safety,
Division of Homeland Security and Emergency Management.
BID DOCUMENTS:
As of April 30,2013,Bid documents can be obtained from the Eagle County Engineering Office at 500
Broadway,Eagle CO,81631,Monday through Friday,8:00 a.m,to 5:00 p.m.Bid information may also be
obtained at http ://www.eaglecounty.us/rfp/
MANDATORY PRE-BID MEETING:
A mandatory pre-bid meeting will be held on May 8,2013 at 10:00 a.m.local time at the EagleVail Pavilion,
538 Eagle Road,Avon,Colorado 81620.Bidders are required to attend.
BID SUBMITTAL:
All bids are to be sent or delivered to:
Mailing:Eagle County
Eagle County Engineering Department
P0 Box 850
Eagle,CO 81631
Physical:Eagle County
Eagle County Engineering Department
500 Broadway
Eagle,CO 81631
Monday through Friday,8:00am to 5:00pm
Bids for the work ARE DUE AT 4:00 P.M.LOCAL TIME ON Wednesday,May 29,2013 AT THE ABOVE
LOCATION IN EAGLE and at that time will be opened and read aloud.All bids must be enclosed in a sealed
envelope plainly marked:“STONE CREEK FLOOD HAZARD MITIGATION PROJECT -BID ENCLOSED”
Any bids received afler the above specified time will be inmiediately returned to the Bidder unopened.Eagle
County reserves the right to reject any and all bids and to waive informalities herein.Bids may not be
withdrawn afler opening for a period of thirty (30)days.
This advertisement supersedes the one previously published in the Eagle Valley Enterprise on April 18,2013.
ITB-1
Exhibit B -Page 2 off
INSTRUCTIONS TO BIDDERS
1.DEFiNED TERMS
1.1.Terms used in these Instructions to Bidders which are defined in the Contract Documents (e.g.,
the Agreement form)have the meanings assigned to themtherein.The term “Successful Bidder”
means the lowest,responsive,responsible bidder to whom Owner (on the basis of Owner’s
evaluation as hereinafier provided)makes an award.
2.COPIES OF BIDDING DOCUMENTS
2.1.Complete sets of the Bidding Documents may be obtained from Owners Project Manager,Eagle
County Engineering Department,as stated in the Invitation to Bid.
2.2.Complete sets of the Bidding Documents shall be used in preparing bids;Owner does not
assume any responsibility for errors or misinterpretations resulting from the use of incomplete
sets of Bidding Documents.
2.3.Owner in making copies of Bidding Documents available on the above terms does so only for
the purpose of obtaining bids on the Work,and does not confer a license or grant for any other
use.
2.4.Bidders shall be responsible for all costs incurred by them in submitting a bid and Owner will
have no responsibility therefor.
3.QUALIFICATIONS OF BIDDERS
3.1.To demonstrate additional qualifications to perform the Work,each bidder must be prepared to
submit,within five (5)days of Owner’s request,written evidence,such as financial data,
additional previous experience,and evidence of authority to conduct business in the jurisdiction
where the project is located.Each bid must contain evidence of the bidder’s qualification to do
business in Colorado,or a covenant to obtain such qualification prior to award of the contract.
4.EXAMINATION OF CONTRACT DOCUMENTS A1\ID SITE
4.1.Before submitting a bid,each bidder must (a)examine the Contract Documents thoroughly;(b)
visit the site to familiarize himself with local conditions that may in any manner affect cost,
progress,or performance of the Work;(c)familiarize himself with federal,state,and local laws,
ordinances,rules,and regulations that may in any manner affect cost,progress,or performance
of the Work;and (d)study and carefully correlate Bidder’s observations with the Contract
Documents.
4.2.Before submitting his bid,each bidder will,at his own expense,make such investigations and
tests as the bidder may deem necessary to determine his bid for performance of the Work in
accordance with the time,price,and other terms and conditions of the Contract Documents.
4.3.On request,Owner will provide each bidder access to the site to conduct such investigations and
tests as each bidder deems necessary for submission of his bid.
ITB-1
Exhibit B -Page 3 of 7
4.4.The lands upon which the Work is to be performed rights-of-way for access thereto,and other
lands designated for use by Contractor in performing the work are identified in the Contract
Documents.
4.5.The submission of a bid will constitute an incontrovertible representation by the bidder that he
has complied with every requirement of this Article 4,and that the Contract Documents are
sufficient in scope and detail to indicate and convey understanding of all terms and conditions
for performance of this Work.
4.6.Before submitting a bid,each bidder shall familiarize himself with the contractor debarment
information and requirements in Section 6.7.3,Exhibit B,page B-4 of 4,of the attached
“Agreement Between the State of Colorado Department of Local Affairs and Eagle County.”and
as found on http://www.sam.gov.,and paragraph 19 below.
5.INTERPRETATIONS
5.1.All questions about the meaning or intent of the Contract Documents shall be submitted to Eagle
County Engineering in writing to the physical address or mailing address listed above or to
greg.schroeder@eaglecounty.us by 5:00pm on May 20,2013.
5.2.Replies will be issued in writing by Addenda mailed,delivered or emailed to all parties recorded
by Eagle County Engineering as having received the Bidding Documents.Questions received
after the due date for questions shall not be answered.Only questions answered by formal
written Addenda will be binding.Oral and other interpretations or clarifications will be without
legal effect.
6.BID SECURITY
6.1.Bid security shall be made payable to Owner (Eagle County)in an amount of five percent (5%)
of the bidder’s maximum bid price,and in the form of a certified or bank check,or a bid bond
issued by a surety meeting the requirements of Article 5,Section 5.1 of the General Conditions.
6.2.The bid security of the successful bidder will be retained until such bidder has executed the
Agreement and furnished the required contract security,whereupon it will be returned;if the
successful bidder fails to execute and deliver the Agreement and furnish the required contract
security within fifteen (15)days of the Notice of Award,Owner may annul the Notice of Award
and the bid security of the bidder will be forfeited.The bid security of any bidder whom Owner
believes to have a reasonable chance of receiving the award may be retained by Owner until the
thirty-first (31st)day after the bid opening.Bid security of other bidders will be returned within
seven (7)days of the bid opening.
7.CONTRACT TIME
7.1.The date by which the Work is to be complete (the Contract Time)is set forth in the bid form as
April,1,2014 and will be included in the Agreement.
8.LIQUIDATED DAMAGES
ITB-2
Exhibit B -Page 4 of 7
8.1.Provisions for liquidated damages,if any,are set forth in the Agreement.
9.SUBSTITUTE MATERIAL AND EQUWMENT
9.1.The Contract,if awarded,will be on the basis of material and equipment described in the
Drawings as specified in the Specifications without consideration of possible substitute or or
equal”items.Whenever it is indicated in the Drawings,or specified in the Specifications,that a
substitute or “or-equal”item of material or equipment may be furnished or used by Contractor if
acceptable to Owner,application for such acceptance will not be considered by Owner until after
the effective date of the Agreement.
10.SUBCONTRACTORS,ETC.
10.1 If the Contract Documents require the identity of certain subcontractors and other persons and
organizations to be submitted to Owner in advance of the Notice of Award,the apparent
successful bidder,and any other bidder so requested,will,within seven (7)days after the day of
the bid opening,submit to Owner a list of all subcontractors and other persons and organizations
(including those who are to furnish the principal items of material and equipment)proposed for
those portions of the Work as to which such identification is so required.Such list shall be
accompanied by an experience statement with pertinent information as to similar proj ects and
other evidence of qualification for each such subcontractor,person and organization if requested
by Owner.If Owner,after due investigation,has reasonable objection to any proposed
subcontractor,other person,or organization,Owner may,before giving the Notice of Award,
request the apparent successful bidder to submit an acceptable substitute without an increase in
bid price.
10.2 If the apparent successful bidder declines to make any such substitution,the contract shall not be
awarded to such bidder,but his declining to make any such substitution will not constitute
grounds for sacrificing his bid security.Any subcontractor,other person,or organization so
listed,and to whom Owner does not make written objection prior to the giving of the Notice of
Award,will be deemed acceptable to Owner.
10.3 Prior to the Notice of Award the apparent successful bidder shall identify in writing to Owner
those portions of the Work that such bidder proposes to subcontract and,after the Notice of
Award,may only subcontract other portions of the Work with Owner’s written consent.
10.4 No contractor shall be required to employ any subcontractor,other person,or organization
against whom he has reasonable objection.
ITB-3
Exhibit B -Page 5 of 7
11.BID FORM
11.1 The Bid Form is attached hereto;additional copies may be obtained from Eagle County
Engineering.
11.2 Bid forms must be completed in ink or by typewriter.
11.3 Bids by corporations,must be executed in the corporate name by the president or a vice
president (or other corporate officer accompanied by evidence of authority to sign),and the
corporate seal must be affixed and attested by the secretary,or an assistance secretary.The
corporate address and state of incorporation shall be shown below the signature.
11.4 Bids by partnerships must be executed in the partnership name,and signed by a partner whose
title must appear under the signature,and the official address of the partnership must be shown
below the signature.
11.5 All names must be typed or printed below the signature.
11.6 The bid shall contain an acknowledgement of receipt of all Addenda (the numbers of which
shall be filled in on the Bid form).
11.7 The address and telephone numbers to which communications regarding the bid are to be
directed must be shown.
12 SUBMISSION OF BIDS
12.1 Bids shall be submitted not later than at the time and place indicated in the Invitation to Bid,
and shall be included in an opaque,sealed envelope,marked with the project title,and name and
address of the bidder,and accompanied by the bid security and other required documents.If the bid
is sent through the mail or other delivery system,the sealed envelope shall be enclosed in a separate
envelope with the notation “STONE CREEK FLOOD HAZARD MITIGATION PROJECT -BID
ENCLOSED”on the face thereof.
13 MODIFICATION AND WITHDRAWAL Of BIDS
13.1 Bids may be modified or withdrawn by an appropriate document duly executed (in the maimer
that bid must be executed),and delivered to the place where bids are to be submitted,at any time
prior to the opening of bids.
13.2 If,within twenty-four (24)hours afler bids are opened,any bidder files a fully signed written
notice with Owner,and promptly thereafler demonstrates to the reasonable satisfaction of Owner that
there was a material and substantial mistake in the preparation of his bid,that bidder may withdraw
his bid,and the bid security will be returned.Thereafler,that bidder will be disqualified from further
bidding on the Work.
ITB-4
Exhibit B -Page 6 off
14 OPENING Of BIDS
14.1 Bids shall be opened publicly in the presence of one or more witnesses at the time and place
designated in the invitation for bids.When bids are opened publicly,they will be read aloud,and an
abstract of the amounts of the base bids and major alternates (if any)together with the name of each
bidder will be made available afler the opening bids.
15 BIDS TO REMAIN OPEN
15.1 All bids shall remain open for thirty (30)days afler the day of the bid opening,but Owner may,
in his sole discretion,release any bid and return the bid security prior to that date.
16 AWARD Of CONTRACT
16.1 A firm fixed price contract may be awarded to the responsive,responsible bidder whose bid,
conforming with all the material terms and conditions of the invitation for bids,is the lowest
price.
16.2 Owner reserves the right to reject any and all bids if there is a sound documented reason.
Discrepancies between words and figures will be resolved in favor of words.Discrepancies
between the indicated sum of any column of figures,and the correct sum thereof,will be
resolved in favor of the correct sum.
16.3 In evaluating bids,Owner shall consider whether or not the bids comply with the prescribed
requirements,and alternates and unit prices if requested in the bid forms.It is the Owner’s intent
to accept alternates (if any are accepted)in the order in which they are listed in the bid form,but
Owner may accept them in any order or combination.
16.4 Owner may conduct such investigations as he deems necessary to assist in the evaluation of any
bid,and to establish the responsibility,qualifications,and financial ability of the bidders,
proposed subcontractors,and other persons and organizations to do the work in accordance with
the Contract Documents to Owner’s satisfaction within the prescribed time.
16.5 No employee,officer or agent of Owner shall participate in the award or administration of a
contract supported by federal funds if a conflict of interest,real or apparent would be involved.
17.PERFORMANCE AND OTHER BONDS
17.1 Article 5 of the General Conditions sets forth Owner’s requirements as to performance and
payment bonds.When the successful bidder delivers the executed Agreement to Owner,it shall
be accompanied by the required contract security.
18.SIGNING Of AGREEMENT
18.1 When Owner gives a Notice of Award to the successful bidder,it will be accompanied by at least
two (2)unsigned counterparts of the Agreement and all other contract documents.Within seven
(7)days thereafler,Contractor shall sign and deliver at least two (2)counterparts of the
ITB-5
Exhibit B -Page 7 of 7
Agreement to Owner with all Contract Documents attached.Thereafter,Owner will deliver a
fully signed counterpart to Contractor.
19.GOVERNMENT WIDE DEBARMENT AND SUSPENSION
19.1 The project and Contract Documents are a covered transaction for purposes of 49 CfR Part 29.
As such,the Contractor is required to verify that none of the Contractors,its principals,as
defined at 49 CfR 29.995,or affiliates,as defined at 49 CFR 29.905,are excluded or
disqualified as defined at 49 Cf R 29.940 and 29.945.The Contractor is required to comply with
49 CfR 29,Subpart C and must include the requirement to comply with 49 Cf R 29,Subpart C
in any lower tier covered transaction it enters into.By signing and submitting its bid or proposal,
the bidder certifies as follows:the certification in this clause is a material representation of fact
relied upon by the recipient.If it is later determined that the bidder or proposer knowingly
rendered an erroneous certification,in addition to the remedies available to the recipient,the
federal Government may pursue available remedies,including but not limited to suspension
and/or debarment.The bidder agrees to comply with the requirements of 49 CfR 29,Subpart C
while this offer is valid and throughout the period of any contract that may arise from this offer.
The bidder further agrees to include a provision requiring such compliance in its lower tier
covered transactions.
END INSTRUCTIONS TO BIDDERS
ITB-6
Exhibit C -Page 1 of 109
STATE OF COLORADO
Department of Public Safety,
Division of Homeland Security and Emergency Management
AMENDMENT 1 TO
FLOOD MITIGATION ASSISTANCE (FMA)
Grant Agreement
with
EAGLE COUNTY
Grant Contract #Original Contract CLIN #Amendment CMS #
12EM71520 41388 53962
1.PARTIES
This Amendment to the above-referenced Original Contract (hereinafter called the Contract)is entered into by
and between Eagle County (hereinafter called “Grantee”),and the STATE OF COLORADO (hereinafter called
the “State”)acting by and through Department of Public Safety,Division of Homeland Security and Emergency
Management (hereinafter called the “State”).
2.EFFECTIVE DATE AND ENFORCEABILITY
This Amendment shall not be effective or enforceable until it is approved and signed by the Colorado State
Controller or designee (hereinafter called the “Effective Date”),but shall be effective and enforceable thereafter
in accordance with its provisions.The State shall not be liable to pay or reimburse Grantee for any performance
hereunder,including,but not limited to costs or expenses incurred,or be bound by any provision hereof prior to
the Effective Date.
3.FACTUAL RECITALS
The Parties entered into the Contract for the purpose of providing Flood Mitigation Assistance Grant funds to
local governments for the implementation of mitigation projects prior to a diaster event.
4.CONSIDERATION
Consideration for this Amendment consists of the payments to be made hereunder and the obligations,promises,
and agreements herein set forth.
5.LIMITS OF EFFECT
This Amendment is incorporated by reference into the Contract,and the Contract and all prior amendments
thereto,if any,remain in full force and effect except as specifically modified herein.
6.MODIFICATIONS
The Contract and all prior amendments thereto,if any,are modified as follows:
a)Change(s)to Grant Award
i.Time Extension Yes The new termination date is 06/30/20 14.
No
ii.Funding Increase El funding Decrease El N/A
From$To$
iii.Reallocation of funds Yes fl No
Page 1 of3
Exhibit C -Page 2 of 109
b)Reason(s)for Changes
The time extension is required to allow for construction to occur during the fall 2013 with additional
time in the spring of 2014 to follow up with landscaping orrevegetation needs.
c)Authority for Amendment
i.FEMA’s and Division of Homeland Security and Emergency Management’s approval was granted
for this Amendment.
7.EfFECTIVE DATE OF AMENDMENT
The effective date hereof is upon approval of the State Controller or his designee,or 3/31/2013,whichever is
later.
8.ORDER OF PRECEDENCE
Except for the Special Provisions,in the event of any conflict,inconsistency,variance,or contradiction between
the provisions of this Amendment and any of the provisions of the Contract,the provisions of this Amendment
shall in all respects supersede,govern,and control.The most recent version of the Special Provisions
incorporated into the Contract or any amendment shall always control other provisions in the Contract or any
amendments.
9.AVAILABLE FUNDS
Financial obligations of the state payable after the current fiscal year are contingent upon funds for that purpose
being appropriated,budgeted,or otherwise made available.
THE REMAINDER OF THIS PAGE INTENTIONALLY LEFT BLANK
Page 2 of 3
Exhibit C -Page 3 of 109
10.SIGNATURES
THE PARTIES HERETO HAVE EXECUTED THIS AMENDMENT
*Persons signing for Grantee hereby swear and affirm that they are authorized to act on Grantee’s behalf and acknowledge that
the State is relying on their representations to that effect
GRANTEE STATE Of COLORADO
Eagle County John Hickenlooper GOVERNOR
By:Jon Stavney I Department of Public Safety,
Title:Chair of the Board of County Commissioners Division of Homeland Security and Emergency Management
Kevin R.Klein.Director
(J *5jgnt -By:Kevin R.Klein.Director
.—I
Date U —-Date (7 Z /
2nd Grantee Signature if Needed PRE-APPROVED FORM CONTRACT REVIEWER
ThIe:
By:
*Signature —William F.Archambault,Jr.
Budget and finance Director
Date:Date:
ALL GRANTS REOUIRE APPROVAL BY THE STATE CONTROLLER
CRS §24.30-202 requires the State Controller to approve all State Grants.This Grant is not valid until signed and
dated by the State Controller or delegate.Grantee is not authorized to begin performance until such time.If
Grantee begins performing prior thereto,the State of Colorado is not obligated to pay Grantee for such
performance or for any goods andior services provided hereunder.
STATE CONTROLLER
David 3.McDermott PA
By:_________________
Date:___________
Page 3 of3
Exhibit C -Page 4 of 109
FMAP 2010 12EM71520
AGREEMENT
Between the
STATE OF COLORADO
DEPARTMENT OF LOCAL AFFAIRS
And
Summary
Form of Financial Assistance:Grant []Loan Award Amount:$180,000.00
A2reement Identification:
Contract Encumbrance #:1 2EM7 1520 (DOLA primaiy identfication #for this agreement)
Contract Management System #:
_____
(State of Colorado ‘s primary identification #for this agreement)
Project Information:
Proj ectJAward Number:1 2EM7 1520
Project Name:Eagle County Stone Creek Project
Performance Period:Start Date:EffectiveDate End Date:9/30/2013
Brief Description of Project /This project will provide flood protection to properties located along Stone
Assistance:Creek and the Stone Creek Bypass Channel by enlarging the existing
bypass channel and upgrading culverts.
Program &Funding Information:
Program Name Flood Mitigation Assistance Program
Catalog of Federal Domestic Assistance (CFDA)Number (if federal funds):97.029
Funding Account Codes:100/SB 00/7 15/51 20/FO 15/3715
Page 1 ofl7
Form Revised:04/2010
Exhibit C -Page 5 of 109
fMAP 2010 12EM71520
TABLE OF CONTENTS
1.PARTIES 2
2.EfFECTIVE DATE AND NOTICE OF NONLIABIIJTY 2
3.RECITALS 3
4.DEFINITIONS 3
5.TERM and EARLY TERMINATION 4
6.STATEMENT Of PROJECT 4
7.PAYMENTS TO GRANTEE 5
8.REPORTING -NOTIFICATION S
9.GRANTEE RECORDS 6
10.CONFIDENTIAL INFORMATION-STATE RECORDS 6
ii.CONFLICTS OF INTEREST 7
12.REPRESENTATIONS AND WARRANTIES 7
13.INSURANCE 8
14.BREACH 9
15.REMEDIES 9
16.NOTICES and REPRESENTATIVES Ii
17.RIGHTS IN DATA,DOCUMENTS,AND COMPUTER SOFTWARE ii
18.GOVERNMENTAL IMMUNITY 11
19.STATEWIDE CONTRACT MANAGEMENT SYSTEM 12
20.RESTRICTION ON PUBLIC BENEFITS 12
21.GENERAL PROVISIONS 12
22.COLORADO SPECIAL PROVISIONS 15
SIGNATURE PAGE 17
EXHIBIT A -APPLICABLE LAWS A-I
EXHIBIT B -STATEMENT Of PROJECT (SOP)3-1
EXHIBIT C -FEMA AWARD LETTER and GRANT APPLICATION PACKAGE C-i
EXHIBIT D -FEDERAL FUNDING ACCOUNTABILITY AND TRANSPARENCY ACT OF 2006 (FFATA)
PROVISIONS D-I
EXHIBIT E -FINDING OF NO SIGNIFICANT IMPACT (FONSI)AND ENVIRO CLOSEOUT PROCEDURES F-i
FORM 1-GRANT FUNDING CHANGE LETTER F 1-i
1.PARTIES
This Agreement (hereinafter called “Grant”)is entered into by and between EAGLE COUNTY (hereinafter
called “Grantee”),and the STATE OF COLORADO acting by and through the Department of Local Affairs for
the benefit of the Division of Emergency Management (hereinafter called the “State”or “DOLA”).
2.EFFECTIVE DATE AND NOTICE OF NONLIABILITY.
This Grant shall not be effective or enforceable until it is approved and signed by the
Colorado State Controller or designee (hereinafter called the “Effective Date”).The State shall not be liable to
pay or reimburse Grantee for any performance hereunder,including,but not limited to costs or expenses
incurred,or be bound by any provision hereof prior to (see checked option(s)below):
A.LI The Effective Date.
B.LI The later to occur of the Effective Date or the date of a separate letter issued by the Department
(“Release of funds Letter”)notifying Grantee of the completion of a satisfactory environmental review
and authorizing Grantee to obligate or use Grant funds.
C.fl The Effective Date;provided,however,that all Project costs,if specifically authorized by the funding
authority,incurred on or after
_____,
may be submitted for reimbursement as if incurred after the
Effective Date.
D.LI insert date for authorized pre-agreement costs,as defined in §4 below and/or in Exhibit B,Statement
of Project.Such costs may be submitted for reimbursement as if incurred after the Effective Date.
Page2ofl7
Exhibit C -Page 6 01109
FMAP 2010 12EM7 1520
E.The Effective Date;provided,however,that the costs identified in the checked subsections below may
be submitted for reimbursement as if incurred after the Effective Date (see checked suboption(s)below):
1.fl All Project costs,if specifically authorized by the funding authority,incurred on or after insert
federal grant’s effective date;and
ii.Pre-award costs for engineering and permitting,if any,incurred on or after June 1,2010.
F.All or some of the costs or expenses incurred by Grantee prior to the Effective Date which have been
or will be paid with non-federal funds may be included as a part of Grantee’s non-federal match
requirement,set forth herein and in Exhibit B,Statement of Project,if such costs or expenses are
properly documented as eligible expenses in accordance with Exhibit B,6.6..
3.RECITALS
A.Authority,Appropriation,and Approval
Authority to enter into this Grant exists in CRS §24-32-2105 and funds have been budgeted,appropriated
and otherwise made available and a sufficient unencumbered balance thereof remains available for
payment.Required approvals,clearance and coordination have been accomplished from and with
appropriate agencies.V
B.Consideration
The Parties acknowledge that the mutual promises and covenants contained herein and other good and
valuable consideration are sufficient and adequate to suppqrt this Grant.
C.Purpose
The purpose of this grant agreement is described in Exhibit B.
D.References
All references in this Grant to sections (whether spelled out or using the §symbol),subsections,exhibits or
other attachments,are references to sections,subsections,exhibits or other attachments contained herein or
incorporated as a part hereof unless otherwise noted.
4.DEFINITIONS
The following terms as used herein shall be construed and interpreted as follows:
A.Evaluation
“Evaluation”means the process of examining Grantee’s Work and rating it based on criteria established in
§6 and Exhibit B.
B.Exhibits and Other Attachments
The following are attached hereto and incorporated by reference herein:
L Exhibit A (Applicable Laws)
ii.Exhibit B (Statement of Project)
ill.Exhibit C (FEMA Award Letter and Grant Application Package)
iv.Exhibit D (FFATA Provisions)
v.Exhibit E (FONSI and Environmental Closeout Procedures)
vi.form 1 (Grant Funding Change Letter)
C.Goods
“Goods”means tangible material acquired,produced,or delivered by Grantee either separately or in
conjunction with the Services Grantee renders hereunder.
D.Grant
“Grant”means this agreement,its terms and conditions,attached exhibits,documents incorporated by
reference,and any future modifying agreements,exhibits,attachments or references incorporated herein
pursuant to Colorado State law,Fiscal Rules,and State Controller Policies.
E.Grant Funds
“Grant Funds”means available funds payable by the State to Grantee pursuant to this Grant.
F.Party or Parties
“Party”means the State or Grantee and “Parties”means both the State and Grantee.
Page 3 of 17
Exhibit C -Page 7 of 109
FMAP 2010 12EM71520
G.Pre-contract costs
“Pre-agreement costs”,when applicable,means the costs incurred on or after the date as specified in §2
above,and the Effective Date of this Grant.Such costs shall have been detailed in Grantee’s grant
application and specifically authorized by the State and incorporated hereinto Exhibit B.
H.Project Budget
“Project Budget”means the budget for the Work described in Exhibit B.
I.Program
“Program”means the grant program,as specified on the first page,that provides the funding for this Grant.
J.Review
“Review”means examining Grantee’s Work to ensure that it is adequate,accurate,correct and in
accordance with the criteria established in §6 and Exhibit B
K.Services
“Services”means the required services to be performed by Grantee pursuant to this Grant.
L.Sub-grantee
“Sub-grantee”means third-parties,if any,engaged by Grantee to aid in performance of its obligations.
M.Work
“Work”means the tasks and activities Grantee is required to perform to fulfill its obligations under this
Grant and Exhibit B,including the performance of the Services and delivery of the Goods.
N.Work Product
“Work Product”means the tangible or intangible results of Grantee’s Work,including,but not limited to,
software,research,reports,studies,data,photographs,negatives or other fmished or unfmished documents,
drawings,models,surveys,maps,materials,or work product of any type,including drafts.
5.TERM and EARLY TERMINATION.
A.Initial Term
Unless otherwise permitted in §2 above,the Parties respective performances under this Grant shall
commence on the Effective Date.This Grant shall terminate on September 30,2013 unless sooner
terminated or further extended as specified elsewhere herein.
B.Two Month Extension
The State,at its sole discretion upon written notice to Grantee as provided in §16,may unilaterally extend
the term of this Grant for a period not to exceed two months if the Parties are negotiating a replacement
Grant (and not merely seeking a term extension)at or near the end of any initial term or any extension
thereof.The provisions of this Grant in effect ‘when such notice is given,including,but not limited to
prices,rates,and delivery requirements,shall remain in effect during the two month extension.The two-
month extension shall immediately terminate when and if a replacement Grant is approved and signed by
the Colorado State Controller.
6.STATEMENT OF PROJECT
A.Completion
Grantee shall complete the Work and its other obligations as described herein and in Exhibit B.The State
shall not be liable to compensate Grantee for any Work performed prior to the Effective Date or after the
termination of this Grant.
B.Goods and Services
Grantee shall procure Goods and Services necessary to complete the Work.Such procurement shall be
accomplished using the Grant Funds and shall not increase the maximum amount payable hereunder by the
State.
C.Employees
All persons employed by Grantee or Sub-grantees shall be considered Grantee’s or Sub-grantees’
employee(s)for all purposes hereunder and shall not be employees of the State for any purpose as a result
of this Grant.
Page 4 of 17
Exhibit C -Page 8 of 109
fMAP 2010 12EM71520
7.PAYMENTS TO GRANTEE
The State shall,in accordance with the provisions of this §7,pay Grantee in the following amounts and using the
methods set forth below:
A.Maximum Amount
The maximum amount payable under this Grant to Grantee by the State is $180,000.00,as determined by
the State from available funds.Grantee agrees to provide any additional funds required for the successful
completion of the Work.Payments to Grantee are limited to the unpaid obligated balance of the Grant as
set forth in Exhibit B.
B.Payment
i.Advance,Interim and Final Payments
Any advance payment allowed under this Grant or in Exhibit B shall comply with State Fiscal Rules
and be made in accordance with the provisions of this Grant or such Exhibit.Grantee shall initiate any
payment requests by submitting invoices to the State in the form and manner set forth and approved by
the State.
ii.Interest
The State shall not pay interest on Grantee invoices.
lii.Available Funds-Contingency-Termination
The State is prohibited by law from making fiscal commitments beyond the term of the State’s current
fiscal year.Therefore,Grantee’s compensation is contingent upon the continuing availability of State
appropriations as provided in the Colorado Special Provisions,set forth below.If federal funds are
used with this Grant in whole or in part,the State’s performance hereunder is contingent upon the
continuing availability of such funds.Payments pursuant to this Grant shall be made only from
available funds encumbered for this Grant and the State’s liability for such payments shall be limited
to the amount remaining of such encumbered funds.If State or federal funds are not fully
appropriated,or otherwise become unavailable for this Grant,the State may terminate it in whole or to
the extent of funding reduction,without further liability,after providing notice to Grantee in
accordance with §16.
iv.Erroneous Payments
At the State’s sole discretion,payments made to Grantee in error for any reason,including,but not
limited to overpayments or improper payments,and unexpended or excess funds received by Grantee,
may be recovered from Grantee by deduction from subsequent payments under this Grant or other
Grants,grants or agreements between the State and Grantee or by other appropriate methods and
collected as a debt due to the State.Such funds shall not be paid to any party other than the State.
C.Use of Funds
Grant Funds shall be used only for eligible costs identified herein and/or in Exhibit B.
I).Matching Funds
Grantee shall provide matching funds as provided in Exhibit B.
8.REPORTING -NOTIFICATION
Reports,Evaluations,and Reviews required under this §8 shall be in accordance with the procedures of and
insuch form as prescribed by the State and in accordance with §19,if applicable.
A.Performance,Progress,Personnel,and Funds
Grantee shall submit a report to the State upon expiration or sooner termination of this Grant,containing an
Evaluation and Review of Grantee’s performance and the final status of Grantee’s obligations hereunder.
In addition,Grantee shall comply with all reporting requirements,if any,set forth in Exhibit B.
B.Litigation Reporting
Within 10 days after being served with any pleading in a legal action filed with a court or administrative
agency,related to this Grant or which may affect Grantee’s ability to perform its obligations hereunder,
Grantee shall notify the State of such action and deliver copies of such pleadings to the State’s principal
representative as identified herein.If the State’s principal representative is not then serving,such notice and
copies shall be delivered to the Executive Director of the Department of Local Affairs.
PageS of 17
Exhibit C -Page 9 of 109
FMAP 2010 12EM71520
C.Noncompliance
Grantee’s failure to provide reports and notify the State in a timely manner in accordance with this §8 may
result in the delay of payment of funds and/or termination as provided under this Grant.
D.Subgrants
Copies of any and all subgrants entered into by Grantee to perform its obligations hereunder shall be
submitted to the State or its principal representative upon request by the State.Any and all subgrants
entered into by Grantee related to its performance hereunder shall comply with all applicable federal and
state laws and shall provide that such subgrants be governed by the laws of the State of Colorado.
9.GRANTEE RECORDS
Grantee shall make,keep,maintain and allow inspection and monitoring of the following records:
A.Maintenance
Grantee shall make,keep,maintain,and allow inspection and monitoring by the State of a complete file of
all records,documents,communications,notes and other written materials,electronic media files,and
communications,pertaining in any manner to the Work or the delivery of Services (including,but not
limited to the operation of programs)or Goods hereunder.Grantee shall maintain such records (the Record
Retention Period)until the last to occur of the following:(1)a period of flçç years after the date this Grant
is completed,terminated or final payment is made hereunder,whichever is later,or (ii)for such further
period as may be necessary to resolve any pending matters,or (ffl)if an audit is occurring,or Grantee has
received notice that an audit is pending,then until such audit has been completed and its fmdings have been
resolved (the “Record Retention Period”).
B.Inspection
Grantee shall permit the State,the federal government and any other ‘duly authorized agent of a
governmental agency to audit,inspect,examine,excerpt,copy and/or transcribe Grantee’s records related to
this Grant during the Record Retention Period for a period of years following termination of this
Grant or fmal payment hereunder,whichever is later,to assure compliance with the terms hereof or to
evaluate Grantee’s performance hereunder.The State reserves the right to inspect the Work at all
reasonable times and places during the term of this Grant,including any extension.If the Work fails to
conform to the requirements of this Grant,the State may require Grantee promptly to bring the Work into
conformity with Grant requirements,at Grantee’s sole expense.If the Work cannot be brought into
conformance by re-performance or other corrective measures,the State may require Grantee to take
necessary action to ensure that future performance conforms to Grant requirements and exercise the
remedies available under this Grant,at law or inequity in lieu of or in conjunction with such corrective
measures.
C.Monitoring
Grantee shall permit the State,the federal government,and other governmental agencies having
jurisdiction,in their sole discretion,to monitor all activities conducted by Grantee pursuant to the terms of
this Grant using any reasonable procedure,including,but not limited to:internal evaluation procedures,
examination of program data,special analyses,on-site checking,fonnal audit examinations,or any other
procedures.All monitoring controlled by the State shall be performed in a manner that shall not unduly
interfere with Grantee’s performance hereunder.
P.Final Audit Report
Grantee shall provide a copy of its audit report to DOLA as specified in Exhibit B.
10.CONfIDENTIAL INFORMATION-STATE RECORDS
Grantee shall comply with the provisions on this §10 if it becomes privy to confidential information in
connection with its performance hereunder.Confidential information,includes,but is not necessarily limited to,
state records,personnel records,and information concerning individuals.
A.Confidentiality
Grantee shall keep all State records and information confidential at all times and to comply with all laws
and regulations concerning confidentiality of information.Any request or demand by a third party for State
records and information in the possession of Grantee shall be immediately forwarded to the State’s
principal representative.
Page 6 of 17
Exhibit C -Page 10 of 109
FMAP 2010 12EM71520
B.Notification
Grantee shall notif’its agent,employees,Sub-grantees,and assigns who may come into contact with State
records and confidential infonnation that each is subject to the confidentiality requirements set forth herein,
and shall provide each with a written explanation of such requirements before they are permitted to access
such records and information.
C.Use,Security,and Retention
Confidential information of any kind shall not be distributed or sold to any third party or used by Grantee
or its agents in any way,except as authorized by this Grant or approved in writing by the State.Grantee
shall provide and maintain a secure environment that ensures confidentiality of all State records and other
confidential information wherever located.Confidential information shall not be retained in any files or
otherwise by Grantee or its agents,except as permitted in this Grant or approved in writing by the State.
D.Disclosure-Liability
Disclosure of State records or other confidential information by Grantee for any reason may be cause for
legal action by third parties against Grantee,the State or their respective agents.Grantee shall,to the extent
permitted by law,indemnify,save,and hold harmless the State,its employees and agents,against any and
all claims,damages,liability and court awards including costs,expenses,and ftomey fees and related
costs,incurred as a result of any act or omission by Grantee,or its employees,agents,Sub-grantees,or
assignees pursuant to this §10.
11.CONFLICTS OF INTEREST
Grantee shall not engage in any business or personal activities or practices or maintain any relationships which
conflict in any way with the full performance of Grantee’s obligations hereunder.Grantee acknowledges that
with respect to this Grant,even the appearance of a conflict of interest is harmful to the State’s interests.Absent
the State’s prior written approval,Grantee shall refrain from any practices,activities or relationships that
reasonably appear to be in conflict with the full performance of Grantee’s obligations to the State hereunder.If
a conflict or appearance exists,or if Grantee is uncertain whether a conflict or the appearance of a conflict of
interest exists,Grantee shall submit to the State a disclosure statement setting forth the relevant details for the
State’s consideration.Failure to promptly submit a disclosure statement or to follow the State’s direction in
regard to the apparent conflict constitutes a breach of this Grant.
12.REPRESENTATIONS AND WARRANTIES
Grantee makes the following specific representations and warranties,each of which was relied on by the State in
entering into this Grant.
A.Standard and Manner of Performance
Grantee shall perform its obligations hereunder in accordance with the highest standards of care,skill and
diligence in the industry,trades or profession and in the sequence and manner set forth in this Grant.
B.Legal Authority —Grantee and Grantee’s Signatory
Grantee warrants that it possesses the legal authority to enter into this Grant and that it has taken all actions
required by its procedures,by-laws,and/or applicable laws to exercise that authority,and to lawfully
authorize its undersigned signatory to execute this Grant,or any part thereof,and to bind Grantee to its
terms.If requested by the State,Grantee shall provide the State with proof of Grantee’s authority to enter
into this Grant within 15 days of receiving such request.
C.Licenses,Permits,Etc.
Grantee represents and warrants that as of the Effective Date it has,and that at all times during the term
hereof it shall have,at its sole expense,all licenses,certifications,approvals,insurance,permits,and other
authorization required by law to perform its obligations hereunder.•Grantee warrants that it shall maintain
all necessary licenses,certifications,approvals,insurance,permits,and other authorizations required to
properly perform this Grant,without reimbursement by the State or other adjustment in Grant Funds.
Additionally,all employees and agents of Grantee performing Services under this Grant shall hold all
required licenses or certifications,if any,to perform their responsibilities.Grantee,if a foreign corporation
or other foreign entity transacting business in the State of Colorado,further warrants that it currently has
obtained and shall maintain any applicable certificate of authority to transact business in the State of
Colorado and has designated a registered agent in Colorado to accept service of process.Any revocation,
Page7ofl7
ExhibitC-Page 1101109
fMAP 2010 12EM7 1520
withdrawal or non-renewal of licenses,certifications,approvals,insurance,permits or any such similar
requirements necessary for Grantee to properly perform the terms of this Grant shall be deemed to be a
material breach by Grantee and constitute grounds for termination of this Grant.
13.INSURANCE
Grantee and its Sub-grantees shall obtain and maintain insurance as specified in this section at all times during
the term of this Grant:All policies evidencing the insurance coverage required hereunder shall be issued by
insurance companies satisfactory to Grantee and the State.
A.Grantee
i.Public Entities
If Grantee is a “public entity”within the meaning of the Colorado Governmental Immunity Act,CRS
§24-10-101,et seq.,as amended (the “GIA”),then Grantee shall maintain at all times during the term
of this Grant such liability insurance,by com;riercial policy or self-insurance,as is necessary to meet
its liabilities under the GIA.Grantee shall show proof of such insurance satisfactory to the State,if
requested by the State.Grantee shall require each grant with sub-grantees that are public entities,
providing Goods or Services hereunder,to include the insurance requirements necessary to meet Sub-
grantee’s liabilities under the GIA.
ii.Non-Public Entities
If Grantee is not a ‘public entity”within the meaning of the GIA,Grantee shall obtain and maintain
during the term of this Grant insurance coverage and policies meeting the same requirements set forth
in §13(B)with respect to sub-grantees that are not “public entities”.
3.Grantees and Sub-Grantees
Grantee shall require each Grant with Sub-grantees,other than those that are public entities,providing
Goods or Services in connection with this Grant,to include insurance requirements substantially similar to
the following:
i.Worker’s Compensation
Worker’s Compensation Insurance as required by State statute,and Employer’s Liability Insurance
covering all of Grantee and Sub-grantee employees acting within the course and scope of their
employment.
ii.General Liability
Commercial General Liability Insurance written on ISO occurrence form CG 00 01 10/93 or
equivalent,covering premises operations,fire damage,independent contractors,products and
completed operations,blanket Grantual liability,personal injury,and advertising liability with
minimum limits as follows:(a)$1,000,000 each occurrence;(b)$1,000,000 general aggregate;(c)
$1,000,000 products and completed operations aggregate;and (d)$50,000 any one fire.If any
aggregate limit is reduced below $1,000,000 because of claims made or paid,Sub-grantee shall
immediately obtain additional insurance to restore the full aggregate limit and furnish to Grantee a
certificate or other document satisfactory to Grantee showing compliance with this provision.
iii.Automobile Liability
Automobile Liability Insurance covering any auto (including owned,hired and non-owned autos)with
a minimum limit of $1,000,000 each accident combined single limit.
iv.Additional Insured
Grantee and the State shall be named as additional insured on the Commercial General Liability and
Automobile Liability Insurance policies (leases and construction Grants require additional insured
coverage for completed operations on endorsements CG 2010 11/85,CG 2037,or equivalent).
v.Primacy of Coverage
Coverage required of Grantee and Sub-grantees shall be primary over any insurance or self-insurance
program carried by Grantee or the State.
vi.Cancellation
The above insurance policies shall include provisions preventing cancellation or non-renewal without
at least 45 days prior notice to the Grantee and the State by certified mail.
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vii.Subrogation Waiver
Mi insurance policies in any way related to this Grant and secured and maintained by Grantee or its
Sub-grantees as required herein shall include clauses stating that each carrier shall waive all rights of
recovery,under subrogation or otherwise,against Grantee or the State,its agencies,institutions,
organizations,officers,agents,employees,and volunteers.
C.Certificates
Grantee and all Sub-grantees shall provide certificates showing insurance coverage required hereunder to
the State within seven business days of the Effective Date of this Grant.No later than 15 days prior to the
expiration date of any such coverage,Grantee and each Sub-grantee shall deliver to the State or Grantee
certificates of insurance evidencing renewals thereof.In addition,upon request by the State at any other
time during the term of this Grant or any sub-grant,Grantee and each Sub-grantee shall,within 10 days of
such request,supply to the State evidence satisfactory to the State of compliance with the provisions of this
§13.
14.BREACH
A.Defined
In addition to any breaches specified in other sections of this Grant,the failure of either Party to perform
any of its material obligations hereunder in whole or in part or in a timely or satisfactory manner,
constitutes a breach.The institution of proceedings under any bankruptcy,insolvency,reorganization or
similar law,by or against Grantee,or the appointment of a receiver or similar officer for Grantee or any of
its property,which is not vacated or fully stayed within 20 days after the institution or occurrence thereof,
shall also constitute a breach.
B.Notice and Cure Period
In the event of a breach,notice of such shall be given in writing by the aggrieved Party to the other Party in
the maimer provided in §16.If such breach is not cured within 30 days of receipt of written notice,or if a
cure cannot be completed within 30 days,or if cure of the breach has not begun within 30 days and pursued
with due diligence,the State may exercise any of the remedies set forth in §15.Notwithstanding anything
to the contrary herein,the State,in its sole discretion,need not provide advance notice or a cure period and
may immediately terminate this Grant in whole or in part if reasonably necessary to preserve public safety
or to prevent immediate public crisis.
15.REMEDIES
If Grantee is in breach under any provision of this Grant,provided that a breach is not necessary under §15(B),
the State shall have all of the remedies listed in this §15 in addition to all other remedies set forth in other
sections of this,Grant following the notice and cure period set forth in §14(B).The State may exercise any or all
of the remedies available to it,in its sole discretion,concurrently or consecutively.If the form of financial
assistance is a loan,as specified in the table on page 1 of this Grant,and in the event of a termination of this
Grant,such termination shall not extinguish Grantee’s obligations under the Promissory Note and the Deed of
Trust.
A.Termination for Cause and/or Breach
If Grantee fails to perform any of its obligations hereunder with such diligence as is required to ensure its
completion in accordance with the provisions of this Grant and in a timely manner,the State may notify
Grantee of such non-performance in accordance with the provisions herein.If Grantee thereafter fails to
promptly cure such non-performance within the cure period,the State,at its option,may terminate this
entire Grant or such part of this Grant as to which there has been delay or a failure to properly perform.
Exercise by the State of this right shall not be deemed,a breach of its obligations hereunder.Grantee shall
continue performance of this Grant to the extent not terminated,if any.
i.Obligations and Rights
To the extent specified in any termination notice,Grantee shall not incur further obligations or render
further performance hereunder past the effective date of such notice,and shall terminate outstanding
orders and sub-grants/contracts with third parties.However,Grantee shall complete and deliver to the
State all Work,Services and Goods not cancelled by the termination notice and may incur obligations
as are necessary to do so within this Grant’s terms.At the sole discretion of the State,Grantee shall
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fMAP 2010 12EM71520
assign to the State all of Grante&s right,title,and interest under such terminated orders or sub-
grants/contracts.Upon termination,Grantee shall take timely,reasonable and necessary action to
protect and preserve property in the possession of Grantee in which the State has an interest.All
materials owned by the State in the possession of Grantee shall be immediately returned to the State.
All Work Product,at the option of the State,shall be delivered by Grantee to the State and shall
become the State’s property.
ii.Payments
The State shall reimburse Grantee only for accepted performance up to the date of termination.1f
after termination by the State,it is determined that Grantee was not in breach or that Grantee’s action
or inaction was excusable,such termination shall be treated as a termination in the public interest and
the rights and obligations of the Parties shall be the same as if this Grant had been terminated in the
public interest,as described herein.
ni.Damages and Withholding
Notwithstanding any other remedial action by the State,Grantee also shall remain liable to the State
for any damages sustained by the State by virtue of any breach under this Grant by Grantee and the
State may withhold any payment to Grantee for the purpose of mitigating the State’s damages,until
such time as the exact amount of damages due to the State from Grantee is detennined.The State may
withhold any amount that may be due to Grantee as the State deems necessary to protect the State,
including loss as a result of outstanding liens or claims of former lien holders,or to reimburse the
State for the excess costs incurred in procuring similar goods or services.Grantee shall be liable for
excess costs incurred by the State in procuring from third parties replacement Work,Services or
substitute Goods as cover.
B.Early Termination in the Public Interest
The State is entering into this Grant for the purpose of carrying out the public policy of the State of
Colorado,as determined by its Governor,General Assembly,and/or Courts.If this Grant ceases to further
the public policy of the State,the State,in its sole discretion,may terminate this Grant in whole or in part.
Exercise by the State of this right shall not constitute a breach of the State’s obligations hereunder.This
subsection shall not apply to a termination of this Grant by the State for cause or breach by Grantee,which
shall be governed by §15(A)or as otherwise specifically provided for herein.
i.Method and Content
The State shall notify Grantee of such termination in accordance with §16.The notice shall specify
the effective date of the termination and whether it affects all or a portion of this Grant.
ii.Obligations and Rights
Upon receipt of a termination notice,Grantee shall be subject to and comply with the same obligations
and rights set forth in §15(A)(i).
ill.Payments
If this Grant is terminated by the State pursuant to this §15(B),Grantee shall be paid an amount which
bears the same ratio to the total reimbursement under this Grant as the Services satisfactorily
performed bear to the total Services covered by this Grant,less payments previously made.
Additionally,if this Grant is less than 60%completed,the State may reimburse Grantee for a portion
of actual out-of-pocket expenses (not otherwise reimbursed under this Grant)incurred by Grantee
which are directly attributable to the uncompleted portion of Grantee’s obligations hereunder;
provided that the sum of any and all reimbursement shall not exceed the maximum amount payable to
Grantee hereunder.
C.Remedies Not Involving Termination
The State,at its sole discretion,may exercise one or more of the following remedies in addition to other
remedies available to it:
i.Suspend Performance
Suspend Grantee’s performance with respect to all or any portion of this Grant petiding necessary
corrective action as specified by the State without entitling Grantee to an adjustment in price/cost or
performance schedule.Grantee shall promptly cease performance and incurring costs in accordance
with the State’s directive and the State shall not be liable for costs incurred by Grantee after the
suspension of performance under this provision.
PagelOofl7
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ii.Withhold Payment
Withhold payment to Grantee until corrections in Grantee’s performance are satisfactorily made and
completed.
lii.Deny Payment
Deny payment for those obligations not perfonned,that due to Grantee’s actions or inactions,cannot
be performed or,if performed,would be of no value to the State;provided,that any denial of payment
shall be reasonably related to the value to the State of the obligations not performed.
iv.Removal
Demand removal of any of Grantee’s employees,agents,or Sub-grantees whom the State deems
incompetent,careless,insubordinate,unsuitable,or otherwise unacceptable,or whose continued
relation to this Grant is deemed to be contrary to the public interest or not in the State’s best interest.
v.Intellectual Property
If Grantee infringes on a patent,copyright,trademark,trade secret or other intellectual property right
while performing its obligations under this Grant,Grantee shall,at the State’s option (a)obtain for the
State or Grantee the right to use such products and services;(b)replace any Goods,Services,or other
product involved with non-infringing products or modif’them so that they become non-infringing;or,
(c)if neither of the foregoing alternatives are reasonably available,remove any infringing Goods,
Services,or products and refund the price paid therefore to the State.
16.NOTICES and REPRESENTATIVES
Each individual identified below is the principal representative of the designating Party.All notices required to
be given hereunder shall be hand delivered with receipt required or sent by certified or registered mail to such
Party’s principal representative at the address set forth below.In addition to,but not in lieu of a hard-copy
notice,notice also may be sent by e-mail to the e-mail addresses,if any,set forth below.Either Party may from
time to time designate by written notice substitute addresses or persons to whom such notices shall be sent.
Unless otherwise provided herein,all notices shall be effective upon receipt.
A.State:
Dave Hard,Director
Colorado Department of Local Affairs
Division of Emergency Management
9195 E.Mineral Ave.,Ste.200
Centennial,CO $0112
Email:dave.hard(state.co.us
Greg Schroeder,Senior Staff Engineer
Eagle County Engineering Department
P.O.Box 850,500 Broadway
Eagle,CO $1631
Email:greg.schroeder@eaglecounty.us
17.RIGHTS IN DATA,DOCTJMENTS,AND COMPUTER SOFTWARE
This section shall shall not apply to this Grant.
Any software,research,reports,studies,data,photographs,negatives or other documents,drawings,models,
materials,or Work Product of any type,including drafts,prepared by Grantee in the performance of its
obligations under this Grant shall be the exclusive property of the State and,all Work Product shall be delivered
to the State by Grantee upon completion or termination hereof.The State’s exclusive rights in such Work
Product shall include,but not be limited to,the right to copy,publish,display,transfer,and prepare derivative
works.Grantee shall not use,willingly allow,cause or permit such Work Product to be used for any purpose
other than the performance of Grantee’s obligations hereunder without the prior written consent of the State.
1$.GOVERNMENTAL IMMUNITY
Notwithstanding any other provision to the contrary,nothing herein shall constitute a waiver,express or implied,
of any of the immunities,rights,benefits,protection,or other provisions of the Colorado Governmental
B.Grantee:
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FMAP 2010 12EM71520
Immunity Act,CRS §24-10-101,et seq.,as amended.Liability for claims for injuries to persons or property
arising from the negligence of the State of Colorado,its departments,institutions,agencies,boards,officials,
and employees is controlled and limited by the provisions of the Governmental Immunity Act and the risk
management statutes,CRS §24-30-1501,et seq.,as amended.
19.STATEWIDE CONTRACT MANAGEMENT SYSTEM
If the maximum amount payable to Grantee under this Grant is $100,000 or greater,either on the Effective Date
or at anytime thereafter,this §19 applies.
Grantee agrees to be governed,and to abide,by the provisions of CR8 §24-102-205,§24-102-206,§24-103-601,
§24-103.5-101 and §24-105-102 concerning the monitoring of vendor performance on state Grants and inclusion
of Grant performance information in a statewide Contract Management System.Grantee’s performance shall be
subject to Evaluation and Review in accordance with the terms and conditions of this Grant,State law,including
CRS §24-103.5-101,and State Fiscal Rules,Policies and Guidance.Evaluation and Review of Grantee’s
performance shall be part of the normal Grant administration process and Grantee’s performance will be
systematically recorded in the statewide Contract Management System.Areas of Evaluation and Review shall
include,but shall not be limited to quality,cost and timeliness.COllection of information relevant to the
performance of Grantee’s obligations under this Grant shall be determined by the specific requirements of such
obligations and shall include factors tailored to match the requirements of Grantee’s obligations.Such
performance information shall be entered into the statewide Contract Management System at intervals
established herein and a final Evaluation,Review and Rating shall be rendered within 30 days of the end of the
Grant term.Grantee shall be notified following each performance Evaluation and Review,and shall address or
correct any identified problem in a timely manner and maintain work progress.Should the final performance
Evaluation and Review determine that Grantee demonstrated a gross failure to meet the performance measures
established hereunder,the Executive Director of the Colorado Department of Personnel and Administration
(Executive Director),upon request by the Department of Local Affairs,and showing of good cause,may debar
Grantee and prohibit Grantee from bidding on future Grants.Grantee may contest the final Evaluation,Review
and Rating by:(a)filing rebuttal statements,which may result in either removal or correction of the evaluation
(CRS §24-105-102(6)),or (b)under CRS §24-105-102(6),exercising the debannent protest and appeal rights
provided in CRS §24-l09-l06,107,201 or 202,which may result in the reversal of the debarment and
reinstatement of Grantee,by the Executive Director,upon a showing of good cause.
20.RESTRICTION ON PUBLIC BENEFITS
This section shall shall not apply to this Grant.
Grantee must confirm that any individual natural person eighteen years of age or older is lawfully present in the
United States pursuant to CRS §24-76.5-101 et seq.when such individual applies for public benefits provided
under tliis Grant by requiring the following:
A.Identification:
The applicant shall produce one of the following personal identifications:
I.A valid Colorado driver’s license or a Colorado identification card,issued pursuant to article 2 of
title 42,C.R.S.;or
ii.A United States military card or a military dependent’s identification card;or V
iii.A United States Coast Guard Merchant Mariner card;or
iv.A Native American tribal document.
B.Affidavit
The applicant shall execute an affidavit herein attached as Form 2,Affidavit of Legal Residency,stating:
I.That they are United States citizen or legal permanent resident;or
ii.That they are otherwise lawfully present in the United States pursuant to federal law.
21.GENERAL PROVISIONS
A.Assignment and Subgrants
V
Grantee’s rights and obligations hereunder are personal and may not be transferred,assigned or subgranted
without the prior,written consent of the State.Any attempt at assignment,transfer,or subgranting without
such consent shall be void.All assignments,subgrants,or sub-grantees approved by Grantee or the State
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FMAP 2010 12EM71520
are subject to all of the provisions hereof.Grantee shall be solely responsible for all aspects of subgranting
arrangements and performance.
B.Binding Effect
Except as otherwise provided in §21(A),all provisions herein contained,including the benefits and
burdens,shall extend to and be binding upon the Parties’respective heirs,legal representatives,successors,
and assigns.
C.Captions
The captions and headings in this Grant are for convenience of reference only,and shall not be used to
interpret,define,or limit its provisions.
P.Counterparts
This Grant may be executed in multiple identical original counterparts,all of which shall constitute one
agreement.
E.Entire Understanding
This Grant represents the complete integration of all understandings between the Parties and all prior
representations and understandings,oral or written,are merged herein.Prior or contemporaneous
additions,deletions,or other changes hereto shall not have any force or effect whatsoever,unless embodied
herein.
F.Indemnification-General
Grantee shall,to the extent permitted by law,indenmify,save,and hold hannless the State,its employees
and agents,against any and all claims,damages,liability and court awards including costs,expenses,and
attorney fees and related costs,incurred as a result of any act or omission by Grantee,or its employees,
agents,Sub-grantees,or assignees pursuant to the terms of this Grant;however,the provisions hereof shall
not be construed or interpreted as a waiver,express or implied,of any of the immunities,rights,benefits,
protection,or other provisions,of the Colorado Governmental Immunity Act,CRS §24-10-101 et seq.,or
the Federal Tort Claims Act,2$U.S.C.2671 et seq.,as applicable,as now or hereafter amended.
G.Jurisdiction and Venue
All suits,actions,or proceedings related to this Grant shall be held in the State of Colorado and exclusive
venue shall be in the City and County of Denver.
II.List of Selected Applicable Laws
Grantee at all times during the performance of this Grant shall comply with all applicable Federal and State
laws and their implementing regulations,currently in existence and as hereafter amended,including
without limitation those set forth on Exhibit A,Applicable Laws,attached hereto,which laws and
regulations are incorporated herein and made part hereof.Grantee also shall require compliance with such
laws and regulations by subgrantees under subgrants permitted by this Grant.
I.Loan Forms
If the form of financial assistance provided by the State is a loan,as specified in the table on page 1 above,
Grantee shall execute a promissory note substantially equivalent to Form —and record a deed of trust
substantially equivalent to Form —with the county in which the property resides.
J.Modification
i.By the Parties
Except as specifically provided in this Grant,modifications hereof shall not be effective unless agreed
to in writing by the Parties in an amendment hereto,properly executed and approved in accordance
with applicable Colorado State law,State Fiscal Rules,and Office of the State Controller Policies,
including,but not limited to,the policy entitled MODIFICATION OF CONTRACTS -TOOLS AND
FORMS.
II.By Operation of Law
This Grant is subject to such modifications as may be required by changes in federal or Colorado
State law,or their implementing regulations.Any such required modification automatically shall be
incorporated into and be part of this Grant on the effective date of such change,as if fully set forth
herein.
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fMAP 2010 12EM71520
lii.Grant Funding Change Letter
The State may increase or decrease funds available under this Grant and modify selected other
provisions of this agreement using a Grant funding Change Letter substantially equivalent to Form 1.
The provisions of the Grant funding Change Letter shall become part of and be incorporated into the
original agreement.The Grant funding Change Letter is not valid until it has been approved by the
State Controller or designee.
K.Order of Precedence
i.This Grant
The provisions of this Grant shall govern the relationship of the State and Grantee.In the event of
conflicts or inconsistencies between this Grant and its exhibits and attachments including,but not
limited to,those provided by Grantee,such conflicts or inconsistencies shall be resolved by reference
to the documents in the following order of priority:
a)Colorado Special Provisions
b)The provisions of the main body of this Grant
c)Exhibit A
d)Exhibit B
ii.Loan Document
This section shall apply if the form of financial assistance,as specified in the table on page 1 above,is
a loan.In the event of conflicts or inconsistencies between this Grant and the Deed of Trust or the
Promissory Note,such conflicts or inconsistencies shall be resolved by reference to the documents in
the following order of priority:
a)Form 3,the Promissory Note
b)This Grant
c)Form 4,the Deed of Trust
L Severability
Provided this Grant can be executed and performance of the obligations of the Parties accomplished within
its intent,the provisions hereof are severable and any provision that is declared invalid or becomes
inoperable for any reason shall not affect the validity of any other provision hereof.
M.Survival of Certain Grant Terms
Notwithstanding anything herein to the contrary,provisions of this Grant requiring continued performance,
compliance,or effect after termination hereof,shall survive such termination and shall be enforceable by
the State if Grantee fails to perform or comply as required.
N.Taxes
The State is exempt from all federal excise taxes under IRC Chapter 32 (No.84-730123K)and from all
State and local government sales and use taxes under CRS §39-26-101 and 201 et seq.Such exemptions
apply when materials are purchased or services rendered to benefit the State;provided however,that certain
political subdivisions (e.g.,City of Denver)may require payment of sales or use taxes even though the
product or service is provided to the State.Grantee shall be solely liable for paying such taxes as the State.
is prohibited from paying for or reimbursing Grantee for them.
0.Third Party Beneficiaries
Enforcement of this Grant and all rights and obligations hereunder are reserved solely to the Parties,and
not to any third party.Any services or benefits which third parties receive as a result of this Grant are
incidental to the Grant,and do not create any rights for such third parties.
P.Waiver
Waiver of any breach of a term,provision,or requirement of this Grant,or any right or remedy hereunder,
whether explicitly or by lack of enforcement,shall not be construed or deemed as a waiver of any
subsequent breach of such term,provision or requirement,or of any other term,provision,or requirement.
Q.13.CORA Disclosure
To the extent not prohibited by federal law,this Grant and the performance measures and standards under
CRS §24-103.5-101,if any,are subject to public release through the Colorado Open Records Act,CR5
§24-72-101,et seq.
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FMAP 2010 12EM71520
COLORADO SPECIAL PROVISIONS
The Special Provisions apply to all Grants except where noted in italics.
A.1.CONTROLLER’S APPROVAL.CRS §24-30-202 (1).
This Grant shall not be deemed valid until it has been approved by the Colorado State Controller or
designee.
B.2.FIJND AVAILABILITY.CRS §24-30-202(5.5).
financial obligations of the State payable after the current fiscal year are contingent upon funds for that
purpose being appropriated,budgeted,and otherwise made available.
C.3.GOVERNMENTAL IMMUNITY.
No term or condition of this Grant shall be construed or interpreted as a waiver,express or implied,of any
of the immunities,tights,benefits,protections,or other provisions,of the Colorado Governmental
Immunity Act,CRS §24-10-101 et seq.,or the Federal Tort Claims Act,28 U.S.C.§l346(b)and 2671 et
seq.,as applicable now or hereafter amended.
D.4.INDEPENDENT CONTRACTOR
Grantee shall perform its duties hereunder as an independent Grantee and not as an employee.Neither
Grantee nor any agent or employee of Grantee shall be deemed to be an agent or employee of the State.
Grantee and its employees and agents are not entitled to unemployment insurance or workers compensation
benefits through the State and the State shall not pay for or otherwise provide such coverage for Grantee or
any of its agents or employees.Unemployment insurance benefits shall be available to Grantee and its
employees and agents only if such coverage is made available by Grantee or a third party.Grantee shall
pay when due all applicable employment taxes and income taxes and local head taxes incurred pursuant to
this Grant.Grantee shall not have authorization,express or implied,to bind the State to any Grant,liability
or understanding,except as expressly set forth herein.Grantee shall (a)provide and keep in force workers’
compensation and unemployment compensation insurance in the amounts required by law,(b)provide
proof thereof when requested by the State,and (c)be solely responsible for its acts and those of its
employees and agents.
E.5.COMPLIANCE WITH LAW.
Grantee shall strictly comply with all applicable federal and State laws,rules,and regulations in effect or
hereafter established,including,without limitation,laws applicable to discrimination and unfair
employment practices.
F.6.CHOICE OF LAW.
Colorado law,and rules and regulations issued pursuant thereto,shall be applied in the interpretation,
execution,and enforcement of this grant.Any provision included or incorporated herein by reference
which conflicts with said laws,rules,and regulations shall be null and void.Any provision incorporated
herein by reference which purports to negate this or any other Special Provision in whole or in part shall
not be valid or enforceable or available in any action at law,whether by way of complaint,defense,or
otherwise.Any provision rendered null and void by the operation of this provision shall not invalidate the
remainder of this Grant,to the extent capable of execution.
G.7.BINDING ARBITRATION PROHIBITED.
The State of colorado does not agree to binding arbitration by any extra-judicial body or person.Any
provision to the contrary in this contract or incorporated herein by reference shall be null and void.
H.8.SOFTWARE PIRACY PROHIBITION.Governor’s Executive Order P 002 00.
State or other public funds payable under this Grant shall not be used for the acquisition,operation,or
maintenance of computer software in violation of federal copyright laws or applicable licensing
restrictions.Grantee hereby certifies and warrants that,during the term of this Grant and any extensions,
Grantee has and shall maintain in place appropriate systems and controls to prevent such improper use of
public funds.If the State determines that Grantee is in violation of this provision,the State may exercise
any remedy available at law or in equity or under this Grant,including,without limitation,immediate
termination of this Grant and any remedy consistent with federal copyright laws or applicable licensing
restrictions.
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1.9.EMPLOYEE FINANCIAL INTEREST.CR5 §24-1$-201 and 24-50-507.
The signatories aver that to their knowledge,no employee of the State has any personal or beneficial
interest whatsoever in the service or property described in this Grant.Grantee has no interest and shall not
acquire any interest,direct or indirect,that would conflict in any manner or degree with the performance of
Grantee’s services and Grantee shall not employ any person having such known interests.
J.10.VENDOR OFFSET.CR5 §24-30-202 (1)and 24-30-202.4.
[Not Applicable to intergovernmental agreements]Subject to CR5 §24-30-202.4 (3.5),the State
Controller may withhold payment under the State’s vendor offset intercept system for debts owed to State
agencies for:(a)unpaid child support debts or child support arrearages;(b)unpaid balances of tax,accrued
interest,or other charges specified in CRS §39-21-101,et seq.;(c)unpaid loans due to the Student Loan
Division of the Department of Higher Education;(d)amounts required to be paid to the Unemployment
Compensation Fund;and (e)other unpaid debts owing to the State as a result of final agency determination
or judicial action.
K.11.PUBLIC GRANTS FOR SERVICES.CRS §8-17.5-101.
[Not Applicable to Agreements relating to the offtr,issuance,or sale of securities,investment advisory
services or fund management services,sponsored projects,intergovernmental Agreements,or
information technology services or products and services]Grantee certifies,warrants,and agrees that it
does not knowingly employ or Grant with an illegal alien who shall perform work under this Grant and
shall confirm the employment eligibility of all employees who are newly hired for employment in the
United States to perform work under this Grant,through participation in the E-Verify Program or the State
program established pursuant to CRS §8-17.5-102(5)(c),Grantee shall not knowingly employ or Grant with
an illegal alien to perform work under this Grant or enter into a Grant with a Sub-grantee that fails to
certify to Grantee that the Sub-grantee shall not knowingly employ or Grant with an illegal alien to perform
work under this Grant.Grantee (a)shall not use E-VeriI’y Program or State program procedures to
undertake pre-employment screening of job applicants while this Grant is being performed,(b)shall notify
the Sub-grantee and the Granting State agency within three days if Grantee has actual knowledge that a
Sub-grantee is employing or Granting with an illegal alien for work under this Grant,(c)shall terminate the
Subgrant if a Sub-grantee does not stop employing or Granting with the illegal alien within three days of
receiving the notice,and (d)shall comply with reasonable requests made in the course of an investigation,
undertaken pursuant to CRS §8-17.5-102(5),by the Colorado Department of Labor and Employment.If
Grantee participates in the State program,Grantee shall deliver to the Granting State agency,Institution of
Higher Education or political subdivision,a written,notarized affirmation,affirming that Grantee has
examined the legal work status of such employee,and shall comply with all of the other requirements of the
State program.If Grantee fails to comply with any requirement of this provision or CR5 §8-17.5-101 et
seq.,the Granting State agency,institution of higher education or political subdivision may terminate this
Grant for breach and,if so terminated,Grantee shall be liable for damages.
L.12.PUBLIC GRANTS WITH NATURAL PERSONS.CRS §24-76.5-101.
Grantee,if a natural person eighteen (18)years of age or older,hereby swears and affirms under penalty of
perjury that he or she (a)is a citizen or otherwise lawfully present in the United States pursuant to federal
law,(b)shall comply with the provisions of CR5 §24-76.5-101 et seq.,and (c)has produced one form of
identification required by CRS §24-76.5-103 prior to the effective date of this Grant.
SPs Effective 1/1/09
Page 16 of 17
Exhibit C -Page 20 of 109
FMAP 2010 12EM71520
SIGNATURE PAGE
THE PARTIES HERETO HAVE EXECUTED THIS GRANT
*Persons signing for Grantee hereby swear and affirm that they are authorized to act on Grantee’s behalf and
acknowledge that the State is relying on their representations to that effect.
EAGLE COIJNTY STATE Of COLORADO
John W.Hickenlooper,GOVERNOR
By:DEPARTMENT OF LOCAL AFFAIRS
Printed Name of Autlknzed Individual
Title:____________________By:___________________
Official Ti -GfAutho e n1ividual eeves B ,Executive Director
Date:7 /
*Sjgnajre
Date:2]%LIt’2_t
PRE-APPROVED fORM CONTRACT REVIEWER
finance and Administration Chief
Date:((t
ALL GRANTS REQUIRE APPROVAL BY THE STATE CONTROLLER
CR5 §24-30-202 requires the State Controller to approve alt State Grants.This Grant is not valid until signed and
dated below by the State Controller or delegate.Grantee is not authorized to begin performance until such time.If
Grantee begins performing prior thereto,the State of Colorado is not obligated to pay Grantee for such performance
or for any goods and/or services provided hereunder.
STATE CONTROLLER
avid J.McDermott,CPA
By:_____________
Barbara M.Casey,
/Cofolle Delegate
Date:fI4I
Page 17of17
Exhibit C -Page 21 of 109
FMAP 2010 12EM71520
EXHIBIT A -APPLICABLE LAWS
Laws,regulations,and authoritative guidance incorporated into this Grant include,without limitation:
1.Age Discrimination Act of 1975,42 U.S.C.Sections 6101,et seq.
2.Age Discrimination in Employment Act of 1967,29 U.S.C.621-634
3.Americans with Disabilities Act of 1990 (ADA),42U.S.C.12101,et seq.
4.Equal Pay Act of 1963,29 U.S.C.206(d)
5.Immigration Reform and Control Act of 1986,8 U.S.C.13241,
6.Section 504 of the Rehabilitation Act of 1973,29 U.S.C.794
7.Title VI of the Civil Rights Act of 1964,42 U.S.C.2000d
8.Title VII of the Civil Rights Act of 1964,42 U.S.C.2000e
9.Title IX of the Education Amendment of 1972,20 U.S.C.1681,et seq.
10.Section 24-34-30 1,et seq.,Colorado Revised Statutes 1997,as amended
ii:The applicable of the following:
11.1.Cost Principals for State,Local and Indian Tribal Governments,2 C.F.R.225,(0MB Circular A-87);
11.2.Cost Principals for Education Institutions,2 C.F.R.220,(0MB Circular A-21);
11.3.Cost Principals for Non-Profit Organizations,2 C.F.R.230,(0MB Circular A-122),and
11.4.Audits of States,Local Governments,and Non-Profit Organizations (0MB Circular A-133);and/or the Colorado
Local Government Audit Law,29-1-601,et seq,C.R.S.,and State implementing rules and regulations.
11.5.Immigration Status -Cooperation with Federal Officials,CRS 29-29-10 1,et seq.
11.6.Davis-Bacon Act,40 U.S.C.SS 276ato 276a-7.
11.7.Copeland Act,40 U.S.C.S 276c and 18 U.S.C.55 874.
11.8.Contract Work Hours and Safety Standards Act,40 U.S.C.SS 327-333,regarding labor standards for federally
assisted construction sub-awards.
11.9.Wild and Scenic Rivers Act of 1968,16 U.S.C.SS 1271 et.seq.,related to protecting components or potential
components of the national wild and scenic rivers system.-
11.10.National Historic Preservation Act of 1966,as amended,16 U.S.C.470,Executive Order No.11593
(identification and protection of historic properties),and the Archaeological and Historic Preservation Act of
1974,16 U.S.C.469a-1 et.seq.
11.11.Robert T.Stafford Disaster Assistance and Emergency Relief Act (Stafford Act),42 U.S.C.5121 Ct seq.,as
amended.
11.12.National Flood Insurance Act of 1968,42 U.S.C.4001 et.seq.
11.13.Compiehensive Environmental Response,Compensation,and Liability Act of 1980 (CERCLA),42 U.S.C.
104.
11.14.Department of Defense Authorization Act of 1986,Title 14,Part B,Section 1412,Public Law 99-145,50
U.S.C.1521.
11.15.USA PATRIOT Act of 2001,(Pub.L.107—56).
11.16.Digital Television Transition and Public Safety Act of 2005,(Pub L.109-171)
12.federal Emergency Management Agency,Department of Homeland Security Regulations:All Applicable Portions of
44 CFR Chapter 1,with the following Parts specially noted and applicable to all grants of FEMA/DHS funds:
12.1.Uniform Administrative Requirements for Grants and Cooperative Agreements to State and Local Governments,
44C.f.R.13.
12.2.Governmentwide Debarment and Suspension (Nonprocurement)and Requirements for Drug-Free Workplace,44
C.F.R.17.
12.3.New Restrictions on Lobbying,44 C.F.R.18.
13.Privacy Act of 1974,5 U.S.C.5 5529 and Regulations adopted thereunder (44 C.f.R.6).
14.Prohibition against use of Federal Funds for Lobbying,31 U.S.C.1352
15.None of the funds made available through this agreement shall be used in contravention of the Federal buildings
performance and reporting requirements of Executive Order No.13123,part 3 of title V of the National Energy
Conservation Policy Act,42 U.S.C.8251 et.Seq.,or subtitle A of title I of the Energy Policy Act of 2005 (including
the amendments made thereby).
16.None of the funds made available shall be used in contravention of section 303 of the Energy Policy Act of 1992,42
U.S.C.13212.
17.Buy American Act,41 U.S.C.lOa et seq.
18.Federal Grant Guidance for the 2010 flood Mitigation Assistance Program
Page A-i of 1—Exhibit A —Applicable Laws
Exhibit C -Page 22 of 109
fMAP 2010 12EM71520
EXHIBIT B-STATEMENT OF PROJECT (SOP)
I.GENERAL DESCRIPTION Of THE PROJECT(S).
ii.Project Description.As described in Exhibit C,these project funds will be used to provide flood
protection to properties along Stone Creek and the Stone Creek Bypass Channel by enlarging the
existing by pass channel and upgrading existing culverts.
1.2.Project expenses.Project expenses include all costs identified in the budget table §4.2 of this Exhibit
B as further described in Attachment C.
1.3.Exhibit E Categorical Exclusion and Environmental closeout procedures.
1.4.Identification of Subgrantee.
2.DELIVERABLES:
2.1.Grantee shall submit narrative and financial reports describing project progress and accomplishments,
any delays in meeting the objectives and expenditures to date as described in §5 of this Exhibit B.
2.2.List additional grant deliverables.NONE
3.PERSONNEL:
3.1.Replacement.Grantee shall immediately notify the Department if any key personnel specified in §3 of
this Exhibit B cease to serve.Provided there is a good-faith reason for the change,if Grantee wishes to
replace its key personnel,it shall notify the Department and seek its approval,which shall be at the
Department’s sole discretion,as the Department issued this Grant in part reliance on Grantee’s
representations regarding Key Personnel.Such notice shall specify why the change is necessary,who
the proposed replacement is,what his/her qualifications are,and when the change will take effect.
Anytime key personnel cease to serve,the Department,in its sole discretion,may direct Grantee to
suspend work on the Project until such time as replacements are approved.All notices sent under this
subsection shall be sent in accordance with §16 of the Grant.
3.2.Responsible Administrator.Grantee’s performance hereunder shall be under the direct supervision of
Greg Schroeder,Senior Staff Engineer,an employee or agent of Grantee,who is hereby designated as
the responsible administrator of this project.
3.3.Other Key Personnel.NONE
4.FIJNDING
The State or Federal provided funds shall be limited to the amount(s)specified in §7 of the Grant and in the
Federal and/or State funds and percentage(s)section of §4.2 of this Exhibit B,Project Budget.
4.1.Matching Funds.
4.1.1.Requirement.The following checked option shall apply
4.1.1.1.Matching Funds are not required under this Grant.
4.1.1.2.Grantee’s required non-federal or state match contribution is detailed in §4.2 below.The
match may:
4.1.1.2.1.LI include in-kind match;
4.1.1.2.2.LI not include in-kind match;or
4.1.1.2.3.include no more than 125%in-kind match.
4.1.2.General.Grantee’s required matching contribution,if any,need not be provided on a line-item by
line-item basis,but must be at least the percentage of the total project expenditures specified in the
Project Budget table.
4.i.3.Documentation.Documentation of expenditures for the non-federal match contribution is
required in the same manner as the documentation for the grant funded expenditures.
Page B-I of 4—Exhibit B —Statement of Project
fMAP 2010 12EM71520
4.2.Project Budget
Exhibit C -Page 23 of 109
Cost Category Cost C’tassflcatiqn Federal Share:$180,000
Matching Non-federal Share $60 000
Contractual Other-Pre Award-Architectural $6,000
Engineering Basic Fees
Contractual Architectural Engineering Basic fees $34,000
Contractual Demolition and Removal $12,385
Contractual Construction and Project Improvement $187,615
Total Budget $240,000
4.3.Project Budget Line Item Adjustments.Grantee may (see checked option below):
4.3.1.not adjust individual budget line amounts without approval of the State.Such approval shall
beintheformof:
4.3.1.1.a notice issued by the State in accordance with §16 of the Grant;or
4.3.1.2.an amendment in accordance with the Modification subsection of the General Provisions
of the Grant.
4.3.2.adjust individual budget line amounts without the State’s approval if:
4.3.2.1.there are no transfers to or between administration budget lines;and
4.3.2.2.cumulative budgetary line item changes do not exceed the lesser often percent of the
total budgeted amount or $20,000
4.4.Non-Supplanting of Grantee Funds.
Grantee will ensure that the funds provided by this Grant are used to supplement and not supplant their
funds budgeted for the purposes herein.
5.PAYMENT:
Payments shall be made in accordance with this section,the provisions of this Exhibit,and the provisions set
forth in §7 of the Grant.
5.1.Payment Schedule.Grantee shall submit requests for reimbursement at least quarterly using the
Department provided form or by letter with documentation attached if no form is required.One
original signed reimbursement request is due on the same dates as the required financial reports.All
requests shall be for eligible actual expenses incurred by Grantee,as described in §1 above.Requests
will be accompanied by supporting documentation totaling at least the amount requested for
reimbursement and any required non-federal match contribution.Documentation requirements are
described in §6.6 below.If any financial or progress reports are delinquent at the time of a payment
request,the Department may witlthold such reimbursement until the required reports have been
submitted.
5.2.Payment Amount.When non-federal match is required,such match must be documented with every
payment request.Periodic payments will be made as requested at the same percentage of the
documentation submitted as the Grant funded share of the budget up to any applicable quarterly or
other pre-closeout maximums.Payment will not exceed the amount of cash expenditures documented.
Excess match documented and submitted with one reimbursement request will be applied to subsequent
requests as necessary to maximize the allowable reimbursement.Up to 90%of the total grant amount
may be reimbursed prior to project acceptance and grant closeout.If sufficient documentation of actual
costs has been incurred and submitted,the final 10%will be released after all Acceptance Criteria or
Deliverables have been met,and accepted by the Department and adopted by the Grantee’s governing
board,and approved by FEMA.
5.3.Remiftance Address.If mailed,payments shall be remitted to the following address unless changed in
accordance with §16 of the Grant:
Page B-2 of 4—Exhibit B —Statement of Project
Exhibit C -Page 24 of 109
FMAP 2010 12EM71520
Eagle County
P.O.BOX 850
Eagle,CO 81631
6.ADMINISTRATIVE REQUIREMENTS:
6.1.Accounting.Grantee shall maintain properly segregated accounts of Grant funds,matching funds,and
other funds associated with the Project and make those records available to the State upon request.
6.2.Audit Report.If an audit is performed on Grantee’s records for any fiscal year covering a portion of
the tenn of this Grant or any other grants/contracts with DOLA,Grantee shall submit an electronic
copy of the final audit report,including a report in accordance with the Single Audit Act,to
doIa.audit<state.co.us ,or send the report to:
Department of Local Affairs
Accounting &Financial Services
1313 Sherman Street,Room 323
Denver,CO 80203
6.3.Monitoring.The State shall monitor this Grant in accordance with §9(B)and 9(C)of the Grant.
6.4.Records.Grantee shall maintain records in accordance with §9 of the Grant.
6.5.Reporting.
6.5.1.Quarterly Financial Status and Progress Reports.The project(s)approved in this Grant are to
be completed on or before the termination date stated in §5(A)of the Grant Agreement..Grantee
shall submit quarterly financial status and programmatic progress reports for each project
identified in this agreement using the Standard Federal Financial Status Report (SF 425)and the
Standard Federal Progress and Performance Narrative Report (SF-PPR),or other forms provided
by the Department.One of each with original signatures shall be submitted in accordance with the
schedule below:
kpoitPej1o.d ..Due Date
January March April 20
April June July 20
July September October 20
.Octobcr -I)eeinbër -Jarniary 20
6.5.2.Final Reports.Grantee shall submit a final financial status and progress report that provides final
financial reconciliation and a final cumulative grant/project accomplishments report within 45
days of the end of the project/grant period.No obligations of funds can remain on the final report.
The final reports may substitute for the quarterly reports for the final quarter of the grant period.
If all projects are completed before the end of the grant period,the final report may be submitted
at any time before its final due date.No further reports will be due after the Department has
received,and sent notice of acceptance of the final grant report.
6.6.Required Documentation.Sufficient detail shall be provided with reimbursement requests to
demonstrate that expenses are allowable and appropriate as detailed in the subsections below herein.
Grantees must retain all procurement and payment documentation on site for inspection.This shall
include,but not be limited to,purchase orders,receiving documents,invoices,vouchers,
equipment/services identification,and time and effort reports.
6.6.1.Equipment or tangible goods.Requests for reimbursement for tangible personal property with a
purchase price of less than $5,000 per item should include the invoice number,description of item
purchased (e.g.NOAA weather radios),and the location and number of items,or copies of the
paid invoices may be submitted.For equipment items with a purchase price of or exceeding
$5,000,and a useful life of more than one year,the Grantee must provide a copy of the paid
invoice and include a unique identifying number.This number can be the manufacturer’s serial
number or,if the Grantee has its own existing inventory numbering system,that number may be
Page B-3 of 4—Exhibit 3 —Statement of Project
Exhibit C -Page 25 of 109
FMAP 2010 12EM71520
used.The location of the equipment must also be provided.In addition to ongoing tracking
requirements,Grantee shall ensure that tangible goods with per item cost of $500 or more and
equipment with per unit cost of $5,000 or more are prominently marked as follows:“Purchased
with funds provided by the FEMA”
6.6.2.Services.Grantees shall include contract/purchase order number(s)or employee names,the
date(s)the services were provided,the nature of the services,and the hourly contract or salary
rates,or monthly salary and any fringe benefits rates.
6.7.Procurement.Grantee shall ensure its procurement policies meet or exceed local,state,and federal
requirements.Grantee should refer to local,state,and federal guidance prior to making decisions
regarding competitive bids,sole source or other procurement issues.In addition:
6.7.1.Sole Source.Any sole source transaction in excess of $100,000 must be approved in advance by
the Department.
6.7.2.Conduct.Grantees shall ensure that:(a)Mi procurement transactions,whether negotiated or
competitively bid,and without regard to dollar value,are conducted in a manner that provides
maximum open and free competition;(b)Grantee must be alert to organizational conflicts of
interest and/or non-competitive practices among contractors that may restrict or eliminate
competition or otherwise restrain trade;(c)Contractors who develop or draft specifications,
requirements,statements of work,and/or Requests for Proposals (RFPs)for a proposed
procurement must be excluded from bidding or submitting a proposal to compete for the award of
such procurement;and Cd)Any request for exemption of item a-c within this subsection must be
submitted in writing to,and be approved by the authorized Grantee official.
6.7.3.Debarment.Grantee shall verify that the Contractor is not debarred from participation in state
and federal programs.Sub-grantees should review contractor debarment information on
http://www.epls.gov.
6.7.4.Funding Disclosure.When issuing requests for proposals,bid solicitations,and other published
documents describing projects or programs funded in whole or in part with these grant funds,
Grantee and Subgrantees shall:(a)state the percentage of the total cost of the program or project
which will be fmanced with grant money;(b)state the grant program name and dollar amount of
state or federal funds for the project or program;and (c)use the phrase “This project was
supported by the Colorado Department ofLocal Affairs,Division ojEmergency Management.”
6.7.5.Approved Purchases.Grantee shall verify that all purchases are listed in §1.1 above.Equipment
purchases,if any,shall be for items listed in the Approved Equipment List (A.E.L)for the grant
period on the Responder Knowledge Base (RKB),at https://www.rkb.us
6.7.6.Assignment of Rights/Duties/Equipment.Grantee shall ensure that no rights or duties exercised
under this Grant,or equipment purchased with Grant Funds having a purchase value of $5,000 or
more are assigned without the prior written consent of the Department.
6.8 Additional Administrative Requirements.As this project includes construction components,the
approved EHP review(s)must be complied with throughout the project,and the FEMA required
Mitigation and Stipulations described in Exhibit E must be completed and documented in accordance
with the environmental closeout procedures before the project can be closed out.The Grantee shall
comply with all applicable Federal,State and Local EHP requirements and shall provide any
information requested by FEMA to ensure compliance with applicable laws,including:National
Environmental Policy Act;National Historic Preservation Act;Endangered Species Act,and Executive
Orders on Floodplains (11988),Wetlands (11990)and Environmental Justice (12898).Grantee must
V comply with all conditions placed on the project as a result of the EHP review.Any change to the
approved project scope of work will require re-evaluation for compliance with these EHP requirements.
If ground disturbing activities occur during the project implementation,the Grantee must ensure
monitoring of ground disturbance and if any potential archeological resources are discovered,the
Grantee will immediately cease construction in that area and notify FEMA and the appropriate State
Historic Preservation Office.
Page B-4 of 4—Exhibit B —Statement of Project
Exhibit C -Page 26 of 109
EXHIBIT C -FEMA AWARD LETTER AND GRANT APPLICATION
PACKAGE
Insert Approved Grant Application behind this page and in front of any Form attachments.
C-I —Application Cover Page
Exhibit C -Page 27 of 109
U.S.Department of Homeland Security
Region VIII
Denver Fcdaol Ceatei Building 710
P.O.Box 25267
Denver,CO.80225-0267
September 28,2011
Dave Hard,Director
Colorado Division of Emergency Management
9195 E.Mineral Ave.,#200
Centennial,CO 801 12
Re:fMA-Pi-08-CO-2010-001
Eagle County -Stone Creek flood Project
Dear Mr.Hard:
The above referenced PDMC plan subgrant is approved for funding at $180,000.00 federal share.
The Grantee is responsible for completion of all subgrants within the Grant period of performance per
the HMA 2010 Guidance,Part VI,8.4.Once received,the subgrant should be awarded by the Grantee
within 45 days from the date of this letter and the subgrantee must then begin the work immediately.
As this letter only highlights a few of the items in the Agreement Articles,please carefully review
the Agreement Articles with the awarding documents in the eGrants system which references the
roles and regulations that govern the PDM program.Quarterly reports must be completed until the
subgrant is officially reconciled by FEMA.Quarterly performance and financial reports are due on
January 31,April 30,July 31,and October31.Upon completion of this subgrant,all closeout
documentation must be submitted to FEMA within 90 days per requirement.
Enclosed are environmental document(s)for this subgrant.In your award letter to the subgmntee,
please send them a copy of these documents and make them aware of the importance of complying
with all conditions of the finding of No Significant Impact (fONSD.failure to comply with the
environmental conditions could jeopardize or delay federal funding and the success of the subgrant.
As you know,an approved subgrant cannot be changed in any way once awarded without
authorization from fEMA.Any proposed changes to the scope of work,including design,
permitting,or construction activities as described in the environmental documentation must be
immediately reported to FEMA and will require additional environmental review.Any
correspondence between the subgrantee and federal,state or local agencies related to environmental
issues post award must also be reported.
www.tema.gnv
Exhibit C -Page 28 of 109
Dave Hard
September 2$,2011
Page 2
It is the responsibility of the subgrantee to monitor the environmental conditions stated in the
environmental documents and report compliance in their quarterly reports.Once the project
is completed and ready to be submitted for closeout,FEMA requires a description of
how the environmental conditions were met,a signed copy of the enclosed Environmental
Closeout Declaration form,and any copies of required permits not previously submitted with
quarterly reports.
We will work closely with you and your staff to ensure the success of the project.FEMA’s goal is
for all approved projects to begin immediately and to be completed within their original performance
periods.Please be aware that this project and future projects may be disallowed for non-
performance per 44 Cf R Part 13.43,or for violation of any federal state or local environmental law
or regulation.
If you have any questions or concerns regarding the award of this project,please call Mike
Hillenburg,HMA Branch Chief,at 303-235-4875 or Wade Nofziger,Colorado’s HMA program
manager,at 303-2354719.
Sincerely,
—7
Jeamne Petterson,Director
Mitigation Division
cc:Marilyn Gaily,SHMO
Deanna Butterbaugh
Enclosures:FONSI
Environmental Closeout Procedures
Environmental Closeout Declaration Form
rint Application
Subgrant Project Application
Application Title:FMA Stone Creek floodplain,Eagle County,CO
Subgrant Applicant:Eagle County Government
Application Number:FMA-P]-08-CO-201 0-001
Application Year:2010
Grant Type:ProjectApplication
Address:PC Box 850,Eagle,CO 81631-0850
Applicant Information
Name of Applicant Eagle County Government
State CO
Congressional District 2
Type of Applicant Local Government
Legal status,function,and facilities
owned:
State Tax Number:04-0296000
Federal Tax Number:84-6000762
Other type name:
Federal Employer Identification Number(EIN).If Indian Tribe,84 6000762thisisTribalIdentificationNumber.
What is your DUNS Number?084024447 -
Are you the application preparer?Yes
Is the application preparer the Point of Contact?Yes
Is application subject to review by Executive Order 12372
Process?No.Program IS not covered by EO.12372
Is the applicant delinquent on any Federal debt?No
Explanation:
Càmmunity:Eagle (County)(99037)
Is this a small,impoverished community?No(Note:For L-PDM and PDM-C grants,a response to this question is required.)
Federal Identification Processing Standard (FIPS)Place Code
Community Eagle (County)(99037)
f68 lfl/’1/20h1 1l’91 AM
it Application
Contact Information
Point of Contact Information
Title Mr.
First Name Greg
Middle Initial W
Last Name Schroeder
Title Senior Project Engineer
Agency/Organization Eagle County Government
Address 1 P0 Box 850
Address 2
City Eagle
State CO
ZIP 81631 -0850
Phone 970-328-3560 Ext.3567
Fax 970-328-8789
Email greg.schroedereagIecounty.us
Alternate Point of Contact Information
Title Mr.
First Name Rick
Middle Initial
Last Name MacCutcheon
Title General Manager
Agency/Organization Eagle Vail Metropolitan District
Address 1 P0 Box 5660
Address 2
City Avon
State CO
ZIP 81620
Phone 970-748-4177 Ext.
Fax 970-748-4515
Email rickm@eaglevail.org
IOR/2fl11 11’AI’vI
mt Application http..ieseradlggoi/Qnt.do
Community Information
Please provide the name of each community that will benefit from this mitigation actMty.
State USCountyCommunityCDCRSCRSStateCodeNameNumberCommunityRatingLeativeCongresonaI
CO 080051_QBMOZOGFS EAGLE COUNTY”060051 Y 8 080051 4
Enter Community Profile information below.
Eagle-Vail is an unincorporated mountain community near the ski towns of Avon and Vail,Colorado in Eagle County.
Eagle-Vail is a residential commtxilty of 1,400+homes.The community has an 18 hole golf course,swimming pool and
teri,is facilities,a pavilion available for meetings and groups,and numerous parks and trail systems.The community of
Eagle-Vail is jointly managed by the Eagle-Vail Metropolitan District fEVMD)and the Eagle-Vail Property Owners
Association (EVPOA).The EVMD’s primary duty is the operation and maintenance of the recreation facilities that exist
throughout Eagle-Vail.The EVPOA is primarily an administrative,design review and covenant enforcement
organization.
Comments
Stone Creek is a relatively small perennial creek located adjacent to development as a community amenity.Stone
Creek is a south bank tributary to the Eagle River.The area of concern is 7,500 to 7,700 feet elevation.The Stone
Creek watershed drains an area of approximately 5 square miles.Stone Creek flows in a northerly direction toward the
Eagle River,then splits during a flood to form two confluences through the Eagle-Vail community:a low flow channel
called “Golf Club Creek”and a normally dry flood flow easement called “Stone Creek Bypass”.The approximate length
of the reach through development is 4,327 feet following Stone Creek to the Stone Creek Bypass,and an additional
5,301 feet following the low flow Golf Club Creek.The average watershed slope is very steep at approximately 875
feet per mile f 16%).
Attachments
Reach Names,jpa
Stone Greek_Watershed_i 1x17.pdf
Stone_Creek_Vicinity_Mart.rtdf
Pictures from Stone Creek Floodrtlain Report.pdf
State CO
Community Name EAGLE COUNTY *
County Name COLORADO
County Code EAGLE COUNTY
City Code 080051
FIPS Code 037 Help
CID Number 080051
CRS Community Y
CRS Ratinq 8
State Legislative District 080051
US Congressional District 4
FIRM or FHBM available?Yes
Community Status PARTICIPATING Help
f68 1013/2011 1123AM
Application
Community participates in Ef?Yes
Date entered in NFIP 05-07-1976
Date of most recent Community Assistance Visit 5 16 2007fCAV)?0 -
10/3/2011 1123AM
tint Application htt
Mitigation Plan Information
Is the entity that wiN benefit from the proposed activity covered by a current
FEMA-approved multi-hazard mitigation plan in compliance with 44 CFR Part 201?
If Yes,please answer the following:
Yes
What is the name of the plan?
What is the type of plan?
When was the current
multihazard mitigation plan
approved by FEMA?
Describe how the proposed
activity relates to or is consistent
with the FEMA-approved
mitigation plan.
Pre-Disaster Mitigation Plan for Eagle County
Local MultiJurisdictional Multihazard Mitigation Plan
The plan addresses Flood Risk and Local Hazard Mitigation.
If No or Not Known,please answer the following:
Does the entity have any other mitigation plans adopted?
If Yes,please provide the following information.
Plan Name Plan Type
Does the State/Tribe in which the entity is located have a current FEMA-approved
mitigation plan in compliance with 44 CFR Part 201?
If Yes,please answer the following:
No
What is the name of the plan?
What is the type of plan?
When was the current
multihazard mitigation plan
approved by FEMA?
Describe how the proposed
activity relates to or is consistent
with the State/Tribe’s
FEMA-approved mitigation plan.
State of Colorado Natural Hazards Mitigation Plan
Standard State Multi-hazard Mitigation Plan
This activity is consistent with the State of Colorado Natural Hazards
Mitigation Plan.The proposed activity directly relates to the following
goals as stated in the plan:reducing damage to local critical
infrastructure;reducing local and state government response and
recovery costs;and reducing damages to private property.
If you would like to make any comments,please enter them below.
To attach documents,click the Attachments button below.
06-01-2005
Date Adopted Attachment
Yes
01-03-2008
Pitkin Eagle PDMP.pdf
)f 68 10/3/2011 1123 AM
Exhibit C
-
Application http.//eservices.iema.gov
lfl/V7fl11 11•?AiA
ExhibitC-Paie35of 109lintApplicationhtt...,/eservlces.rema.gov/flrvrArvuugatlowPrint.do
Mitigation Activity Information
What type of activity are you proposing?Help
403.2 -Stormwater Management -Diversions
If you selected Other or Miscellaneous,above,please specify:
Title of your proposed activity:
FMA Stone Creek Floodplain,Eagle County,CO
Are you doing construction in this project?
Yes
If you would like to make any comments,please enter them below.
There are five areas of proposed improvements along Stone Creek and the Stone Creek Bypass.Work on the Bypass
Channel is not anticipated to need 404 permitting since this is a dry overflow channel and not Waters of the US.Work
on Stone Creek may be accomplished under Nationwide permits.Exhibit 1 shows the area near Highway 6 where the
bypass channel has diminished capacity.The capacity needs to be re-established by excavating along the alignment of
the existing golf cart path.Work will include removal of a cinder block retaining wall and removal of the trail,excavating
the channel,and reconstructing the trail.Exhibit 2 shows the area along the Bypass Channel that has limited capacity.
Obsolete corrugated metal pipes will be removed from the channel area.Excavation will also be needed to re-establish
the capacity.Exhibit 3 shows the key control point to maintain low flows in Stone Creek,but divert flood flows off-line
into the Bypass Channel.The existing diversion has collapsed culverts,a crude diversion and a limited capacity channel.
The proposed diversion may include a concrete junction box to bring the flow into a 60-inch pipe to be split between a
30-inch low flow to Stone Creek and a 60-inch flood flow pipe to the bypass channel.The Bypass Charnel will also be
excavated for additional capacity.Exhibit 4 shows two areas of work.An overflow spillway on Stone Creek will be
formalized to spill flood flows into the golf course and away from residential structures.Trout Pond has a 42-inch pipe
outlet.However,if Stone Creek overtops and floods Trout Pond,additional outlet capacity is needed.A parallel 35-inch
x 58-inch arch pipe is proposed to provide emergency overflow capacity.
Attachments:
Stone Creek -FEMA Grant IndeKpdf
Stone Creek -FEMA Grant PP Exhibit 1 .idf
Stone Creek -FEMA Grant PP Exhibit 2.idf
Stone Creek -FEMA Grant PP Exhibit 3.pdf
Stone Creek -FEMA Grant PP Exhibit 4.ndf
)f68 lnfv2nhl AM
Application htir
Problem Description
Please describe the problem to be mitigated.Include the geographic area in your description.
Development of the Stone Creek Subdivision began to occur after 1972.Historic flooding of Stone Creek has not been
documented or measured.It is likely,however,that floods occurred on Stone Creek when the adjacent Beaver Creek
flows were particularly high as measured by a gage.Beaver Creek is an adjacent drainage basin,immediately to the
west of Stone Creek basin,with a drainage area of approximately 16 square miles.A gage near its mouth recorded
relatively high stream flows during 1983,1978,and 1984 (in order of magnitude)during its record since 1974.All of
these peak flows occurred in the month of June.This indicates snowmelt runoff as the probable cause of the largest
floods in the Stone Creek drainage basin.
Enter the Latitude and Longitude coordinates for the project area.
Latitude:39.62
Longitude:-106.49
Attachments:
Stone Creek Floodilain Work Map.pdf
Hazard Information
Select hazards to be mitigated Flood
If other hazards,please specify
If you would like to make any comments,please enter them below.
The effective floodplain mapping for Stone Creek is a Zone A delineation that does not match current mapping
topography.The existing regulatory floodplain follows an alignment along Elk Lane which is along the hillside.The
regulatory floodplain delineation also does not include the Stone Creek Bypass flood easement.The effective floodplain
mapping effort for Stone Creek was performed in the early 1980’s,and used coarse mapping that did not accurately
project the Stone Creek channel within the Eagle-Vail Subdivision.Specifically,there are areas of Elk Lane,Deer
Boulevard,and other areas that are shown to be within the regulatory floodplain that are clearly elevated above the
Stone Creek floodplain.In these areas,the regulatory floodplain is completely outside of Stone Creek and Golf Club
Creek.Because of these mapping inaccuracies,many residents were being assessed mandatory floodplain insurance
by their lenders,as required under the National Flood Insurance Reform Act of 1994.This resulted in substantially large
flood insurance premiums for an area that has a very low probably of flooding:much lower than properties located
adjacent to waterways.In July 2009 Matrix Design Group submitted a LOMR to FEMA to improve the accuracy of the
floodplain mapping along Stone Creek.The FIRM map from December 2007 as well as the revised 100-year floodplain
Matrix Design Group submitted to FEMA for approval in July of 2009 have been attached.
Attachments:
FM08037C0651 D.pdf
Stone Creek Annotated FIRM.pdf
Stone Creek LOMR.pdf
FIRM Information
Is the project located within a hazard area:No
10/3/2011 1123AM
rint Application
If other identified high hazard area,please
specify:
Is there a Flood Insurance Rate Map (FIRM)or Flood
Hazard Boundary Map fFHBM)available for your project
area?
Enter FIRM Panel Number:
Is the project site marked on the map?
0651D
Electronic map attached
Area of special flood hazard without water surface
elevations determined (A)
Yes
Select Flood Zone Designation
10/3/2011 11:23AM
Application ht
Scope of Work
What are the goals and objectives of this activity?
The goal of this improvement project is flood hazard reduction for the Stone Creek subdivision residential community.A
detailed floodplain study was completed in 2009 demonstrating how the community may be impacted by a 100-year
flood.Mitigation measures are proposed which reduce the flooding hazard to residential structures.The objective of the
mitigation measures is to preserve the natural channel as an amenity while reducing the susceptibility of the structures
to flooding.
Briefly describe the need for this activity.
Currently,12 structures or 15 residential units (9 single family residential structures and 3 residential duplex
structures)have been identified in the LOMR Zone AE floodplain,and 65 additional structures have been identified
within the Shaded Zone X area (areas of flooding less than one foot deep).Flooding is anticipated to be rapid due to
rainfall on top of snowmelt in the steep mountain drainage basin.It is expected that there will not be time to respond
during a flood to mitigate flood damages (i.e.,sand bags).Therefore,to protect safety and property,pre-disaster
mitigation measures are recommended to reduce the flood hazard.
Describe the problems this activity will address.
Flood hazard will be reduced to residential structures.There are 5 work zone areas along Stone Creek to reduce the
flood hazard.Not all of the 12 structures noted above can be removed from the flood hazard area by mitigation.Two
structures will remain in the floodplain after mitigation.
Describe the methodology for implementing this activity.
An engineer will be selected to design mitigation measures and obtain necessary permits.Construction drawings will be
developed so that a contractor can be selected for the project.An earthwork,rock and pipeline contractor will
reconstruct the diversion into the engineered bypass channel and improve conveyance along this bypass.
If you would like to make any comments,please enter them below.
Attachments:
20091116 FloodMitigationMap REV2009I 125 (2).pdf
Enter Work Schedule
Description Of Task S%Unit Of Time Duration Unit Of Time Work Complete By
Construction forwork on Exhibit
2-Midway of Stone Creek Bypass 139 DAYS 7 DAYS Contractor
Prepare Construction Drawings 14 DAYS 90 DAYS Engineer
Prepare Bid Dooinents and
AdvertiseforBid 104 DAYS 14 DAYS Engineer
Construction for work on Exhibit
1-NearHighway6 118 DAYS 21 DAYS Contractor
ConstructionforworkonExhibit 146 DAYS 28 DAYS Contractor
Site surveyand utittypotholing 1 DAYS 14 DAYS
Constnctionforwork on Exhibit ‘174 DAYS 21 DAYS Contractor
Estimate the total duration of the proposed activity:195 DAYS
68 10/3/2011 11:23AM
-mt Application htt.,,
Properties
Damaged Property Address:
Address line 1 249 Cottonwood Rd
Address line 2
City Vail
County Eagle
State CO
ZIP 81657
Owner Information:
First Name Dudley and Gari
Middle Name
Last Name Mitchell
Home Office
Ext.Phone
Cell Other
Ext.
Owners Mailing Address:
Address line 1 9167 E Star Hill Lane
Address line 2
Other (P0 Box,Route,etc)
City Littleton
State CO
ZIP 80124
Does this property
have other co-owners N
or holders of recorded interest?
Property Information:
Age of structure (year built)
SHPO Review
SHPO Reviewed Date
Structure Type Single Family
Foundation type Basement
Basement Yes
Type of Residence
Parcel Number
Property Tax Identification Number
Latitude
Lonqitude
Does this property have an NFIP Policy Number Yes
of68 10/3/2011 11:23AM
ExhibitC-Pae4.Oof1Q9itApplicationhtc.J/eservices.iema.gowFti’vwuugatiowrrintdo
Policy Number Pending
Insurance Policy Provider
Select hazard to be mitigated:Flood
Damage Category 0-49%Damaged
Pre-Event Fair Market Value 1136,37000
Benefit Cost Analysis Performed Yes
Benefit Cost Ratio 1.35
Repetitive Loss Structure No
Property Locator Number
Number of Losses
Legal Description
Property lnfonnation II:
*Primary Property Action Drainage Conveyance Improvements
Secondary Property Actions
Flood Hazard
Base Flood Elevation (only applicable when Property Action iS feetElevation)
First Floor Elevation (only applicable when Property Action is feetElevation)
Number of feet the lowest floor elevation of the structure
is being raised above Base Flood Elevation (only applicable feet
when PropertyAction is Elevation)
Flood Source Stormwater Runoff
Property located within
*Is there a Flood Insurance Rate Map (FIRM)available Yesforyourprojectarea?
Is the property site marked on the map?Yes
*Flood Zone Designation (only applicable when Property Action Area of special flood hazard without water surface elevations
is Elevation)determined (A)
FIRM Information (Flood Maps)
Community Name CID Number FIRM Panel Number Effective Date
EAGLE COUNTY *080051 0651D 12-04-2007
Comments
Property records were obtained from the Eagle County Assessor’s Office and have been included with this grant.
Attachments
Name Date Attached
Stone Creek_Structures to be Removed from FRpdf 12-03-2009
PropertyRecords.pdf 05-27-2010
inii’nii ii•AM
Exhibit C
-)gJo9’nt.dotintApplicationhttp.,/eservices.rema.gov
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Application
Properties
Damaged Property Address:
Address line 1 227 Cottonwood Road
Address line 2
City Vail
County Eagle
State CO
ZIP 61657
Owner Information:
First Name Leslie
Middle Name A
Last Name Metzer
Home Office
Ext.Phone
Cell Other
Owner’s Mailing Address:
Address line 1 750 S Garfield
Address line 2
Other (P0 Box,Route,etc)
City Denver
State CO
ZIP 60209
Does this property
have other co-owners N
or holders of recorded interest?
Property Information:
Age of structure (year built)
SHPO Review
SHPO Reviewed Date
Structure Type Single Family
Foundation type Slab on Grade
Basement Yes
Type of Residence
Parcel Number
Property Tax Identification Number
Latitude
Lonqitude
Does this property have an NFIP Policy Number Yes
68 1O/V20h1 11%AM
mt Application http
Policy Number Pending
Insurance Policy Provider
Select hazard to be mitigated:Flood
Damage Category 0-49%Damaged
Pre-Event Fair Market Value 1,189,420.00
Benefit Cost Analysis Performed Yes
Benefit Cost Ratio 1.35
Repetitive Loss Structure No
Property Locator Number
Number of Losses
Legal Description
Property Information II:
Primary Property Action Drainage Conveyance Improvements
Secondary Property Actions
Flood Hazard
Base Flood Elevation (only applicable when Property Action is feetElevation)
First Floor Elevation (only applicable when PropertyActionis feetElevation)
Number of feet the lowest floor elevation of the structure
is being raised above Base Flood Elevation (only applicable feet
when Property Action is Elevation)
Flood Source Stormwater Runoff
Property located within
*Is there a Flood Insurance Rate Map (FIRM)available Yesforyourprojectarea?
Is the property site marked on the map?Yes
*Flood Zone Designation (only applicable when Property Action Area of special flood hazard without water surface elevations
is Elevation)determined (A)
FIRM Information (Flood Maps)
Community Name CID Number FIRM Panel Number Effective Date
EAGLE COUNTY *080051 0651D 12-04-2007
Comments
Map attached to first property.
Attachments
of 68 10/3/2011 1123 AM
Application
Properties
Damaged Property Address:
Address line 1 205 Cottonwood Road
Address line 2
City Vail
County Eagle
State CO
ZIP 81657
Owner Information:
First Name E.Leigh,B.Susan,and W.Kent
Middle Name
Last Name Rychel
Home Office
Ext.Phone
Cell Other
Ext.
Owner’s Mailing Address:
Address line 1
Address line 2
Other f P0 Box,Route,etc)P0 BOX 732
City Vail
State CO
ZIP 81658
Does this property
have other co-owners N
or holders of recorded interest?
Property Information:
Age of structure (year built)
SHPO Review
SHPO Reviewed Date
Structure Type 2-4 Family
Foundation type Slab on Grade
Basement No
Type of Residence
Parcel Number
Property Tax Identification Number
Latitude
Lonqitude
Does this property have an NFIP Policy Number Yes
68 10/3/2011 1123 AM
-mt Application http.
Policy Number Pending
Insurance Policy Provider
Select hazard to be mitigated:Flood
Damage Category 0-49%Damaged
Pre-Event Fair Market Value 547,670.00
Benefit Cost Analysis Performed Yes
Benefit Cost Ratio 1.35
NoRepetitiveLossStructure
Property Locator Number
Number of Losses
Legal Description
Property Information II:
*Primary Property Action Drainage Conveyance Improvements
Secondary Property Actions
Flood Hazard
Base Flood Elevation (only applicable when Property Action is feetElevation)
First Floor Elevation (only applicable when Property Action is feetElevation)
Number of feet the lowest floor elevation of the structure
is being raised above Base Flood Elevation (only apphcable feet
when Property Action is Elevation)
Flood Source Stormwater Runoff
Property located within
*Is there a Flood Insurance Rate Map (FIRM)available Yesforyourprojectarea?
Is the property site marked on the map?Yes
*Flood Zone DesiQnation (only appicable when Property Action Area of special flood hazard without water surface elevations
is Elevation)determined (A)
FIRM Information (Flood Maps)
Community Name CID Number FIRM Panel Number Effective Date
EAGLE COUNTY *080051 0651D 12-04-2007
Comments
Map attached to first property.
Attachments
of6$10/3/2011 1123AM
ExhibitC-Paci.e4.6ofla9itApplicationhflp:/kservIces.rema.govIFbrAMJtigationf?rtnt.do
Properties
Damaged Property Address:
Address line 1 187 Cottonwood Rd
Address line 2
City Vail
County Eagle
State CO
ZIP 81657
Owner Information:
First Name David
Middle Name
Last Name Kinsella
Home Office
Phone
Cell Other
Ext.
Owner’s Mailing Address:
Address line 1
Address line 2
Other (P0 Box,Route,etc)P0 BOX 2544
City Vail
State CO
ZIP 81658
Does this property
have other co-owners N
or holders of recorded interest?
Property Information:
Age of structure (year built)
SHPO Review
SHPO Reviewed Date
Structure Type 2-4 Family
Foundation type Slab on Grade
Basement No
Type of Residence
Parcel Number
Property Tax Identification Number
Latitude
Longitude
Does this property have an NFIP Policy Number No
lflIV’)flH 11Y1 A1A
Exhibit C -aae 47 of 109tintApplicationhtp.I/eserv1ces.Iema.govItbIwMIuganon/print.do
Policy Number
Insurance Policy Provider
Select hazard to be mitigated:Flood
Damage Category 0-49%Damaged
Pre-Event Fair Market Value 931,170.00
Benefit Cost Analysis Performed Yes
Benefit Cost Ratio 1.35
NoRepetitiveLossStructure
Property Locator Number
Number of Losses
Legal Description
Property Information II:
*Primary Property Action Drainage Conveyance Improvements
Secondary Property Actions
Flood Hazard
Base Flood Elevation (only applicable when ProperlyAction is feetElevation)
First Floor Elevation (only applicable when Property Action is feetElevation)
Number of feet the lowest floor elevation of the structure
is being raised above Base Flood Elevation (only applicable feet
when Property Action is Elevation)
Flood Source Stormwater Runoff
Property located within
*Is there a Flood Insurance Rate Map (FIRM)available Yesforyourprojectarea?
Is the property site marked on the map?Yes
*Flood Zone Designation (onlyappiicablewhenPropertyAction Area of special flood hazard without water surface elevations
is Elevation)determined (A)
FIRM Information (Flood Maps)
Community Name CID Number FIRM Panel Number Effective Date
EAGLE COUNTY *080051 0651D 12-04-2007
Comments
Map attached to first property.
Attachments
of68 1n/V7fl11 iii AM
Application
Properties
Damaged Property Address:
Address line 1 153 Cottonwood Rd
Address line 2
City Vail
County Eagle
State CO
ZIP 81657
Owner Information:
First Name Ryan
Middle Name
Last Name Geller
Home Office
Phone
Cell Other
Ext.
Owner’s Mailing Address:
Address line 1
Address line 2
Other (P0 Box,Route,etc)PC BOX 9074
City Avon
State CO
ZIP 81620
Does this property
have other co-owners N
or holders of recorded interest?
Property Information:
Age of structure (year built)
SHPO Review
SHPO Reviewed Date
Structure Type Single Family
Foundation type Slab on Grade
Basement No
Type of Residence
Parcel Number
Property Tax Identification Number
Latitude
Longitude
Does this property have an NFIP Policy Number No
68 10/3/2(111 1193 AM
tint Application ht4../esetifjdgIoiJQnt.do
Policy Number
Insurance Policy Provider
Select hazard to be mitigated:Flood
Damage Category 0-49%Damaged
Pre-Event Fair Market Value 813,500.00
Benefit Cost Analysis Performed Yes
Benefit Cost Ratio 1.35
NoRepetitiveLossStructure
Property Locator Number
Number of Losses
Legal Description
Property Information II:
*Primary Property Action Drainage Conveyance Improvements
Secondary Property Actions
Flood Hazard
Base Flood Elevation (only applicable when Property Action is feetElevation)
First Floor Elevation (only applicable when Property Action is feet•Elevation)
Number of feet the lowest floor elevation of the structure
is being raised above Base Flood Elevation (only applicable feet
when Property Action is Elevation)
Flood Source Stormwater Runoff
Property located within
Is there a Flood Insurance Rate Map (FIRM)available Yesforyourprojectarea?
Is the property site marked on the map?Yes
*Flood Zone Designation (only applicable when PropertyAcuon Area of special flood hazard without water surface elevations
is Elevation)determined (A)
FIRM Information (Flood Maps)
Community Name CID Number FIRM Panel Number Effective Date
EAGLE COUNTY *080051 0651D 12-04-2007
Comments
Map attached to first property.
Attachments
of68 1o/312n11 112’lAM
Application
Properties
Damaged Property Address:
Address line 1 1 S Deer Blvd
Address line 2
City Vail
County Eagle
State CO
ZIP 81657
Owner Information:
First Name Richard
Middle Name B.
Last Name Weisehan
Home Office
Phone
Cell Other
Ext.
Owner’s Mailing Address:
Address line 1
Address line 2
Other (P0 Box,Route,etc)P0 Box
City Avon
State CO
ZIP 81620
Does this property
have other co-owners N
or holders of recorded interest?
Property Information:
Age of structure (year built)
SHPO Review
SHPO Reviewed Date
Structure Type 2-4 Family
Foundation type Slab on Grade
Basement No
Type of Residence
Parcel Number
Property Tax Identification Number
Latitude
Longitude
Does this property have an NFIP Policy Number Yes
68 lO/3/2U11 112AM
rint Application hn.,
Policy Number -Pending
Insurance Policy Provider
Select hazard to be mitigated:Flood
Damage Category 0-49%Damaged
Pre-Event Fair Market Value 659,030.00
Benefit Cost Analysis Performed Yes
Benefit Cost Ratio 1.35
NoRepetitiveLossStructure
Property Locator Number
Number of Losses
Legal Description
Property Information II:
Primary Property Action Drainage Conveyance Improvements
Secondary Property Actions
Flood Hazard
Base Flood Elevation (only applicable when Property Action is feetElevation)
First Floor Elevation fonlyapplicable when PropertyAclionis feetElevation)
Number of feet the lowest floor elevation of the structure
is being raised above Base Flood Elevation (only applicable feet
when Property Action is Elevation)
Flood Source Stormwater Runoff
Property located withn
*Is there a Flood Insurance Rate Map (FIRM)available Yesforyourprojectarea?
Is the property site marked on the map?Yes
*Flood Zone Designation (only applicable when Property Action Area of special flood hazard without water surface elevations
is Elevation)determined (A)
FIRM Information (Flood Maps)
Community Name CID Number FIRM Panel Number Effective Date
EAGLE COUNTY *080051 0651D 12-04-2007
Comments
Map attached to first property.
Attachments
of 68 10/3/2011 11%3 AM
it Application
Properties
Damaged Property Address:
Address line 1 30 Coyote Ct
Address line 2
City Vail
County Eagle
State CO
ZIP 81657
Owner Information:
First Name Brogan
Middle Name
Last Name Smith LLC
Home Office
Ext.Phone
Cell Other
Ext.
Owner’s Mailing Address:
Address line 1 1318 W George St
Address line 2
Other (P0 Box,Route,etc)
City Chicago
State IL
ZIP 60651
Does this property
have other co-owners N
or holders of recorded interest?
Property Information:
Age of structure (year built)
SHPO Review
SHPO Reviewed Date
Structure Type Single Family
Foundation type Slab on Grade
Basement No
Type of Residence
Parcel Number
Property Tax Identification Number
Latftude
Lonqitude
Does this property have an NFIP Policy Number No
6$lfl/V’Thll 11.
Exhibft C -Paae 5.3 of 109tintApplicationhttp.r/eservices.rema.gov/Fiw1Jtigation/?rint.do
Policy Number
Insurance Policy Provider V
Select hazard to be mitigated:Flood
Damage Category 0-49%Damaged
Pre-Event Fair Market Value 639,450.00
Benefit Cost Analysis Performed Yes
Benefit Cost Ratio 1.35
NoRepetitiveLossStructure
Property Locator Number
Number of Losses
Legal Description
Property Information II:
Primary Property Action Drainage Conveyance Improvements
Secondary Property Actions
Flood Hazard
Base Flood Elevation (only applicable when Property Action is feetElevation)
First Floor Elevation (only applicable when Property Action is feetElevation)
Number of feet the lowest floor elevation of the structure
is being raised above Base Flood Elevation (only applicable feet
when Property Action is Elevation)
Flood Souce Stormwater Ruioff
Property located within
*Is there a Flood Insurance Rate Map (FIRM)available Yforyourprojectarea?es
Is the property site marked on the map?Yes
*Flood Zone Designation (only applicable when PropertyAction Area of special flood hazard without water surface elevations
is Elevation)determined (A)
FIRM Information (Flood Maps)
Community Name CID Number FIRM Panel Number Effective Date
EAGLE COUNTY *080051 0651D 12-04-2007
Comments
Map attached to first property.
Attachments
of68 inivnn ii’A?..,I
Application htt
Properties
Damaged Property Address:
Address line 1 205 Cottonwood Rd
Address line 2
City Vail
County Eagle
State CO
ZIP 81657
Owner Information:
First Name Rychel
Middle Name
Last Name B.Susan,W.Kent &E.Leigh
Home Office
Ext.Phone
Cell Other
Ext.
Owner’s Mailing Address:
Address line 1
Address line 2
Other (P0 Box,Route,etc)P0 Box 732
City Vail
State CO
ZIP 81658
Does this property
have other co-owners N
or holders of recorded interest?
Property Information:
Age of structure (year built)
SHPO Review
SHPO Reviewed Date
Structure Type 2-4 Family
Foundation type Slab on Grade
Basement No
Type of Residence
Parcel Number
Property Tax Identification Number
Latitude
Lonqitude
Does this property have an NFIP Policy Number Yes
ln/v,nfl 11.7 AKA
mt Application hffp.
Policy Number Pending
Insurance Policy Provider
Select hazard to be mitigated:Flood
Damage Category 049%Damaged
Pre-Event Fair Market Value 547,670.00
Benefit Cost Analysis Performed Yes
Benefit Cost Ratio 1.35
Repetitive Loss Structure No
Property Locator Number
Number of Losses
Legal Description
Property Information II:
*Primary Property Action Drainage Conveyance Improvements
Secondary Property Actions
Flood Hazard
Base Flood Elevation (only applicable when Property Action is feetElevation)
First Floor Elevation (onlyappcablewhenPropertyActionis feetElevation)
Number of feet the lowest floor elevation of the structure
is being raised above Base Flood Elevation (only applicable feet
when PropertyActionis Elevation)
Flood Source Stormwater Runoff
Property located within
*Is there a Flood Insurance Rate Map (FIRM)available Yforyourprojectarea?e
Is the property site marked on the map?Yes
*Flood Zone Designation (only applicable when Property Action Area of special flood hazard without water surface elevations
is Elevation)determined (A)
FIRM Information (Flood Maps)
Community Name CID Number FIRM Panel Number Effective Date
EAGLE COUNTY *080051 0651D 12-04-2007
Comments
Map attached to first property.
Attachments
of68 iniv’nii AM
Exhibit C -Iacie 56 of 1Q9.t Application https://eservtces.iemagovir ii.iiiivungatiowrrint.do
Properties
Damaged Property Address:
Address line 1 1 N Deer Blvd
Address line 2
City Vail
County Eagle
State CO
ZIP 81657
Owner Information:
First Name Todd
Middle Name
Last Name Jackson
Home Office
Ext.Phone
Cell Other
Ext.
Owner’s Mailing Address;
Address line 1 9 Buchman Dr
Address line 2
Other (P0 Box,Route,etc)
City Loudonville
State NY
ZIP 12211
Does this property
have other co-owners N
or holders of recorded interest?
Property Information:
Age of structure (year built)
SHPO Review
SHPO Reviewed Date
Structure Type 2-4 Family
Foundation type Slab on Grade
Basement No
Type of Residence
Parcel Number
Property Thx Identification Number
Latitude
Longitude
Does this property have an NFIP Policy Number Yes
IflR/7flhl 119’AM
tint Application http.i eserov)Ngtoi/Qnt.do
Policy Number Pending
Insurance Policy Provider Farmers Sri!!Agency-Avon,CO
Select hazard to be mitigated:Flood
Damage Category 0-49%Damaged
Pre-Event Fair Market Value 660,120.00
Benefit Cost Analysis Performed Yes
Benefit Cost Ratio 1.35
NoRepetitiveLossStructure
Property Locator Number
Number of Losses
Legal Description
Property Information II:
*Primary Property Action Drainage Conveyance Improvements
Secondary Property Actions
Flood Hazard
Base Flood Elevation (only applicable when Property Action is feetElevation)
First Floor Elevation (onlyapplicable when PropertyActionis feetElevation)
Number of feet the lowest floor elevation of the structure
is being raised above Base Flood Elevation (only applicable feet
when Property Action is Elevation)
Flood Source Stormwater Runoff
Property located within
*Is there a Flood Insurance Rate Map (FIRM)available Yesforyourprojectarea?
Is the property site marked on the map?Yes
*Flood Zone Designation (only applicable when Property Action Area of special flood hazard without water surface elevations
is Elevation)determined (A)
FIRM Information (Flood Maps)
Community Name CID Number FIRM Panel Number Effective Date
EAGLE COUNTY *080051 0651D 12-04-2007
Comments
Map attached to first property.
Attachments
of6$1O//2Oh1 119 AM
Exhibit C -Paae 58 of 109tApplicationhttps://eservices.fema.gov/fEMAMitigatioWPrint.do
Properties
Damaged Property Address:
Address line 1 440 E Stone Creek Dr
Address line 2
City Vail
County Eagle
State CO
ZIP 61657
Owner Information:
First Name 14th Streamside Duplex
Middle Name
Last Name do David &Sarah Elliott
Home Office
Ext.Phone
Cell Other
Ext.
Owner’s Mailing Address:
Address line 1 5616 101st Ave N
Address line 2
Other (P0 Box,Route,etc)
City Brooklyn Park
State MN
ZIP 55443
Does ths property
have other co-owners N
or holders of recorded interest?
Property Information:
Age of structure (year built)
SHPO Review
SHPO Reviewed Date
Structure Type 2-4 Family
Foundation type Slab on Grade
Basement No
Type of Residence
Parcel Number
Property Tax Identification Number
Latitude
Lonqitude
Does this property have an NFIP Policy Number Yes
1fl12/,flhl 11.)2 A?f
rint Application
Policy Number Pending
Insurance Policy Provider
Select hazard to be mitigated:Flood
Damage Category 0-49%Damaged
Pre-Event Fair Market Value 620,290.00
Benefit Cost Analysis Performed No
Benefit Cost Ratio
Repetitive Loss Structure No
Property Locator Number
Number of Losses
Legal Description
Property Information II:
*Primary Property Action Drainage Conveyance Improvements
Secondary Property Actions
Flood Hazard
Base Flood Elevation (only applicable when Property Action is feetElevation)
First Floor Elevation (only applicable when Property Action is feetElevation)
Number of feet the lowest floor elevation of the structure
is being raised above Base Flood Elevation (only applicable feet
when Property Action is Elevation)
Flood Source
Property located within
*Is there a Flood Insurance Rate Map (FIRM)available Yesforyourprojectarea?
Is the property site marked on the map?Yes
*Flood Zone Designation (only applicable when PropertyAction Area of special flood hazard without water surface elevations
is Elevation)determined (A)
FIRM Information (Flood Maps)
Community Name CID Number FIRM Panel Number Effective Date
EAGLE COUNTY *080051 0651D 12-04-2007
Comments
Map attached to first property.
Attachments
Ifl/’2/lrnl 11.)2 A1A
Exhibit C -Paiie 6.0 of iaLtApplicationhttps://eservtces.Iema,gov/FiiruMingation’Print.do
Properties
Damaged Property Address:
Address line 1 440 W Stone Creek Dr
Address line 2
City Vail
County Eagle
State CO
ZIP 81657
Owner Information:
First Name Carl D.and Neilda L.
Middle Name
Last Name Hanson
Home Office
Ext.Phone
Cell Other
Ext.
Owner’s Mailing Address:
Address line 1 4580 Sumac Lane
Address line 2
Other (P0 Box,Route,etc)
City Littleton
State CO
ZIP 80123
Does this property
have other co-owners N
or holders of recorded interest?
Property Information:
Age of structure (year built)
SHPO Review
SHPO Reviewed Date
Structure Type 2-4 Family
Foundation type Slab on Grade
Basement No
Type of Residence
Parcel Number
Property Tax Identification Number
Latitude
jgftude
Does this property have an NFIP Policy Number Yes
in/v.,nii ii•
Exhibit C -PZQe 61 of 109nntApplicationhttpsi/eservtces.Iema.gov/f1IAMitigationfPrintdo
Policy Number Pending
Insurance Policy Provider
Select hazard to be mitigated:Flood
Damage Category 0-49%Damaged
Pre-Event Fair Market Value 620,290.00
Benefit Cost Analysis Performed No
Benefit Cost Ratio
NoRepetitiveLossStructure
Property Locator Number
Number of Losses
Legal Description
Property Information II:
*Primary Property Action Drainage Conveyance Improvements
Secondary Property Actions
Flood Hazard
Base Flood Elevation (only applicable when Property Action is feetElevation)
First Floor Elevation (only applicable when Property Action is feetElevation)
Number of feet the lowest floor elevation of the structure
is being raised above Base Flood Elevation (only applicable feet
when Property Action is Elevation)
Flood Source Stormwater Runoff
Property located within
*Is there a Flood Insurance Rate Map (FIRM)available
for your project area?
Is the property site marked on the map?Yes
*Flood Zone Designation (onlyapplicable when PropertyAction Area of special flood hazard without water surface elevations
is Elevation)determined (A)
FIRM Information (Flood Maps)
Community Name CID Number FIRM Panel Number Effective Date
EAGLE COUNTY *080051 06510 12-04-2007
Comments
Map attached to first property.
Attachments
of68 inii,rii ii.’,
Exhibit C -Eaae 62 of W9Applicationhflps://eserv1ces.rema.gov/rIi1Mrngat1owrrInt.do
Properties
Damaged Property Address:
Address line 1 113 Cottonwood Rd
Address line 2
City Vail
County Eagle
State CO
ZIP 61657
Owner Information:
First Name Velma
Middle Name
Last Name Lane
Home Office
Ext.Phone
Cell Other
Ext.
Owners Mailing Address:
Address line 1 6121 Falcon Lane
Address line 2
Other (P0 Box,Route,etc)
City Morrison
State CO
ZIP 80465
Does this property
have other co-owners N
or holders of recorded interest?
Property Information:
Age of structure (year built)
SHPO Review
SHPO Reviewed Date
Structure Type Single Family
Foundation type Slab on Grade
Basement No
Type of Residence
Parcel Number
Property Tax Identification Number
Latitude
Longitude
Does this property have an NFIP Policy Number Yes
68 1fl/I2flh1 11•7 AM
Exhibit C -Iaue 3 of 109rintApplicationhttps.i ieservices.Iema.govir b1’’1AMiUgation/Print.do
Policy Number Pending
Insurance Policy Provider
Select hazard to be mitigated:Flood
Damage Category 0-49%Damaged
Pre-Event Fair Market Value 1024,500.00
Benefit Cost Analysis Performed Yes
Benefit Cost Ratio 1.35
Repetitive Loss Structure No
Property Locator Number
Number of Losses
Legal Description
Property Information II:
*Primary Property Action Drainage Conveyance Improvements
Secondary Property Actions
Flood Hazard
Base Flood Elevation (only applicable when PropertyAcuon is feetElevation)
First Floor Elevation (onlyapplicable when PropertyActionis feetElevation)-
Number of feet the lowest floor elevation of the structure
is being raised above Base Flood Elevation (only applicable feet
when Property Action is Elevation)
Flood Source Stormwater Runoff
Property located within
*Is there a Flood Insurance Rate Map (FIRM)available Yforyourprojectarea?es
Is the property site marked on the map?Yes
*Flood Zone Designation (only applicable when Property Action Area of special flood hazard without water surface elevations
is Elevation)determined (A)
FIRM Information (Flood Maps)
Community Name CID Number FIRM Panel Number Effective Date
EAGLE COUNTY *080051 0651D 12-04-2007
Comments
Map attached to first property.
Attachments
of6$-1flIVflh1 1 A1i1
it Application
Decision Making Process
Describe the process you used to decide that this project is the best solution to the problem.
The LOMR completed in 2009 made it clear that a 100-year flood of 250 cfs on Stone Creek would have the potential
to cause much damage to the community due to shallow sheet flow across the site.The floodplain model evaluated
seven flow split conditions whereby the flooding would overtop the banks and sheet flow in a different direction than the
defined channel.12 structures have been identified in the floodplain and 65 additional structures have been identified
within the Shaded Zone X area (areas of flooding less than one foot deep).The lower reach has a limited capacity of
80 cfs before overtopping occurs.The original engineering subdivision reserved a drainage easement for flood flows to
bypass a majority of the developed community.This bypass channel was intended to have a capacity of at least 300
cfs which is more than the accepted 100-year flood.However,since the construction of the subdivision in 1972,the
condition of this bypass channel has deteriorated and wilt not function as intended.The process for selecting the
preferred solution involved determining the safe allowable flow in the tower reach,re-establishing the flow split into the
bypass channel and improving the bypass charnel to convey the design flow.In addition,there are opportunities to
divert flood flows through the golf course to alleviate the potential of the creek to flood adjacent residential structures.
Several community meetings have been conducted to explain improvements that would reduce the flood hazard.The
community has embraced these solutions and is pursing this grant to help fund construction.
Explain why this project is the best alternative.
Easements are already in-place to allow the bypass channel to accept flood flows.Minimal permits are required for
work on the bypass channel since this bypass channel only accepts flood flows and is considered “Waters of the U.S.”
The proposed selected alternative maintains the intent of the engineered community system to mitigate flood hazards.
Alternatively,the downstream channel could be improved to convey the full 100-year flow,however,this would require
extensive 404 permitting and upsizing many roadway culverts.
Comments:
Attached is a list of properties within a flood hazard area.Also attached are maps showing structures within the Zone
AE floodplain,structures within the Zone X floodplain,and parcels within the Zone AE floodplain.
Attachments:
Maps of flooded properties.pdf
Properties in Zone X.pdf
lnIv’,nhl 11.’2 AT4
tint Application https.i
403.2 -Stormwater Management -Diversions Federal Share:$180,000.00
Cost Unit Unit of Unit Cost Cost
Item Name Classification Quantity Measure ($)Estimate
Mobilization Construction And Project 1.00 Each $12,000.00 $12,000.00
Engineering and Survey Architectural Engineering 1.00 Each $34,000.00 $34,000.00
Remove Trail Asphalt Demolition And Removal 290.00 Square Yard $4.00 $1,160.00
Remove Brick Retaining Wall Demolition And Removal 50.00 Linear Foot $125.00 $6,250.00
Water Control during Construction And Project
construction Improvement 60.00 Day $300.00 $18,000.00
Utility Locates and Potholing Construction And Project 1.00 Each $6,000.00 $6,000.00
Fine Grading,Shaping and Construction And Project
Subgrade Prep Improvement 1,600,00 Square Yard $4.00 $6,400.00
Remove 29”X42”Arch CMP Demolition And Removal 56.00 Linear Foot $10.00 $560.00
Remove and Salvage 35’x58”Construction And Project
CMP Improvement 150.00 Linear Foot $12.00 $1,800.00
Traffic Control (Signs and Construction And Project
Cones)Improvement 1.00 Each $6,250.00 $6,250.00
Excavation (Haul off site)Construcbon And Project 1,018.00 Cubic Yard $25.00 $25,450.00
Embankment CIP Construction And Project 600.00 Cubic Yard $8.00 $4,800.00
Maintenance Access Construclion And Project 1,450.00 $7.00 $10,150.00
Replace Asphalt over pipeline Construction And Project 585.00 pench $7.00 $4,095.00
Diversion Structure Concrete Construction And Project 10.00 Cubic Yard $1,250.00 $12,500.00
30”RCP COnstruction And Project 30.00 Linear Foot $112.00 $3,360.00
60”RCP Construcon And Project 48.00 Linear Foot $250.00 $12,000.00
Reinforced Concrete FES and Construction And Project
Cutoff Wall-60”Improvement 2.00 Each $8,000.00 $16,000.00
Inlet Structure with Rack Construction And Project 1.00 Each $6,250.00 $6,250.00
Outlet Structure Construction And Project 1.00 Ead $3,750.00 $3,750.00
Rock Diversion Structure Construction And Project 26.00 Ton $250.00 $6,500.00
Construction Management Construction And Project 1.00 Each $12,000.00 $12,000.00
of68 1fl/Vflh1 11-’)2 AIA
Exhibit C
-Application https://eservtces.iema.gov
Construction And Project 16,248.00 Square Foot $1.25 $20,310.00Re-vegetation Improvement
Remove 18”CMP Demolition And Removal 83.00 Linear Foot $25.00 $2,075.00
Remove Road Asphalt Demolition And Removal 585.00 Square Foot $4.00 $2,340.00
Pre-Award Engineering Architectural Engineering 1.00 Each $6,000.00 $6,000.00ServicesBasicFees
Total Cost $240,000.00
Total Project Cost Estimate:$240,000.00
1O//2flhI 112’AM
Exhibit C-Paae 67 of 109tintApplicationhttps.I/eserv1ces.rema.gov/Ff1AMingatiowI’rint.do
Match Sources
ActMty Cost Estimate $240,000.00
Federal Share Percentage 75%
Non-Federal Share Percentage 25%
Dollars Percentage
Proposed Federal Share $180,000.00 75%
Proposed Non-Federal Share $60,000.00 25%
Matching Funds
Name ofSourceAgencySourceAgency Funding Type Amount ($)Action
Local Agency Eagle Vail Property Owner’s Cash $30 000.00 View DetailsFundingAssociation
Local Agency Eagle County Cash $30,000.00 View Details
Grand Total $60,000.00
If you would like to make any comments,please enter them below.
The Eagle Vail Property Owner’s Association (EVPOA)will function as the matching funds for the proposed
Non-Federal Share ($60,000).Eagle County may cost share with the EVPOA based upon review and approval of its
2010 budget.If county funds are not approved,then the EVPOA will cover the non-federal share funds.
Attachments
Funding Source Local Agency Funding
Name of Funding Source Eagle Vail Property Owner’s Association
Funding Type Cash
Amount $30,000.00
Date of availability 12-02-2009
Funds commitment letter date 12-02-2009
E-V Letter of Grant Support2.pdfAttachment(funds commitment letter)
Funding Source Local Agency Funding
Name of Funding Source Eagle County
Funding Type Cash
Amount $30,000.00
Date of availability 01-01-2010
Funds commitment letter date 12-02-2009
20091203 EC Letter.pdfAttachment(funds commitment letter)
of68 ln/v,,nhl I1’,AIiA
ExhibitC-Pace6.8of1Q9itApplicationhttps://eservices .rema.gov/FbMJM1ngat1owrr1nt.do
68 11.,LSj,1
Exhibit C -Pane 69 Qf 109nntApplicationhttps.i/eservices.;ema.govifimiuvuuganoniprint,do
Cost Effectiveness Information
Attach the Benefit Cost Analysis (BCA),if completed for this project
Stone Creek lrindated Structures FEMA Grant Profile .pdf
Stone Cr BCA export 071410.zip
Stone_Creek Inundated Structures FEMA Grant.pdf
PropertyRecords.pdf
What is the source and type of the problem?
Flooding on Stone Creek in Eagle County,Colorado is the hazard that this project will mitigate.
How frequent is the event?
Damages are anticipated for 2%annual flood (50-year flood)and greater.The subdivision has not experienced any
flooding recently,but the floodplain study demonstrates the susceptibility to flooding.Based upon the detailed flood
model,damages have been shown to occur for the 50-year flood event and beyond.
How severe is the damage?
Damages will be the result of shallow flooding.A flood will damage property and building contents.Due to the rapid and
unanticipated nature of flooding,human safety could also be a concern and limit the ability to respond to the hazard.
What kinds of property are at risk?
All structures shown at risk are residential structures,single family and duplex buildings.
Are there better,alternative ways to solve the problem?
Re-establishment of the engineering flood bypass channel is the best method to reduce the flood hazards to structures
downsteam.Alternatively,the channel could be widened and deeped and crossing structures upsized to fully contain
the 100-year flood to the channel.However,this would impact Waters of the US and require extensive 404 permitting.
Another option considered is upstream detention,however,building a reservoir and dam would have greater
environmental impacts and be more costly.The best alternative is to make site specific improvements for flood bypass
as planned during the subdivision development.
Are the mitigation project costs well documented and reasonable?
Yes
If you would like to make any comments,please enter them below.
Attachments:
Damage History
Date Event Description of Damage Amount of Damage
Total Amount of Damage $0.00
of68 inivnii ii,AM
Exhibit C -Paqe 70 of 109
it Application https://eservtces.tema.gov/FEMAMitigationfPrint.do
A.National Historic Preservation Act -Historic Buildings and Structures
*1.Does your project affect or is it in close proximity to any buildings or structures 50 years or Nomoreinage?
If Yes,you must confirm that you have provided the following:
The property address and original date of construction for each property affected (unless this
information is already noted in the Properties section),
A minimum of two color photographs showing at least three sides of each structure (Please label the
photos accordingly),
A diagram or USGS 1:24,000 scale quadrangle map displaying the relationship of the property(s)to the
project area.
To help FEMA evaluate the impact of the project,please indicate below any other information you are providing:
Information gathered about potential historic properties in the project area,including any evidence
indicating the age of the building or structure and presence of buildings or structures that are listed or
eligible for listing on the National Register of Historic Places or within or near a National Register listed
or eligible historic district.Sources for this information may include the State Historic Preservation
Officer,and/or the Tribal Historic Preservation Officer (SHPO/THPO),your local planning office,historic
preservation organization,or historical society.
Consideration of how the project design will minimize adverse effects on known or potential historic
buildings or structures,and any alternatives considered or implemented to avoid or minimize effects on
historic buildings or structures.Please address and note associated costs in your project budget.
For acquisition/demolition projects affecting historic buildings or structures,any data regarding the
consideration and feasibility of elevation,relocation,or flood proofing as alternatives to demolition.
Attached materials or additional comments.
Comments:
Attachments:
B.National Historic Preservation Act -Archeological Resources
*1.Does your project involve disturbance of ground?Yes
If Yes,you must confirm that you have provided the following:
A description of the ground disturbance by gMng the dimensions (area,volume,depth,etc.)and location
The past use of the area to be disturbed,noting the extent of previously disturbed ground.
A USGS 1:24,000 scale or other site map showing the location and extent of ground disturbance.
Exhibit C -Paae 71 of 109tintApplicationhflps://eservices.fema.govlfEMAMitigatio&Print.do
To help FEMA evaluate the impact of the project,please indicate below any other information you are providing:
Any information about potential historic properties,including archeological sites,in the project area.
Sources of this information may include SHPOITHPO,and/or the Tribe’s cultural resources contact if no
THPO is designated.Include,if possible,a map showing the relation of any identified historic properties to
the project area.
Attached materials or additional comments.
Comments:
The ground disturbance consists of work along the stream channels to increase the capacity of floodwaters.
Additionally,a diversion structure will be constructed to properly divert excess flows into the bypass channel.The
enclosed map “Disturbed_Areas”shows the locations of disturbance.Total disturbance will consist of 1018 cubic yards
(CY).Historically,the area was utilized as a farming area,and then in the early 1970’s,it was platted as a residential
golf course community subdivision.The golf course plans graded much of the area,and the creek was rerouted from its
present location.
Attachments:
Disturbed Areas.pdf
C.Endangered Species Act and Fish and Wildlife Coordination Act
*1.Are Federally listed threatened or endangered species or their critical habitat present in the Noareaaffectedbytheproject?
If Yes,you must confirm that you have provided the following:
Information you obtained to identify species in or near the project area.Provide the source and date of the
information cited.
To help FEMA evaluate the impact of the project,please indicate below any other information you are providing:
Any request for information and associated response from the USFWS,the National Marine Fisheries
Service (NMFS)(for affected ocean-going fish),or your State Wildlife Agency,regarding potential listed
species present and potential of the project to impact those species.
Attached materials or additional comments.
Comments:
*2.Does your project remove or affect vegetation?Yes
If Yes,you must confirm that you have provided the following:
Description of the amount (area)and type of vegetation to be removed or affected.
A site map showing the project area and the extent of vegetation affected.
Photographs or digital images that show both the vegetation affected and the vegetation in context of its
surroundings.
To help FEMA evaluate the impact of the project,please indicate below any other information you are providing:
nF f2
Exhibit C -Paae 72 of 1Q9tApplicationhttps://eserv1ces.rema.gov/Fti’iiMthgation/rrintdo
Attached materials or additional comments.
Comments:
The project involves dredging and removal of vegetation to improve the flow characteristics of the channel.Much of the
vegetation is overgrown and would trap debris and other vegetation during a flooding event.Management by selective
removal will improve the stream corridor and will not completely remove any species,but will only prune ft to better
manage it in the corridor.
*3.Is your project in,near (within 200 feet),or likely to affect any type of waterway or body of Yeswater?
If Yes,and project is not within an existing building,you must confirm that you have provided the following:
A USGS 1:24,000 scale quadrangle map showing the project activities in relation to all nearby water
bodies (within 200 feet).
Any information about the type of water body nearby including:its dimensions,the proximity of the project
actMty to the water body,and the expected and possible changes to the water body,if arTy.Identify all
water bodies regardless whether you think there may be an effect
A photograph or digital image of the site showing both the body of water and the project area.
To help FEMA evaluate the impact of the project,please indicate below any other information you are providing:
Evidence of any discussions with the US Fish and Wildlife Service (USFWS),and/or your State Wildlife
Agency concerning any potential impacts if there is the potential for the project to affect any water body.
Attached materials or additional comments.
Comments:
This project consists of improvements within the stream corridor,and therefore affects Stone Creek.The typical
dimensions of the stream are that of a small mountain stream with a typical width of 8-12’wide and depths of 6”to 3’
depending on rtrioff volumes.
Attachments:
Disturbed_Areas.pdf
Photographs.zh
D.Clean Water Act,Rivers and Harbors Act,and Executive Order 11990 (Protection of Wetlands)
*1.Will the project involve dredging or disposal of dredged material,excavation,adding fill material
or result in any modification to water bodies or wetlands designated as “waters of the U.S’as Yes
identified by the US Army Corps of Engineers or on the National Wetland Inventory?
If Yes,you must confirm that you have provided the following:
Documentation of the project location on a USGS 1:24,000 scale topographic map or image and a
copy of a National Wetlands Inventory map or other available wetlands mapping information.
To help FEMA evaluate the impact of the project,please indicate below any other information you are
providing:
ln/./,nhl 11’)A?f
ExhibitC-PaaeZ3oflQ9rintApplicationhttpi/eservices.rema.govIFiriiivirngatioxvrint.do
Request for information and response letter from the US Army Corps of Engineers and/or State
resource agencies regarding the potential for wetlands,and applicability of permitting requirements.
Evidence of alternatives considered to eliminate or minimize impacts to wetlands.
Attached materials or additional comments.
Comments:
It is anticipated that there will need to be coordination with the US Army Corps of Engineers for wetlands permitting.
The amount of work done in the wetlands corridor is anticipated to fall within the Nationwide permitting program.Upon
grant award,the local USACE office will be contacted and a nationwide permit will be requested.
Attachments:
Disturbed Areas.pdf
E.Executive Order 11988 (Floodplain Management)
*1.Does a Flood Insurance Rate Map (FIRM),Flood Hazard Boundary Map (Fl-IBM),hydrologic
study,or some other source indicate that the project is located in or will affect a 100 year Yesfloodplain,a 500 year floodplain if a critical facility,an identified regulatory floodway,or an area
prone to flooding?
If Yes,please indicate in the text box below any documentation to identify the means or the alternatives
considered to eliminate or minimize impacts to floodplains (See the 8 step process found in 44 CFR Part
9.6.)to help FEMA evaluate the impact of the project:
As this mitigation project is designed to change the SFHA in an area that has already been built,the intent is to remove
the SFHA and protect the homes presently built.The area is completely built out,and since the subdivision was platted
in 1973,prior to Eagle County’s NFIP adoption date in 1978,no floodplain management existed at that time.
*2.Does the project after a watercourse,water flow patterns,or a drainage way,regardless of its
floodplain designation?es
If Yes,please indicate below any other information you are providing to help FEMA evaluate the impact of
the project:
Hydrologic/hydraulic information from a qualified engineer to demonstrate how drainage and flood flow
patterns will be changed and to identify down and upstream effects.
Evidence of any const.itation with US Army Corps of Engineers (may be included uider Part D of the
Environmental Information).
Request for information and response letter from the State water resource agency,if applicable,with
jurisdiction over modification of waterways.
Attached materials or additional comments.
Comments:
There is a recently performed HEC-RAS model on the “existing conditions”of the stream that was submitted to update
the in place mapping currently.During the construction document preparation phase and the subsequent LOMR
submission,a hydraulic model will be run with the proposed improvements.
Attachments:
of68 ffl/V9flh1 11?’AM
••Exhibit C -Paq 74 of 1Q9tApplicationhttps://eservices.Iema.gov/Ft1v1AMlflgatton/Print.do
F.Coastal Zone Management Act
*1.Is the project located in the States designated coastal zone?No
If Yes,please indicate below any other information you are providing to help FEMA evaluate the impact of
the project:
Information resulting from contact with the appropriate State agency that implements the coastal zone
management program regarding the likelihood of the project’s consistency with the State’s coastal
zone plan and any potential requirements affecting the cost or design of the proposed activity.
Attached materials or additional comments.
Comments:
Attachments:
G.Farmland Protection Policy Act
*1.Will the project convert more than 5 acres of “prime or unique”farmland outside city limits to a Nonon-agricultural use?V V
Comments:
Attachments:
H.RCRA and CERCLA (Hazardous and Toxic Materials)
*1.Is there a reason to suspect there are contaminants from a current or past use on the property Noassociatedwiththeproposedproject?
If Yes,please indicate below any other information you are providing to help FEMA evaluate the impact of the
project:
V Comments and any relevant documentation.
Results of any consultations with State or local agency to obtain permit with requirements for handling,
disposing of or addressing the effects of hazardous or toxic materials related to project implementation.
Attached materials or additional comments.
Comments:
*2.Are there any studies,investigations,or enforcement actions related to the property associated Nowiththeproposedproject?
If Yes,please indicate below any other information you are providing to help FEMA evaluate the impact of the
project:
68 V
In/V7n11
tint Application
Comments and any relevant documentation.
Results of any consultations with State or local agency to obtain permit with requirements for handling,
disposing of or addressing the effects of hazardous or toxic materials related to project implementation.
Attached materials or additional comments.
Comments:
*3.Does any project construction or operation activities involve the use of hazardous or toxic Nmaterials?0
If Yes,please indicate below any other information you are providing to help FEMA evaluate the impact of the
project:
Comments and any relevant documentation.
Results of any consultations with State or local agency to obtain permit with requirements for handling,
disposing of or addressing the effects of hazardous or toxic materials related to project implementation.
Attached materials or additional comments.
Comments:
*4.Do you know if any of the ctxrent or past land-uses of the property affected by the proposed Nprojectoroftheadjacentpropertiesareassociatedwithhazardousortoxicmaterials?0
If Yes,please indicate below any other information you are providing to help FEMA evaluate the impact of the
project:
Comments and any relevant documentation.
Results of any consultations with State or local agency to obtain permit with requirements for handling,
disposing of or addressing the effects of hazardous or toxic materials related to project implementation.
Attached materials or additional comments.
Comments:
Attachments:
I.Executive Order 12898,Environmental Justice for Low Income and Minority Populations
*1.Are there low income or minority populations in the project’s area of effect or adjacent to the Nprojectarea?0
If Yes,you must confirm that you have provided the following:
of68 1fl/V’fli1 11.A!,A
Exhibit C -Paae 76 of 109
it Application https ://eservices.fema.gov/fEMAMitigatioWPrint.do
Description of any disproportionate and adverse effects to these populations.
To help FEMA evaluate the impact of the project,please indicate below any other information you are
providing:
Description of the population affected and the portion of the population that would be
disproportionately and adversely affected.Please include specific efforts to address the adverse
impacts in your proposal narrative and budget.
Attached materials or additional comments.
Comments:
Attachments:
J.Other EnvironmentaUHistoric Preservation Laws or Issues
*7 Are there other environmental/historic preservation requirements associated with this project Nothatyouareawareof?
If Yes,please indicate in the text box below a description of the requirements,issues or public involvement
effort.
Letter attached sent to State Historic Preservation Officer on 72/02/2009.
*2.Are there controversial issues associated with this project?No
If Yes,please indicate in the text box below a description of the requirements,issues or public involvement
effort.
*3.Have you conducted any public meeting or solicited public input or comments on your specific Noproposedmitigationproject?
If Yes,please indicate in the text box below a description of the requirements,issues or public involvement
effort.
Attachments:
20091 202_State.pdf
K.Summary and Cost of Potential Impacts
*7 Having answered the questions in parts A.through J.,have you identified any aspects of your
proposed project that have the potential to impact environmental resources or historic No
properties?
If Yes,you must confirm that you have:
lflhlP,Rhl 11.’)2 A?,A
Exhibit C -Paae 77 of 109intApplicationhttps:i/eservices.femagov/fEMAMitigatioWPrint.do
Evaluated these potential effects and provided the materials required in Parts A through J that identify
the nature and extent of potential impacts to environmental resources and/or historic properties.
Consufted with appropriate parties to identify any measures needed to avoid or minimize these impacts.
Considered alternatives that could minimize both the impacts and the cost of the project.
Made certain that the costs of any measures to treat adverse effects are realistically reflected in the
project budget estimate.
Comments:
Attachments:
nf6R 1nI,,,r11 11.’v,
Exhibit C -Paae 78 of 109Applicationhttps://eservices.fema.gov/FEMAMitigatioWPrint.do
Maintenance Schedule and Costs
Maintenance will include vegetation management,clearing debris and
trash,and removal of accumulated sediment.We have used $3600
per year in the Benefit-Cost Analysis for maintenance.We anticipate
Provide a maintenance schedule including cost most work will occur as needed,primarily before and after the spring
information flood.Very little work will be required during the fall and winter
months due to low flows.Peak flows typically occur in May and June
during the snow melt.Most work will be hand work by laborers.
Heavy equipment is not expected to be necessary.
•Identify entity that will perform any long-term Eagle Vail Metropolitan Districtmaintenance
If you would like to make any comments,please
enter them below.
Attach letter from entity accepting performance EV Letter of Maintenance Responsibility.pdf
responsibility
1R/2/’flh1 11.’1 A1,1
Exhibit C -Pane Z9 of 109-mt Application https:r/eservzces.tema.gov/FLMAMingation/Print.do
Evaluation Information (Part 1 of 4)
Is the recipient participating in the Community Rating System
(CRS)?Yes
If yes,what is their CR5 rating?8
Is the recipient a Cooperating Technical Partner (CTP)?No
Is the recipient a Firewise Community?No
If yes,please provide their Firewise Community number.
Has the recipient adopted building codes consistent with the
International Codes?es
Has the recipient adopted the National Fire Protection Association No(NFPA)5000 Code?
Have the recipient’s building codes been assessed on the Building
Code Effectiveness Grading Schedule (BCEGS)?es
If yes,what is their BCEGS rating?3
Is the recipient a Disaster Resistant University?No
Is the recipient a Historically Black College or University or a Tribal NCollegeorUniversity?
lnI21’)flil 11-12 A?A
Application
Evaluation Information (Part 2 of 4)
Describe the desired outcome and methodology of the mitigation activity in terms of mitigation objectives to be
achieved.
The desired outcome for the mitigation is to remove a majority of the properties from the regulatory floodplain,and to
also alleviate any shallow flooding that may occur if an event causes floodwaters to leave the channel.
Describe performance expectations and timeline for interim milestones and overall completion of mitigation activity.
Upon grant award,a scope of services contract will be negotiated with the design consultant,containing specific
milestones for planning,agency coordination,construction document preparation,bidding,contract award,construction,
LOMR submission,and contract close out.All major milestones will have set dates to produce a timely project.If a
grant award would be made in the spring of 2010,it is anticipated that construction documents would be available in
summer of 2010,for a work project to begin in fall 2010.The anticipated completion should not exceed 2 months,and
the LOMR submission will proceed during the fall/winter of 2010,with adoption/map revisions in the spring of 2011.
Describe how you will manage the costs and schedule,and how you will ensure successful performance.
The project will be designed and a set of construction documents will be produced.A competitive public bidding
process will select the lowest qualified bidder.Prior to contract award,a detailed construction time schedule and a
schedule of values shall be submitted and approved.The contract will also contain a completion date,with penalties to
ensure compliance.Upon completion,certification by the engineer of record shall be required and a revised LOMR will
document the proposed changes.
Describe the staff and resources needed to implement this mitigation activity and the applicant’s ability to provide these
resources.
A design consultant will be utilized to perform the construction document preparation,bidding,construction
management,LOMR submission,and other relevant items.The county engineering department has staff that will serve
as project manager.
If applying for multiple mitigation activities,how do these activities relate?
This is the only mitigation activity being applied for,so this is not applicable.
lflh2I’)flhl 11.’,ATA
Exhibit C -Paae 81 of 109rintApplicationhttps://eservices.fema.gov/fEMAMingation/Print.do
Evaluation Information (Part 3 of 4)
How will this mitigation activity leverage involvement of partners to enhance its outcome?
The project consists of cooperative efforts between the homeowners,the Eagle Vail Property Owner’s Association,the
Eagle Vail Metropolitan District,and Eagle County.These partners have worked together in updating the flood mapping
in the area in a previous project,and this grant request represents the final step in a turnkey solution to flood mapping
and mitigation for the Eagle Vail community.
How will this mitigation activity offer long-term financial and social benefits?
By removing a majority of affected property owners from the regulatory floodplain,both the peace of mind and the
financial impacts of controlled floodwaters will offer the long-term financial benefits of the properties that are adjacent
to Stone Creek.Additionally,the
How does this mitigation activity comply with Federal laws and Executive Orders,and how is it complementary to other
Federal programs?
This project will comply with all federal laws and executive orders,such as coordination with US Army Corps of
Engineers wetlands permitting,Eagle County grading permits,and Colorado Division of Wildlife concerns.
What outreach activities are planned relative to this mitigation activity (e.g.,signs,press releases,success stories,
developing package to share with other communities,losses avoided analysis)and/or how will this mitigation activity
serve as a model for other communities (i.e.Do you intend to mentor other communities,Tribes or States?Do you
intend to prepare a description of the process followed in this activity so that others may learn from the example?)?
The mitigation project will be communicated through a public meeting with the stakeholders to explain the overall
process.Previous public meetings have been held to comprehend the series of questions that many have regarding
floodplain and mitigation related activities.Press releases will be available on the communities website,the local
newspapers,and the county’s website.Because this represents a turnkey solution for being proactive in a floodplain,
compared to many mitigation project that occur “after”the event happens,this project represents an ideal project to
present at a floodplain conference.Additionally,a fact sheet can be placed on the communities website and run in the
newspaper explaining the overall project from start to finish and emphasizing the importance for these types of
projects,and how proactive approaches can minimize and/or eliminate any type of insurance and loss claims.
nfR lfl/2P)Rhl 11.2 FA
Comments:
Given Data:1432 Residential Structures.12 Structures
within Zone AE.65 Structures within Shaded Zone X
(potential for shallow flooding)57 Structures within 100’
of a water source.Using those in zones AE and
shaded zone x gives 77 directly affected,dMded by the
community of Eagle Vail’s residential structure count of
1432 gives a percentage of 5.4%
$392035.00
$28968000
1.353
FEMA BCA software methodology
Flood
Name
Final_Floodplain lmpacts.pdf
Date Attached
05-17-2010
Application
Evaluation Information (Part 4 of 4)
Please provide the percent of the population benefiting from
this mitigation activity.
Exhibit C -Paae 82 of 109
https://eservices.fema.gov/fEMAMftigation/Print.do
Please explain your response.
Net Present Value of Project Benefits (A)
Total Project Cost Estimate (B)
What is the Benefit Cost Ratio for the entire project (NB)?
Analysis Type
What is the primary hazard data used for the BCA?
What secondary hazards were considered during the BCA?
Other Secondary Hazard
Does this mitigation activity protect a critical facility?
If yes,please select the type of critical facilities
to be protected
No
lfl/2/)flhl 11.’V A1.1
tint Application Exhibit C -PaQe 83 of 109http.i/eservzces.fema.govJfEMAMitigation/Print.do
Comments and Attachments
Mitigation Plan
Information
Stone Creek is a relatively small perennial creek located adjacent to
development as a community amenity.Stone Creek is a south bank tributary
to the Eagle River.The area of concern is 7500 to 7,700 feet elevation.
The Stone Creek watershed drains an area of approximately 5 square
miles.Stone Creek flows in a northerly direction toward the Eagle River,
then splits during a flood to form two confluences through the Eagle-Vail
community:a low flow channel called “Golf Club Creek”and a normally dry
flood flow easement called Stone Creek Bypass”.The approximate length
of the reach through development is 4,327 feet following Stone Creek to the
Stone Creek Bypass,and an additional 5,301 feet following the low flow
Golf Club Creek.The average watershed slope is very steep at
approximately 875 feet per mile f 16%).
There are five areas of proposed improvements along Stone Creek and the
Stone Creek Bypass.Work on the Bypass Channel is not anticipated to
need 404 permitting since this is a dry overflow channel and not Waters of
the US.Work on Stone Creek may be accomplished under Nationwide
permits.Exhibit 1 shows the area near HigIay 6 where the bypass
channel has diminished capacity.The capacity needs to be re-established
by excavating along the alignment of the existing golf cart path.Work will
include removal of a cinder block retaining wall and removal of the trail,
excavating the channel,and reconstructing the trail.Exhibit 2 shows the
area along the Bypass Channel that has limited capacity.Obsolete
corrugated metal pipes will be removed from the channel area.Excavation
will also be needed to re-establish the capacity.Exhibit 3 shows the key
control point to maintain low flows in Stone Creek,but divert flood flows
off-line into the Bypass Channel.The existing diversion has collapsed
culverts,a crude diversion and a limited capacity channel.The proposed
diversion may include a concrete junction box to bring the flow into a 60-inch
pipe to be split between a 30-inch low flow to Stone Creek and a 60-inch
flood flow pipe to the bypass channel.The Bypass Channel will also be
excavated for additional capacity.Exhibit 4 shows two areas of work.An
overflow spillway on Stone Creek will be formalized to spill flood flows into
the golf course and away from residential structures.Trout Pond has a
42-inch pipe outlet.However,if Stone Creek overtops and floods Trout
Pond,additional outlet capacity is needed.A parallel 35-inch x 58-inch arch
pipe is proposed to provide emergency overflow capacity.
The effective floodplain mapping for Stone Creek is a Zone A delineation
that does not match current mapping topography.The existing regulatory
floodplain follows an alignment along Elk Lane which is along the hillside.
The regulatory floodplain delineation also does not include the Stone Creek
Bypass flood easement.The effective floodplain mapping effort for Stone
Creek was performed in the early 1980’s,and used coarse mapping that did
not accurately project the Stone Creek channel within the Eagle-Vail
Subdivision.Specifically,there are areas of Elk Lane,Deer Boulevard,and
other areas that are shown to be within the regulatory floodplain that are
clearly elevated above the Stone Creek floodplain.In these areas,the
regulatory floodplain is completely outside of Stone Creek and Golf Club
Creek.Because of these mapping inaccuracies,many residents were being
assessed mandatory floodplain insurance by their lenders,as required
under the National Flood Insurance Reform Act of 1994.This resulted in
Pictures from Stone
Stone Creek Vicinit
Stone Creek -FEM
Stone Creek -FEMi
Stone Creek -FEMP
Name of Section
Community
Information
Comment
Stone Creek Water
Reach Names.jpg
Pitkin Eagle PDM P.
Stone Creek -FEMP
Stone Creek -FEM
Mitigation Activity
Information
Hazard Information
FM08037C0651 D.pc
Stone Creek Annotat
Stone Creek Floodpl.
nfR int/’,r11 11.2 A?A
a Application Exhibit C 84 of 109htt.!!eservices.tema.gov Mitigation/Print.do
Scope of Work (Part
1)
Decision Making
Process
Match Sources
substantially large flood insurance premiums for an area that has a very low
probably of flooding;much lower than properties located adjacent to
waterways.In July 2009 Matrix Design Group submitted a LOMR to FEMA
to improve the accuracy of the floodplain mapping along Stone Creek.The
FIRM map from December 2007 as well as the revised 100-year floodplain
Matrix Design Group submitted to FEMA for approval in July of 2009 have
been attached.
Attached is a list of properties within a flood hazard area.Also attached are
maps showing structures within the Zone AE floodplain,structures within the
Zone X floodplain,and parcels within the Zone AE floodplain.
The Eagle Vail Property Owner’s Association (EVPOA)will function as the
matching funds for the proposed Non-Federal Share ($60,000).Eagle
County may cost share with the EVPOA based upon review and approval of
its 2010 budget.If county funds are not approved then the EVPOA will
cover the non-federal share funds.
Stone_Creek LOMR
200911 l6FloodMiti’
Properties in Zone X
Maps of flooded PtOl
E-V Letter of Grant
20091203 EC Lette
Stone Cr BCA exporl
Cost Effectiveness
Information
Stone Creek Inund
Stone Creek lnund
PropertyRecords.pdl
Maintenance
Schedule and Costs
Evaluation
Information
EHP -B -National
Historic Preservation
Act -Archeological
Reources
EHP -C -
Endangered Species
Act and Fish and
WildLife Coordination
Act
EV Letter of Mainten
Final Floodplain Im
Disturbed_Areas.pdf
Disturbed Areas.ødf
Photoaraphs.zip
EHP -D -Clean
Water Act,Rivers
and Harbors Act,and
Executive Order
11990
It is anticipated that there will need to be
coordination with the US Army Corps of Engineers for
wetlands permitting.The amount of work done in the
wetlands corridor is anticipated to fall within the
Nationwide permitting program.Upon grant award,the
local USACE office will be contacted and a nationwide
permit will be requested.
Disturbed_Areas.pdf
[ond disturbance consists of work along the
stream channels to increase the capacity of
floodwaters.Additionally,a diversion structure will
be constructed to properly divert excess flows into
the bypass channel.The enclosed map “Disturbed Areas”
shows the locations of disturbance.Total disturbance
will consist of 1018 cubic yards fCY).
The project involves dredging and removal of
vegetation to improve the flow characteristics of the
channel.Much of the vegetation is overgrown and would
trap debris and other vegetation during a flooding
event.Management by selective removal will improve
the stream corridor and will not completely remove any
species,but will only prune it to better manage it in
the corridor.
1fl12/’)rlll 11.’V2 A?A
••Exhibit C -Paae 85 of 109intApplicationhttps./eservices.tema.gov/fEMAMitigation/Print.do
As this mitigation project is designed to change the
SFHA in an area that has already been built,the
EHP-E-Executive intent is to remove the SFHA and protect the homes
Order 11988 presently built.The area is completely built out,and
since the subdivision was platted in 1973,prior tociooupiaInEagleCounty’s NFl?adoption date in 1978,noManagement)floodplain management existed at that time.
[ietter attached sent to State Historic Preservation
Officer on 12/02/2009.
EHP-J-Other
Environmental/Historic
Preservation Laws or 20091202 State.rxtf
Issues
Property records were obtained from the Eagle County
Assessor’s Office and have been included with this
grant.PropertyRecords.Ddj
Property -249
Cottonwood RD Vail
81657
Stone_Creek_Structi
Map attached to first property.
Property -227
Cottonwood Road
Vail 81657
Map attached to first property.
Property -205
Cottonwood Road
Vail 81657
Map attached to first property.
Property -187
Cottonwood RD Vail
81657
1n/2Inii 11•’)2 AA
Application
IiIap attached to first property.
Property-153
Cottonwood RD Vail
81657
Map attached to first property.
Property-113
Cottonwood RD Vail
81657
Map attached to first property.
Property -30 Coyote
CT Vail 81657
Map attached to first property.
Property -205
Cottonwood RD Vail
81657
Map attached to first property.
Property -1 N Deer
BLVD Vail 81657
Map attached to first property.
Property -440 E
Stone Creek DR Vail
81657
1flI2Iflh1 11.’)2 ATA
rnint Application
Map attached to first property.
Property -440 W
Stone Creek DR Vail
81657
Map attached to first property.
Property -1 S Deer
BLVD Vail 81657
nfR lfl/2P)flhl 11.’2 A14
Exhibit C -Paae 88 of 109
Application https://eservices.fema.gov/fEMAMitigation/Print.do
Assurances and Certifications
Please click the link in the status column to view forms.
Forms Status
Part Il:FEMA Form 20-166,Assurances Construction Programs.Complete V
Part Il:FEMA Form 20-16C,Certifications Regarding Lobbying;Debarment,Suspension and Com leteOtherResponsibilitiesMatters;and Drug-Free Workplace Requirements.p
Part Ill:SF-LLL,Disclosure of Lobbying Activities (Comp’ete onIyifapplng fora grantof more than Not A licable$100,000 and ha lobbying activities using Non-Federal funds.See Form 20-1 6C for lobbying acthities definition.)
lfl/,Iflflhl 11.flfl AaN
Exhibit C -Paae 89 of 109tintApplicationhttps;u/eservices.fema.gov/FEMAMitigation/?rint.do
FEMA Form 20-16B,Assurances-Construction Programs
Public reporting burden for this collection of information is estimated to average 15 minutes per response,including time
for reviewing instructions,searching e)dsting data sources,gathering and maintaining the data needed,and completing
and reviewing the collection of information.Send comments regarding the burden estimate or any other aspect of this
collection of information,including suggestions for reducing this burden,to the Office of Management and Budget,
Paperwork Reduction Project (0348-0042),Washington,DC 20503.
PLEASE DO NOT RETURN YOUR COMPLETED FORM TO THE OFFICE OF MANAGEMENT AND BUDGET.
SEND IT TO THE ADDRESS PROVIDED BY THE SPONSORING AGENCY.
NOTE:Certain of these assurances may not be applicable to your project or program.If you have questions,please
contact the awarding agency.Further,certain Federal assistance awarding agencies may require applicants to certify
to additional assurances.If such is the case,you will be notified.
As the duly authorized representative of the applicant,I certify that the applicant:
1,Has the legal authority to apply for Federal assistance,and the institutional,managerial and
financial capability (including funds sufficient to pay the nonfederal share of project costs)to ensure
proper plaming,management and completion of the project described in this application.
2.Will give the awarding agency,the Comptroller General of the United States and,if appropriate,the
State,through any authorized representative,access to and the right to examine all records,books,
papers,or documents related to the assistance;and will establish a proper accounting system in
accordance with generally accepted accounting standards or agency directives.
3.Will not dispose of,modify the use of,or change the terms of the real property title,or other
interest in the site and facilities without permission and instructions from the awarding agency.Will
record the Federal interest in the title of real property in accordance with awarding agency
directives and will include a covenant in the title of real property acquired in whole or in part with
Federal assistance funds to assure nondiscrimination during the useful life of the project.
4.Will comply with the requirements of the assistance awarding agency with regard to the drafting,
review and approval of construction plans and specifications.
5.Will provide and maintain competent and adequate engineering supervision at the construction site
to ensure that the complete work conforms with the approved plans and specifications and will
furnish progress reports and such other information as may be required by the assistance awarding
agency or state.
6.Will initiate and complete the work within the applicable time frame after receipt of approval of the
awarding agency.
7.Will establish safeguards to prohibit employees from using their positions for a purpose that
constitutes or presents the appearance of personal or organizational conflict of interest,or personal
gain.
8.Will comply with the Intergovernmental Personnel Act of 1970 (42 USC Sections 4728-4763)
relating to prescribed standards for merit systems for programs funded under one of the nineteen
statues or regulations specified in Appendix A of OPMs Standards for a Merit System of Personnel
Administration (5 CFR 900,Subpart F).
9.Will comply with the Lead-Based Paint Poisoning Prevention Act (42 USC Section 4801 et seq.)
which prohibits the use of lead based paint in construction or rehabilitation of residence structures.
10.Will comply with all Federal statutes relating to nondiscrimination.These include but are not limited
to:(a)Title VI of the Civil Rights Act of 1964 (PL 88-352)which prohibits discrimination on the basis
of race,color or national origin;(b)Title IX of the Education Amendments of 1972,as amended (20
USC Sections 1681-1683,and 1685-1686),which prohibits discrimination on the basis of sex (c)
Section 504 of the Rehabilitation Act of 1973,as amended (29 USC Section 794),which prohibits
discrimination on the basis of handicaps;(d)the Age Discrimination Act of 1975,as amended (42
USC Sections 6101-6107),which prohibits discrimination on the basis of age;(e)the Drug Abuse
Office and Treatment Act of 1972 (PL 92-255),as amended,relating to nondiscrimination on the
nf6R 1fl//’flh1 11.’
Exhibft C -Paae 90 of 109Applicationhflps:!/eservices.fema.gov/FEMAMitigationl?rint.do
basis of drug abuse;(f)the Comprehensive Alcohol Abuse and Alcoholism Prevention,Treatment
and Rehabilitation Act of 1970 (PL 91-616),as amended,relating to nondiscrimination on the basis
of alcohol abuse or alcoholism;(g)Sections 523 and 527 of the Public Health Service Act of 1912
(42 USC Sections 290-dd-3 and 290-ee-3),as amended,relating to confidentiality of alcohol and
drug abuse patient records;(h)Title VIII of the Civil Rights Act of 1968 (42 USC Section 3601 et
seq.),as amended,relating to nondiscrimination in the sale,rental or financing of housing;(I)any
other nondiscrimination provisions in the specific statute(s)under which application for Federal
assistance is being made;and,(j)the requirements of any other nondiscrimination statute(s)which
may apply to the application.
11.Will comply,or has already complied,with the requirements of Titles II and Ill of the Uniform
Relocation Assistance and Real Property Acquisition Policies Act of 1970 (PL 91-646)which
provide for fair and equitable treatment of persons displaced or whose property is acquired as a
result of Federal and Federally assisted programs.These requirements apply to all interests in real
property acquired for project purposes regardless of Federal participation in purchases.
12.Will comply with the provisions of the Hatch Act (5 USC Sections 1501-1508 and 7324-7328)which
limit the political activities of employees whose principal employment activities are funded in whole
or in part with Federal funds.
13.Will comply,as applicable,with the provisions of the Davis-Bacon Act (40 USC Sections 276a to
276a-7),the Copeland Act (40 USC Section 276c and 18 USC Section 874),and the Contract Work
Hours and Safety Standards Act (40 USC Sections 327-333)regarding labor standards for
federally assisted construction subagreements.
14.Will comply with flood insurance purchase requirements of Section 102(a)of the Flood Disaster
Protection Act of 1973 (PL 93-2 34)which requires recipients in a special flood hazard area to
participate in the program and to purchase flood insurance if the total cost of insurable construction
and acquisition is $10,000 or more.
15.Will comply with environmental standards which may be prescribed pursuant to the following:(a)
institution of environmental quality control measures under the National Environmental Policy Act of
1969 (PL 91-190)and Executive Order (EO)11514;(b)notification of violating facilities pursuant to
EQ 11738;fc)protection of wetlands pursuant to EQ 11990;(d)evaluation of flood hazards in
floodplains in accordance with EQ 11988;(e)assurance of project consistency with the approved
State management program developed under the Coastal Zone Management Act of 1972 (16 USC
Section 1451 et seq.);(f)conformity of Federal actions to State (Clean Air)Implementation Plans
under Section 176(c)of the Clean Air Act of 1955,as amended (42 USC Section 7401 et seq.);(g)
protection of underground sources of drinking water under the Safe Drinking Water Act of 1974,as
amended (PL 93-523);and (h)protection of endangered species under the Endangered Species
Act of 1973,as amended (PL 93-205).
16.Will comply with the Wild and Scenic Rivers Act of 1968 (16 USC Section 1271 et seq.)related to
protecting components or potential components of the national wild and scenic rivers system.
17.Will assist the awarding agency in assuring compliance with Section 106 of the National Historic
Preservation Act of 1966,as amended (16 USC Section 470),EQ 11593 (identification and
preservation of historic properties),and the Archaeological and Historic Preservation Act of 1974
(16 USC Section 469a-1 et seq.).
18.Will cause to be performed the required financial and compliance audits in accordance with the
Single Audit Act of 1984.
19.Will comply with all applicable requirements of all other Federal laws,Executive Orders,regulations,
and policies governing this program.
20.It will comply with the minimum wage and maximum hour provisions of the Federal Fair Labor
Standards Act (29 USC Section 201),as they apply to employees of institutions of higher
education,hospitals,and other nonprofit organizations.
21.It will obtain approval by the appropriate Federal agency of the final working drawings and
specifications before the project is advertised or placed on the market for bidding;that it will
construct the project,or cause it to be constructed,to final completion in accordance with the
application and approved plans and specifications;that it will submit to the appropriate Federal
agency for prior approval changes that after the cost of the project,use of space,or functional
lfl/2/’)Rhl 11.’)2 A?,A
•ExhibitC-Paae9l of 109mtApplicationhttps./eservices.tema.gov/FbI’1AMittgation/Print.do
layout,that it will not enter into a construction contract(s)for the project or undertake other
activities until the conditions of the construction grant program(s)have been met.
22.It will operate and maintain the facility in accordance with the minimum standards as may be
required or prescribed by the applicable Federal,State,and local agencies for the maintenance and
operation of such facilities.
23.It will require the facility to be designed to comply with the “American Standard Specification for
Making Buildings and Facilities Accessible to,and Usable by,the Physically Handicapped,”Number
A117.-1961,as modified (41 CFR 101-17.703).The applicant will be responsible for conducting
inspections to ensure compliance with these specifications by the contractor.
24.If any real property or structure thereon is provided or improved with the aid of Federal financial
assistance extended to the applicant,this assurance shall obligate the applicant,or in the case of
any transfer of such property,any transfer,for the period during which the real property,or
structure is used for a purpose for which the Federal financial assistance is extended or for another
purpose involving the provision of similar services or benefits.
25.In making subgrants with nonprofit institutions under this Comprehensive Cooperative Agreement,it
agrees that such grants will be subject to 0MB Circular A-122,“Cost Principles for Nonprofit
Organizations”included in Vol.49,Federal Register,pages 18260 through 18277 (April 27,1984).
I,Greg Schroeder,hereby sign this form as of 07-20-2010.
of68 iniv,nii ii
E.xhibitC-PaQe92oflO9Applicationhttps://eservices.tema.gov/fbiJAMitigation/Prrnt.do
You must read and sign these assurances by providing your password and checking the box at the
bottom of this page.
Note:Fields marked with an ware required.
Certifications Regarding Lobbying;Debarment,Suspension and Other Responsibility Matters;and Drug-Free Workplace
Requirements.
Applicants should refer to the regulations cited below to determine the certification to which they are required to attest.
Applicants should also review the instructions for certification included in the regulations before completing this form.
Signature on this form provides for compliance with certification requirements under 44 CFR Part 18,“New Restrictions
on Lobbying;and 28 CFR Part 17,“Government-wide Debarment and suspension (Nonprocurement)and
Government-wide Requirements for Drug-Free Workplace (Grants).”The certifications shall be treated as a material
representation of fact upon which reliance will be placed when the Federal Emergency Management Agency (FEMA)
determines to award the covered transaction,grant,or cooperative agreement.
1.LOBBY1NG
A.As required by the section 1352,Title 31 of the US Code,and implemented at 44 CFR Part 18 for persons entering
into a grant or cooperative agreement over $100,000,as defined at 44 CFR Part 18,the applicant certifies that:
(a)No Federal appropriated funds have been paid or will be paid,by or on behalf.of the undersigned,to
any person for influencing or attempting to influence an officer or employee of any agency,a Member of
Congress,an officer or employee of congress,or an employee of a Member of Congress in connection
with the making of any Federal grant,the entering into of any cooperative agreement and extension,
continuation,renewal,amendment,or modification of any Federal grant or cooperative agreement;
(b)If any other funds than Federal appropriated funds have been paid or will be paid to any person for
influencing or attempting to influence an officer or employee of any agency,a Member of Congress,an
officer or employee of Congress,or an employee of a Member of Congress in connection with this
Federal grant or cooperative agreement,the undersigned shall complete and submit Standard Form LLL,
“Disclosure of Lobbying Activities”,in accordance with its instructions;
Standard Form LLL Disclosure of Lobbying Activities Not Attached
(c)The undersigned shall require that the language of this certification be included in the award
documents for all the sub awards at all tiers (including subgrants,contracts under grants and cooperative
agreements,and subcontract(s))and that all subrecipients shall certify and disclose accordingly.
2.DEBARMENT,SUSPENSION AND OTHER RESPONSIBILITY MATTERS (DIRECT RECIPIENT)
As required by Executive Order 12549,Debarment and Suspension,and implemented at 44 CFR Part 67,for
prospective participants in primary covered transactions,as defined at 44 CFR Part 17,Section 17510-A.The
applicant certifies that it and its principals:
(a)Are not presently debarred,suspended,proposed for debarment,declared ineligible,sentenced to a
denial of Federal benefits by a State or Federal court,or voluntarily excluded from covered transactions
by any Federal department or agency;
(b)Have not within a three-year period preceding this application been convicted of or had a civilian
judgment rendered against them for commission of fraud or a criminal offense in connection with
obtaining,attempting to obtain,or perform a public (Federal,State,or local)transaction or contract under
a public transaction;violation of Federal or State antitrust statutes or commission of embeIement,theft,
forgery,bribery,falsification or destruction of records,making false statements,or receiving stolen
property;
(c)Are not presently indicted for or otherwise criminally or civilly charged by a governmental entity
(Federal,State,or locally)with commission of any of the offenses enumerated in paragraph (1)(b)of this
certification;and
(d)Have not within a three-year period preceding this application had one or more public transactions
1fl/I’)Rh1 11.2 A1’fl
tint Application
(Federal,State,or local)terminated for cause or default;and
B.Where the applicant is unable to certify to any of the statements in this certification,he or she shall attach an
explanation to this application.
Explanation:V
3.DRUG-FREE WORKPLACE (GRANTEES OTHER THAN INDIVIDUALS)
As requited by the Drug-Free Workplace Act of 1988,and implemented at 44 CFR Part 17,Subpart F,for grantees,
V as defined at44 CFR part 17,Sections 17.615 and 17.623:
(A)The applicant certifies that it will continue to provide a drug-free workplace by:
(a)Publishing a statement notifying employees that the unlawful manufacture,distribution,
dispensing,possession,or use of a controlled substance is prohibited in the grantee’s
workplace and specifying the actions that will be taken against employees for violation of
such prohibition;
(b)Establishing an on-going drug free awareness program to inform employees about:
(1)The dangers of drug abuse in the workplace;
(2)The grantee’s policy of maintairng a drug-free workplace;
(3)Any available drug counseling,rehabilitation and employee assistance
programs;and
(4)The penalties that may be imposed upon employees for drug abuse
violations occurring in the workplace;
(c)Making it a requirement that each employee to be engaged in the performance of the
grant to be given a copy of the statement required by paragraph (a);
(d)Notifying the employee in the statement required by paragraph (a)that,as a condition of
employment under the grant,the employee will:
(1)Abide by the terms of the statement;and
(2)Notify the employee in writing of his or her conviction for a violation of a
criminal drug statute occurring in the workplace no later than five calendar
days after such conviction.
fe)Notifying the agency,in writing within 10 calendar days after receiving notice under
subparagraph (d)(2)from an employee or otherwise receiving actual notice of such
conviction.Employers of convicted employees must provide notice,including position title,to
the applicable FEMA awarding office,i.e.regional office or FEMA office.
(f)Taking one of the following actions against such an employee,within 30 calendar days of
receiving notice under subparagraph (d)(2),with respect to any employee who is so
convicted:
(1)Taking appropriate personnel action against such an employee,up to and
including termination,consistent with the requirements of the Rehabilitation Act
of 1973,as amended;or
(2)Require such employee to participate satisfactorily in a drug abuse
assistance or rehabilitation program approved for such purposes by a
Federal,State,or local health,law enforcement or other appropriate agency.
(g)Making a good effort to continue to maintain a drug free workplace through
implementation of paragraphs (a),(b),(c),(d),(e),and (f).
(B)The grantee may insert in the space provided below the site(s)for the performance of work done in
connection with the specific grant:
Place of Performance
of6R 1fl//flh1 11.)2 A1A
t Application
Street City State ZIP
500 Broadway Eagle CO 81631-0850
Section 17.630 of the regulations provide that a grantee that is a State may elect to make one certification in each
Federal fiscal year.A copy of wI-ch should be included with each application for FEMA funding.States and State
agencies may elect to use a Statewide certification.
I,Greg Schroeder,hereby sign this form as of 07-20-2010.
68 10/3/2011 1121AM
Exhibit C -Paae 95 of 109runtApplicationhttps://eservices.fema.gov/FEMAMitigation/Print.do
APPLICATION FOR 2.DATE SUBMflTED Applicantldentifier
FEDERAL ASSISTANCE 07-20-2010
(SF 424)
1 .TYPE OF SUBMISSION 3.DATE RECEIVED BYSTATE State Application Identifier
Construction 07-20-2010
4.DATE RECEIVED BY FEDERAL AGENCY Federal Identifier
5APPLICANT INFORMATION
Legal Name Organizational Unit
Eagle County Government Eagle County Government
Address Name and telephone number of the person to be contacted on matters
P0 Box 850,invoMng this apptcation
Eagle,CO 81631-0850 Greg Schroeder,970-328-3560 3567
6.EMPLOYER IOENTIFICATION 6.a.DUNS NUMBER 7.TYPE OF APPLICANT
NUMBER (EN)084024447 Local Government
84-6000762
8.TYPE OFAPPLICATJON 9.NAME OF FEDERAL AGENCY
Project Application Federal Emergency ManagementAgency
10.CATALOG OF FEDERAL DOMESTIC ASSISTANCE 11.DESCRIPTIVE TITLE OF APPLICANTS PROJECT
NUMBER 97.029 FMA Stone Creek Floodplain,Eagle County,CO
CFDATIrLE FMA
12.AREAS AFFECTED BYPROJECT (cities,counties,states,etc.)
EAGLE COUNTY
13.PROPOSED PROJECT:14.CONGRESSIONAL DISTRICTS OF:
Start Date:a.Applicant CO2
End Date:b.Project CO2
15.ESTIMATED FUNDING 16.15 APPLICATION SUBJECTTO REVIEW BY STATE
EXECUTiVE ORDER 12372 PROCESS?
a.Federal $180,000.00 No,Program is not covered byE.O.12372
b.Applicant $0.00
c.State $0.00
d.Local $60,000.00 17.IS THE APPLICANT DELINQUENT ON ANY FEDERAL DEBT?
No
e.Other $0.00
f.Program Income $0.00
g.TOTAL $240,000.00
18.TO THE BEST OF MY KNOWLEDGE AND BELIEF,ALL DATA N THIS APPLICATION ARE TRUE AND CORRECT,THE DOCUMENT HAS
BEEN DULYAUTHORIZED BY GOVERNING BODY OF THE APPLICANTAND THE APPLICANT WILL COMPLYWfH THE ATtACHED
ASSURANCES F THE ASSISTANCE IS AWARDED.
a.Name of Authorized Representative b.Title c.Telephone Number
Greg Schroeder 9703283567
d.Signature of Authonzed Representative e.Date Signed
Greg Schroeder 07-20-2010
(ffR 1R//’11 ii.’’*
Exhibit C -Pane 96 of 109Applicationhttp;//eservlces.Iema.gowfbIvlAMlflgation/rrtnt.do
Comments for FEMA
FMA 2010 application for Stone Creek
1fl/V)flhl 11•A14
Exhibit C -Page 97 of 109
Exhibit D
State of Colorado
Supplemental Provisions for
Federally Funded Contracts,Grants,and Purchase Orders
Subject to
The Federal Funding Accountability and Transparency Act of 2006 (FFATA),As
Amended
As of 10-15-10
The contract,grant,or purchase order to which these Supplemental Provisions are attached has been
funded,in whole or in part,with an Award of Federal funds.ln the event of a conflict between the
provisions of these Supplemental Provisions,the Special Provisions,the contract or any attachments or
exhibits incorporated into and made a part of the contract,the provisions of these Supplemental
Provisions shall control.
1.Definitions.For the purposes of these Supplemental Provisions,the following terms shall have the
meanings ascribed to them below.
1.7.“Award”means an award of Federal financial assistance that a non-Federal Entity receives or
administers in the form of:
1.1.1.Grants;
1.1.2.Contracts;
1.1.3.Cooperative agreements,which do not include cooperative research and
development agreements (CRDA)pursuant to the Federal Technology Transfer Act
of 1986,as amended (15 U.S.C.3710);
1.1.4.Loans;
7.1.5.Loan Guarantees;
1.1.6.Subsidies;
1.1.7.Insurance;
1.7.8.Food commodities;
1.1.9.Direct appropriations;
1.1.10.Assessed and voluntary contributions;and
1.1.11.Other financial assistance transactions that authorize the expenditure of Federal
funds by non-Federal Entities.
Award does not include:
7.7.12.Technical assistance,which provides services in lieu of money;
1.1.13.A transfer of title to Federally-owned property provided in lieu of money;even it the
award is called a grant;
1.7.14.Any award classified for security purposes;or
1.1.15.Any award funded in whole or in part with Recovery funds,as defined in section
1512 of the American Recovery and Reinvestment Act (ARRA)of 2009 (Public Law
111-5).
1.2.“Central Contractor Registration (CCR)”means the Federal repository into which an Entity
must enter the information required under the Transparency Act,which may be found at
http://www.bn.pov/ccr.
1.3.“Contract”means the contract to which these Supplemental Provisions are attached and
includes all Award types in §1.1.1 through 1.1.11 above.
1.4.“Contractor”means the party or parties to a Contract funded,in whole or in part,with Federal
financial assistance,other than the Prime Recipient,and includes grantees,subgrantees,
Subrecipients,and borrowers.For purposes of Transparency Act reporting,Contractor does
not include Vendors.
1.5.“Data Universal Numbering System (DUNS)Number”means the nine-digit number
established andassigned by Dun and Bradstreet,lnc.to uniquely idenfy a business entity.
Page 1 of4
Exhibit C -Page 98 of 109
Dun and Bradstreet’s website may be found at:http://fedQov.dnb.com/webform.
1.6.“Entity”means all of the following as defined at 2 CFR part 25,subpart C;
1.6.1.A governmental organization,which is a State,local government,or Indian Tribe;
1.6.2.A foreign public entity;
1.6.3.A domestic or foreign non-profit organization;
1.6.4.A domestic or foreign for-profit organization;and
1.6.5.A Federal agency,but only a Subrecipient under an Award or Subaward to a non-
Federal entity.
1.7.“Executive”means an officer,managing partner or any other employee in a management
position.
1.8.“Federal Award Identification Number (FAIN)”means an Award number assigned by a
Federal agency to a Prime Recipient.
1.9.“FFATA”means the Federal Funding Accountability and Transparency Act of 2006 (Public
Law 109-282),as amended by §6202 of Public Law 110-252.FFATA,as amended,also is
referred to as the ‘Transparency Act.
1.10.“Prime Recipient”means a Colorado State agency or institution of higher education that
receives an Award.
1.11.“Subaward”means a legal instrument pursuant to which a Prime Recipient of Award funds
awards all or a portion of such funds to a Subrecipient,in exchange for the Subrecipient’s
support in the performance of all or any portion of the substantive project or program for which
the Award was granted.
1.12.“Subrecipient”means a non-Federal Entity (or a Federal agency under an Award or
Subaward to a non-Federal Entity)receiving Federal funds through a Prime Recipient to
support the performance of the Federal project or program for which the Federal funds were
awarded.A Subrecipient is subject to the terms and conditions of the Federal Award to the
Prime Recipient,including program compliance requirements.The term “Subrecipient”includes
and may be referred to as Subgrantee.
1.13.“Subrecipient Parent DUNS Number”means the subrecipient parent organization’s 9-digit
Data Universal Numbering System (DUNS)number that appears in the subrecipient’s Central
Contractor Registration (CCR)profile,if applicable.
1.14.“Supplemental Provisions”means these Supplemental Provisions for Federally Funded
Contracts,Grants,and Purchase Orders subject to the Federal Funding Accountability and
Transparency Act of 2006,As Amended,as may be revised pursuant to ongoing guidance from
the relevant Federal or State of Colorado agency or institution of higher education.
1.15.“Total Compensation”means the cash and noncash dollar value earned by an Executive
during the Prime Recipient’s or Subrecipient’s preceding fiscal year and includes the following:
1.15.1.Salary and bonus;
1.15.2.Awards of stock,stock options,and stock appreciation rights,using the dollar
amount recognized for financial statement reporting purposes with respect to the
fiscal year in accordance with the Statement of Financial Accounting Standards No.
123 (Revised 2005)(FAS 123R),Shared Based Payments;
1.15.3.Earnings for services under non-equity incentive plans,not including group life,
health,hospitalization or medical reimbursement plans that do not discriminate in
favor of Executives and are available generally to all salaried employees;
1.15.4.Change in present value of defined benefit and actuarial pension plans;
1.15.5.Above-market earnings on deferred compensation which is not tax-qualified;
1.15.6.Other compensation,if the aggregate value of all such other compensation (e.g.
severance,termination payments,value of life insurance paid on behalf of the
employee,perquisites or property)for the Executive exceeds $10,000.
1.16.“Transparency Act”means the Federal Funding Accountability and Transparency Act of 2006
Page2of4
Exhibit C -Page 99 of 109
(Public Law 109-282),as amended by §6202 of Public Law 110-252.The Transparency Act
also is referred to as FFATA.
1.17 “Vendor”means a dealer,distributor,merchant or other seller providing property or services
required for a project or program funded by an Award.A Vendor is not a Prime Recipient or a
Subrecipient and is not subject to the terms and conditions of the Federal award.Program
compliance requirements do not pass through to a Vendor.
2.Compliance.Contractor shall comply with all applicable provisions of the Transparency Act and the
regulations issued pursuant thereto,including but not limited to these Supplemental Provisions.Any
revisions to such provisions or regulations shall automatically become a part of these Supplemental
Provisions,without the necessity of either party executing any further instrument.The State of
Colorado may provide written notification to Contractor of such revisions,but such notice shall not be
a condition precedent to the effectiveness of such revisions.
3.Central Contractor Registration (CCR)and Data Universal Numbering System (DUNS)
Requirements.
3.1.CCR.Contractor shall maintain the currency of its information in the CCR until the Contractor
submits the final financial report required under the Award or receives final payment,whichever
is later.Contractor shall review and update the CCR information at least annually after the
initial registration,and mote frequently if required by changes in its information.
3.2.DUNS.Contractor shall provide its DUNS number to its Prime Recipient,and shall update
Contractor’s information in Dun &Bradstreet,Inc.at least annually after the initial registration,
and more frequently if required by changes in Contractor’s information.
4.Total Compensation.Contractor shall include Total Compensation in CCR for each of its five most
highly compensated Executives for the preceding fiscal year if:
4.1.The total Federal funding authorized to date under the Award is $25,000 or more;and
4.2.In the preceding fiscal year,Contractor received:
4.2.1.80%or more of its annual gross revenues from Federal procurement contracts and
subcontracts and/or Federal financial assistance Awards or Subawards subject to
the Transparency Act;and
4.2.2.$25,000,000 or more in annual gross revenues from Federal procurement
contracts and subcontracts and/or Federal financial assistance Awards or
Subawards subject to the Transparency Act;and
4.3.The public does not have access to information about the compensation of such Executives
through periodic reports filed under section 13(a)or 15(d)of the Securities Exchange Act of
1934 (15 U.S.C.78m(a),780(d)or §6104 of the Internal Revenue Code of 1986.
5.Reporting.Contractor shall report data elements to CCR and to the Prime Recipient as required in
§7 below if Contractor is a Subrecipient for the Award pursuant to the Transparency Act.No direct
payment shall be made to Contractor for providing any reports required under these Supplemental
Provisions and the cost of producing such reports shall be included in the Contract price.The
reporting requirements in §7 below are based on guidance from the US Office of Management and
Budget (0MB),and as such are subject to change at any time by 0MB.Any such changes shall be
automatically incorporated into this Contract and shall become part of Contractor’s obligations under
this Contract,as provided in §2 above.The Colorado Office of the State Controller will provide
summaries of revised 0MB reporting requirements at
http://www.colorado.pov/dpa/df/sco/FFATA.htm.
6.Effective Date and Dollar Threshold for Reporting.The effective date of these supplemental
provisions apply to new Awards as of October 1,2010.Reporting requirements in §7 below apply to
new Awards as of October 1,2010,if the initial award is $25,000 or more.If the initial Award is below
$25,000 but subsequent AWard modifications result in a total Award of $25,000 or more,the Award is
Page 3 of4
Exhibit C -Page 100 of 109
subject to the reporting requirements as of the date the Award exceeds $25,000.If the initial Award
is $25,000 or more,but funding is subsequently de-obligated such that the total award amount falls
below $25,000,the Award shall continue to be subject to the reporting requirements.
7.Subrecipient Reporting Requirements.If Contractor is a Subrecipient,Contractor shall report as
set forth below.
7.1 To CCR.A Subrecipient shall register in CCR and report the following data elements in CCR
for each Federal Award Identification Number no later than the end of the month following the
month in which the Subaward was made:
7.1.1 Subrecipient DUNS Number;
7.1.2 Subrecipient DUNS Number +4 if more than one electronic funds transfer (EFT)
account;
7.1.3 Subrecipient Parent DUNS Number;
7.1.4 Subrecipient’s address,including:Street Address,City,State,Country,Zip +4,and
Congressional District;
7.1.5 Subrecipient’s top 5 most highly compensated Executives if the criteria in §4 above
are met;and
7.1.6 Subrecipient’s Total Compensation of top 5 most highly compensated Executives if
criteria in §4 above met.
7.2 To Prime Recipient.A Subrecipient shall report to its Prime Recipient,upon the effective date
of the Contract,the following data elements:
7.2.1 Subrecipient’s DUNS Number as registered in CCR.
7.2.2 Primary Place of Performance Information,including:Street Address,City,State,
Country,Zip code +4,and Congressional District.
8.Exemptions.
8.1.These Supplemental Provisions do not apply to an individual who receives an Award as a
natural person,unrelated to any business or non-profit organization he or she may own or
operate in his or her name.
8.2 A Contractor with gross income from all sources of less than $300,000 in the previous tax year
is exempt from the requirements to report Subawards and the Total Compensation of its most
highly compensated Executives.
8.3 Effective October 1,2010,“Award’currently means a grant,cooperative agreement,or other
arrangement as defined in Section 1.1 of these Special Provisions.On future dates Award”
may include other items to be specified by 0MB in policy memoranda available at the 0MB
Web site;Award also will include other types of Awards subject to the Transparency Act.
8.4 There are no Transparency Act reporting requirements for Vendors.
9.Event of Default.Failure to comply with these Supplemental Provisions shall constitute an event of
default under the Contract and the State of Colorado may terminate the Contract upon 30 days prior
written notice if the default remains uncured five calendar days following the termination of the 30 day
notice period.This remedy will be in addition to any other remedy available to the State of Colorado
under the Contract,at law or in equity.
Page4of4
Exhibit C -Page 101 of 109
EXifiBIT E
FINDING OF NO SIGNIFICANT IMPACT (FONSI)AND
ENVIRONMENTAL CLOSEOUT PROCEDURES
Exhibit C -Page 102 of 109
U.S.Dcpa hmcnt nfl lonclantl Security
Region VU!
Denver Federal Center.!3tiiidin 710
P.O.BoX 25267
Denver.CO 80225-0267
DS
FEMA
EHP-R$
September 23,2011
Marilyn Gaily
Chief of Mitigation and Recovery Operations
Colorado Department of Local Affairs
Division of Emergency Management
9195 E.Mineral Avenue,Suite 200
Centennial,CO 80112
Re:National Environmental Policy Act Compliance,fMA-PJ-08-CO-20 10-001
Dear Ms.Gaily:
Enclosed is a copy of the final Finding of No Significant Impact (FONSI)based on
the Environmental Assessment (EA)prepared for the Stone Creek Flood Mitigation,
Eagle County,Colorado.Because no substantive comments were received during the
public comment period,the draft EA is now final.
Please ensure that the subgrantee is aware that compliance with all conditions of the
EA and FONSI is required.Failure to comply with these conditions could delay or
jeopardize federal funding and the success of the project.
Any changes to the design or construction of the proposed action as described in the
EA and/or the FONSI,must be reported immediately to FEMA.If changes are made,
additional environmental review will be required.After the project is completed,
please sign the Environmental Closeout Declaration form,document how you met the
stipulations of the EA and FONSI documents,attach copies of all required permits,
and forward with your grant closeout documentation.
If you have any questions concerning the environmental documents or these
procedures,please do not hesitate to call me at 303-235-4926.
Sincerely,
Richard Myerj
Deputy Regj’fial Environmental Officer
Enclosure
Exhibit C -Page 103 of 109
FEDERAL EMERGENCY MANAGEMENT AGENCY
FINDING OF NO SIGNIFICANT IMPACT
Stone Creek Floodplain Mitigation Project
(FMA-PJ-O8-CO-2010-001)
Eagle County,Colorado
September 23,2011
BACKGROUND
Eagle County has requested federal Emergency Management Agency (FEMA)Pre-Disaster
Mitigation Program funding to reduce future flood hazards within the Stone Creek subdivision of
the community of Eagle-Vail (39.6191,-106.4886).Currently,twelve (12)residential structures
are located within the floodplain.Flooding in Eagle-Vail would likely be rapid due to rainfall on
top of snowmelt events in the steep mountain drainage basin.Therefore,it is expected that there
would not be sufficient time to respond during a flood to prevent flood damages.
In accordance with the National Environmental Policy Act (NEPA)of 1969,National Historic
Preservation Act (N}IPA),Executive Order (EO)1198$,EO 11990,and the implementing
regulations of FEMA,an Environmental Assessment (EA)was prepared to assess the potential
impacts on the human and natural environment,and is incorporated by reference.
Two Action Alternatives were evaluated in the attached EA.Alternative 2 would provide flood
protection to properties along the segment of Stone Creek and the Stone Creek Bypass Channel
by enlarging the existing bypass channel and upgrading existing culverts,diversion structure,and
spillway.Alternative 3 would provide flood protection to properties located along Stone Creek
by upgrading culverts and spillway on Stone Creek and upgrading culverts on Golf Club Creek.
Both Alternative 2 and Alternative 3 have been designed to convey flows associated with the
100-year flood event.Both Action Alternatives are described in detail in the EA,which was
available for public review and comment from August 25,2011 until September 16,2011.
MITIGATION AND STIPULATIONS
The resulting mitigation and stipulations upon which this finding is conditioned are:
1.Excavation and vegetation removal activities would be completed in accordance with Best
Management Practices (BMPs)to reduce impacts to soils and water resources.A Grading
Permit and a Permit to Construct in a Public Way from Eagle County would be required.
2.Any excess excavated soil would be stockpiled at the existing golf course soil stockpile area.
3.If any off-site fill material is required,it would be obtained from an approved borrow area.
4.Upon completion of construction,the disturbed areas would be revegetated.
5.Fueling of equipment would be at least 50 feet from the stream.
6.The project sponsor would need to obtain a floodplain Development Permit from the Eagle
County Floodplain Administrator.A Letter of Map Revision would be submitted post project.
7.Residents would be notified of any road closures.
8.Dust abatement procedures would be implemented if fugitive dust becomes an issue for local
residents.
Stone Creek FONSI 1 September 23,2011
Exhibit C -Page 104 of 109
9.If the final design indicates that more than 1 acre would be disturbed,Eagle County would
need to obtain a NPDE$permit from the Colorado Department of Public Health and
Environment (CDPHE)Water Quality Control Division.As part of the permitting process,
Eagle County would also need to prepare a Storm Water Pollution Prevention Plan (SWPPP)
describing BMPs that would be used to prevent and/or minimize soil erosion and the
movement of sediment during the construction of the project features.
10.Prior to construction,the project sponsor would obtain an appropriate Section 404 permit
based on coordination with the U.S.Army Corps of Engineers and confirm adherence to all
mitigation requirements as outlined in the Section 404 permit.This permitting process would
also include obtaining a Clean Water Act Section 401 Water Quality Certification from the
CDPHE.
11.The project sponsor would coordinate with the Utility Notification Center of Colorado
regarding the location of utilities within the project area.
12.To assure noise levels remain at acceptable levels,all equipment would be equipped with
proper mufflers,construction activities would be limited to daylight hours.
13.If cultural resources are encountered during project activities,work would be stopped until
appropriate coordination has been completed with the Colorado State Historic Preservation
Office.
FINDiNGS
Based upon the information contained in the attached Final EA completed in accordance with the
National Environmental Policy Act,FEMA’s regulations (44 CFR Part 10)for environmental
considerations,and Executive Orders (EO)addressing Floodplains (EO 11988),Wetlands (EO
11990),and Environmental Justice (EO 12898),it is found that both Action Alternatives,with
the prescribed mitigation measures and stipulations,would have no significant adverse impact on
the human environment.As a result of this Finding of No Significant Impact (FONS1),an
Environmental Impact Statement will not be prepared,and Alternative 2 or Alternative 3 may
proceed,with the associated mitigation measures and stipulations identified above and described
in the attached EA.
APPROVAL
A
Steven Hardegen Date
FEMA Region vm
Environmental Officer
Stone Creek FONSI 2 September 23,2011
Exhibit C -Page 105 of 109
ENVIRONMENTAL CLOSEOUT PROCEDURES
Because the environmental laws fall within FEMA’s area of responsibility,verification
that the requirements of the environmental documents were met must be provided at the
time of grant closeout.The applicant or applicant’s agent must certify the conditions
stated in the Catex or fonsi document were met,attach all copies of permits and other
required documentation,and submit to FEMA with the closeout packet.
Examples of conditions of environmental documents (not all inclusive):
1.Stonnwater permits (EPA’s NPDES;Section 401 of the Clean Water Act)
2.Dike pennit
3.Army Corps of Engineers Section 10 or 404 permits
4.Floodplain development permit
5.Local permits for debris removal;abandonment of private wells,asbestos,etc.
6.Documentation that agency recommendations such as Best Management Practices
(mitigation)were followed
7.Documentation that applicant received coordinated approvals from agencies on
fmal design or plan where requested
This process begins at the time of grant award by the State.The applicant will have
already received a copy of the environmental documentation from FEMA staff outlining
the conditions to be met.The State should further emphasize the applicant’s
responsibilities.The quarterly 404 Report must reflect the progress being made on
environmental conditions.
The applicant must sign FEMA’s Environmental Closeout Declaration and attach a
statement or explanation of what action was taken to address each condition or
explain why an action was not required.Copies of all permits must be attached.
Funding will be jeopardized if environmental conditions are not followed and required
permits are not obtained.
Exhibit C -Page 106 of 109
ENVIRONMENTAL CLOSEOUT DECLARATION:
This form must be signed after project completion and submitted as part of the grant closeout
documentation.
I attest that all conditions listed in the approved project’s environmental document were followed
and the appropriate permits and documentation are attached.I further attest that none of the
issues listed under Project Conditions and Assurances in the project application were
encountered,which would have required further environmental coordination with FEMA.
Name of Applicant or Applicant’s Agent (Print)Title
Signature of Applicant or Applicant’s Agent Date
Project Title
1
Exhibit C -Page 107 of 109
form 1
GRANT FUNDING CHANGE LETTER,Number
Tothe
AGREEMENT
Between the
STATE OF COLORADO
DEPARTMENT Of LOCAL AFFAIRS
And
Summary
This Amendment Amount
_____
Form of Financial Assistance:Grant Loan Tot Award Amount:
Agreement Identification:
Contract Encumbrance #:
_____
(DOLA sprimary identflcation #for this agreement)
Contract Management System #:
_____
(State of Colorado prirnary identflcation #for this Grant
Onginal Agreement’s CMS #
_____
funding Change Letter and #for the original agreement)
Project Information:
Project/Award Number:
_____
Project Name:
_____
Performance Period:Start Date:
_____
End Date:
_____
Brief Description of Change(s)in
_____
this Grant Funding Change Letter:
Program &Funding Information:
Program Name
_____
Catalog of Federal Domestic Assistance (CFDA)Number (if federal funds):
Funding Account Codes:
______________________________
Page Fl-I of 3 —Grant Funding Change Letter
Exhibit C -Page 108 of 109
Date:
In accordance with §21(J)(ili)of the Original Agreement (hereinafter called “Grant”),as identified on page 1 of
this Grant Funding Change Letter,between the State of Colorado,Department of Local Affairs,and
_____,
the
undersigned commits the following change(s)to the Grant:
1.Maximum Funding.The amount of funds available and specified in §7(A)of the Grant is
fl increased
fl decreased
by
_____
to a new total funds available of_____for the following reason:
_____
2.Project Budget.The Project Budget table specified in Exhibit B,§4.2 of the Grant is changed to:
3.Payment Schedule.The Payment Schedule table specified in Exhibit B,§5.1 of the Grant is changed to:
4.Code of Federal Domestic Assistance (“CFDA”).The CfDA number(s)for the Grant is changed to:If
more than one CFDA #,list each and the funded amount.Otherwise specif’the new CFDA #only.
5.Representative.The representative for the State specified in §16 of the Grant is changed to:insert Name
and title of Persons for Department,address,city,state,zip code,and email.
6.Responsible Administrator.The Responsible Administrator specified in Exhibit B,§3.2 of the Grant is
changed to insert name of new Responsible Administrator.
7.Other Key Personnel.The Other Key Personnel specified in Exhibit B,§3.3 of the Grant is changed to
insert name of new Other Key Personnel.
8.Initial Term Extension.The Termination Date specified in §5(A)of the Grant is extended to
_____
9.Two Month Extension.The Termination Date specified in §5(A)of the Grant is extended to new end date,
which can be up to two months from current termination date in accordance with §5(B)of the Grant.The
extension shall immediately terminate when and if a replacement Grant is approved and signed by the
Colorado State Controller.
10.Termination for Cause and/or Breach.The Grant is terminated for cause and/or default,effective insert
termination date,in accordance with §15(A)of the Grant.Describe cause and/or default resulting in the
termination,and if partial termination,describe the aspects being terminated.
11.Early Termination in the Public Interest.The Grant is terminated in the public interest,effective insert
termination date,in accordance with §15(B)of the Grant.Specify reason(s)if any for the termination.
The above Section(s)are hereby modified accordingly.
The effective date of hereof is upon approval of the State Controller.
THE REST Of THIS PAGE iNTENTIONALLY LEFT BLANK
Page F 1-2 of 3 —Grant funding Change Letter
Exhibit C -Page 10901109
SIGNATURE
STATE OF COLORADO
John W.ilickenlooper,GOVERNOR
DEPARTMENT OF LOCAL AFFAIRS PRE-APPROVED FORM CONTRACT REVIEWER
By:Sample Only By:Sample Only
Reeves Brown William F.Archambault,Jr.
Executive Director Finance and Administration Chief
Date:
______________________________________
Date:
______________________________________
ALL GRANTS REOUIRE APPROVAL BY THE STATE CONTROLLER
CRS §24-30 202 requires the State Controller to approve all State Grants This Grant is not valid until signed and dated
below by the State Controller or delegate Grantee is not authorized to begtn performance until such time If Grantee begins
performing prior thereto the State of Colorado is not obligated to pay Grantee for such performance or for any goods and/or
services provided hereunder.
STATE CONTROLLER
David J.McDermott,CPA
By Sample Only
Barbara M Casey
Controller Delegate
Date:_______________________
Page Fl-3 of 3 —Grant funding Change Letter
Exhibit D -Page 1 of 36
EXHIBIT “D”
GENERAL CONDITIONS
TO CONSTRUCTION AGREEMENT FOR
STONE CREEK FLOOD HAZARD MITIGATION PROJECT
ARTICLE 1-DEFINITIONS
Wherever used in these General Conditions or in the other Contract Documents,the following terms have
the meanings indicated which are applicable to both the singular and plural thereof:
ADDENDA:Written or graphic instruments issued prior to the opening of bids which clarify,
correct,or change the bidding documents or the Contract Documents.
AGREEMENT:The written agreement between OWNER and CONTRACTOR covering the
Work to be performed;other Contract Documents are attached to the Agreement and made a part
thereof as provided therein.
APPLICATION FOR PAYMENT:The form accepted by ENGINEER which is to be used by
CONTRACTOR in requesting progress or final payment,and which is to include such supporting
documentation as is required by the Contract Documents.
BID:The offer or proposal of the bidder submitted on the prescribed form setting forth the prices
for the Work to be performed.
BONDS:Bid,performance,and payment bonds,and other instruments of security.
CHANGE ORDER:A written order to CONTRACTOR signed by OWNER authorizing an
addition,deletion,or revision in the Work,or an adjustment in the Contract Price or the Contract
Time issued afier the effective date of the Agreement.
CONTRACT DOCUMENTS:Those documents set forth in Article 7 of the Agreement.
CONTRACT PRICE:The monies payable by OWNER to CONTRACTOR under the Contract
Documents as stated in the Agreement.
CONTRACT TIME:The number of days computed as provided in these General Conditions,or
the date stated in the Agreement for the completion of the Work.
CONTRACTOR:The person,firm,or corporation with whom OWNER has entered into the
Agreement.
DAY:A calendar day of twenty-four hours measured from midnight to the next midnight.
DEFECTIVE:An adjective which,when modifying the word “Work,”refers to Work that is
unsatisfactory,faulty or deficient,or does not meet the requirements of any inspection,test,or
approval referred to in the Contract Documents,or has been damaged prior to ENGINEER’S
recommendation of final payment or prior to the conclusion of the guarantee period under
paragraph 13.12 or prior to the expiration of any applicable statute of limitations.
Exhibit D -Page 2 of 36
DRAWINGS:Graphic and pictoral portions of the Contract Documents which show the
character and scope of the Work to be performed including design,location and dimension of the
Work including plans,elevations,sections,details,schedules and diagrams,and which have been
prepared or approved by ENGINEER,and are referred to in the Contract Documents.
EFFECTIVE DATE OF THE AGREEMENT:The date indicated in the Agreement on which
it becomes effective,but,if no such date is indicated,it means the date on which the Agreement is
signed and delivered by the last of the two parties to sign and deliver.
ENGINEER:The person,firm or corporation to be identified by OWNER.The ENGINEER
may be a department employee of OWNER who may perform all or some of the duties of
ENGINEER,but in such case shall exercise his duties in conformance with the standards
applicable to independent professional engineers.
FIELD ORDER:A written order issued by ENGINEER which orders minor changes in the
Work in accordance with paragraph 10.2,but which does not involve a change in the Contract
Price or the Contract Time.
MODIFICATION:(a)A written amendment of the Contract Documents signed by both parties,
or (b)a change order.The Contract Documents may only be amended by a modification.A
modification may only be issued afier the effective date of the Agreement.The Contract
Documents only create a contractual relationship between Owner and Contractor.
NOTICE OF AWARD:The written notice by OWNER to the apparent successful bidder stating
that upon compliance by the apparent successful bidder with the conditions precedent enumerated
therein,within the time specified,OWNER will sign and deliver the Agreement.
NOTICE TO PROCEED:A written notice given by OWNER to CONTRACTOR (with a copy
to ENGINEER)fixing the date on which the Contract Time will commence to run,and on which
CONTRACTOR shall start to perform his obligations under the Contract Documents.
OWNER:The public body or authority,corporation,association,partnership,or individual with
whom CONTRACTOR has entered into the Agreement,and for whom the Work is to be provided.
PROJECT:The Stone Creek flood Hazard Mitigation Project as more fully set forth in the
Contract Documents.
RESIDENT PROJECT REPRESENTATIVE:The authorized representative of ENGINEER as
approved by OWNER who is assigned to the site or any part thereof.
SHOP DRAWINGS:All drawings,diagrams,illustrations,schedules,and other data which are
specifically prepared by CONTRACTOR,a subcontractor,manufacturer,fabricator,supplier,or
distributor to illustrate some portion of the Work,and all illustrations,brochures,standard
schedules,performance charts,instructions,diagrams,and other information prepared by a
manufacturer,fabricator,supplier,or distributor and submitted by CONTRACTOR to illustrate
material or equipment for some portion of the Work.
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Exhibit D -Page 3 of 36
SPECIFICATIONS:Those portions of the Contract Documents consisting of written technical
descriptions of materials,equipment,construction systems,standards,and workmanship as
applied to the Work and certain administrative details applicable thereto.
SUBSTANTIAL COMPLETION:The Work (or a specified part thereof)has progressed to the
point where,in the opinion of OWNER and ENGNEER as evidenced by his definitive certificate
of substantial completion,it is sufficiently complete,in accordance with the Contract Documents,
so that the Work (or specified part)can be utilized for the purposes for which it was intended;or if
there be no such certificate issued,when final payment is due in accordance with paragraph 14.13.
The terms “substantially complete”and “substantially completed”as applied to any Work refer to
substantial completion thereof
WORK:The entire completed construction or the various separately identifiable parts thereof
required to be furnished under the Contract Documents.Work is the result of performing services,
furnishing and incorporating materials and equipment into all construction,all as required by the
Contract Documents or as may be reasonably inferable therefrom and includes all labor,materials,
equipment and services provided or to be provided by CONTRACTOR or to fulfill
CONTRACTOR’S obligations.
ARTICLE 2-PRELIMINARY MATTERS
DELIVERY OF BONDS:
2.1 When CONTRACTOR delivers the executed Agreements to OWNER,CONTRACTOR shall also
deliver to OWNER such bonds as CONTRACTOR may be required to furnish in accordance with
paragraph 5.1.
COPIES OF DOCUMENTS:
2.2 OWNER shall furnish to CONTRACTOR up to five (5)copies (unless otherwise specified herein)
of the Contract Documents as are reasonably necessary for the execution of the Work.Additional
copies will be furnished,upon request,at the cost of reproduction.
COMMENCEMENT OF CONTRACT TIME;NOTICE TO PROCEED:
2.3 The Contract Time will commence upon issuance of a Notice to Proceed.A Notice to Proceed
may be given at any time within ninety days after the effective date of the Agreement.
STARTING THE PROJECT:
2.4 CONTRACTOR shall start to perform the Work on the date when the Contract Time commences
to run,but no Work shall be done at the site prior to the date on which the Contract Time
commences to run.
BEFORE STARTING CONSTRUCTION:
2.5 Before undertaking each part of the Work,CONTRACTOR shall carefully study and compare the
Contract Documents and check and verify pertinent figures shown thereon and all applicable field
measurements.CONTRACTOR shall promptly report in writing to ENGINEER and OWNER
3
Exhibit D -Page 4 of 36
any conflict,error,or discrepancy which CONTRACTOR may discover;however,
CONTRACTOR shall not be liable to OWNER or ENGINEER for failure to report any conflict,
error,or discrepancy in the Drawings or Specifications,unless CONTRACTOR had actual
knowledge thereof,or should reasonably have known thereof.
2.6 Within ten days after the effective date of the Agreement (unless otherwise specified in the
Contract Documents)CONTRACTOR shall submit to ENGINEER and OWNER for review and
acceptance an estimated progress schedule indicating the starting and completion dates of the
various stages of the Work,a preliminary schedule of shop drawings submissions,and a
preliminary schedule of values of the Work.Contractor acknowledges that all Work shall be
completed within the Contract Time.
Further,at least ten days prior to submitting the first application for a progress payment,
CONTRACTOR shall submit to ENGINEER and OWNER a progress schedule,a final schedule
of shop drawing submissions,and,where applicable,a schedule of values of the Work.These
schedules shall be satisfactory in form and substance to ENGINEER and OWNER.The schedule
of values shall include quantities and unit prices aggregating the Contract Price,and shall
subdivide the Work into component parts in sufficient detail to serve as the basis for progress
payments during construction.Upon acceptance of the schedule of values by ENGINEER and
OWNER,it shall be incorporated into a form of application for payment acceptable to
ENGINEER and OWNER.
2.7 Before any Work at the site is started,CONTRACTOR shall deliver to OWNER,with a copy to
ENGINEER,certificates of insurance (and other evidence of insurance requested by OWNER)
which CONTRACTOR is required to purchase and maintain in accordance with Article 5 hereof.
PRE-CONSTRUCTION CONFERENCE:
2.8 Within twenty days after the effective date of the Agreement,but before CONTRACTOR starts
the Work at the site,a conference will be held for review and acceptance of the schedules referred
to in paragraph 2.6,to establish procedures for handling shop drawings and other submittals,and
for processing applications for payment,and to establish a working understanding among the
parties as to the Work.
ARTICLE 3-CONTRACT DOCUMENTS:INTENT AND REUSE
INTENT:
3.1 The Contract Documents comprise the entire agreement between OWNER and CONTRACTOR
concerning the Work.They may be altered only by a Modification.
3.2 The Contract Documents are complementary;what is called for by one is as binding as if called
for by all.If during the performance of the Work,CONTRACTOR finds a conflict,error,or
discrepancy in the Contract Documents,he shall report it to ENGINEER and OWNER in writing
at once and before proceeding with the Work affected thereby;however,CONTRACTOR shall
not be liable to OWNER or ENGINEER for failure to report any conflicts,error,or discrepancy in
the Specifications or Drawings unless CONTRACTOR had actual knowledge thereof,or should
reasonably have known thereof.
4
Exhibit D -Page 5 of 36
3.3 The Contract Documents include those documents set forth in Article 7 of the Agreement.
3.4 It is the intent of the Specifications and Drawings to describe a complete Project (or part thereof)
to be constructed in accordance with the Contract Documents.Any Work that may reasonably be
inferred from the Specifications or Drawings as being required to produce the intended result shall
be supplied whether or not it is specifically called for.When words which have a well-known
technical or trade meaning are used to describe work,materials,or equipment,such words shall be
interpreted in accordance with such meaning.References to codes of any technical society,
organization,or association,or to the code of any governmental authority,whether such reference
be specific or by implication,shall mean the latest standard specification,manual,or code in effect
at the time of opening of bids (or on the effective date of the agreement if there were no bids),
except as may be otherwise specifically stated.However,no provision of any referenced standard
specification,manual,or code (whether or not specifically incorporated by reference in the
Contract Documents)shall change the duties and responsibilities of OWNER,CONTRACTOR,or
ENGINEER,or any of their agents or employees from those set forth in the Contract Documents.
Clarifications and interpretations of the Contract Documents shall be issued by ENGINEER as
provided for in paragraph 9.3.
3.5 The Contract Documents will be governed by the law of the place of the Project.
REUSE Of DOCUMENTS:
3.6 Neither CONTRACTOR nor any Subcontractor,manufacturer,fabricator,supplier,or distributor
shall have or acquire any title to or ownership rights in any of the drawings,specifications,or
other documents (or copies of any thereof)prepared by or bearing the seal of ENGINEER;and
they shall not reuse any of them on extensions of the Project,or any other project,without written
consent of OWNER and ENGINEER,and specific written verification or adaptation by
ENGINEER.
ARTICLE 4-AVAILABILITY Of LANDS;PHYSICAL CONDITIONS;REFERENCE POINTS
AVAILABILITY OF LANDS:
4.1 CONTRACTOR acknowledges that the Work is to occur on lands owned by third parties.
OWNER shall furnish,as indicated in the Contract Documents,the lands upon which the Work is
to be performed,rights-of-way for access thereto,and such other lands which are designated for
the use of CONTRACTOR.Easements for permanent structures,or permanent changes in
existing facilities,will be obtained and paid for by OWNER,unless otherwise provided in the
Contract Documents.If CONTRACTOR believes that any delay in OWNER’S furnishing these
lands or easements entitles him to an extension of the Contract Time,CONTRACTOR may make
a claim therefore as provided in Article 12.CONTRACTOR shall provide for all additional lands
and access thereto that may be required for temporary construction facilities or storage of
materials and equipment.
PHYSICAL CONDITIONS -INVESTIGATIONS AND REPORTS:
4.2 Reference is made to the supplementary conditions for identification of those reports of
investigations and tests of subsurface and latent physical conditions at the site or otherwise
5
Exhibit D -Page 6 of 36
affecting cost,progress,or performance of the Work which have been relied upon by ENGINEER
in the preparation of the Drawings and Specifications.Such reports are not part of the Contract
Documents.
UNFORESEEN PHYSICAL CONDITIONS:
4.3 CONTRACTOR shall promptly notify OWNER and ENGINEER in writing of any subsurface or
latent physical conditions at the site or in an existing structure differing materially from those
indicated or referred to in the Contract Documents.ENGINEER will promptly review those
conditions and advise OWNER in writing if further investigation or tests are necessary.Promptly
thereafter,OWNER may obtain the necessary additional investigations and tests,and furnish
copies to ENGINEER and CONTRACTOR.If ENGINEER and OWNER find that the results of
such investigations or tests indicate that there are subsurface or latent physical conditions which
differ materially from those intended in the Contract Documents,and which could not reasonably
have been anticipated by CONTRACTOR,a change order,which shall require the written
approval of OWNER to be binding,may be issued incorporating the necessary revisions as
mutually agreed upon by the parties.
REFERENCE POINTS:
4.4 OWNER shall provide engineering surveys for construction to establish reference points which in
his judgment are necessary to enable CONTRACTOR to proceed with the Work.
CONTRACTOR shall be responsible for laying out the Work (unless otherwise specified herein),
shall protect and preserve the established reference points,and shall make no changes or
relocations without the prior written approval of OWNER.CONTRACTOR shall report to
ENGINEER and OWNER whenever any reference point is lost or destroyed or requires relocation
because of necessary changes in grades or locations,and shall be responsible for replacement or
relocation of such reference points by professional qualified personnel.
ARTICLE 5-BONDS AND INSURANCE
PERFORMANCE AND OTHER BONDS:
5.1 CONTRACTOR shall furnish performance and payment bonds,each in an amount at least equal
to 100%of the Contract Price as security for the faithful perfonnance and payment of all
CONTRACTOR’S obligations under the Contract Documents.These bonds shall remain in effect
until two years after the date of final payment,except as otherwise provided by law.
CONTRACTOR shall also furnish other bonds as are required by the Contract Documents.All
bonds shall be in the forms prescribed by the Contract Documents,and be executed by such
sureties as (a)are licensed to conduct business in the state where the project is located,and (b)are
named in the current list of “Companies Holding Certificates of Authority as Acceptable Sureties
on federal Bonds and as Acceptable Reinsuring Companies”as published in Circular 570
(amended)by the Audit Staff Bureau of Accounts,U.S.Treasury Department.All bonds signed
by an agent must be accompanied by a certified copy of the authority to act.
5.2 If the surety on any bond furnished by CONTRACTOR is declared bankrupt,or becomes
insolvent,or its right to do business is terminated in any state where any part of the project is
located,or it ceases to meet the requirements of clauses (a)and (b)of paragraph 5.1,
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Exhibit D -Page 7 of 36
CONTRACTOR shall within five days thereafter substitute another bond and surety,both of
which shall be acceptable to OWNER.
INSURANCE:
5.3 CONTRACTOR’S Liability Insurance:The CONTRACTOR shall purchase and maintain such
insurance as will protect him from claims set forth below which may arise out of or result from the
CONTRACTOR’S operations under the Agreement,whether such operations be by himself,or by
any Subcontractor,or by anyone directly or indirectly employed by any of them,or by anyone for
whose acts any of them may be liable.
All such insurance shall remain in effect until final payment,and at all times thereafter when
CONTRACTOR may be correcting,removing,or replacing defective Work.In addition,
CONTRACTOR shall maintain such completed operations insurance for at least two years after
final payment,and furnish OWNER with evidence of continuation of such insurance at final
payment and one year thereafter.
5.3.1 Claims under Workmen’s Compensation,disability benefits,and other similar
employee benefit acts;
5.3.2 Claims for damage because of bodily injury,occupational sickness or disease,or
death of his employees,and claims insured by usual personal injury liability
coverage;
5.3.3 Claims for damage because of bodily injury,sickness or disease,or death of any
person other than his employees,and claims insured by usual personal injury
liability coverage;
5.3.4 Claims for damages because of injury to or destruction of tangible property,
including loss of use resulting therefrom.
Workmen’s Compensation insurance shall provide coverage as required by the
laws of the State of Colorado.
Insurance covering claims for damages to persons or property required by the
preceding paragraph (except subparagraph 5.3.1)shall be in the following
minimum amounts:
Bodily Injury Liability:
Each Person:$1,000,000
Each Accident or Occurrence:$2,000,000
Property Damage Liability:
Each Accident or Occurrence:$1,000,000
Aggregate:$2,000,000
Products and completed operations aggregate $1,000,000
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Exhibit D -Page 8 of 36
Employers Liability,including $500,000
Occupational Disease
Any one fire $50,000
If any aggregate limit is reduced below $1,000,000 because of claims made or paid,
CONTRACTOR shall immediately obtain additional insurance to restore the full
aggregate limit and furnish to OWNER a certificate or other document satisfactory
to OWNER showing compliance with this provision.
Said insurance shall be furnished in types specified as follows:
5.3.5 CONTRACTOR’S Commercial General Liability Insurance written on ISO
occurrence form CG 00 0110/93 or equivalent,issued to and covering the liability
for damage imposed by law upon the CONTRACTOR and each Subcontractor with
respect to all Work performed by them under the Agreement and covering premises
operations,fire damage,independent contractors,products and completed
operations,blanket Grantual liability,personal injury,and advertising liability.
5.3.6 CONTRACTOR’S Protective Liability Insurance issued to and covering the
liability for damages imposed by law upon the CONTRACTOR and each
Subcontractor with respect to all Work under the Agreement performed for the
CONTRACTOR by Subcontractors.
5.3.7 Completed Operations Liability Insurance issued to and covering the liability for
damage imposed by law upon the CONTRACTOR and each Subcontractor arising
between the date of final cessation of the Work,and the date of final acceptance
thereof out of that part of the Work performed by each.
5.3.8 Comprehensive Automobile Insurance covering any auto (including owned,hired
and non-owned autos)shall be carried with a minimum limit of $1,000,000 each
accident combined single limit.All liability and property damage insurance
required hereunder shall be Comprehensive General and Automobile Bodily Injury
and Property Damage form of policy.
5.3.9 Employer’s Liability Insurance covering all of CONTRACTOR’s and any
Subcontractor’s employees acting within the course and scope of their employment.
5.3.10 The CONTRACTOR shall in addition,and in the amounts required under the
above,obtain Protective Liability Insurance issued to and covering the liability for
damages imposed by law upon the OWNER with respect to all operations under the
Agreement by the CONTRACTOR or his Subcontractors,including omissions and
supervisory acts by the OWNER.
5.4 Intentionally Omitted.
5.5 Subcontractor’s Insurance:Before permitting any of his Subcontractors to perfonn any Work
under this Agreement,CONTRACTOR shall either (a)require each of his Subcontractors to
procure and maintain during the life of his Subcontracts insurance consistent with the
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Exhibit D -Page 9 of 36
requirements of paragraph 5.3 above,or (b)insure the activities of his Subcontractors in his own
policy.
5.6 Builder’s Risk Insurance:Insofar as the Work to be performed under this Agreement consists
entirely of new construction removed and separated from any existing facility used by OWNER,
CONTRACTOR shall procure and maintain,for the duration of the Work of this Project,Builder’s
Risk Insurance,including the perils of fire,extended coverage (loss due to vehicles,explosion,
wind,flood,riot,etc.),vandalism and malicious mischief,and special extended coverage (loss due
to falling objects,collapse,water damage from faulty or leaking systems,etc.)in the full amount
of the Contract Price plus the cost of authorized extras.Said amount of insurance coverage shall
be considered to cover the insurable value of the Work under this Agreement which is considered
not to exceed one hundred percent (100%)of the amount of this Agreement and authorized extras.
Such policy shall not insure any tools or equipment,or temporary structures erected at the site and
belonging to any person or persons,or their Subcontractors who are obliged by contract with the
OWNER to do Work on the Projects.
Such insurance shall be placed jointly in the names of the OWNER,CONTRACTOR,and any and
all Subcontractors,and any and all others obliged by contract with the OWNER to do Work on
this Project and at the OWNERS option,any other person or persons whom the OWNER deems
to have an insurable interest in said property,or any part thereof,payable as their several interests
may appear.
CONTRACTOR shall furnish OWNER with certification of said insurance prior to
commencement of any Work.Any proceeds obtained from insurance provided for by this
paragraph shall be paid to and held by the OWNER as trustee.The OWNER shall have the right
to withhold payment of such proceeds until such time as the Work destroyed or damaged and
covered by such insurance shall be reconstructed and shall pay such proceeds on an installment
basis similar to that provided for by progress payments covering the original Work.
5.7 Certificates of Insurance:Certificates of Insurance acceptable to the OWNER shall be filed with
the OWNER prior to commencement of the Work.These Certificates shall contain provisions
naming the OWNER,any third-party property owner,and the State of Colorado as an additional
insured under CONTRACTOR’S insurance,as more fully required by the General Conditions
herein,and that coverage afforded under the policies will not be cancelled until at least forty-five
(45)days prior written notice has been given the OWNER and the State of Colorado via certified
mail.No later than fifteen (15)days prior to the expiration date of any such coverage,
CONTRACTOR and any Subcontractor shall deliver to OWNER certificates of insurance
evidencing renewals thereof In addition,upon request by the State of Colorado at any other time
during the term of the Agreement,CONTRACTOR and any Subcontractor shall,within ten (10)
days of such request,supply to the State of Colorado and Owner evidence satisfactory to the State
of compliance with Section 5.3.CONTRACTOR and his Subcontractors shall not permit any of
his Subcontractors to start Work until all required insurance has been obtained and certificates
with the proper endorsements have been filed with the OWNER.failure of the CONTRACTOR
to comply with the foregoing insurance requirement shall in no way waive the OWNER’S rights
hereunder.
5.8 Owner’s Liability Insurance:The OWNER,at his option,may but shall not be required to,
purchase and maintain such liability insurance as will protect him against claims which may arise
from operations under this Agreement.Purchasing and maintaining such insurance,however,will
9
Exhibit D -Page 10 of 36
not relieve the CONTRACTOR from purchasing and maintaining the insurance hereinbefore
specified.
5.9 Loss of Use of Insurance:The OWNER,at his option,may but shall not be required to,purchase
and maintain such insurance as will insure him against loss of use of his property due to fire or
other hazards,however caused.
5.10 Coverage required of CONTRACTOR and any of its subcontractors shall be primary over any
insurance or self-insurance program carried by OWNER,property owner,or the State of Colorado.
5.11 All insurance policies in any way related to this Agreement and secured and maintained by
CONTRACTOR as required in this Section 5.3 shall include clauses stating that each carrier shall
waive all rights of recovery,under subrogation or otherwise,against County,property owner or
the State of Colorado,its agencies,institutions,organizations,officers,agents,employees and
volunteers.
5.12 OWNER,property owner and the State of Colorado shall be named as additional insured on the
Commercial General Liability,Automobile Liability Insurance and Completed Operations
Liability Insurance policies.
5.13 Contractor shall insert a clause containing the terms of section 5.3 in all contracts or sub-contracts,
and all Subcontractors shall purchase and maintain the insurance on the terms and conditions as set
forth herein.
ARTICLE 6-CONTRACTOR’S RESPONSIBILITIES
SUPERVISION AND SUPERINTENDENCE:
6.1 CONTRACTOR shall supervise and direct the Work competently and efficiently,devoting such
attention thereto and applying such skills and expertise as may be necessary to perform the Work
in accordance with the Contract Documents.CONTRACTOR shall be solely responsible for the
means,methods,techniques,sequences,and procedures of construction,CONTRACTOR shall not
be solely responsible for the negligence of others in the design or selection of a specific means,
method,technique,sequence,or procedure of construction which is indicated in and required by
the Contract Documents.CONTRACTOR shall be responsible to see that the finished Work
complies accurately with the Contract Documents.
6.2 CONTRACTOR shall keep on the Work at all times during its progress a competent resident
superintendent,who shall not be replaced without written notice to OWNER and ENGINEER
except under extraordinary circumstances.The superintendent will be CONTRACTOR’S
representative at the site and shall have authority to act on behalf of CONTRACTOR.All
communications given to the superintendent shall be as binding as if given to CONTRACTOR.
6.2.1 CONTRACTOR shall maintain and deliver to OWNER a daily construction report of
Work performed,notable events and incidents,weather conditions,Subcontractor’s
performance,any deficiencies (and the corrective actions taken),delays,and other
information that OWNER may reasonably request.
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Exhibit D -Page 11 of 36
6.2.2 CONTRACTOR will participate in meetings with OWNER at a specific date,time and
place established by OWNER,and to deliver all attending parties current reports on the
following items:progress payment requests;requests for information -current log;change
requests -current log;submittals -current log;change orders -current list;claims -
pending claims,notices of claims and any plans to file claims,if applicable,project
progress report,job problems and quality control review and other information OWNER
may reasonably request.
LABOR,MATERIALS AND EQUIPMENT:
6.3 CONTRACTOR shall provide competent,suitably qualified personnel to survey and lay out the
Work,and perform construction as required by the Contract Documents.CONTRACTOR shall at
all times maintain good discipline and order at the site.Except in connection with the safety or
protection of persons,or the Work,or property at the site or adjacent thereto,and except as
otherwise indicated in the supplementary conditions,if any,all Work at the site shall be performed
during regular working hours and CONTRACTOR will not permit overtime Work or the
performance of Work on Saturday,Sunday,or any legal holiday without OWNER’S written
consent given after prior written notice to ENGiNEER.
6.4 Colorado labor shall be employed to perform the Work to the extent of not less than eighty percent
of each type or class of labor in the several classifications of skilled and common labor employed
on the Project.“Colorado labor”means any person who is a resident of the State of Colorado,at
the time of employment,without discrimination as to race,color,creed,sex,age,or religion
except when sex or age is a bona fide occupational qualification.
6.5 CONTRACTOR shall furnish all materials,equipment,labor,transportation,construction
equipment and machinery,tools,appliances,fuel,power,light,heat,telephone,water,and sanitary
facilities,and all other facilities and incidentals necessary for the execution,testing,initial
operation,and completion of Work.
6.6 All materials and equipment shall be of good quality and new,except as otherwise provided in the
Contract Documents.If required by OWNER or ENGINEER,CONTRACTOR shall furnish
satisfactory evidence (including reports of required test)as to the kind and quality of materials and
equipment.
6.7 All materials and equipment shall be applied,installed,connected,erected,used,cleaned,and
conditioned in accordance with the instructions of the applicable manufacturer,fabricator,
supplier,or distributor,except as otherwise provided in the Contract Documents.
6.7.1 CONTRACTOR shall replace supervision personnel as-needed based upon OWNER’s
assessment that the Project is not adequately staffed or the Work is not progressing
adequately.
6.7.2 CONTRACTOR shall at all times maintain a full-time management and supervisory staff
of competent persons at the Project site to coordinate and provide general direction of the
Work and progress of subcontractors on the Project.
6.7.3 CONTRACTOR agrees that only competent and skilled workmen who satisfactorily
perform their duties shall be employed on the Project and CONTRACTOR shall ensure
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Exhibit D -Page 12 of 36
that there are an adequate and competent supply of skilled workmen and materials as
necessary to carry out the Work on a continuous basis.
EQUIVALENT MATERIALS AND EQUIPMENT:
6.8 Whenever materials or equipment are specified or described in the drawings or specifications by
using the name of a proprietary item,or the name of a particular manufacturer,fabricator,supplier,
or distributor,the naming of the item is intended to establish the type,function,and quality
required.Unless the name is followed by words indicating that no substitution is permitted,
materials or equipment of other manufacturers,fabricators,suppliers,or distributors may be
accepted by ENGINEER and OWNER if sufficient information is submitted by CONTRACTOR
to ENGINEER and OWNER to determine that the material or equipment proposed is equivalent
to that named.The procedure for review will be as set forth in paragraphs 6.8.1 and 6.8.2 below.
6.8.1 Requests for review of substitute items of material and equipment will not be accepted
from anyone other than CONTRACTOR.If CONTRACTOR wishes to furnish or use a
substitute item of material or equipment,CONTRACTOR shall make written application
to ENGINEER for acceptance thereof,certifying that the proposed substitute will perform
adequately the functions called for by the general design,be similar and of equal substance
to that specified and be suited to the same use and capable of performing the same function
as that specified.The application will state whether or not acceptance of the substitute for
use in the Work will require a change in the drawings or specifications to adapt the design
to the substitute and whether or not incorporation or use of the substitute in connection
with the Work is subject of payment of any license fee or royalty.All variations of the
proposed substitute from that specified shall be identified in the application and available
maintenance,repair and replacement service will be indicated.The application will also
contain an itemized estimate of all costs or savings that will result directly or indirectly
from acceptance of such substitute,including costs of redesign and claims of other
contractors affected by the resulting change,all of which shall be considered in evaluating
the proposed substitute.ENGINEER may require CONTRACTOR to furnish,at
CONTRACTOR’S expense,additional data about the proposed substitute.ENGINEER
afler conferring with OWNER,will be the sole judge of acceptability,and no substitute
will be ordered or installed without ENGINEER’S prior written acceptance.OWNER may
require CONTRACTOR to furnish,at CONTRACTOR’S expense,a special performance
guarantee or other surety with respect to any substitute.
6.8.2 ENGINEER will record time required by ENGINEER and ENGINEER’S consultants in
evaluating substitutions proposed by CONTRACTOR and in making changes in the
drawings or specifications occasioned thereby,whether or not ENGINEER accepts a
proposed substitute.CONTRACTOR shall reimburse OWNER for the charges of
ENGINEER and ENGINEER’S consultants for evaluating any proposed substitute.
CONCERNING SUBCONTRACTORS:
6.9 CONTRACTOR shall not employ any Subcontractor or other person or organization (including
those who are to furnish the principal items of materials or equipment),whether initially or as a
substitute,against whom OWNER or ENGINEER may have reasonable objection.A
Subcontractor or other person or organization identified in writing to OWNER and ENGINEER
by CONTRACTOR prior to the Notice of Award,and not objected to in writing by OWNER or
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Exhibit D -Page 13 of 36
ENGINEER prior to the Notice of Award,will be deemed acceptable to OWNER and
ENGINEER.Acceptance of any Subcontractor,other person or organization by OWNER or
ENGINEER shall not constitute a waiver of any right of OWNER or ENGINEER to reject
defective work.If OWNER or ENGINEER,after due investigation,has reasonable objection to
any Subcontractor,or other person or organization proposed by CONTRACTOR after the Notice
of Award,CONTRACTOR shall submit an acceptable substitute,and the Contract Price shall be
increased or decreased by the difference in cost occasioned by such substitution,and an
appropriate change order shall be issued.CONTRACTOR shall not be required to employ any
Subcontractor,other person or organization against whom CONTRACTOR has reasonable
objection.
6.10 CONTRACTOR shall be fully responsible for all acts and omissions of his Subcontractors,and of
persons and organizations directly or indirectly employed by them,and of persons and
organizations for whose acts any of them may be liable to the same extent that CONTRACTOR is
responsible for the acts and omissions of persons directly employed by CONTRACTOR.Nothing
in the Contract Documents shall create a contractual relationship between OWNER or
ENGINEER and any Subcontractor or other person or organization having a direct contract with
CONTRACTOR,nor shall it create any obligation on the part of OWNER or ENGINEER to pay
or to see to the payment of any monies due any Subcontractor,or other person or organization,
except as may otherwise be required by law.OWNER or ENGINEER may furnish to any
Subcontractor or other person or organization,to the extent practicable,evidence of amounts paid
to CONTRACTOR on account of specific Work done.
6.11 The divisions and sections of the specifications and the identifications of any drawings shall not
control CONTRACTOR in dividing the Work among Subcontractors,or delineating the Work to
be performed by any specific trade.
6.12 All Work performed for CONTRACTOR by a Subcontractor will be pursuant to an appropriate
agreement between CONTRACTOR and the Subcontractor which specifically binds the
Subcontractor to the applicable terms and conditions of the Contract Documents for the benefit of
the OWNER and ENGINEER.CONTRACTOR shall pay each Subcontractor a just share of any
insurance monies received by CONTRACTOR on account of losses under policies issued pursuant
to paragraph 5.6.
PATENT FEES AND ROYALTIES:
6.13 CONTRACTOR shall pay all license fees and royalties,and assume all costs incident to the use in
the performance of the Work,or the incorporation in the Work of any invention,design,process,
product,or device which is the subject of patent rights or copyrights held by others.If a particular
invention,design,process,product,or device is specified in the Contract Documents for use in the
performance of the Work,and if to the actual knowledge of OWNER or ENGINEER its use is
subject to patent rights or copyrights calling for the payment of any license fee or royalty to others,
the existence of such rights shall be disclosed in the Contract Documents.CONTRACTOR shall
indemnify and hold harmless OWNER and ENGINEER and anyone directly or indirectly
employed by either of them from and against all claims,damages,losses,and expenses (including
attorney’s fees)arising out of any infringement of patent rights or copyrights incident to the use in
the performance of the Work,or resulting from the incorporation in the Work of any invention,
design,process,product,or device not specified in the Contract Documents,and shall defend all
such claims in connection with any alleged infringement of such rights.
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Exhibit D -Page 14 of 36
PERMITS:
6.14 Unless otherwise provided in the Contract Documents,CONTRACTOR shall obtain and pay for
all construction permits and licenses.OWNER shall assist CONTRACTOR,when necessary,in
obtaining such permits and licenses.CONTRACTOR shall pay all governmental charges and
inspection fees necessary for the prosecution of the Work,which are applicable at the time of
opening of bids.CONTRACTOR shall pay all charges of utility service companies for
connections to the Work,and OWNER shall pay all charges of such companies for capital costs
related thereto.
LAWS AND REGULATIONS:
6.15 CONTRACTOR shall give all notices and comply with all laws,ordinances,rules,and regulations
applicable to the Work.If CONTRACTOR observes that the Specifications or Drawings are at
variance therewith,CONTRACTOR shall give ENGINEER and OWNER prompt written notice
thereof,and any necessary changes shall be adjusted by an appropriate modification.If
CONTRACTOR performs any Work knowing,or having reason to know,that it is contrary to
such laws,ordinances,rules,and regulations,and without such notice to ENGINEER and
OWNER,CONTRACTOR shall bear all costs arising therefrom;however,it shall not be
CONTRACTOR’S primary responsibility to make certain that the specifications and drawings are
in accordance with such laws,ordinances,rules,and regulations.
TAXES:
6.16 CONTRACTOR shall pay all sales,consumer,use,and other similar taxes required to be paid by
him in accordance with the law of the place of the Project.
USE OF PREMISES:
6.17 CONTRACTOR shall confine construction equipment,the storage of materials and equipment,
and the operations of workmen to areas permitted by law,ordinances,permits,or the requirements
of the Contract Documents,and shall not unreasonably encumber the premises with construction
equipment or other materials or equipment.
6.18 During the progress of the Work,CONTRACTOR shall keep the premises free from
accumulations of waste materials,rubbish,and other debris resulting from the Work.At the
completion of the Work,CONTRACTOR shall remove all waste materials,rubbish,and debris
from and about the premises as well as all tools,appliances,construction equipment,and
machinery,and surplus materials,and shall leave the site clean and ready for occupancy by
OWNER.CONTRACTOR shall restore to their original condition those portions of the site not
designated for alteration by the Contract Documents.
6.19 CONTRACTOR shall not load,nor permit any part of any structure to be loaded,in any manner
that will endanger the structure,nor shall CONTRACTOR subject any part of the Work or
adjacent property to stresses or pressures that will endanger it.
6.19.1 CONTRACTOR shall perform the Work so as not to interfere with or disrupt the business
operations of any and all adjacent businesses and recreation areas.
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Exhibit D -Page 15 of 36
6.19.2 CONTRACTOR shall protect and prevent damage or disturbance to any trees or other
vegetation as set forth in the Contract Documents.
6.19.3 CONTRACTOR will locate all underground pipelines,conduits,ducts,cables,wires,
manholes,vaults,tanks,tunnels,or other such facilities or attachinents,and any easements
containing such facilities,including those that convey electricity,gasses,steam,liquid
petroleum products,telephone or other communications,cable television,water,
wastewater,storm water,other liquids or chemicals,or traffic or other control systems
which shall collectively be known as the “Underground Facilities”prior to performing the
Work.Unless it is otherwise expressly provided in the Contract Documents the OWNER
shall not be responsible for providing any information to CONTRACTOR regarding the
Underground Facilities and the cost of all of the following will be included in the Contract
Price and CONTRACTOR shall have full responsibility for:
a.Locating all Underground Facilities;and
b.Coordination of the Work with the owners of such Underground Facilities,
including OWNER,during construction;and the safety and protection of all
such Underground Facilities and repairing any damage thereto resulting from
the Work.
RECORD DOCUMENTS:
6.20 CONTRACTOR shall keep one record copy of all Specifications,Drawings,Addenda,
Modifications,Shop Drawings,and samples at the site in good order and annotated to show all
changes made during the construction process.These shall be available to ENGINEER and
OWNER for examination and shall be delivered to ENGINEER for OWNER upon completion of
the Work or upon termination of the Agreement,whichever is earlier.
SAFETY AND PROTECTION:
6.21 CONTRACTOR shall be responsible for initiating,maintaining,and supervising all safety
precautions and programs in connection with the Work.CONTRACTOR shall take all necessary
precautions for the safety of,and shall provide the necessary protection to prevent damage,injury,
or loss to:
(a)all employees and Subcontractors on the Work and other persons who may be affected
thereby;
(b)all the Work and all materials or equipment to be incorporated therein,whether in storage on
or off the site,and
(c)other property at the site,or adjacent thereto,including trees,shrubs,lawns,walks,pavements,
roadways,structures,and utilities not designated for removal,relocation or replacement in the
course of construction.CONTRACTOR shall comply with all applicable laws,ordinances,
rules,regulations,and orders of any public body having jurisdiction for the safety of persons
or property,or to protect them from damage,injury,or loss;and shall erect and maintain all
necessary safeguards for such safety and protection.CONTRACTOR shall notify owners of
adjacent property and utilities when prosecution of the Work may affect them.All damage,
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Exhibit D -Page 16 of 36
injury,or loss to any property referred to in paragraph 6.21 (a)or 6.21(b)caused,directly or
indirectly,in whole or in part,by CONTRACTOR,any Subcontractor,or anyone directly or
indirectly employed by any of them,or anyone for whose acts any of them may be liable,shall
be remedied by CONTRACTOR (except damage or loss attributable to the sole fault of
Drawings or Specifications,or solely to the acts or omissions of OWNER or ENGINEER).
CONTRACTOR’S duties and responsibilities for the safety and protection of the Work shall
continue until such time as all the Work is completed and ENGINEER has issued a notice to
OWNER and CONTRACTOR,in accordance with paragraph 14.13,that the Work is
acceptable.
6.22 CONTRACTOR shall designate a responsible member of his organization at the site whose duty
shall be the prevention of accidents.This person shall be CONTRACTOR’S superintendent,
unless otherwise designated in writing by CONTRACTOR to OWNER.
EMERGENCIES:
6.23 In emergencies affecting the safety or protection of persons,or the Work,or property at the site or
adjacent thereto,CONTRACTOR,without special instruction or authorization from ENGINEER
to OWNER,is obligated to act to prevent threatened damage,injury,or loss.CONTRACTOR
shall give ENGINEER and OWNER prompt written notice of any significant changes in the
Work,or deviations from the Contract Documents caused thereby.
SHOP DRAWINGS AND SAMPLES:
6.24 After checking and verifying all field measurements,CONTRACTOR shall submit to ENGINEER
for review and approval,in accordance with the accepted schedule of shop drawing submissions,
five copies (unless otherwise specified in the Contract Documents)of all shop drawings,which
shall have been checked by,and stamped with the approval of,CONTRACTOR,and identified as
ENGINEER may require.The data shown on the shop drawings will be complete with respect to
dimensions,design criteria,materials of construction,and like information to enable ENGINEER
to review the information as required.
6.25 CONTRACTOR shall also submit to ENGINEER and OWNER for review and approval,with
such promptness as to cause no delay in Work,all samples required by the Contract Documents.
All samples will have been checked by,and stamped with the approval of CONTRACTOR,
identified clearly as to material,manufacturer,and any pertinent catalog numbers,and the use for
which intended.
6.26 At the time of each submission,CONTRACTOR shall,in writing,call ENGINEER’S and
OWNER’s attention to any deviations that the shop drawings or samples may have from the
requirements of the Contract Documents.
6.27 ENGINEER will review and approve (after discussing with OWNER),with reasonable
promptness,shop drawings and samples,but ENGINEER’S review and approval shall be only for
conformance with the design concept of the Project,and for compliance with the information
given in the Contract Documents,and shall not extend to means,methods,sequences,techniques,
or procedures of construction,or to safety precautions of programs incident thereto.The review
and approval of a separate item as such will not indicate approval of the assembly in which the
item functions.CONTRACTOR shall make any corrections required by ENGINEER,and shall
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Exhibit D -Page 17 of 36
return the required number of corrected copies of shop drawings,and resubmit new samples for
review and approval.CONTRACTOR shall direct specific attention in writing to revisions other
than the corrections called for by ENGINEER on previous submittals.CONTRACTOR’S stamp
of approval on any shop drawing or sample shall constitute a representation to OWNER and
ENGINEER that CONTRACTOR has either determined and verified all quantities,dimensions,
field construction criteria,materials catalog numbers,and similar data,or assumes full
responsibility for doing so,and that CONTRACTOR has reviewed or coordinated each shop
drawing or sample with the requirements of the Work and the Contract Documents.
6.28 Where a shop drawing or sample is required by the specifications,no related Work shall be
commenced until the submittal has been reviewed and approved by ENGINEER after first
discussing the same with OWNER.
6.29 ENGINEER’S review and approval of shop drawings or samples shall not relieve CONTRACTOR
from responsibility for any deviations from the Contract Documents unless CONTRACTOR has,
in writing,called ENGINEER’S attention to such deviation at the time of submission,and
ENGINEER with consent of OWNER has given written concurrence and approval to the specific
deviation,nor shall any concurrence or approval by ENGINEER relieve CONTRACTOR from
responsibility for errors or omissions in the shop drawings.
CONTINUING THE WORK:
6.30 CONTRACTOR shall carry on the Work and maintain the progress schedule during all disputes or
disagreements with OWNER.No Work shall be delayed or postponed pending resolution of any
disputes or disagreements,except as CONTRACTOR and OWNER may otherwise agree in
writing.
INDEMNIFICATION:
6.31 To the fullest extent permitted by law,CONTRACTOR shall indemnify and hold harmless
OWNER,any third-party property owner,and ENGINEER,and their officials,agents and
employees,from and against all claims,damages,liabilities,losses,and expenses including,but
not limited to,attorney’s fees and costs arising out of,or resulting from,the performance or non-
performance of the Work,and including,but not limited to,claims,damages,liabilities,losses,or
expenses attributable to bodily injury,sickness,disease,or death,or to injury to or destruction of
tangible property including the loss of use resulting therefrom or is caused,in whole or in part,by
any negligent act or omission of CONTRACTOR,any Subcontractor,anyone directly or indirectly
employed by any of them,or anyone for whose acts any of them may be liable,regardless of
whether or not it is caused in part by a party indemnified hereunder.Nothing in the Agreement
shall be interpreted that the OWNER waives its sovereign immunity granted under Colorado
Governmental Immunity Act or other applicable law.
6.32 Any and all claims against OWNER or ENGINEER,or any of their agents or employees,by any
employee of CONTRACTOR,any Subcontractor,anyone directly or indirectly employed by any
of them,or anyone for whose acts any of them may be liable,the indemnification obligation under
paragraph 6.31 shall not be limited in any way by any limitation on the amount or type of
damages,compensation,or benefits payable by or for CONTRACTOR or any Subcontractor
under worker’s or workrnens compensation acts,disability benefit acts,or other employee benefit
acts.
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Exhibit D -Page 18 of 36
6.33 The obligations of CONTRACTOR under paragraph 6.31 shall not extend to the liability of
ENGINEER,his agents,or employees arising out of the ENGINEER’S preparation of maps,
Drawings,opinions,reports,surveys,change orders,designs,or Specifications.
ARTICLE 7-WORK BY OTHERS
7.1 OWNER may perform additional work related to the Project by himself,or have additional work
performed by utility service companies,or let other direct contracts therefore which shall contain
general conditions similar to these.CONTRACTOR shall afford the utility service companies and
the other contractors who are parties to such direct contracts (or OWNER,if OWNER is
performing the additional work with OWNER’S employees)reasonable opportunity for the
introduction and storage of materials and equipment,and the execution of work,and shall properly
connect and coordinate his Work with theirs.
7.2 If any part of CONTRACTOR’S Work depends,for proper execution or results,upon the Work of
any such other contractor or utility service company (or OWNER),CONTRACTOR shall inspect
and promptly report to ENGINEER and OWNER in writing any patent or apparent defects or
deficiencies in such Work that render it unsuitable for such proper execution and results.
CONTRACTOR’S failure to so report shall constitute an acceptance of the other Work as fit and
proper for integration with CONTRACTOR’S Work,except for latent or non-apparent defects and
deficiencies in the other work.
7.3 CONTRACTOR shall do all cutting,fitting,and patching of his Work that may be required to
make its several parts come together properly and integrate with such other Work.
CONTRACTOR shall not endanger any work of others by cutting,excavating,or otherwise
altering their work,and will only cut or alter their work with the written consent of ENGINEER
and the others whose work will be affected.
7.4 If the performance of additional work by other contractors or utility service companies or
OWNER was not noted in the Contract Documents,written notice thereof shall be given to
CONTRACTOR prior to starting any such additional work.If CONTRACTOR believes that the
performance of such additional work by OWNER or others involves additional expense to
CONTRACTOR,or requires an extension of the Contract Time,CONTRACTOR may make a
claim therefore as provided in Articles 11 and 12.
ARTICLE 8-OWNER’S RESPONSIBILITIES
8.1 OWNER shall issue all communications to CONTRACTOR through ENGINEER.
8.2 In case of termination of the employment of ENGINEER,OWNER shall appoint an engineer
whose status under the Contract Documents shall be that of the former ENGINEER.
8.3 OWNER and all of its employees and agents shall have the right to full access and use of the
Project site.Such use shall not constitute acceptance of the Work or any part thereof,or waive any
of OWNER’S rights or remedies under the Contract Documents.
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Exhibit D -Page 19 of 36
ARTICLE 9-ENGINEER’S STATUS DURING CONSTRUCTION
OWNER’S REPRESENTATIVE:
9.1 ENGINEER will be OWNER’S representative during the construction period as set forth in the
Contract Documents.The duties and responsibilities and the limitations of authority of
ENGINEER as OWNER’S representative during construction are set forth in the Contract
Documents,and shall not be extended without written consent of OWNER and ENGINEER.
Notwithstanding anything to the contrary herein,in all instances in the Contract Documents where
ENGINEER has the authority to make decisions concerning quality of and acceptance of the Work
performed by CONTRACTOR the ENGINEER shall first discuss such decision and proposed
acceptance with OWNER and obtain its approval prior to communicating with the
CONTRACTOR.Further,in all instances in the Contract Documents where ENGINEER has the
authority to make a decision that impacts the Project budget or Contract Price or payment to the
CONTRACTOR,then Engineer shall first discuss the payment or costs with OWNER and obtain
its approval prior to approving any payment,additive or deductive Work.This paragraph is not
intended as and shall not be a waiver of ENGINEER’s responsibility for oversight of the Work.
VISITS TO SITE:
9.2 ENGINEER will make visits to the site at intervals appropriate to the various stages of
construction to observe the progress and quality of the executed Work and to determine,in
general,if the Work is proceeding in accordance with the Contract Documents.ENGINEER will
not be required to make exhaustive or continuous on-site inspections to check the quality or
quantity of the Work.ENGINEER’s efforts will be directed toward providing for OWNER a
greater degree of confidence that the completed Work will conform to the Contract Documents.
On the basis of such visits and on-site observations,as an experienced and qualified design
professional,ENGINEER will keep OWNER informed of the progress of the Work,and will
endeavor to guard OWNER against defects and deficiencies in the Work.
CLARIFICATIONS AND INTERPRETATIONS:
9.3 ENGINEER will issue,with reasonable promptness,such written clarifications or interpretations
of the Contract Documents (in the form of drawings or otherwise)as ENGINEER may determine
necessary,which shall be consistent with,or reasonably inferable from,the overall intent of the
Contract Documents.
If CONTRACTOR believes that a written clarification or interpretation justifies an increase in the
Contract Price or Contract Time,CONTRACTOR may make a claim therefore,as provided in
Article 11 or Article 12.
REJECTING DEFECTIVE WORK:
9.4 ENGINEER,after conferring and receiving approval of OWNER,will have authority to
disapprove or reject Work which is defective,and will also have authority to require special
inspection or testing of the Work as fabricated,installed,or completed.
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Exhibit D -Page 20 of 36
SHOP DRAWINGS,CHANGE ORDERS,AND PAYMENTS:
9.5 In connection with ENGINEER’S responsibility for Shop Drawings and samples,see paragraphs
6.24 through 6.29 inclusive.
9.6 In connection with ENGINEER’S responsibilities as to change orders see Articles 10,11,and 12.
9.7 In connection with ENGINEER’S responsibilities in respect to applications for payment,and the
like,see Article 14.
PROJECT REPRESENTATION:
9.8 ENGINEER may utilize a Resident Project Representative to assist ENGINEER in observing the
performance of the Work.The duties,responsibilities,and limitations of authority of any such
Resident Project Representative and assistants will be as provided in the Contract Documents.If
OWNER designates another agent to represent him at the site who is not ENGINEER’S agent,the
duties,responsibilities,and limitations of authority of such other person will be as provided the
Contract Documents.
DECISIONS ON DISAGREEMENTS:
9.9 ENGINEER,afier first conferring with OWNER,will be the initial interpreter of the requirements
of the Contract Documents and judge of the acceptability of the Work thereunder.Claims,
disputes,and other matters relating to the acceptability of the Work,or the interpretation of the
requirements of the Contract Documents pertaining to the execution and progress of the Work,
shall be referred initially to ENGINEER in writing with a request for a formal decision which
ENGINEER will render in writing within a reasonable time afier conferring with OWNER.
LIMITATIONS ON ENGINEER’S RESPONSIBILITIES:
9.10 Neither ENGINEER’s authority to act under this Article 9,or elsewhere in the Contract
Documents,nor any decision made by ENGINEER in good faith either to exercise or not exercise
such authority shall give rise to any duty or responsibility of ENGINEER or OWNER to
CONTRACTOR,any Subcontractor,any manufacturer,fabricator,supplier,or distributor,or any
of their agents or employees,or any other person performing any of the Work.
9.11 Whenever,in the Contract Documents,the terms “as ordered”,“as directed”,“as required”,“as
allowed”,or terms of like effect or import are used,or the adjectives “reasonable”,“suitable”,
“acceptable”,“proper”,or “satisfactory”,or adjectives of like effect or import are used to describe
requirement,direction,review,or judgment of ENGINEER as to the Work,it is intended that such
requirement direction,review,or judgment will be solely to evaluate the Work for compliance
with the Contract Documents (unless there is a specific statement indicating otherwise).The use
of any such term or adjective never indicates that ENGINEER shall have authority to supervise or
direct performance of the Work,or authority to undertake responsibility contrary to the provisions
of paragraphs 9.12 or 9.13.
9.12 ENGINEER and OWNER will not be responsible for CONTRACTOR’S means,methods,
techniques,sequences or procedures of construction,or the safety precautions and programs
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Exhibit D -Page 21 of 36
incident thereto,and ENGiNEER and OWNER will not be responsible for CONTRACTOR’S
failure to perform the Work in accordance with the Contract Documents.
9.13 ENGINEER and OWNER will not be responsible for the acts or omissions of CONTRACTOR,or
of any Subcontractor,or of the agents or employees of any CONTRACTOR or Subcontractor,or
of any other persons at the site or otherwise performing any of the Work.
ARTICLE 10-CHANGES IN THE WORK
10.1 Without invalidating the Agreement,OWNER may,at any time or from time to time,order
additions,deletions,or revisions in the Work;these will be authorized by change orders.Upon
receipt of an executed change order,CONTRACTOR shall proceed with the Work involved.All
such Work shall be executed under the applicable conditions of the Contract Documents.If any
change order causes an increase or decrease in the Contract Price,or an extension or shortening of
the Contract Time,an equitable adjustment may be made as provided in Article 11 or Article 12
on the basis of a claim made by either party.
10.1.1 A claim is a demand or assertion by one of the parties seeking an adjustment or
interpretation in the Contract Document terms,payment of money,extension of time or
other relief with respect to the Contract Documents.
10.1.2 Pending final resolution of a claim,CONTRACTOR shall proceed diligently with
performance of the Contract Documents and OWNER shall continue to make undisputed
payments in accordance with the Contract Documents.
10.1.3 All claims,disputes,controversies and other matters in question between OWNER and
CONTRACTOR shall,in the first instance,be subject to good faith negotiations between
the parties.Either party may notify the other of a claim or dispute.Within fifteen (15)
days after the delivery of such notification,or such longer period as the parties may
mutually agree,the parties shall meet in good faith to resolve any claims or disputes.In
the event the parties cannot reach an agreement,any remaining claims,disputes and
controversies related to the Contract Documents,or breach thereof shall be litigated in the
District Court for Eagle County,Colorado.
10.2 ENGINEER with approval of OWNER may authorize minor changes in the Work,not involving
an adjustment in the Contract Price or the Contract Time,which are consistent with the overall
intent of the Contract Documents.These may be accomplished by a field order,and shall be
binding on OWNER,and also on CONTRACTOR who shall perform the change promptly.If
CONTRACTOR believes that a field order justifies an increase in the Contract Price or Contract
Time,CONTRACTOR may make a claim therefore prior to performing the Work and as provided
in the Contract Documents.
10.3 Additional Work performed without authorization of a change order will not entitle
CONTRACTOR to an increase in the Contract Price,or an extension of the Contract Time,except
in the case of an emergency as provided in paragraph 6.23,and except as provided in paragraph
13.9.
10.4 OWNER may execute appropriate change orders prepared by ENGINEER covering changes in the
Work which are required by OWNER,or required because of unforeseen physical conditions or
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Exhibit D -Page 22 of 36
emergencies,or because of uncovering Work found not to be defective,or as provided in
paragraphs 11.10 or 11.11.
10.5 If notice of any change affecting the general scope of the Work or change in the Contract Price is
required by the provisions of any bond to be given to the surety,it will be CONTRACTORS
responsibility to so notify the surety,and the amount of each applicable bond shall be adjusted
accordingly.CONTRACTOR shall furnish proof of such adjustment to OWNER.
ARTICLE 11-CHANGE OF CONTRACT PRICE
11.1 The Contract Price constitutes the total compensation payable to CONTRACTOR for performing
the Work.All duties,responsibilities,and obligations assigned to or undertaken by
CONTRACTOR shall be at his expense without change in the Contract Price.
11.2 The Contract Price may only be changed by a change order.Any claim for an increase in the
Contract Price shall be by written notice to OWNER and shall be absolutely given and approved
by OWNER before proceeding with the Work.Prior written notice is not required for claims
relating to an emergency endangering life or property,in which case CONTRACTOR shall act,at
CONTRACTOR’s discretion to prevent the threatened injury or loss.Any change in the Contract
Price resulting from any such claim and approved by OWNER shall be incorporated in a change
order.
11.3 No change orders or other form of order or directive which requires additional compensable Work
to be performed may be issued or be effective unless accompanied by a written assurance to the
CONTRACTOR that lawful appropriations to cover the costs of the additional Work have been
made.
11.4 The value of any Work covered by a change order,or of any claim for an increase or decrease in
the Contract Price,shall be determined in one of the following ways:
11.4.1 Where the Work involved is covered by unit prices contained in the Contract Documents,
by application of unit prices to the quantities of the items involved which shall be subject
to the provisions of paragraph 11.10.
11.4.2 By mutual acceptance of a lump sum.
11.4.3 On the basis of the Cost of the Work (determined as provided in paragraphs 11.5 and 11.6).
Contractor shall obtain prior written approval of OWNER and ENGINEER before
calculating any change using the Cost of the Work methodology.
11.4.4 Regardless of method for determining the value of any Work covered by a change order,
the CONTRACTOR shall provide OWNER with written documentation concerning the
claim,including but not limited to the specific reasons for the claim.
11.5 The term “Cost of the Work”means the sum of any and all costs necessarily incurred and paid by
CONTRACTOR in the proper performance of the Work.Except as otherwise may be agreed to in
writing by OWNER,such costs shall be in amounts no higher than those prevailing in the locality
of the Project,shall include only the following items,and shall not include any of the costs
itemized in paragraph 11.6:
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Exhibit D -Page 23 of 36
11.5.1 Payroll costs for employees in the direct employ of CONTRACTOR in the performance of
the Work under schedules ofjob classifications agreed upon by OWNER and
CONTRACTOR.Payroll costs for employees not employed full time on the Work shall be
apportioned on the basis of their time spent on the Work.Payroll costs shall include,but
not be limited to,salaries and wages,plus the cost of fringe benefits which shall include
social security contributions,unemployment,excise and payroll taxes,worker’s or
workmen’s compensation,health and retirement benefits,bonuses,sick leave,vacation and
holiday pay applicable thereto.Such employees shall include superintendents and foremen
at the site.The expenses of performing Work after regular working hours,or on Sunday or
legal holidays,shall be included in the above only to the extent authorized in writing by
OWNER.
11.5.2 Cost of all materials and equipment furnished and incorporated in the Work,including
costs of transportation and storage thereof and manufacturers’field services required in
connection therewith.All cash discounts shall accrue to CONTRACTOR unless OWNER
deposits funds with CONTRACTOR with which to make payments,in which case,the
cash discounts shall accrue to OWNER.All trade discounts,rebates and refunds,and all
returns from sale of surplus materials and equipment shall accrue to OWNER,and
CONTRACTOR shall make provisions so that they may be obtained.
11.5.3 Payments made by CONTRACTOR to the Subcontractors for Work performed by
Subcontractors.If required by OWNER,CONTRACTOR shall obtain competitive bids
from Subcontractors acceptable to CONTRACTOR,and shall deliver such bids to
OWNER,who will then determine,with the advice of ENGiNEER,which bids will be
accepted.If a subcontract provides that the Subcontractor is to be paid on the basis of Cost
of the Work,the Subcontractor’s Cost of the Work shall be determined in the same manner
as CONTRACTOR’S Cost of the Work.All Subcontracts shall be subject to the other
provisions of the Contract Documents insofar as applicable.
11.5.4 Supplemental costs including the following:
11.5.4.1 The proportion of necessary transportation,travel,and subsistence expenses
of CONTRACTOR’S employees incurmed in discharge of duties connected
with the Work.
11.5.4.2 Cost,including transportation and maintenance,of all materials,supplies,
equipment,machines,appliances,office and temporary facilities at the site,
and hand tools not owned by the workmen,which are consumed in the
performance of the Work,and cost less market value of such items used but
not consumed which remain the property of CONTRACTOR.
11.5.4.3 Rentals of all construction equipment and machinery,and the parts thereof,
whether rented from CONTRACTOR or others in accordance with rental
agreements approved by OWNER with the advice of ENGiNEER,and the
costs of transportation,loading,unloading,installation,dismantling and
removal thereof,all in accordance with terms of said rental agreements.
The rental of any such equipment,machinery or parts shall cease when the
use thereof is no longer necessary for the Work.
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Exhibit D -Page 24 of 36
11.5.4.4 Intentionally omitted.
11.5.4.5 Intentionally omitted.
11.5.4.6 Intentionally omitted.
11.5.4.7 The cost of utilities,fuel,and sanitary facilities at the site.
11.5.4.8 Minor expenses such as long distance calls,telephone service at the site and
similar petty cash items in connection with the Work.
11.5.4.9 Cost of premiums for additional bonds and insurance required because of
changes in the Work.
11.6 The term “Cost of the Work”shall not include any of the following:
11.6.1 Payroll costs and other compensation of CONTRACTOR’S officers,executives,principals
(of partnership and sole proprietorship),general managers,engineers,architects,
estimators,lawyers,auditors,accountants,purchasing and contracting agents,expediters,
timekeepers,clerks,and other personnel employed by CONTRACTOR whether at the site
or in his principal or a branch office for general administration of the Work,and not
specifically included in the agreed upon schedule ofjob classifications referred to in
subparagraph 11.5.1.
11.6.2 Expenses of CONTRACTOR’S principal and branch office,other than CONTRACTOR’S
office at the site.
11.6.3 Any part of CONTRACTOR’S capital expenses including interest on CONTRACTOR’S
capital employed for the Work,and charges against CONTRACTOR for delinquent
payments.
11.6.4 Cost of premiums for all bonds and for all insurance whether or not CONTRACTOR is
required by the Contract Documents to purchase and maintain the same (except for
additional bonds and insurance required because of changes in the Work).
11.6.5 Costs due to the negligent performance or non-performance of CONTRACTOR,any
subcontractor,or anyone directly or indirectly employed by any of them,or for whose acts
any of them may be liable,including,but not limited to,the correction of defective Work,
disposal of materials or equipment wrongly supplied,and making good any damage to
property.
11.6.6 Other overhead or general expense costs of any kind,and the costs of any item not
specifically and expressly included in paragraph 11.5.
11.7 Intentionally Omitted.
11.8 The amount of credit to be allowed by CONTRACTOR to OWNER for any such change which
results in a net decrease in cost will be the amount of the actual net decrease.When both additions
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Exhibit D -Page 25 of 36
and credits are involved in any one change,the combined adjustment to overhead and profit shall
be figured on the basis of the net increase or decrease in allowable costs,if any.
ADJUSTMENT OF UNIT PRICES:
11.9 Whenever the cost of any Work is to be determined based upon unit price,CONTRACTOR will
submit,in form acceptable to ENGINEER and OWNER,an itemized cost breakdown together
with supporting data.
11.10 Where the quantity of Work with respect to any item that is covered by a unit price differs
materially and significantly from the quantity of such Work indicated in the Contract Documents,
an appropriate change order (additive or deductive)may be issued on recommendation of
ENGINEER with written approval of OWNER.In no event will the unit price bid by
CONTRACTOR be modified,but the quantity of any item may be increased or decreased.
Notwithstanding the foregoing,CONTRACTOR acknowledges that the Work is being funded by a
grant and as a result no change order shall cause an increase to the fixed Contract Price.All
change orders must be approved in writing by OWNER.
CASH ALLOWANCES:
11.11 It is understood that CONTRACTOR has included in the Contract Price all allowances so named
in the Contract Documents,and shall cause the Work so covered to be done by such
Subcontractors,manufacturers,fabricators,suppliers,or distributors,and for such sums within the
limit of the allowances as maybe acceptable to ENGINEER and OWNER.Upon final payment,
the Contract Price shall be adjusted as required,and an appropriate change order issued.
CONTRACTOR agrees that the original Contract Price includes such sums as CONTRACTOR
deems proper for costs and profit on account of cash allowances.No demand for additional cost
or profit in connection therewith will be valid.
ARTICLE 12-CHANGE OF THE CONTRACT TIME
12.1 Except as expressly provided in the Contract Documents,CONTRACTOR shall not be entitled to
any extension of the Contract time.If OWNER finds that CONTRACTOR is entitled to any
extension of the Contract Time,OWNER’s determination as to the total number of days extension
shall be based upon the currently approved Project schedule and on all data relevant to such
extension.The Contract Time may only be changed by a change order.Any claim for an
extension in the Contract Time shall be based on verbal notice delivered to OWNER and
ENGINEER as soon as reasonably practicable but no later than two (2)days,to be followed by
written notice delivered to OWNER and ENGINEER within five (5)days of the occurrence of the
event giving rise to the claim.No change in the Project schedule shall be effective unless and
until a change order is properly executed in accordance with the Contract Documents.In making
a claim for an extension of time as a result of a delay,CONTRACTOR shall provide OWNER
with the following specific information:nature of the delay;date (or anticipated date)of
commencement of delay;activities on the Project schedule affected by the delay,and (or)new
activities delay,and their relationship with existing activities;identification of person(s),
organization(s)or event(s)responsible for the delay;anticipated extent of delay and recommended
action to avoid or minimize the delay.Any change in the Contract Time resulting from any such
claim as may be approved by OWNER shall be incorporated in a change order.
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Exhibit D -Page 26 of 36
12.2 All time limits stated in the Contract Documents are of the essence of the Agreement.The
provisions of Articles 11 and 12 are CONTRACTOR’s sole remedies for delay by any cause
whatsoever,including acts of OWNER.
ARTICLE 13-WARRANTY AND GUARANTEE;TESTS AND INSPECTION;CORRECTION,
REMOVAL OR ACCEPTANCE OF DEFECTIVE WORK
WARRANTY AND GUARANTEE:
13.1 CONTRACTOR warrants and guarantees to OWNER and ENGINEER that all Work will be in
accordance with the Contract Documents and will not be defective.Prompt notice of all defects
shall be given to CONTRACTOR.All defective Work,whether or not in place,may be rejected,
corrected,or accepted as provided in this Article 13.Specifically,CONTRACTOR warrants to
OWNER that (i)materials and equipment furnished under the Contract Documents shall be of
highest quality and new unless otherwise required or permitted by the Contract Documents;(ii)
the Work shall be free from defects and deficiencies;(iii)the Work shall conform to the
requirements of the Contract Documents,applicable laws and applicable permits;and (iv)the
Work shall be performed in a good and workman like manner.All guarantees and warranties of
equipment or materials furnished to CONTRACTOR or any subcontractor(s)by any manufacturer
or supplier shall be for the benefit of OWNER.CONTRACTOR does hereby covenant,warrant
and agree that it shall repair or replace any and all of the Work,together with other Work which
may be displaced by such repair or replacement,without any cost to OWNER for a period of two
(2)years following the date of substantial completion of the Work.This obligation shall survive
both final payment for the Work or designated portion thereof and termination of this Agreement.
ACCESS TO WORK:
13.2 OWNER,ENGINEER,ENGINEER’s representatives,other representatives of OWNER,testing
agencies,and governmental agencies with jurisdictional interests will have access to the Work at
reasonable times for their observation,inspection and testing.CONTRACTOR shall provide
proper and safe conditions for such access.
TESTS AND INSPECTIONS:
13.3 CONTRACTOR shall give ENGINEER and OWNER timely notice of readiness of Work for all
required inspections,tests or approvals.
13.4 If any law,ordinance,rule,regulation,code,or order of any public body having jurisdiction
requires any Work (or part thereof)to specifically be inspected,tested,or approved,
CONTRACTOR shall assume full responsibility therefore,pay all costs in connection therewith,
and furnish ENGINEER and OWNER the required certificates of inspection,testing,or approval.
CONTRACTOR shall also be responsible for and shall pay all costs in connection with any
inspection or testing required in connection with OWNER’s or ENGiNEER’s acceptance of a
manufacturer,fabricator,supplier or distributor of materials or equipment
proposed to be incorporated in the Work,or of materials or equipment submitted for approval
prior to CONTRACTOR’s purchase thereof for incorporation of the Work.The cost of all other
inspections,tests,and approvals required by the Contract Documents shall be paid by OWNER
(unless otherwise specified).
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Exhibit D -Page 27 of 36
13.5 Any inspections,tests,or approvals,other than those required by law,ordinance,rule,regulation,
code,or order of any public body having jurisdiction,shall be performed by organizations
acceptable to OWNER and CONTRACTOR (or by ENGINEER if so specified).
13.6 If any Work that is to be inspected,tested,or approved is covered without written concurrence of
ENGINEER and OWNER,it must,if requested by ENGINEER or OWNER,be uncovered for
observation.Such uncovering shall be at CONTRACTOR’s expense,unless CONTRACTOR has
given ENGINEER and OWNER timely notice of CONTRACTOR’s intention to cover such Work
and ENGINEER and OWNER has not acted with reasonable promptness in response to such
notice.
13.7 Neither observations by ENGINEER or OWNER nor inspections,tests,or approvals by others
shall relieve CONTRACTOR from his obligations to perform the Work in accordance with the
Contract Documents.
UNCOVERING WORK:
13.8 If any Work is covered contrary to the written request of ENGINEER or OWNER,it must,if
requested by ENGINEER or OWNER,be uncovered for ENGINEER or OWNERs observation
and replaced at CONTRACTOR’S expense.
13.9 If ENGINEER or OWNER considers it necessary or advisable that covered Work be observed by
ENGINEER or OWNER,or inspected or tested by others,CONTRACTOR,at ENGINEER or
OWNER’s request,shall uncover,expose,or otherwise make available for observation,inspection,
or testing as ENGINEER or OWNER may require,that portion of the Work in question,furnish
all necessary labor,material,and equipment.If it is found that such Work is defective,
CONTRACTOR shall bear all the expenses of such uncovering,exposure,observation,inspection,
and testing of satisfactory reconstruction,including compensation for additional professional
services,and an appropriate deductive change order shall be issued.If,however,such Work is not
found to be defective,CONTRACTOR shall be allowed an increase in the Contract Price,or an
extension of the Contract Time,or both,directly attributable to such uncovering,exposure,
observation,inspection,testing,and reconstruction.
OWNER MAY STOP THE WORK:
13.10 If the Work is defective,or CONTRACTOR fails to supply sufficient skilled workmen or suitable
materials or equipment,OWNER may order CONTRACTOR to stop the Work,or any portion
thereof,until the cause for such order has been eliminated;however,this right of OWNER to stop
the Work shall not give rise to any duty on the part of OWNER to exercise this right for the
benefit of CONTRACTOR or any other party.
CORRECTION OR REMOVAL OF DEFECTIVE WORK:
13.11 If required by ENGINEER or OWNER,CONTRACTOR shall promptly,without cost to OWNER
and as specified by ENGINEER or OWNER,either correct any defective Work,whether or not
fabricated,installed,or completed,or,if the Work has been rejected by ENGINEER or OWNER,
remove it from the site and replace it with non-defective Work in a manner acceptable to the
ENGINEER and OWNER.
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Exhibit D -Page 28 of 36
TWO YEAR CORRECTION PERIOD:
13.12 If,within two years after the date of substantial completion,or such longer period of time as may
be prescribed by law,or by the terms of any applicable special guarantee required by the Contract
Documents,or by any other specific provision of the Contract Documents,any Work is found to
be defective,CONTRACTOR shall promptly,without cost to OWNER,and in accordance with
OWNER’S written instructions,either correct such defective Work,or,if it has been rejected by
OWNER,remove it from the site,and replace it with non-defective Work.If CONTRACTOR
does not promptly comply with the terms of such instructions,or in an emergency where delay
would cause serious risk of loss or damage,OWNER may have the defective Work corrected or
the rejected Work removed and replaced,and all direct and indirect costs of such removal and
replacement,including compensation for additional professional services,shall be paid by
CONTRACTOR.
ACCEPTANCE OF DEFECTIVE WORK:
13.13 If,instead of requiring correction or removal and replacement of defective Work,OWNER (and,
prior to ENGINEER’S recommendation of final payment,)prefers to accept it,OWNER may do
so.In such case,if acceptance occurs prior to ENGINEER’S recommendation of final payment,a
change order shall be issued incorporating the necessary revisions in the Contract Price;or,if the
acceptance occurs after such recommendation,an appropriate amount shall be paid by
CONTRACTOR to OWNER.
OWNER MAY CORRECT DEFECTIVE WORK:
13.14 If CONTRACTOR fails,within a reasonable time after written notice of ENGINEER or OWNER,
to proceed to correct defective Work,or to remove and replace rejected Work as required by
ENGINEER or OWNER in accordance with paragraph 13.11,or if CONTRACTOR fails to
perform the Work in accordance with the Contract Documents (including any requirements of the
progress schedule),OWNER may,after seven days written notice to CONTRACTOR,correct and
remedy any such deficiency.In exercising his rights under this paragraph OWNER shall proceed
expeditiously.To the extent necessary to complete corrective and remedial action,OWNER may
exclude CONTRACTOR from all or part of the site,take possession of all or part of the Work,
and suspend CONTRACTOR’S services related thereto,take possession of CONTRACTOR’S
tools,appliances,construction equipment,and machinery at the site,and incorporate in the Work
all materials and equipment stored at the site,or for which OWNER has paid CONTRACTOR,but
which are stored elsewhere.CONTRACTOR shall allow OWNER,OWNER’S representatives,
agents,and employees such access to the site as may be necessary to enable OWNER to exercise
his rights under this paragraph.All direct and indirect costs of OWNER in exercising such rights
shall be charged against CONTRACTOR in an amount verified by ENGINEER,and a change
order shall be issued incorporating the necessary revisions in the Contract Documents and a
reduction in the Contract Price.Such direct and indirect costs shall include,in particular but
without limitation,compensation for additional professional services required,and all costs of
repair and replacement of work of others destroyed or damaged by correction,removal,or
replacement of CONTRACTOR’S defective Work.CONTRACTOR shall not be allowed an
extension of the Contract Time because of any delay in performance of the Work attributable to
the exercise by OWNER of OWNER’S rights hereunder.
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Exhibit D -Page 29 of 36
ARTICLE 14-PAYMENTS TO CONTRACTOR AND COMPLETION
14.1 Intentionally Omitted.
APPLICATION FOR PROGRESS PAYMENT:
14.2 At least ten days before each progress payment falls due (but not more often than once a month),
CONTRACTOR shall submit to ENGINEER and OWNER for review an application for payment
filled out and signed by CONTRACTOR covering the Work completed as of the date of the
application,and accompanied by such supporting documentation as is required by the Contract
Documents,and also as ENGINEER or OWNER may reasonably require.If payment is requested
on the basis of materials and equipment not incorporated in the Work,but delivered and suitably
stored at the site or at another location agreed to in writing,the application for payment shall also
be accompanied by such data,satisfactory to OWNER,as will establish OWNER’S title to the
material and equipment,and protect OWNER’S interest therein,including applicable insurance.
Each subsequent application for payment shall include an affidavit of CONTRACTOR stating that
all previous progress payments received on account of the Work have been applied to discharge in
full all of CONTRACTOR’S obligations reflected in prior applications for payment.The amount
of retainage with respect to progress payments will be as stipulated in the Agreement.
CONTRACTOR’S WARRANTY OF TITLE:
14.3 CONTRACTOR warrants and guarantees that title to all Work,materials,and equipment covered
by any application for payment,whether incorporated in the Project or not,will pass to OWNER
at the time of payment free and clear of all liens,claims,security interests,and encumbrances
(hereafter in these General Conditions referred to as “Liens’).
REVIEW OF APPLICATIONS FOR PROGRESS PAYMENT:
14.4 ENGINEER will first confer with OWNER and within ten days after receipt of each application
for payment,either indicate in writing a recommendation of payment and present the application
to OWNER,or return the application to CONTRACTOR indicating in writing ENGINEER’S
reasons for refusing to recommend payment.In the latter case,CONTRACTOR may make the
necessary corrections and resubmit the application.OWNER shall,within twenty days of
presentation to him of the application for payment with ENGINEER’S recommendation,pay
CONTRACTOR the amount recommended.
14.5 ENGINEER’S recommendation of any payment requested in an application for payment will
constitute a representation by ENGINEER to OWNER that,based on ENGINEER’S on-site
observations of the Work in progress as an experienced and qualified design professional,and on
ENGINEER’S review of the application for payment,and the accompanying data and schedules,
the Work has progressed to the point indicated;that,to the best of ENGINEER’S knowledge,
information,and belief,the quality of the Work is in accordance with the Contract Documents
(subject to an evaluation of the Work as a functioning Project upon substantial completion,and to
the results of any subsequent tests called for in the Contract Documents and any qualifications
stated in the recommendation);and,that CONTRACTOR is entitled to payment of the amount
recommended.However,by recommending any such payment,ENGINEER will not thereby be
deemed to have represented that exhaustive or continuous on-site inspections have been made to
check the quality or the quantity of Work,or that the means,methods,techniques,sequences,and
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Exhibit D -Page 30 of 36
procedures of construction have been reviewed,or that any examination has been made to
ascertain how or for what purpose CONTRACTOR has used the monies paid or to be paid to
CONTRACTOR on account of the Contract Price,or that title to any Work,materials,or
equipment has passed to OWNER free and clear of any Liens.
14.6 ENGINEER’s recommendation Of final payment will constitute an additional representation by
ENGINEER to OWNER that the conditions precedent to CONTRACTOR’S being entitled to final
payment as set forth in paragraph 14.13 have been fulfilled.
14.7 ENGINEER may refuse to recommend the whole,or any part of any payment if,in his opinion,it
would be incorrect to make such representations to OWNER.He may also refuse to recommend
any such payment,or,because of subsequently discovered evidence,or the results of subsequent
inspections or tests,nullify any such payment previously recommended to such extent as may be
necessary in ENGINEER’S opinion to protect OWNER from loss because:
14.7.1 the work is defective,or completed Work has been damaged requiring correction or
replacement,
14.7.2 written claims have been made against OWNER,or Liens have been filed in connection
with the Work,
14.7.3 the Contract Price has been reduced because of modifications,
14.7.4 OWNER has been required to correct defective Work,or complete the Work in accordance
with paragraph 13.14,
14.7.5 of CONTRACTOR’S unsatisfactory prosecution of the Work in accordance with the
Contract Documents,or
14.7.6 CONTRACTOR’S failure to make payment to Subcontractors,or for labor,materials,or
equipment.
SUBSTANTIAL COMPLETION:
14.8 When CONTRACTOR considers the entire Work ready for its intended use,CONTRACTOR
shall,in writing to OWNER and ENGINEER,certify that the entire Work is substantially
complete,and request that ENGINEER issue a certificate of substantial completion.Within a
reasonable time thereafter,OWNER,CONTRACTOR,and ENGINEER shall make an inspection
of the Work to determine the status of completion.If ENGINEER,after conferring with OWNER,
does not consider the Work substantially complete,ENGINEER will notify CONTRACTOR in
writing giving his reasons therefor.If ENGINEER,after conferring with OWNER,considers the
Work substantially complete,ENGINEER will prepare and deliver to OWNER a tentative
certificate of substantial completion which shall fix the date of substantial completion.There shall
be attached to the certificate a tentative list of items to be completed or corrected before final
payment.OWNER shall have seven days after receipt of the tentative certificate during which he
may make written objection to ENGINEER as to any provisions of the certificate or attached list.
If,after considering such objections,ENGINEER concludes that the Work is not substantially
complete,ENGINEER will,within fourteen days after submission of the tentative certificate to
OWNER,notify CONTRACTOR in writing stating his reasons therefor.If,after consideration of
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Exhibit D -Page 31 of 36
OWNER’S objections,ENGINEER considers the Work substantially complete,ENGiNEER will,
within said fourteen days,execute and deliver to OWNER and CONTRACTOR a definitive
certificate of substantial completion (with a revised tentative list of items to be completed or
corrected)reflecting such changes from the tentative certificate as he believes justified after
consideration of any objections from OWNER.At the time of delivery of tentative certificate of
substantial completion,ENGINEER will deliver to OWNER and CONTRACTOR a written
recommendation as to division of responsibilities pending final payment between OWNER and
CONTRACTOR with respect to security,operation,safety,maintenance,heat,utilities,and
insurance.Unless OWNER and CONTRACTOR agree otherwise in writing and so inform
ENGINEER prior to his issuing the definitive certificate of substantial completion,ENGINEERS
aforesaid recommendation will be binding on OWNER and CONTRACTOR until final payment.
14.9 OWNER shall have the right to exclude CONTRACTOR from the Work after the date of
substantial completion,but OWNER shall allow CONTRACTOR reasonable access to complete
or correct items on the tentative list.
PARTIAL UTILIZATION:
14.10 Use by OWNER of completed portions of the Work may be accomplished prior to substantial
completion of all the Work subject to the following:
14.10.1OWNER,at any time,may request CONTRACTOR in writing to permit OWNER to use
any part of the Work which OWNER believes to be substantially complete and which may
be so used without significant interference with construction of the other parts of the Work.
If CONTRACTOR agrees,CONTRACTOR will certify to OWNER and ENGINEER that
said part of the Work is substantially complete,and request ENGINEER to issue a
certificate of substantial completion for that part of the Work.Within a reasonable time
thereafter,OWNER,CONTRACTOR,and ENGINEER shall make an inspection of that
part of the Work to determine its status of completion.If ENGINEER after conferring
with OWNER considers that part of the Work to be substantially complete,ENGINEER
will execute,and deliver to OWNER and CONTRACTOR,a certificate to that effect,
fixing the date of substantial completion as to that part of the Work,attaching thereto a
tentative list of items to be completed or corrected before final payment.Prior to issuing a
certificate of substantial completion as to part of the Work,ENGINEER,after conferring
with OWNER,will deliver to OWNER and CONTRACTOR a written recommendation as
to the division of responsibilities pending final payment between OWNER and
CONTRACTOR with respect to security,operation,safety,maintenance,utilities,and
insurance for that part of the Work which shall become binding upon OWNER and
CONTRACTOR at the time of issuing the definitive certificate of substantial completion
as to that part of the Work,unless OWNER and CONTRACTOR shall have otherwise
agreed in writing.OWNER shall have the right to exclude CONTRACTOR from any part
of the Work which ENGINEER has so certified to be substantially complete,but OWNER
shall allow CONTRACTOR reasonable access to complete or correct items on the
tentative list.
14.1 0.2In lieu of the issuance of a certificate of substantial completion as to part of the work,
OWNER may take over operation of a facility constituting part of the Work,whether or
not it is substantially complete,if such facility is functionally and separately usable;
provided that prior to any such takeover,OWNER and CONTRACTOR have agreed as to
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Exhibit D -Page 32 of 36
the division of responsibilities between OWNER and CONTRACTOR for security,
operation,safety,maintenance,correction period,heat,utilities,and insurance with respect
to such facility.
14.1 O.3No occupancy of part of the Work,or taking over of operations of a facility will be
accomplished before the insurers providing the property insurance have acknowledged
notice thereof and in writing effected any changes in coverage necessitated thereby.The
insurers providing the property insurance shall consent by endorsement on the policy or
policies,but the property insurance shall not be cancelled or permitted to lapse on account
of any such partial use or occupancy.
FINAL INSPECTION:
14.11 Upon written notice from CONTRACTOR that the Work is complete,ENGINEER will make a
final inspection with OWNER and CONTRACTOR,and will notify CONTRACTOR in writing of
all particulars in which this inspection reveals that the Work is incomplete or defective.
CONTRACTOR shall immediately take such measures as are necessary to remedy such
deficiencies.
FINAL APPLICATION FOR PAYMENT:
14.12 After CONTRACTOR has completed all such corrections to the satisfaction of ENGINEER and
OWNER,and delivered all maintenance and operating instructions,schedules,guarantees,bonds,
certificates of inspection,marked-up record documents,and other documents,all as required by
the Contract Documents,and after ENGINEER has indicated that the Work is acceptable (subject
to the provisions of paragraph 14.14),CONTRACTOR may make application for final payment
following the procedure for progress payments.The final application for payment shall be
accompanied by all documentation called for in the Contract Documents,and such other data and
schedules as ENGINEER may reasonably require,together with complete and legally effective
releases or waivers (satisfactory to OWNER)of all liens arising out of,or filed in connection with
the Work.In lieu thereof,and as approved by OWNER,CONTRACTOR may furnish receipts or
releases in full;an affidavit of CONTRACTOR that the releases and receipts include all labor,
services,material,and equipment for which lien could be filed,and that all payrolls,material,and
equipment bills,and other indebtedness connected with the Work,for which OWNER or his
property might in any way be responsible,have been paid or otherwise satisfied;and consent of
the surety,if any,to final payment.If any subcontractor,manufacturer,fabricator,supplier,or
distributor fails to furnish a release or receipt in full,CONTRACTOR may furnish a bond or other
collateral satisfactory to OWNER to indemnify OWNER against any lien.
14.12.1 Before OWNER may advertise for final payment,CONTRACTOR shall deliver to
OWNER for review:
i.All guaranties and warranties;
ii.A letter confirming that sales tax from the OWNER is exempt have not
been paid;
iii.One (1)complete bound set of required operations and maintenance
manuals and instructions,if any;
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Exhibit D -Page 33 of 36
iv.One (1)set of as-built drawings;
v.To the extent not already furnished,one copy of all corrected Shop
Drawings;
vi.Satisfactory evidence that all payroll,material bills,and other indebtedness
connected with the Work have been paid or otherwise satisfied;
vii.A complete and final waiver and/or release of any and all lien rights and
liens from each subcontractor of all tiers,material,men,supplier,
manufacturer and dealer for all labor,equipment and material used of
furnished by each on the Work;
viii.Any other documents required to be furnished by the Contract Documents.
Upon completion of the foregoing,CONTRACTOR’S settlement shall be advertised in
accordance with Colorado law.On the date of final settlement thus advertised,and after
CONTRACTOR has submitted a written notice that no claims have been filed,final
payment and settlement shall be made in full.
FINAL PAYMENT AND ACCEPTANCE:
14.13 If,after conferring with OWNER,and on the basis of ENGINEER’S observation of the Work
during construction and final inspection,and ENGINEER’S review of the final application for
payment and accompanying documentation,all as required by Contract Documents,ENGINEER
is satisfied that the Work has been completed and CONTRACTOR has fulfilled all of his
obligations under the Contract Documents,ENGINEER will,within ten days after receipt of the
final application for payment,indicate in writing his recommendation of payment,and present the
application to OWNER for payment.Thereupon,ENGINEER will give written notice to OWNER
and CONTRACTOR that the Work is acceptable subject to the provisions of paragraph 14.15.
Otherwise,ENGINEER will return the application to CONTRACTOR,indicating in writing the
reasons for refusing to recommend final payment,in which case CONTRACTOR shall make the
necessary corrections,and resubmit the application.If the application and accompanying
documentation are appropriate as to form and substance,OWNER shall,within thirty days after
receipt thereof,pay CONTRACTOR the amount recommended by ENGINEER.
CONTRACTOR’S CONTINUING OBLIGATION:
14.14 CONTRACTOR’S obligation to perform and complete the Work in accordance with the Contract
Documents shall be absolute.Neither recommendation of any progress or final payment by
ENGINEER,nor the issuance of a certificate of substantial completion,nor any payment by
OWNER to CONTRACTOR under the Contract Documents,nor any use or occupancy of the
Work or any part thereof by OWNER,nor any act of acceptance by OWNER,nor any failure to do
so,nor the issuance of a notice of acceptability by ENGINEER pursuant to paragraph 14.13,nor
any correction of defective Work by OWNER shall constitute an acceptance of Work not in
accordance with the Contract documents or a release of CONTRACTOR’S obligation to perform
the Work in accordance with the Contract Documents.
33
Exhibit D -Page 34 of 36
14.14.lNotwithstanding any provision to the contrary contained in the Contract Documents,
provided that OWNER continues to make payments of amounts not in dispute in
accordance with the provisions of the Contract Documents,during all disputes,actions or
claims,and other matters in question arising out of,or relating to,the Contract Documents
or breach thereof,CONTRACTOR shall carry on the Work and maintain the Project
schedule,unless otherwise agreed in writing by CONTRACTOR and OWNER.
WAIVER OF CLAIMS:
14.15 The making and acceptance of final payment shall constitute:
14.15.la waiver of all claims by OWNER against CONTRACTOR,except claims arising from
unsettled liens,from defective Work or from failure to comply with the Contract
Documents or the terms of any special guarantees specified therein;further,it shall not
constitute a waiver by OWNER of any rights in respect of CONTRACTOR’S continuing
obligations under the Contract Documents;and
14.15.2a waiver of all claims by CONTRACTOR against OWNER other than those previously
made in writing and still unsettled.
ARTICLE 15-SUSPENSION Of WORK AND TERMINATION
OWNER MAY SUSPEND OR TERMINATE WORK:
15.1 OWNER may,at any time and without cause,suspend the Work,or any portion thereof,for a
period of not more than ninety days,by notice in writing to CONTRACTOR and ENGINEER
which shall fix the date on which Work shall be resumed.CONTRACTOR shall resume the Work
on the date so fixed.CONTRACTOR may,at the OWNER’S sole discretion,be allowed an
increase in the Contract Price,or an extension of the Contract Time,or both,directly attributable
to any suspension,if he makes a claim therefor as provided in the Contract Documents.
15.2 Upon the occurrence of any one or more of the following events,OWNER may terminate the
Agreement:
(a)if CONTRACTOR is adjudged bankrupt or insolvent;
(b)if CONTRACTOR makes a general assignment for the benefit of creditors;
(c)if a trustee or receiver is appointed for CONTRACTOR or for any of CONTRACTOR’S
property;
(d)if CONTRACTOR files a petition to take advantage of any debtor’s act,or to reorganize under
the bankruptcy or similar laws;
(e)if CONTRACTOR repeatedly fails to supply sufficient skilled workmen,or suitable materials
or equipment;
(f)if CONTRACTOR repeatedly fails to make prompt payments to Subcontractors,or for labor,
materials,or equipment;
34
Exhibit D -Page 35 of 36
(g)if CONTRACTOR disregards laws,ordinances,rules,regulations,or orders of any public
body having jurisdiction;
(h)if CONTRACTOR disregards the authority of ENGINEER;or
(i)if CONTRACTOR otherwise violates,in any substantial way,any provisions of the Contract
Documents.
OWNER may,after giving CONTRACTOR and his surety seven (7)days written notice,
terminate the services of CONTRACTOR,exclude CONTRACTOR from the site,and take
possession of the Work and of all CONTRACTOWS tools,appliances,construction equipment,
and machinery at the site,and use the same to the full extent they could be used by
CONTRACTOR (without liability to CONTRACTOR for trespass or conversion),incorporate in
the Work all materials and equipment stored at the site,or for which OWNER has paid
CONTRACTOR but which are stored elsewhere,and finish the Work as OWNER may deem
expedient.In such case,CONTRACTOR shall not be entitled to receive any further payment until
the Work is finished.If the unpaid balance of the Contract Price exceeds the direct and indirect
costs of completing the Work,including compensation for additional professional services,such
excess shall be paid to CONTRACTOR.If such costs exceed such unpaid balance,
CONTRACTOR shall pay the difference to OWNER.Such costs incurred by OWNER shall be
verified by ENGINEER and incorporated in a change order,but in finishing the Work,OWNER
shall not be required to obtain the lowest figure for the Work performed.Contractor shall insert a
clause containing the terms of section 15.1 and 15.2 in all contracts or sub-contracts that exceed
$10,000.
15.3 Where CONTRACTOR’S services have been so terminated by OWNER,the termination shall not
affect any rights of OWNER against CONTRACTOR then existing,or which may thereafter
accrue.Any retention or payment of monies due CONTRACTOR by OWNER will not release
CONTRACTOR from liability.
15.4 Upon seven (7)days written notice to CONTRACTOR and ENGINEER,OWNER may,without
cause and without prejudice to any other right or remedy,elect to abandon the Work and terminate
the Agreement.In such case,CONTRACTOR shall be paid for all Work executed and expenses
sustained through the date of termination.Contractor shall insert a clause containing the terms of
this section 15.4 in all contracts or sub-contracts that exceed $10,000.
15.4.1 Upon termination,CONTRACTOR shall promptly deliver to OWNER all shop drawings,
Project date and all other information,materials or records relating to the Work performed
under the Contract Documents.
CONTRACTOR MAY STOP WORK OR TERMINATE:
15.5 If,through no act or fault of CONTRACTOR,the Work is suspended for a period of more than
ninety days by OWNER,or under an order of court or other public authority,or ENGINEER fails
to act on any application for payment within thirty days after it is submitted,or OWNER fails for
thirty days to pay CONTRACTOR any sum finally determined to be due,then CONTRACTOR
may,upon seven days written notice to OWNER and ENGINEER,terminate the Agreement and
recover from OWNER payment for all Work executed through the date of termination.
35
Exhibit D -Page 36 of 36
ARTICLE 16-INTENTIONALLY OMITTED
ARTICLE 17-MISCELLANEOUS
GIVING NOTICE:
17.1 Whenever any provision of the Contract Documents requires the giving of written notice,it shall
be deemed to have been validly given if delivered in person to the individual,or to a member of
the firm,or to an officer of the corporation for whom it is intended,or if delivered at or sent by
registered or certified mail,postage prepaid,to the last business address known to the giver of the
notice.
COMPUTATION OF TIME:
17.2 When any period of time is referred to in the Contract Documents by days,it shall be calendar
days and be computed to exclude the first and include the last day of such period.If the last day of
any such period falls on a Saturday or Sunday,or on a day made a legal holiday by the law of the
applicable jurisdiction,such day shall be omitted from the computation.
GENERAL:
17.3 Should OWNER or CONTRACTOR suffer injury or damage to his person or property because of
any error,omission or act of the other party or of any of the other party’s employees or agents,or
others for whose acts the other party is legally liable,claim shall be made in writing to the other
party within a reasonable time of the first observances of such injury or damage.
17.4 The duties and obligations imposed by these General Conditions and the rights and remedies
available hereunder to the parties hereto,and,in particular,but without limitation,the warranties,
guarantees,and obligations imposed upon CONTRACTOR by paragraphs 6.31,13.1,13.11,
13.14,14.3,and 15.2,and all of the rights and remedies available to OWNER and ENGINEER
thereunder,shall be in addition to,and shall not be construed in any way as a limitation of,any
rights and remedies available to any or all of them which are otherwise imposed or available by
law or contract,by special warranty or guarantee,or by other provisions of this Agreement and
shall be as effective as if repeated specifically in the Contract Documents in connection with each
particular duty,obligation,right and remedy to which they apply.All representations,warranties,
and guarantees made in the Contract Documents shall survive final payment and termination or
completion of this Agreement.
36
Federal Emergency Management Agency,DHS
Exhibit E -Page 1 of 7
§13.36
the current market value or proceeds
from sale by the awarding agency’s
share of the equipment.
(3)In cases where a grantee or sub-
grantee fails to take appropriate dis
position actions,the awarding agency
may direct the grantee or subgrantee
to take excess and disposition actions.
(1)Federal equipment.In the event a
grantee or subgrantee is provided fed
erally-owned equipment:
(1)Title will remain vested in the
Federal Government.
(2)Grantees or subgrantees will man
age the equipment in accordance with
Federal agency rules and procedures.
and submit an annual inventory list-
jug.
(3)When the equipment is no longer
needed.the grantee or subgrantee will
request disposition instructions from
the Federal agency.
(g)Right to transfer title.The Federal
awarding agency may reserve the right
to transfer title to the Federal Govern
ment or a third part named by the
awarding agency when such a third
party is otherwise eligible under exist
ing statutes.Such transfers shall be
subject to the following standards:
(1)The property shall be identified in
the grant or otherwise made known to
the grantee in writing.
(2)The Federal awarding agency
shall issue disposition instruction
within 120 calendar days after the end
of the Federal support of the project
for which it was acquired.If the Fed
eral awarding agency fails to issue dis
position instructions within the 120
calendar-day period the grantee shall
follow §13.32(e).
(3)When title to equipment is trans
ferred.the grantee shall be paid an
amount calculated by applying the per
centage of participation in the pur
chase to the current fair market value
of the property.
§13.33 Supplies.
(a)Title.Title to supplies acquired
under a grant or subgrant will vest.
upon acquisition.in the grantee or sub-
grantee respectively.
(b)Disposition.If there is a residual
inventory of unused supplies exceeding
$5,000 in total aggregate fair market
value upon termination or completion
of the award,and if the supplies are
not needed for any other federally
sponsored programs or projects,the
grantee or subgrantee shall com
pensate the awarding agency for its
share.
§13.34 Copyrights.
The Federal awarding agency re
serves a royalty-free,nonexclusive.and
irrevocable license to reproduce.pub
lish or otherwise use,and to authorize
others to use.for Federal Government
purposes:
(a)The copyright in any work devel
oped under a grant.subgrant,or con
tract under a grant or subgrant;and
(b)Any rights of copyright to which
a grantee.subgrantee or a contractor
purchases ownership with grant sup
port.
§13.35 Subawards to debarred and
suspended parties.
Grantees and subgrantees must not
make any award or permit any award
(subgrant or contract)at any tier to
any party which is debarred or sus
pended or is otherwise excluded from or
ineligible for participation in Federal
assistance programs under Executive
Order 12549.“Debarment and Suspen
sion.”
§13.36 Procurement.
(a)States.When procuring property
and services under a grant,a State will
follow the same policies and procedures
it uses for procurements from its non-
Federal funds.The State will ensure
that every purchase order or other con
tract includes any clauses required by
Federal statutes and executive orders
and their implementing regulations.
Other grantees and subgrantees will
follow paragraphs (b)through (i)in
this section.
(b)Procurement standards.(1)Grant
ees and subgrantees will use their own
procurement procedures which reflect
applicable State and local laws and
regulations.provided that the procure
ments conform to applicable Federal
law and the standards identified in this
section.
(2)Grantees and subgrantees will
maintain a contract administration
system which ensures that contractors
perform in accordance with the terms,
131
§13.36 44 CFR Ch.I (10—1—11 Edition)
Exhibit E -Page 2 off
conditions,and specifications of their
contracts or purchase orders.
(3)Grantees and subgrantees will
maintain a written code of standards of
conduct governing the performance of
their employees engaged in the award
and administration of contracts.No
employee,officer or agent of the grant
ee or subgrantee shall participate in se
lection,or in the award or administra
tion of a contract supported by Federal
funds if a conflict of interest,real or
apparent.would be involved.Such a
conflict would arise when:
(i)The employee,officer or agent,
(ii)Any member of his immediate
family,
(iii)His or her partner.or
(iv)An organization which employs,
or is about to employ,any of the
above,has a financial or other interest
in the firm selected for award.The
grantee’s or subgrantee’s officers,em
ployees or agents will neither solicit
nor accept gratuities,favors or any
thing of monetary value from contrac
tors,potential contractors,or parties
to subagreements.Grantee and sub
grantees may set minimum rules where
the financial intbrest is not substantial
or the gift is an unsolicited item of
nominal intrinsic value.To the extent
permitted by State or local law or reg
ulations,such standards or conduct
will provide for penalties.sanctions,or
other disciplinary actions for viola
tions of such standards by the grant
ee’s and subgrantee’s officers,employ
ees.or agents,or by contractors or
their agents.The awarding agency may
in regulation provide additional prohi
bitions relative to real,apparent.or
potential conflicts of interest.
(4)Grantee and subgrantee proce
dures will provide for a review of pro
posed procurements to avoid purchase
of unnecessary or duplicative items.
Consideration should be given to con
solidating or breaking out procure
ments to obtain a more economical
purchase.Where appropriate,an anal
ysis will be made of lease versus pur
chase alternatives,and any other ap
propriate analysis to determine the
most economical approach.
(5)To foster greater economy and ef
ficiency,grantees and subgrantees are
encouraged to enter into State and
local intergovernmental agreements
for procurement or use of common
goods and services.
(6)Grantees and subgrantees are en
couraged to use Federal excess and sur
plus property in lieu of purchasing new
equipment and property whenever such
use is feasible and reduces project
costs.
(7)Grantees and subgrantees are en
couraged to use value engineering
clauses in contracts for construction
projects of sufficient size to offer rea
sonable opportunities for cost reduc
tions.Value engineering is a system
atic and creative analysis of each con
tract item or task to ensure that its es
sential function is provided at the
overall lower cost.
(8)Grantees and subgrantees will
make awards only to responsible con
tractors possessing the ability to per
form successfully under the terms and
conditions of a proposed procurement.
Consideration will be given to such
matters as contractor integrity,com
pliance with public policy,record of
past performance,and financial and
technical resources.
(9)Grantees and subgrantees will
maintain records sufficient to detail
the significant history of a procure
ment.These records will include,but
are not necessarily limited to the fol
lowing:rationale for the method of
procurement,selection of contract
type,contractor selection or rejection,
and the basis for the contract price.
(10)Grantees and subgrantees will
use time and material type contracts
only—
(i)After a determination that no
other contract is suitable,and
(ii)If the contract includes a ceiling
price that the contractor exceeds at its
own risk.
(11)Grantees and subgrantees alone
will be responsible.in accordance with
good administrative practice and sound
business judgment,for the settlement
of all contractual and administrative
issues arising out of procurements.
These issues include,but are not lim
ited to source evaluation,protests,dis
putes.and claims.These standards do
not relieve the grantee or subgrantee
of any contractual responsibilities
under its contracts.Federal agencies
will not substitute their judgment for
132
Federal Emergency Management Agency,DHS
Exhibit E -Page 3 of 7
§13.36
that of the grantee or subgrantee un
less the matter is primarily a Federal
concern.Violations of law will be re
ferred to the local.State.or Federal
authority having proper jurisdiction.
(12)Grantees and subgrantees will
have protest procedures to handle and
resolve disputes relating to their pro
curements and shall in all instances
disclose information regarding the pro
test to the awarding agency.A
protestor must exhaust all administra
tive remedies with the grantee and sub-
grantee before pursuing a protest with
the Federal agency.Reviews of pro
tests by the Federal agency will be lim
ited to:
(i)Violations of Federal law or regu
lations and the standards of this sec
tion (violations of State or local law
will be under the jurisdiction of State
or local authorities)and
(ii)Violations of the grantee’s or sub-
grantee’s protest procedures for failure
to review a complaint or protest.Pro
tests received by the Federal agency
other than those specified above will be
referred to the grantee or subgrantee.
(c)Competition.(1)All procurement
transactions will be conducted in a
manner providing full and open com
petition consistent with the standards
of section 13.36.Some of the situations
considered to be restrictive of competi
tion include but are not limited to:
(i)Placing unreasonable require
ments on firms in order for them to
qualify to do business.
(ii)Requiring unnecessary experience
and excessive bonding.
(iii)Noncompetitive pricing practices
between firms or between affiliated
companies,
(iv)Noncompetitive awards to con
sultants that are on retainer contracts.
(v)Organizational conflicts of inter
est.
(vi)Specifying only a ‘brand name”
product instead of allowing an equal
product to be offered and describing
the performance of other relevant re
quirements of the procurement.and
(vii)Any arbitrary action in the pro
curement process.
(2)Grantees and subgrantees will
conduct procurements in a manner
that prohibits the use of statutorily or
administratively imposed in-State or
local geographical preferences in the
evaluation of bids or proposals.except
in those cases where applicable Federal
statutes expressly mandate or encour
age geographic preference.Nothing in
this section preempts State licensing
laws.When contracting for architec
tural and engineering (A E)services,
geographic location may be a selection
criteria provided its application leaves
an appropriate number of qualified
firms,given the nature and size of the
project.to compete for the contract.
(3)Grantees will have written selec
tion procedures for procurement trans
actions.These procedures will ensure
that all solicitations:
(i)Incorporate a clear and accurate
description of the technical require
ments for the material,product.or
service to be procured.Such descrip
tion shall not,in competitive procure
ments.contain features which unduly
restrict competition.The description
may include a statement of the quali
tative nature of the material,product
or service to be procured,and when
necessary.shall set forth those min
imum essential characteristics and
standards to which it must conform if
it is to satisfy its intended use.De
tailed product specifications should be
avoided if at all possible.When it is
impractical or uneconomical to make a
clear and accurate description of the
technical requirements,a “brand name
or equal”description may be used as a
means to define the performance or
other salient requirements of a pro
curement.The specific features of the
named brand which must be met by
offerors shall be clearly stated:and
(ii)Identify all requirements which
the offerors must fulfill and all other
factors to be used in evaluating bids or
proposals.
(4)Grantees and subgrantees will en
sure that all prequalified lists of per
sons,firms.or products which are used
in acquiring goods and services are cur
rent and include enough qualified
sources to ensure maximum open and
free competition.Also.grantees and
subgrantees will not preclude potential
bidders from qualifying during the so
licitation period.
(d)Methods of procurement to be fol
towed—(1)Procurement by small purchase
procedures,Small purchase procedures
133
Exhibit E -Page 4 of 7
§13.36 44 CFR Ch.I (10—1—11 Edition)
are those relatively simple and infor
mal procurement methods for securing
services,supplies,or other property
that do not cost more than the sim
plified acquisition threshold fixed at 41
U.s.c.403(11)(currently set at $100,000).
If small purchase procedures are used,
price or rate quotations shall be ob
tained from an adequate number of
qualified sources.
(2)Procurement by seated bids (for
mal advertising).Bids are publicly so
licited and a firm-fixed-price contract
(lump sum or unit price)is awarded to
the responsible bidder whose bid,con
forming with all the material terms
and conditions of the invitation for
bids,is the lowest in price.The sealed
bid method is the preferred method for
procuring construction,if the condi
tions in §13.36(d)(2)(i)apply.
(i)In order for sealed bidding to be
feasible,the following conditions
should be present:
(A)A complete,adequate,and real
istic specification or purchase descrip
tion is available;
(B)Two or more responsible bidders
are willing and able to compete effec
tively and for the business;and
(C)The procurement lends itself to a
firm fixed price contract and the selec
tion of the successful bidder can be
made principally on the basis of price.
(ii)If sealed bids are used,the fol
lowing requirements apply:
(A)The invitation for bids will be
publicly advertised and bids shall be
solicited from an adequate number of
known suppliers,providing them suffi
cient time prior to the date set for
opening the bids:
(B)The invitation for bids,which
will include any specifications and per
tinent attachments,shall define the
items or services in order for the bidder
to properly respond;
(C)All bids will be publicly opened at
the time and place prescribed in the in
vitation for bids:
(D)A firm fixed-price contract award
will be made in writing to the lowest
responsive and responsible bidder.
Where specified in bidding documents.
factors such as discounts,transpor
tation cost,and life cycle costs shall be
considered in determining which bid is
lowest.Payment discounts will only be
used to determine the low bid when
prior experience indicates that such
discounts are usually taken advantage
of;and
(B)Any or all bids may be rejected if
there is a sound documented reason.
(3)Procurement by competitive pro
posats.The technique of competitive
proposals is normally conducted with
more than one source submitting an
offer,and either a fixed-price or cost-
reimbursement type contract is award
ed.It is generally used when conditions
are not appropriate for the use of
sealed bids.If this method is used,the
following requirements apply:
(i)Requests for proposals will be pub
licized and identify all evaluation fac
tors and their relative importance.Any
response to publicized requests for pro
posals shall be honored to the max
imum extent practical;
(ii)Proposals will be solicited from
an adequate number of qualified
sources:
(iii)Grantees and subgrantees will
have a method for conducting tech
nical evaluations of the proposals re
ceived and for selecting awardees;
(iv)Awards will be made to the re
sponsible firm whose proposal is most
advantageous to the program,with
price and other factors considered;and
(v)Grantees and subgrantees may
use competitive proposal procedures
for qualifications-based procurement of
architectural/engineering (A/E)profes
sional services whereby competitors’
qualifications are evaluated and the
most qualified competitor is selected,
subject to negotiation of fair and rea
sonable compensation.The method,
where price is not used as a selection
factor,can only be used in procure
ment of A/E professional services.It
cannot be used to purchase other types
of services though A/E firms are a po
tential source to perform the proposed
effort.
(4)Procurement by noncompetitive
proposats is procurement through solic
itation of a proposal from only one
source,or after solicitation of a num
ber of sources,competition is deter
mined inadequate.
(i)Procurement by noncompetitive
proposals may be used only when the
award of a contract is infeasible under
small purchase procedures.sealed bids
134
Federal Emergency Management Agency,DHS
Exhibit E -Page 5 off
§13.36
or competitive proposals and one of the
following circumstances applies:
(A)The item is available only from a
single source:
(B)The public exigency or emergency
for the requirement will not permit a
delay resulting from competitive solic
itation:
(C)The awarding agency authorizes
noncompetitive proposals:or
(D)After solicitation of a number of
sources,competition is determined in
adequate.
(ii)Cost analysis.i.e.,verifying the
proposed cost data,the projections of
the data.and the evaluation of the spe
cific elements of costs and profits,is
required.
(iii)Grantees and subgrantees may
be required to submit the proposed pro
curement to the awarding agency for
pre-award review in accordance with
paragraph (g)of this section.
(e)Contracting with small and minority
firms,women’s business enterprise and
labor surplus area firms.(1)The grantee
and subgrantee will take all necessary
affirmative steps to assure that minor
ity firms,women’s business enter
prises.and labor surplus area firms are
used when possible.
(2)Affirmative steps shall include:
(i)Placing qualified small and minor
ity businesses and women’s business
enterprises on solicitation lists:
(ii)Assuring that small and minority
businesses,and womens business en
terprises are solicited whenever they
are potential sources;
(iii)Dividing total requirements.
when economically feasible,into small
er tasks or quantities to permit max
imum participation by small and mi
nority business,and women’s business
enterprises;
(iv)Establishing delivery schedules.
where the requirement permits,which
encourage participation by small and
minority business.and women’s busi
ness enterprises:
(v)Using the services and assistance
of the Small Business Administration.
and the Minority Business Develop
ment Agency of the Department of
Commerce:and
(vi)Requiring the prime contractor.
if subcontracts are to be let,to take
the affirmative steps listed in para
graphs (e)(2)(i)through (v)of this sec
tion.
(f)Contract cost and price.(1)Grant
ees and subgrantees must perform a
cost or price analysis in connection
with every procurement action includ
ing contract modifications.The meth
od and degree of analysis is dependent
on the facts surrounding the particular
procurement situation.but as a start
ing point.grantees must make inde
pendent estimates before receiving bids
or proposals.A cost analysis must be
performed when the offeror is required
to submit the elements of his esti
mated cost,e.g.,under professional.
consulting,and architectural engineer
ing services contracts.A cost analysis
will be necessary when adequate price
competition is lacking.and for sole
source procurements,including con
tract modifications or change orders,
unless price resonableness can be es
tablished on the basis of a catalog or
market price of a commercial product
sold in substantial quantities to the
general public or based on prices set by
law or regulation.A price analysis will
be used in all other instances to deter
mine the reasonableness of the pro
posed contract price.
(2)Grantees and subgrantees will ne
gotiate profit as a separate element of
the price for each contract in which
there is no price competition and in all
cases where cost analysis is performed.
To establish a fair and reasonable prof
it.consideration will be given to the
complexity of the work to be per
formed.the risk borne by the con
tractor,the contractor’s investment,
the amount of subcontracting.the
quality of its record of past perform
ance,and industry profit rates in the
surrounding geographical area for
similar work.
(3)Costs or prices based on estimated
costs for contracts under grants will be
allowable only to the extent that costs
incurred or cost estimates included in
negotiated prices are consistent with
Federal cost principles (see §13.22).
Grantees may reference their own cost
principles that comply with the appli
cable Federal cost principles.
(4)The cost plus a percentage of cost
and percentage of construction cost
methods of contracting shall not be
used.
135
§13.36 44 CFR Ch.I (10—1—11 Edition)
Exhibit E Page 6 of 7
(g)Awarding agency review.(1)Grant
ees and subgrantees must make avail
able,upon request of the awarding
agency,technical specifications on pro
posed procurements where the award
ing agency believes such review is
needed to ensure that the item andlor
service specified is the one being pro
posed for purchase.This review gen
erally will take place prior to the time
the specification is incorporated into a
solicitation document.However,if the
grantee or subgrantee desires to have
the review accomplished after a solici
tation has been developed,the award
ing agency may still review the speci
fications,with such review usually lim
ited to the technical aspects of the pro
posed purchase.
(2)Grantees and subgrantees must on
request make available for awarding
agency pre-award review procurement
documents.such as requests for pro
posals or invitations for bids,inde
pendent cost estimates.etc.when:
(i)A grantee’s or subgrantee’s pro
curement procedures or operation fails
to comply with the procurement stand
ards in this section;or
(ii)The procurement is expected to
exceed the simplified acquisition
threshold and is to be awarded without
competition or only one bid or offer is
received in response to a solicitation;
or
(iii)The procurement,which is ex
pected to exceed the simplified acquisi
tion threshold,specifies a “brand
name”product;or
(iv)The proposed award is more than
the simplified acquisition threshold
and is to be awarded to other than the
apparent low bidder under a sealed bid
procurement:or
(v)A proposed contract modification
changes the scope of a contract or in
creases the contract amount by more
than the simplified acquisition thresh
old.
(3)A grantee or subgrantee will be
exempt from the pre-award review in
paragraph (g)(2)of this section if the
awarding agency determines that its
procurement systems comply with the
standards of this section.
(i)A grantee or subgrantee may re
quest that its procurement system be
reviewed by the awarding agency to de
termine whether its system meets
these standards in order for its system
to be certified.Generally,these re
views shall occur where there is a con
tinuous high-dollar funding,and third-
party contracts are awarded on a reg
ular basis.
(ii)A grantee or subgrantee may self-
certify its procurement system.Such
self-certification shall not limit the
awarding agency’s right to survey the
system.Under a self-certification pro
cedure,awarding agencies may wish to
rely on written assurances from the
grantee or subgrantee that it is com
plying with these standards.A grantee
or subgrantee will cite specific proce
dures,regulations,standards,etc.,as
being in compliance with these require
ments and have its system available
for review.
(h)Bonding requirements.For con
struction or facility improvement con
tracts or subcontracts exceeding the
simplified acquisition threshold,the
awarding agency may accept the bond
ing policy and requirements of the
grantee or subgrantee provided the
awarding agency has made a deter
mination that the awarding agency’s
interest is adequately protected.If
such a determination has not been
made,the minimum requirements shall
be as follows:
(1)A bid guarantee from each bidder
equivalent to five percent of the bid price.
The “bid guarantee”shall consist of a
firm commitment such as a bid bond.
certified check,or other negotiable in
strument accompanying a bid as assur
ance that the bidder will,upon accept
ance of his bid,execute such contrac
tual documents as may be required
within the time specified.
(2)A performance bond on the part of
the contractor for 100 percent of the con
tract price.A “performance bond”is
one executed in connection with a con
tract to secure fulfillment of all the
contractor’s obligations under such
contract.
(3)A payment bond on the part of the
contractor for 100 percent of the contract
price.A “payment bond”is one exe
cuted in connection with a contract to
assure payment as required by law of
all persons supplying labor and mate
rial in the execution of the work pro
vided for in the contract.
136
Federal Emergency Management Agency,DHS
Exhibit E -Page 7 of 7
§13.37
(i)Contract provisions.A grantee’s
and subgrantee’s contracts must con
tain provisions in paragraph (i)of this
section.Federal agencies are permitted
to require changes.remedies,changed
conditions.access and records reten
tion.suspension of work,and other
clauses approved by the Office of Fed
eral Procurement Policy.
(1)Administrative,contractual,or
legal remedies in instances where con
tractors violate or breach contract
terms.and provide for such sanctions
and penalties as may be appropriate.
(Contracts more than the simplified ac
quisition threshold)
(2)Termination for cause and for
convenience by the grantee or sub-
grantee including the manner by which
it will be effected and the basis for set
tlement.(All contracts in excess of
$10,000)
(3)Compliance with Executive Order
11246 of September 24,1965,entitled
•‘Equal Employment Opportunity,”as
amended by Executive Order 11375 of
October 13,1967.and as supplemented
in Department of Labor regulations (41
CFR chapter 60).(All construction con
tracts awarded in excess of $10,000 by
grantees and their contractors or sub
grantees)
(4)Compliance with the Copeland
“Anti-Kickback”Act (18 U.S.C.874)as
supplemented in Department of Labor
regulations (29 CFR Part 3).(All con
tracts and subgrants for construction
or repair)
(5)Compliance with the Davis-Bacon
Act (40 U.S.C.276a to 276a-7)as supple
mented by Department of Labor regu
lations (29 CFR part 5).(Construction
contracts in excess of $2000 awarded by
grantees and subgrantees when re
quired by Federal grant program legis
lation)
(6)Compliance with Sections 103 and
107 of the Contract Work Hours and
Safety Standards Act (40 U.S.C.327-330)
as supplemented by Department of
Labor regulations (29 CFR Part 5).
(Construction contracts awarded by
grantees and subgrantees in excess of
$2000.and in excess of $2500 for other
contracts which involve the employ
ment of mechanics or laborers)
(7)Notice of awarding agency re
quirements and regulations pertaining
to reporting.
(8)Notice of awarding agency re
quirements and regulations pertaining
to patent rights with respect to any
discovery or invention which arises or
is developed in the course of or under
such contract.
(9)Awarding agency requirements
and regulations pertaining to copy
rights and rights in data.
(10)Access by the grantee.the sub
grantee.the Federal grantor agency.
the Comptroller General of the United
States.or any of their duly authorized
representatives to any books.docu
ments,papers.and records of the con
tractor which are directly pertinent to
that specific contract for the purpose
of making audit,examination,ex
cerpts.and transcriptions.
(11)Retention of all required records
for three years after grantees or sub
grantees make final payments and all
other pending matters are closed.
(12)Compliance with all applicable
standards,orders,or requirements
issued under section 306 of the Clean
Air Act (42 U.S.C.1857(h)),section 508
of the Clean Water Act (33 U.S.C.1368),
Executive Order 11738.and Environ
mental Protection Agency regulations
(40 CFR part 15).(Contracts.sub
contracts.and subgrants of amounts in
excess of $100,000)
(13)Mandatory standards and policies
relating to energy efficiency which are
contained in the state energy conserva
tion plan issued in compliance with the
Energy Policy and Conservation Act
(Pub.L.94-163,89 Stat.871).
[53 FR 8078.8087,Mar.11.1988.as amended at
60 FR 19639,19645,Apr.19.1995]
§13.37 Subgrants.
(a)States.States shall follow state
law and procedures when awarding and
administering subgrants (whether on a
cost reimbursement or fixed amount
basis)of financial assistance to local
and Indian tribal governments.States
shall:
(1)Ensure that every subgrant in
cludes any clauses required by Federal
statute and executive orders and their
implementing regulations;
(2)Ensure that subgrantees are
aware of requirements imposed upon
them by Federal statute and regula
tion;
137
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(SITEIExhibitPage6of20SHEETNo.6(nowwhatsbe’ow.Callbeforeyoudig.NOTE-PRIORTOCONSTRUCTiON.CONTRACTORSHALLCOORDINATE200WiThOWNER.GOLFCOURSEANDADJACENTPRIVATEPROPERTYOWNERSRE0ARONGLOCATiONOFEXISTiNGIRRIGATiONSYSTEMSANDREOUIREDMODIFICATiONSDUETOPROPOSEDIMPROVEMENTS.REFERENCESHEETKEYSEALDRAWINGSEAGLECOUNTYSTONECREEKel-GIN-mWfENGINEERINGDEPARTMENTIBROADWAYFLOODHAZARDMITIGATIONDESIGNSOlEEsIEAGLE,COLORADO81636EAGLECOUNTY,COLORADO‘°‘No.DATEDESCRIPTIONBYREVISIONS-IREIA000HYDEMOLITIONPLANCOMPUTERFILEMANAGEMENT,-.._---SITEI&SITE2FILENAiID8,O93.OQ2(SloneCreekFIoodpIain)IdwgIConsfrucIionIOernoIiIjcnPlan-SlIpI&2,dwgtIVhJz1CTBFILE—UIIANInIFORANDONBEHALFOFDESIGNEDBY4THSCALEDATEISSUEDSEPT-2012DRAWINGNaPLOTDAX5512012&58AMMATRIXDESIONGROUP,INC.DRAWNBYCDZHOBIZl-=20’THIsSHOwINGISEUSSENTASOFPLHTEATEANOMAY6ESuS,EcrroCHANGEDESIGNGROUPPROJECTN0D8.093.0D2CHECKEDBYBCEVERTg’6SF202040SCALEINFEETORIGINALSCALESITE2
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6’COOTCLASS6AGGREGATEEASECOURSESCALEINFEETORIGINALSCALESEALSTONECREEKEAGLECOUNTYDRAWINGSIIENGINEERINGDEPARTMENTwrIIREFERENCESHEETKEYPD.BOX850FLOODHAZARDMITIGATIONPROJECT500BROADWAYEAGLECOUNTY,COLORADO044502204EAGLE,CDLORADD81631007000050000MBXAB747M422P00No.DATEDESCRIPTIONBY°°REVISIONSI’REI’AREDIlYGRADINGPLANSITEI&2FILENA0I08.093052(StoneCreekFIoodpIain)IdgIConstructionIGradingPlan-Site162d22g—-._——-——COMPUTERFILEMANAGEMENTE11fI1ifattIXiiiFORANDONBEHALFOFDESENEDBYHThISCALEI0400155000SEPT.2042IERA22N0NOCTBFILE-—PLOTDAEE5I2OI2IOO6AMDESIGNGROUPMATRIXDESIGNGROUP,INC.ERAWNBYtDZHORIZ42OIPROJECTNC08.093.002CHACKEOBVEnVESTa’20ISHEETSOF208ro.S004,550ISC0000NTASCC010TOAIE405MACsESUBJECTroCK40GEC—ASSUMEDEMELo7SS8.2PROTECTINPLACEExhibitF(jage8of20SHEETNo.8Knowwhat’sbelcw.Callbeforeyoudig.AREAOFTRAILRECONSTRUCTiON—-MATCHEXISTGROUNDGROUNDSITE1LIULEEISENHOWERTRAILMODIFICATIONS000THVARIES3’ASPHALTI...IjSITE2FLOODBYPASSCHANNELTYPICALASPHALTPATHN.T.S.N2002040
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———IIIIIIIIIIIIIIIIIIIIIIIIII--I-“SUPPERCREEKOVERFLOWSTRUCTUREExhibitFage10of20SHEETNo.JOKnowwhat’sbelow.Callbeforeyoudig.\)54E-Sd“SREFERENCECI——--‘---—-——0/“//N,,/—;/(-‘iN”/-IIv:.-L-////“‘S/////—//—--///2—-/i/r—f————L-////I)//‘S——7////I//,///1“‘S,,)/57///,,/c/////WORKAREA‘‘‘//7,///7/7‘S/‘S,4PROPOSED//,/.//‘/-//f’//-07;,‘PROJECT/S5////t‘/\(BOUNDARY/7///LEYOUTPOI\!/——‘:‘,////EXISNG30’CMP///.(WESTEDGEOFCRARNEL)—)—-“/S,.///(APPROX.ALIGNMENT)—.//\./7/N,//////,7/——————/N/,///CONCRETE/////J/LAYOUTPOINT//‘5’///.$JNCTIONBOX—[7”,//I////ATJC7ON-//,,//“/‘-:/BOUNDARY/-----//PLUGEAISNG24CMPIioJN.LAYOUTPOINT‘-637X>VrWITHFLOWEILLCONCRETEj_O_,_,.l(57’s3OCMPATOUTLET)I”l’MIN.)“-‘>01STRUCT.)IN‘-‘.“-N:165095212.7.../.SALVAGED/__‘—#I-,,,,,L..._6272264658-.57’X38’CMP/r‘7I/A’-,EXIST)NGI‘NN-.•-4’HEAOWALLAPPROXCENTERLINE/I,.“/I,‘NEXISTING42’CMP7,t‘N,I/TROUTPONDOUTLETI““'“-‘///STRUCTURE‘I/L1—————————————————————————I,,,‘NSITE4SITE5UPPERCREEKOVERFLOWSTRUCTURETROUTPONDOUTLETSTRUCTURENOTE.CONSTRUC11ONOFUPPERCREEKOVERFLOWSTRUCTURENOTECONSTRUCTiONOFTROUTPONDOUTLETSTRUCTUREWILLWILLREQUIREFIELDDIRECTIONBYOWNER/ENGINEER.CONTRACTORREQUIREFIELDDIRECTIONBYOWNER/ENGINEER.CONTRACTORSHALLARRANGEASITEVISITWITHOWNER/ENGINEERPRIORTOSHALLARRANGEASITEVISITWITHOWNER/ENGINEERPRIORTOINITIAliNGCONSTRUCTiONATSITE4TOCOORDINATESCOPEOFINITIATiNGCONSTRUCTiONATSITE5TOCOORDINATESCOPEOPWORKANDDESIGNINTENT.1001020WORKANDDESIGNINTENT.NNo.DATEDESCRIPTIONBYREVISIONSCOMPUTERFILEMANAGEMENTFILENAMER109.093.002(SloseCreekFloodplain)IdsvglConslssclionlGsadiegPIan-SIIe4&5.dwgCTBFILE—PLOTDATE9/25120121023AMThUSORAMNA5cussrsrAsO,oronrEWhOenrBEsSBJEcrToCJ-LWhGESCALEINFEETORIGINALSCALEIELICL.fJNTh’EAGLECOUNIYENGINEERINGDEPARTMENTPDBOX950500BROADWAYEAGLE,COLORADO91631SEALI’REI’AREL)ISVMatrixjJDESIGNGROUPSTONECREEKFLOODHAZARDMITIGATIONPROJECTEAGLECOUNTY,COLORADOGRADINGPLANSITES4&5FORANDONBEHALFOFDESIGNEDBYHTHSCALEDATEISSUEDMATRIXDESIGNGROUP,INC.DP,GWNOYtDZHOWE1’=ITPROJECTNo.08093.002CHECKEDBYBCEVERTSHEETAUGUST2012DRAWINGNohoOF2010
ExhibitF“age12of20SHEETNo.72Knowwhatsbelow.Callbeforeyoudig.7;;;605-J0z.,..,,.-,,,Si..+,_..7600—-‘--76000<...,..,..DIVERSIONWEIRWLflWCRESTEL,7593.5—.,_.—EXIS11NGGRADE7595—--—./75957590t5=001\_PROPDSEDTHALWEG590—LINEBASINSLIPESW1Th7585--240—EOIIUIER——-—---no57580—-—75807570‘57517*0018*00PROFILESITE3CHANNEL19*0019*11REFERENCEDRAWINGSOG-Su*ey-GIS.ThpoEAGLECOUNTYENGINEERINGDEPARTMENTP.O.BOX850500BROADWAYEAGLE,CDLDRADD81631I’REPAIWDBYMatrixeDESIGNGROUPSEALSTONECREEKFLOODHAZARDMITIGATIONPROJECTEAGLECOUNTY,COLORADOPROFILES-2FORANDON6EHALFOFDESIGNEDBYHTHSCALEDATEISSUEDMATRIXDESIGNGROUP.INC.DRAWNBYCDZ00HZl’=lDPROJECTNo.09.093.002CHECKEDBYHtKVERY.r=IDSHEET1,,CCFILENAI50I0B.093002(StoneCreekFloodplain)IdwglCnnstructionlPmfiles-2.dwgCTBFILEi—PLOTDAE.€5/20121040AMrArsDRAWINGIS005flFNtASOFPLOYDATEANDMAYBESUBJECTEDCOARSESEPT2012DRAWINGND120F2012
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NOTE:LAYOUTPT.N:1650963.07E:2722642.69REINFORCEMENTSHALLFOLLOWCDOTM—6O—12.CONTRACTORTOSETLIOFLUSHWITHCROUNOSURFACETOPOFBOXTROUTPONDJUNCTIONBOXPROFILEExhibitFge14of20SHEETNo.14Knowwhatsbelow.Callbeforeyoudig.-LAYOUTPT.N:1650952.12E:2722646.5624”X24”ALUMINUMSLIOEGATEWITHMANUALOPERATORCLOSEMESHGRATEPERCOOTM—6O4—ONOTES:SLIOEGATESHALLBEROONEYHUNT761ALUMINUMFLATFRAMEAPERTUREMOUNTINGWEIRGATEOREQUIVALENT.“MATCHEXISTPIPEINVERTELEV.EAGLECOUNTYENGINEERINGDEPARTMENTPD.BOX950500BROADWAYEAGLE,COLORADO81637STONECREEKFLOODHAZARDMITIGATIONPROJECTEAGLECOUNTY,COLORADODIVERSIONSTRUCTURE-2&TROUTPONDOUTLETSTRUCTUREFORANDONBEHALFOFDESIGNEECEHERSOMESATEISSUEDSEPT.2012ERAWINGNDMATRIXDESIGNGROUP,INC.ERAWNOVLDZHORIZ.N,’APROJECTNo08.093.602CHECHEDBV-RLKVERASHEET14SF20CAEXIST.L2”CMPRNG&COVERCMP.240MANHOLERING&COVERCPLANTOPOFBOXEL.64.00EXIST.INV.EL.58.09TOPOFBOXEL.7662.50NV.OUT:7658.20SECTIONAEXIST.CONCRETEPOND42”CMPJUNCTIONOUTLETBOXSTRUCTURETROUTPONDJUNCTIONBOXonzSPOTELEVATIONSWonIon76XX.XTYP,IZ57”x38”CMP100YRWSQ=100CFS100YRWS0=150CFSGRADE1EXIST1NCGRADERESETEXIS17NGBOULDERS(12—20)(d5O=18+)W=20+24”X24”ALUMINUMSLIDEGATEWITHMANUALOPERATOR*PLANREFERENCEDRAWINGSPROFILE—UPPERCREEKCLM0GZbS4CLOSEMESHGRATEPERCOOTM—6O4—1OOVERFLOWSTRUCTURENEWBOULDERS(6)(d5o=36”)57”x38”CMP12”12”SECTIONBSECTIONCNo.DATEDESCRIPTIONBYREVISIONSCOMPUTERFILEMANAGEMENTSHEETKEYFILENA9I08.093002(StoneCreekFIoodpIaIn)IdWglC005tn000IoolUpperCreekOverfloWStructure&TroutPondOutletStructure.dwgCTBPILEI—PLOTDA9E5I207270.35AMmlSDRAWINGISE000ENrAsoppoorOGrEANDMAVOCSUOJEETTOCHANGEEAGtECUN”I’TROUTPONDOUTLETSTRUCTURESEALt’lt.Et’ARE0)BY.MatrixDESIGNGROUP
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Exhibit G -Page 1 of 56
Stone Creek flood Hazard Mitigation Project
Table of Contents
Technical Specifications
DIVISION ONE:GENERAL REQUIREMENTS
01150 Measurement and Payment
DIVISION TWO:SITE CONSTRUCTION
02220 —Removal of Structures and Obstructions
02230 —Clearing and Grubbing
02240 —Water Control and Dewatering
02315 Excavation,Backfill,and Compaction
02370 Erosion and Sediment Control
02375 —Rock
02631 Corrugated Steel Pipe
02710 —Aggregate Base Course
02740 —Flexible Pavement (Asphalt)
02821 —Seeding,Sodding and Fertilizing
DIVISION THREE:CONCRETE
03300 —Cast-in-Place Concrete
ExhibitG-Page2of56
SECTION 1150
MEASUREMENT AND PAYMENT
PART 1 GENERAL
1.01 DESCRIPTION
A.General:
1.All measurements and payments will be based on work completed in strict
accordance with the plans and specifications for the project.
2.The method of measurement and basis of payment described are for the work
itemized in the Bid Form and in the sections of the specifications.Items may
include work within a single section or in more than one section.
3.See the General Contract Conditions for additional information pertaining to
measurement and payment.This section is intended to supplement the General
and Special Conditions.
B.Measurement:
1.Unless otherwise specified,all longitudinal measurements will be made
horizontally,and computations will be based on the dimensions shown on
drawings and details.No measurement will be made by weight tickets,except
asphalt pavement.
2.Quantities will be rounded off to the nearest whole number.
3.The CONTRACTOR shall,in the presence of the OWNER or ENGINEER,verify
all measurements and quantities required for payment by the unit price method.
4.CONTRACTOR shaU provide necessary equipment,workers,and survey
personnel as required for measurements.
C.Units
1.Measurement by Volumes:Measurement by cubic dimension using mean length,
width and height or thickness.Longitudinal measurements will be made
horizontally.
2.Measurements by Area:Measured by square dimensions using mean length and
width or radius,measured horizontally.
3.Linear Measurement:Measured by linear dimension at the item centerline or mean
chord.
4.Measured by Lump Sum or Per Each:Item inclusion as specified by the bid item
description.
D.Payment:
1.Unit bid prices,as quoted in the Bid Schedule,shall constitute full compensation
for labor,materials,equipment,rentals,overhead,profit and incidentals to
complete all work for each pay item and for all risk,loss,damage,or expense of
whatever nature arising from the nature of the work or prosecution thereof.
2.Work or materials that are essential to the work,but for which there are no pay
items,will not be measured and paid for separately,but shall be included in other
01150-1
Exhibit G -Page 3 of 56
items of work.All requirements of Division I such as project coordination and
preparation of submittals for which there is no specific bid item shall be
considered incidental to other bid items.
3.Payment for work listed as lump sum bid items completed under this contract
shall be paid for on a lump sum fixed price basis.
4.Final payment for work governed by unit prices will be made on the basis of the
measurements and quantities accepted by the ENGINEER multiplied by the unit
price for work which is incorporated in or made necessary by the WORK.
1.02 BID ITEMS
BID ITEM 1.01 -MOBILIZATION (SITE 1)
BID ITEM 2.01 -MOBILIZATION (SITE 2)
BID ITEM 3.01 -MOBILIZATION (SITE 3)
BID ITEM 4.01 -MOBILIZATION (SITE 4)
BID ITEM 5.01 -MOBILIZATION (SITES)
A.Measurement:No separate measurement for payment will be made for any labor,
equipment,and materials required for this item.
B.Payment:This item consists of the mobilization of personnel,equipment,permits and supplies
to the project site in preparation for work on the project.This item includes all administrative
requirements including preparation of the project schedule,submittals,public relations,bonds
and insurance.This item shall include demobilization at the completion of the construction
season including the removal of the Contractor’s equipment,supplies,temporary facilities and
excess materials and cleanup of the site.This item includes maintenance and submittal of
record drawings.This work also includes providing all related materials,equipment and labor
not specifically covered by other bid items.This item shall also include the establishment and
maintenance for the duration of the Contract of the CONTRACTOR’S protective fencing and
barricades not included elsewhere.This item also includes obtaining any permits not
specifically described under other bid items.Partial payments for Mobilization will be made as
the work progresses.
a.Partial payments for Mobilization shall adhere to the following schedule:
1.At the first monthly pay draw,50%of the bid amount for Mobilization will be
paid.
ii.When 50%of the original contract amount is earned,a further 30%of the
amount bid for this item will be paid.
iii.At the last monthly pay draw,20%of the bid amount for Mobilization will be
paid.
BID ITEM 1.02 -TRAFFIC CONTROL (SITE 1)
BID ITEM 3.02 -TRAFFIC CONTROL (SITE 3)
BID ITEM 5.02 -TRAFFIC CONTROL (SITES)
A.Measurement:Work zone traffic control shall be paid as a lump sum item.
B.Payment:The lump sum price will include all of CONTRACTOR’S costs.This BID item
includes preparing,implementing,adjusting as necessary,and maintaining an approved Traffic
Control Plan,obtaining any required pennits and providing all related and necessary labor,
equipment,and materials to carry out the Traffic Control Plan.Portions of this project and
01150-2
Exhibit G -Page 4 of 56
access to it are located on private property.Traffic control for this project may include
coordination with the private property owners and making adjustments and accommodations for
these owners as necessary.
BID ITEM 1.03 --SITE RESTORATION (SITE 1)
BID ITEM 2.02 --SITE RESTORATION (SITE 2)
BID ITEM 3.03 --SITE RESTORATION (SITE 3)
BID ITEM 4.02 --SITE RESTORATION (SITE 4)
BID ITEM 5.03 --SITE RESTORATION (SITE 5)
A.Measurement:Site Restoration shall be paid as a lump sum item.
B.Payment:Payment for this bid item shall include all labor,equipment and materials
necessary to repair,to a condition prior to construction,those areas of the project,access and
haul routes,and all adjacent areas which are altered in some way or form during
construction.This work specifically includes:adjustments to irrigation valve boxes,
removal and resetting of signage,removal and resetting of landscape rocks as called for on
the construction plans.This work shall include but not be limited to the following items not
included elsewhere:replacement of any asphalt and base course,concrete paving,pipelines,
valves,valve boxes,site furnishings,culverts,fencing and any other items damaged during
construction and not covered under another bid item.
BID ITEM 1.04 --EROSION CONTROL (SITE 1)
BID ITEM 2.03 --EROSION CONTROL (SITE 2)
BID ITEM 3.04 --EROSION CONTROL (SITE 3)
BID ITEM 4.03 --EROSION CONTROL (SITE 4)
BID ITEM 5.04 --EROSION CONTROL (SITES)
A.Measurement:No measurement for payment will be made for this work.It shall be paid for
at the Contract Lump Sum bid item.
B.Payment:The lump sum price will include all of CONTRACTORs costs.This item includes:
developing a storm water pollution prevention plan,obtaining required approvals for this
plan,furnishing;installing;maintaining;periodic inspections,adjustments and modifications;
removal of all environmental controls;and all related materials,equipment,and labor
required for complete and effective environmental control systems.The specific Best
Management Practices (BMP)devices include but are not limited to silt fence,vehicle
tracking control devices,inlet protection,outlet protection,and check dams.The Contractor
is responsible for design of a full erosion control plan.They are responsible for supply and
maintenance of the engineering control.
BID ITEM 1.05 --REMOVE ASPHALT TRAIL
A.Measurement:The unit of measurement will be the square yard.Measurement for payment
will be by field measurement of the surface area of asphalt pavement removed in accordance
with the plans and specifications and as approved by the OWNER.
B.Payment:This work includes the removal of asphalt pavement needed for regrading of the
diversion channel.This item shall include all materials,equipment,and labor required for
complete removal and proper off-site disposal of asphalt trail.This work includes saw
cutting and the protection,patching,repair and modification of existing improvements,which
01150-3
Exhibit G -Page 5 of 56
are scheduled to remain.The unit price will include all of the CONTRACTOR’s costs
including any disposal fees and all necessary labor,equipment and materials to complete the
WORK.
BID ITEM 1.06 --REMOVE BLOCK RETAINING WALL
A.Measurement:The unit of measurement will be the lineal foot.Measurement for payment
will be by field measurement of the length of existing retaining wall,including stairs,
removed in accordance with the plans and specifications and as approved by the OWNER.
B.Payment:This work includes the removal of existing block wall and stairs as needed for
regrading of the diversion channel.This item shall include all materials,equipment,and
labor required for complete removal and proper off-site disposal of block wall.This work
includes breaking up and removal of the wall and stairs and the protection,patching,repair
and modification of existing improvements,which are scheduled to remain.The unit price
will include all of the CONTRACTOR’s costs including any disposal fees and all necessary
labor,equipment and materials to complete the WORK.
BID ITEM 1.07 --REMOVE 1$”CMP
A.Measurement:No measurement for payment will be made for this work.It shall be paid for
at the Contract Lump Sum bid item.
B.Payment:This work includes the removal of existing 8”CMP and end sections at Site 1.
This item shall include all materials,equipment,and labor required for complete removal and
proper off-site disposal of the pipe.This work includes removal of the pipe and the
protection,patching,repair and modification of existing improvements,which are scheduled
to remain.The unit price will include all of the CONTRACTOR’s costs including any
disposal fees and all necessary labor,equipment and materials to complete the WORK.
BID ITEM 1.08 -RECONSTRUCT ASPHALT TRAIL
A.Measurement:The unit of measurement will be the square yard.Measurement for payment
will be by field measurement of the surface area of asphalt pavement constructed in
accordance with the plans and specifications and as approved by the OWNER.
B.Payment:Payment for this bid item shall include mix design,submittals,subgrade preparation,
aggregate base course,tack coat at construction joints and other areas,provision and placement
of HIVIAP,compaction,testing of the HMAP,and all labor,equipment,and other work items
required by the Construction Drawings and Specifications to install HMAP.Additional payment
will not be made for asphalt placed in excess of the depth found in the construction plans and
specifications.
BID ITEM 1.09 -AGGREGATE BASE COURSE
BID ITEM 3.12 -AGGREGATE BASE COURSE
A.Measurement:The quantity to be paid shall be the actual number of tons of aggregate base
course installed based upon scale tickets.
01150-4
Exhibit G -Page 6 of 56
B.Payment:Payment for this bid item shall include subgrade preparation,the purchase and
transport of the aggregate base course to the site,placement and compaction,and all other
work,materials,equipment and workmanship required to construct the roadway to the
dimensions and grades shown on the plans.
BID ITEM 1.10 -CONSTRUCT TIMBER STAIRS
A.Measurement:No measurement for payment will be made for this work.It shall be paid for
at the Contract Lump Sum bid item.
B.Payment:Payment for this bid item shall include all materials,labor and equipment necessary
to furnish and install landscape timber stairs at Site 1 in accordance with the Construction
Drawings and Specifications.
BID ITEM 1.11 -REGRADE NEW CHANNEL (SITE 1)
BID ITEM 2.05 -REGRADE NEW CHANNEL (SITE2)
BID ITEM 3.13 -REGRADE NEW CHANNEL (SITE 3)
A.Measurement:The quantity to be paid shall be the actual number of square yards of regrading
for each site listed in accordance with the Construction Drawings and Specifications.
B.Payment:The unit price bid for regrading shall include all of the CONTRACTOR’S costs of
whatsoever nature to perform the regarding (excavation and fill)to the fmished grade or
subgrade as shown on the DRAWINGS.The bid price shall include stripping,excavation and
placement of this material in embankment construction and filling operations,stockpiling (if
necessary);disposal of debris;density and moisture control;safety measures;and all other
related and necessary materials work and equipment required to perform the excavation in
accordance with the Drawings and Specifications.No payment for excavation shall be made
under this item for excavation necessary to perform the clearing and grubbing,demolition,or
topsoil paid under other items of the Specifications.
BID ITEM 1.12 —UNCLASSIFIED EXCAVATION -HAUL (SITE 1)
BID ITEM 2.06 -UNCLASSIFIED EXCAVATION -HAUL (SITE 2)
BID ITEM 3.14 -UNCLASSIFIED EXCAVATION -HAUL (SITE 3)
A.Measurement:No measurement shall be made for the excavation and placement or haul off of
soil material.Payment shall be lump sum for soil material moved or hauled from the site in
accordance with the Construction Drawings and Specifications.
B.Payment:Unclassified Excavation-Haul shall include placement of fill and the entire
CONTRACTOR’S cost whatsoever to perform the excavation,transportation and disposal
offsite of excess excavation materials.CONTRACTOR shall keep a daily log of quantities
hauled off and note the location that the excavated material was taken.No payment for
earthwork shall be made under this item for excavation necessary to perform the clearing and
grubbing,demolition,or topsoil paid under other items of the Specifications.
BID ITEM 3.15 -EMBANKMENT MATERIAL (SITE 3)
C.Measurement:No measurement shall be made for the excavation,placement and compaction of
soil material.Payment shall be lump sum for soil material moved within the site in accordance
with the Construction Drawings and Specifications.
01150-5
Exhibit G -Page 7 of 56
D.Payment:Embankment material Complete-In-Place shall include placement of fill and the entire
CONTRACTOR’S cost whatsoever to perform the excavation and compaction of excavation
materials.Payment of this item shall be by lump sum.No separate survey or measurement will
be made of the amount of material moved under this contract.
BID ITEM 1.13 -REVEGETATION (SITE 1)
BID ITEM 2.07 -REVEGETATION (SITE 2)
BID ITEM 3.16 -REVEGETATION (SITE 3)
BID ITEM 4.07 -REVEGETATION (SITE 4)
BID ITEM 5.09 -REVEGETATION (SITES)
A.Measurement:The unit of measurement will be the square foot.Measurement for payment
will be by field measurement of the surface area revegetated (sod andlor seed)in accordance
with the plans and specifications and as approved by the OWNER.
B.Payment:Payment for this bid item shall include furnishing and installation of seed and/or
sod.Work includes,fme grading,bed preparation,seed,seeding,mulching of seeded areas,
fertilizer,watering,compaction,cleanup,warranty of seeded areas and all materials,
equipment,and labor required for a complete installation in accordance with the Construction
Drawings and Specifications.Any areas disturbed by the contractor outside of the limits of
construction as indicated on the Drawings will require soil preparation,fme grading,seeding
and mulching at the CONTRACTOR’S expense.
BID ITEM 1.14 -EROSION CONTROL BLANKET (SITE 1)
BID ITEM 3.17 -EROSION CONTROL BLANKET (SITE 3)
BID ITEM 4.0$-EROSION CONTROL BLANKET (SITE 4)
C.Measurement:The unit of measurement will be the square foot.Measurement for payment
will be by field measurement of the surface area of exposed mat and does not include the area
for anchoring into the soil in accordance with the plans and specifications and as approved by
the OWNER.
D.Payment:Payment for this bid item shall include furnishing and installation of erosion
control blanket.Work includes furnishing and installing,staking,anchoring and cleanup,
warranty of blanketed areas and all materials,equipment,and labor required for a complete
installation in accordance with the Construction Drawings and Specifications.Any areas
disturbed by the contractor outside of the limits of construction as indicated on the Drawings
will require erosion control blanket at the CONTRACTOR’S expense.
BID ITEM 1.15 -IRRIGATION SYSTEM RESTORATION (SITE 1)
BID ITEM 2.0$-IRRIGATION SYSTEM RESTORATION (SITE 2)
BID ITEM 3.18 -IRRIGATION SYSTEM RESTORATION (SITE 3)
A.Measurement:The quantity to be paid as a lump sum item.
B.Payment:This work is for furnishing,transporting and installing all pipe and materials;
excavating,backfilling and compacting;installing new pipe,heads,valves,couplings,
elbows,fittings and water meters if required;testing and maintenance;controller connections.
Payment for this bid item shall include all materials,labor,and equipment necessary to
01150-6
Exhibit G -Page 8 of 56
restore irrigation systems (golf course and private)to original operating condition in
accordance with the Construction Drawings and Specifications.
BID ITEM 2.04 REMOVE &SALVAGE 57”X 38”CMP
A.Measurement:No measurement for payment will be made for this work.It shall be paid for
at the Contract Lump Sum bid item.
B.Payment:This work includes the removal of three existing CMP and salvage of one section
of the existing CMP from Site 2 for use on Site 3 and Site 5.This item shall include all
materials,equipment,and labor required for complete removal,storage and proper off-site
disposal of the pipe.This work includes removal of the pipe and the protection,patching,
repair and modification of existing improvements,which are scheduled to remain and storage
of the removed pipe until installation.The unit price will include all of the CONTRACTORs
costs including any disposal fees and all necessary labor,equipment and materials to
complete the WORK.
BID ITEM 3.05 -WATER CONTROL (SITE 3)
BID ITEM 4.04 -WATER CONTROL (SITE 4)
BID ITEM 5.05 -WATER CONTROL (SITES)
A.Measurement:Control of water shall be paid as a lump sum item,regardless of the amount of
water,frequency of flooding,facilities constructed,or damage caused by flooding.
B.Payment:The lump sum price will include all of CONTRACTOR’s costs.This Bifi item
includes implementing measures to control surface water and groundwater;providing
temporary power,if necessary;evaluating,designing,permitting,constructing,maintaining,
and monitoring dewatering measures;and providing all other related and necessary labor,
equipment,and materials to complete the WORK.
BID ITEM 3.06 --REMOVE 42”X 29”CMP
A.Measurement:No measurement for payment will be made for this work.It shall be paid for
at the Contract Lump Sum bid item.
B.Payment:This work includes the removal of existing CMP and end sections at Site 3.This
item shall include all materials,equipment,and labor required for complete removal and
proper off-site disposal of the pipe.This work includes removal of the pipe and the
protection,patching,repair and modification of existing improvements,which are scheduled
to remain.The unit price will include all of the CONTRACTOR’s costs including any
disposal fees and all necessary labor,equipment and materials to complete the WORK.
BID ITEM 3.07 --CONCRETE DIVERSION STRUCTURE
A.Measurement:The quantity to be paid shall be the actual number of cubic yards of concrete
installed as shown in the Construction Drawings and Specifications.
B.Payment:Payment for this bid item shall include subgrade preparation,the purchase and
transport of the concrete to the site,purchase of forms,forming and form removal,purchase
of concrete,placement and compaction of the concrete,purchase and installation of all
01150-7
Exhibit G -Page 9 of 56
embedded items including the 8”Pvc sleeve,fmishing of formed surfaces,concrete curing,
bedding material,and all other work,materials,equipment and workmanship required to
construct the structure to the dimensions and grades shown on the plans.Provide for cold
weather placement or hot weather placement of concrete as required and outlined in the
Specifications.
BID ITEM 3.09 --CONCRETE HEADWALL
A.Measurement:The quantity to be paid shall be the actual number of cubic yards of concrete
installed as shown in the constmction Drawings and Specifications.
B.Payment:Payment for this bid item shall include subgrade preparation,the purchase and
transport of the concrete to the site,purchase of forms,forming and form removal,purchase
of concrete,placement and compaction of the concrete,purchase and installation of all
embedded items,finishing of formed surfaces,concrete curing,bedding material,and all
other work,materials,equipment and workmanship required to construct the structure to the
dimensions and grades shown on the plans.Provide for cold weather placement or hot
weather placement of concrete as required and outlined in the Specifications.
01150-8
Exhibit G -Page 10 of 56
BID ITEM 3.10 -24”BOULDERS AT DIVERSION STRUCTURE
A.Measurement:The quantity to be paid shall be the actual number of square yards of 24”
boulders installed.The number of truckloads or weight of material actually delivered to the
site shall not affect the quantity.If the CONTRACTOR places excess material due to over-
excavation or misinterpretation of plans,no additional measurement will be made unless
previously agreed in writing by the OWNER.
B.Payment:Payment for this bid item shall include subgrade preparation,transportation of
materials,purchase and installation of the boulders,backfilling and compaction,bedding
material,handling,stockpiling and placing of boulders,disposing of rejected boulders,and all
other work items required to install the boulders at the designed dimensions and grades.
BID ITEM 3.11 -REMOVE &RESET POND BOULDERS (2 GROUPS)
A.Measurement:No measurement for payment will be made for this work.It shall be paid for
as a Lump Sum bid item.
B.Payment:Payment for this bid item shall include removal and salvage of two existing
boulder clusters,subgrade preparation,transportation of materials,installation of the salvaged
boulders in new locations as directed,backfilling and compaction,bedding material,
handling,stockpiling and placing of boulders,and all other work items required to install the
boulders at the designed dimensions and grades.
BID ITEM 4.05 -SIGNAL BOULDERS (36”)
A.Measurement:The quantity to be paid shall be the actual numnber of individual boulders
installed in accordance with the Drawings unless additional area is authorized by the
ENGINEER.
B.Payment:Payment for this bid item shall include subgrade preparation,transportation of
materials,purchase and installation of the boulders,backfilling and compaction,bedding
material,handling,stockpiling and placing of boulders,disposing of rejected boulders,and all
other work items required to install the boulders at the designed dimensions and grades.
BID ITEM 4.06 -RECONSTRUCT BOULDER DIVERSION STRUCTURE
A.Measurement:The quantity to be paid shall be the actual number of individual boulders
installed in accordance with the Drawings unless additional area is authorized by the
ENGINEER.
B.Payment:Payment for this bid item shall include subgrade preparation,transportation of
materials,purchase and installation of the boulders,backfilling and compaction,bedding
material,handling,stockpiling and placing of boulders,disposing of rejected boulders,and all
other work items required to install the boulders at the designed dimensions and grades.
BID ITEM 5.06 -TROUT POND OUTLET STRUCTURE
A.Measurement:No measurement for payment will be made for this work.It shall be paid for
as a Lump Sum bid item.
01 l509
ExhibitG-Page 11 of 56
B.Payment:Payment for this bid item shall include excavation,disposal or reuse of excavated
materials,subgrade preparation,bedding,backfill,the purchase and transport of the concrete
to the site,purchase of forms,forming and form removal,purchase of concrete,placement
and compaction of the concrete,purchase and installation of all embedded items,fmishing of
formed surfaces,concrete curing and bedding material.The work includes furnishing and
installing grate and slide gate,connection of existing and proposed pipes and all other items
necessary to complete the outlet structure installation in accordance with the Construction
Drawings and Specifications.Provide for cold weather placement or hot weather placement
of concrete as required and outlined in the Specifications.
BID ITEM 3.08 -INSTALL SALVAGED 57”X 38”CMP (SITE 3)
BID ITEM 5.07 -INSTALL SALVAGED 57”X 3$”CMP (SITES)
A.Measurement:The quantity to be paid shall be the actual number of lineal feet measured
horizontally of salvaged CMP installed in accordance with the Specifications and
Construction Drawings.
3.Payment:Payment for this bid item shall include excavation,disposal or reuse of excavated
materials,dewatering,purchase and transportation of bedding to the site,purchase and
transportation to the site of fittings,transportation to Site 3 of salvaged pipe,installation of pipe,
making and fmishing joints,backfill,compaction,testing,and all other items necessary to
provide for an operational pipeline.
BID ITEM 5.08 JUNCTION STRUCTURE
A.Measurement:No measurement for payment will be made for this work.It shall be paid for
as a Lump Sum bid item.
B.Payment:Payment for this bid item shall include excavation,disposal or reuse of excavated
materials,subgrade preparation,bedding,backfill,the purchase and transport of the concrete
to the site,purchase of forms,forming and form removal,purchase of concrete,placement
and compaction of the concrete,purchase and installation of all embedded items,fmishing of
formed surfaces,concrete curing and bedding material.The work includes uncovering
existing pipe junction,removal and disposal of existing junction structure,furnishing and
installing manhole run and cover,connection of existing and proposed pipes and all other
items necessary to complete the junction structure installation in accordance with the
Construction Drawings and Specifications.Provide for cold weather placement or hot
weather placement of concrete as required and outlined in the Specifications.
PART 2 MATERIALS (NOT USED)
PART 3 EXECUTION (NOT USED)
END OF SECTION
01150-10
Exhibft G -Page 12 of 56
SECTION 02220
REMOVAL Of STRUCTURES AND OBSTRUCTIONS
PART 1 GENERAL
1.01 SECTION INCLUDES
This WORK consists of the removal and disposal of trees,slope and ditch protection,abandoned utility
services,curbs,gutters,pipes,sidewalks,appurtenances,traffic control devices,guardrail,fences,
foundations,pavements,pavement markings,and any other obstructions that are not designated or
pennitted to remain.It shall also include salvaging,stockpiling and loading salvable materials,
sandblasting,plugging structures,cleaning culverts,and sawing and cutting to facilitate controlled
breaking and removal of concrete and asphalt to a neat line.Except in areas to be excavated,the resulting
trenches,holes,and pits shall be backfilled.
Materials removed and not designated to be salvaged or incorporated into the WORK shall become the
property of CONTRACTOR.
1.02 RELATED SECTIONS
A.Section 02230 —Clearing and Grubbing
B.Section 02315 —Excavation and Embankment
PART 2 PRODUCTS (Not Applicable)
PART 3 EXECUTION
3.01 CONSTRUCTION REQUIREMENTS
A.General.CONTRACTOR shall raze,remove,and dispose of all structures and obstructions
which are identified on the PROJECT,except utilities,structures and obstructions removed under
other contractual agreements or as otherwise provided for in the CONTRACT DOCUMENTS,
and salvable material designed to remain the property of OWNER.
B.Salvable Material.All salvable material designated in the CONTRACT or by ENGINEER to
remain the property of OWNER shall be removed without damage,in sections or pieces which
may be readily transported,and shall be stockpiled by CONTRACTOR at specified locations
within the project limits.CONTRACTOR shall safeguard salvable materials and shall be
responsible for the expense of repairing or replacing damaged or missing material until it is
incorporated into the work,or is loaded onto OWNER’s equipment by CONTRACTOR.
C.Pavements,Sidewalks,and Curbs.All asphalt and concrete pavements,sidewalks,structures,
curbs,gutters,etc.,designated for removal,shall be disposed of off-site by CONTRACTOR at
CONTRACTOR’s expense.Sawing of concrete and asphalt shall be done to a true line,with a
vertical face,unless otherwise specified.The minimum depth of a saw cut shall be two (2)
inches.for reinforced concrete,the minimum depth shall be two (2)inches,or to the depth of the
reinforcing steel,whichever occurs first.The sawing of concrete or asphalt shall be done
02220-1
Exhibit G -Page 13 of 56
carefully,and all damage to concrete which is to remain in place,caused by CONTRACTOR’s
operations,shall be repaired by the CONTRACTOR at his expense.
D.Detours.Materials used in detour structures for the PROJECT,which are supplied by the
CONTRACTOR,shall be considered to be the property of the CONTRACTOR.After the detour
is abandoned,he shall completely remove the detour structure and shall dispose of materials in
such a manner that they will not be visible from the fmished roadway.
END OF SECTION
02220-2
Exhibit G -Page 14 of 56
SECTION 02230
CLEARING AND GRUBBING
PART 1 GENERAL
1.01 SECTION INCLUDES
This WORK consists of clearing,grubbing,removing,and disposing of vegetation and debris within the
limits of the PROJECT site as shown on the DRAWINGS and required by the WORK.Vegetation and
objects designated to remain shall be preserved free from injury or defacement.
1.02 RELATED SECTIONS
Section 02220 —Removal of Structures and Obstructions
Section 02315 —Excavation and Embankment
PART 2 PRODUCTS (Not Applicable)
PART 3 EXECUTION
3.01 CONSTRUCTION REQUIREMENTS
Before beginning construction work at the project site the CONTRACTOR shall stake the area to be
cleared and grubbed,tag any significant vegetation to be removed or trimmed and stake the limits of the
staging area.The OWNER shall be notified and given 48 hours to approve the staking limits.No
construction work shall begin before the OWNER has approved the staked limits and tagged trees.Once
approved no additional vegetation shall be removed nor shall any additional area be disturbed during the
course of construction without the prior approval of the OWNER.Any object that is designated to remain
or any object or vegetation outside of approved limits that is damaged shall be repaired or replaced as
directed by OWNER,at CONTRACTOR’s expense.
Clearing and grubbing shall extend to the toe of fill or the top of cut slopes or as designated on the
DRAWINGS.All surface objects,trees,stumps,roots,and other protruding obstructions not designated
to remain shall be cleared and grubbed,including mowing,as required.Undisturbed stumps,roots,and
nonperishable solid objects located two feet or more below subgrade or embankment slope may remain in
place.In areas to be rounded at the tops of backslopes,stumps shall be removed to at least two feet below
the surface of the fmal slope line.
All removed materials shall become the property of the CONTRACTOR and shall be properly disposed
of off-site at the CONTRACTOR’S expense.No material or debris shall be disposed of within the
project limits.
Except in areas to be excavated,all holes resulting from the removal of obstructions shall be backfihled
with suitable material and compacted in accordance with Section 02315.
All cleared timber shall be removed from the project and shall become the property of CONTRACTOR.
Branches on trees or shrubs shall be removed as directed.All trimming shall be done in accordance with
good tree surgery practices.
02230-1
Exhibit G -Page 15 of 56
CONTRACTOR shall scalp the areas withm the excavation or embankment gradmg limits Scalpmg
shall include the removal from the ground surface of sawdust,and other vegetation matter.
END OF SECTION
02230-2
Exhibit G -Page 16 of 56
SECTION 02240
WATER CONTROL AND DEWATERING
PART 1 GENERAL
1.01 SECTION INCLUDES
The WORK of this section consists of dewatering and controlling groundwater,site drainage,and storm
flows during construction.CONTRACTOR is cautioned that the WORK involves construction in and
around drainage channels,local rivers,and areas of local drainage.These areas are subject to frequent
periodic inundation.
1.02 RELATED SECTIONS
A.Section 02315 —Excavation,Backfill and Compaction
1.03 SUBMITTAL S
A.Submit water control plan and receive approval from the ENGINEER prior to initiating
construction WORK.The water control plan shall include the location,height,and type of
construction for all water control measures,including temporary dams or flow rerouting
schemes.The plan must also include a schedule showing the location and duration of
anticipated pumping,etc.
PART 2 PRODUCTS
2.01 MATERIALS
On-site materials may be used within the limits of construction to construct temporary dams and berms.
Materials such as precast concrete barrier,plastic sheeting,sand bags,and storm sewer pipe may also be
used if desired by CONTRACTOR.
PART 3 EXECUTION
3.01 CONSTRUCTION REQUIREMENTS
A.General.For all excavation,CONTRACTOR shall provide suitable equipment and labor to
remove water,and he shall keep the excavation dewatered so that construction can be carried on
under dewatered conditions.Water control shall be accomplished such that no damage is done to
adjacent channel banks or structures.CONTRACTOR is responsible for investigating and
becoming familiar with all site conditions that may affect the work including surface water,
potential flooding conditions,level of groundwater and the time of year the work is to be done.
All excavations made as part of dewatering operations shall be backfilled with the same type
material as was removed and compacted to ninety five percent (95%)of Maximum Standard
Proctor Density (ASTM D69$)except where replacement by other materials and/or methods are
required.
02240-1
Exhibit G -Page 17 of 56
CONTRACTOR shall conduct operations in such a manner that storm or other waters may
proceed uninterrupted along their existing drainage courses.By submitting a bid,
CONTRACTOR acknowledges that CONTRACTOR has investigated the risk arising from such
waters and has prepared his bid accordingly,and assumes all of said risk.
At no time during construction shall CONTRACTOR affect existing surface or subsurface
drainage patterns of adjacent property.Any damage to adjacent property resulting from
CONTRACTOR’s alteration of surface or subsurface drainage patterns shall be repaired by
CONTRACTOR at no additional cost to OWNER.
CONTRACTOR shall remove all temporary water control facilities when they are no longer
needed or at the completion of the PROJECT.
Pumps and generators used for dewatering and water control shall be quiet equipment enclosed in
sound deadening devices.
B.Surface Water Control.Surface water control generally falls into the following categories:
1.Normal low flows along the channel
2.Storm/flood flows along the channel
3.Flows from existing storm drain pipelines;and
4.Local surface inflows not conveyed by pipelines
5.Reservoir releases
CONTRACTOR shall coordinate,evaluate,design,construct,and maintain temporary water
conveyance systems.These systems shall not worsen flooding,alter major flow paths,or worsen
flow characteristics during construction.CONTRACTOR is responsible to ensure that any such
worsening of flooding does not occur.CONTRACTOR is solely responsible for determining the
methods and adequacy of water control measures.
At a minimum,CONTRACTOR shall be responsible for diverting the quantity of surface flow
around the construction area so that the excavations will remain free of surface water for the tune
it takes to install these materials,and the tune required for curing of any concrete or grout.
CONTRACTOR is cautioned that the minimum quantity of water to be diverted is for erosion
control and construction purposes and not for general protection of the construction-site.It shall
be CONTRACTOR’s responsibility to determine the quantity of water which shall be diverted to
protect the WORK from damage caused by stormwater.
CONTRACTOR shall,at all times,maintain a flow path for all channels.Temporary structures
such as berms,sandbags,pipeline diversions,etc.,may be permitted for the control of channel
flow,as long as such measures are not a major obstruction to flood flows,do not worsen flooding,
or alter historic flow routes.
C.Groundwater Control.CONTRACTOR shall install adequate measures to maintain the level of
groundwater below the foundation subgrade elevation and maintain sufficient bearing capacity
for all structures,pipelines,earthwork,and rock work,Such measures may include,but are not
limited to,installation of perimeter subdrains,pumping from drilled holes or by pumping from
sumps excavated below the subgrade elevation.Dewatering from within the foundation
excavations shall not be allowed.The foundation bearing surfaces are to be kept dewatered and
stable until the structures or other types of work are complete and backfilled.Disturbance of
02240-2
Exhibit G -Page 18 of 56
foundation subgrade by CONTRACTOR operations shall not be considered as originally
unsuitable foundation subgrade and shall be repaired at CONTRACTOR’s expense.
CONTRACTOR shall dispose of groundwater as follows:
1.Obtain discharge permit for water disposal from authorities having
jurisdiction.
2.Treat water collected by dewatering operations,as required by regulatory
agencies,prior to discharge.
3.Discharge water as required by discharge permit and in manner that will not
cause erosion or flooding,or otherwise damage existing facilities,
completed Work,or adjacent property.
4.Remove solids from treatment facilities and perform other maintenance of
treatment facilities as necessary to maintain their efficiency.
Any temporary dewatering trenches or well points shall be restored following dewatering
operations to reduce permeability in those areas as approved by ENGINEER.
END Of SECTION
02240-3
Exhibit G -Page 19 of 56
THIS PAGE INTENTIONALLY LEFT BLANK
02240-4
Exhibit G -Page 20 of 56
SECTION 02315
EXCAVATION AND EMBANKMENT
PART 1 GENERAL
1.01 SECTION INCLUDES
This WORK shall consist of excavation,embankment fill,disposal of excess material,shaping,and
compaction of all material encountered within the limits of work,including excavation and fill for
structures.The excavation shall include,but is not limited to,the native soils which must be excavated
for the PROJECT WORK.All WORK shall be completed in accordance with these SPECIFICATIONS
and the lines and grades on the DRAWINGS.
1.02 DEFINITIONS
A.Unclassified Excavation shall consist of the excavation of all materials of whatever character
required of the WORK,obtained within the PROJECT limits.
B.Muck Excavation shall consist of the removal of mixtures of soils and organic matter not suitable
for foundation material and replacement with approved material.
C.Rock Excavation shall consist of igneous,metamorphic and sedimentary rock which cannot be
excavated without the use of rippers,and all boulders or other detached stones each having a
volume of one-half (½)cubic yard or more,as determined by physical or visual measurement.It
shall also include replacement with approved material as required.
D.Embankment Material shall consist of approved material acquired from excavation or from
outside sources,hauled and placed in embankments.
1.03 DESCRIPTION
This WORK shall consist of excavation,disposal,placement,and compaction of all material encountered
within the limits of the WORK,and not being completed under some other item,necessary for the
construction of the PROJECT in accordance with the SPECIFICATIONS and the lines,grades,and
typical cross-sections shown on the DRAWINGS.All excavation will be classified,“unclassified
excavation,”or “muck excavation”or “rock excavation,”as hereafter described.All embankment will be
classified “embankment material”as hereafter described.
1.04 RELATED SECTIONS
A.Section 02230 —Clearing and Grubbing
B.Section 02240 —Water Control and Dewatering
1.05 SUBMITTALS
A.Contractor shall provide the following submittals:
1.Sieve analysis for imported Embankment Material
02315-1
Exhibit G -Page 21 of 56
2.Certification of weed free for imported Embankment Material
PART 2 PRODUCTS
2.01 MATERIALS
A.Embankment material may consist of approved material acquired from excavations or material
hauled from outside the PROJECT limits.Suitable material identified on-site shall be used first
for embankments and backfill.Excess excavated native soils which are not used as embankment
or backfill shall become the property of CONTRACTOR and shall be disposed of off-site by
CONTRACTOR,in a location acceptable to ENGINEER.
B.Muck excavation shall also include the replacement of excavated muck with uniformly graded
rock,riprap,on-site or imported soils,or other material,whichever is most suitable for the
specific situation encountered.ENGINEER will determine which type of aggregate or other
material which shall be used after observing the specific site conditions.
PART 3 EXECUTION
3.01 GENERAL EXCAVATION/EMBANKMENT
A.General.The excavation and embankment should be fmished to reasonably smooth and uniform
surfaces.Variation from the subgrade plane shall not be more than 0.08 foot in soil or more than
0.08 foot above or 0.50 foot below in rock.Where bituminous or concrete surfacing materials are
to be placed directly on the subgrade,the subgrade plane shall not vary more than 0.04 foot.
Materials shall not be wasted without permission of ENGINEER.Excavation operations shall be
conducted so that material outside of the limits of slopes will not be disturbed.Prior to beginning
grading operations in any area,all necessary clearing and grubbing in that area shall have been
performed in accordance with Section 02230 of these SPECIFICATIONS.
CONTRACTOR shall notify ENGINEER in sufficient time before beginning excavation or
embankment such that the necessary topography andlor cross-sections may be taken.
CONTRACTOR shall not excavate beyond the dimensions and elevations established,and
material shall not be removed prior to surveying the site.
When CONTRACTOR’s excavating operations encounter remains of pre-historic peoples
dwelling sites or artifacts of historical or archaeological significance,the operations shall be
temporarily discontinued.ENGINEER will contact archaeological authorities to determine the
disposition thereof.When directed,CONTRACTOR shall excavate the site in such a manner as
to preserve the artifacts encountered and shall remove them for delivery to the custody of the
proper state authorities.Such excavation will be considered and paid for as extra WORK.
B.Excavation
1.Unclassified:All excess suitable material excavated from the PROJECT site and not
used for embankment shall be removed from the PROJECT site and become the property
of CONTRACTOR.Where material encountered within the limits of the WORK is
considered unsuitable for embankment (fills)on any portion of this PROJECT WORK,
such material shall be excavated as directed by ENGINEER and replaced with suitable
fill material.All unsuitable excavated material from excavation consisting of any type of
debris (surface or buried),excavated rock,bedrock or rocks larger than six (6)inches in
02315-2
Exhibit G -Page 22 of 56
diameter,and boulders shall be hauled from the PROJECT site and disposed of by
CONTRACTOR at CONTRACTOR’s expense.Debris is defmed as “anything that is not
earth which exists at the job site.”
2.Muck:Where excavation to the finished grade section results in a subgrade or slopes of
unsuitable soil,ENGINEER may require CONTRACTOR to remove the unsuitable
materials and backfill to the finished graded section with approved material.Disposal of
the unsuitable material and replacement with suitable material shall be at
CONTRACTOR’s expense.
Good surface drainage shall be provided around all permanent cuts to direct surface
runoff away from the cut face.
3.Rock:Unless otherwise specified,rock shall be excavated to a minimum depth of 0.5
foot below subgrade within the limits of the channel area,and the excavation shall be
backfilled with material shown on the DRAWINGS or as designated by ENGINEER.
Disposal of material and replacement with suitable approved material shall be at
CONTRACTOR’s expense.
C.Embankment Construction.Embankment construction shall consist of constructing all fill
areas,including preparation of the areas upon which they are to be placed,the placing and
compacting of approved material within areas where unsuitable materials have been removed,
and the placing and compacting of embankment material in holes,pits and other depressions
within the PROJECT area.Only approved materials shall be used in the construction of
embanlunents and backfills.
Approved materials shall consist of clean on-site cohesive soils or approved imported soils.
On-site cohesive soils or imported soils should be placed and compacted in horizontal lifts,using
equipment and procedures that will produce recommended moisture contents and densities
throughout the lifl and embankment height.On-site or imported cohesive soils should be
compacted within a moisture content range of two percent (2%)below,to two percent (2%)
above optimum moisture content and compacted to ninety-five percent (95%)of the Maximum
Standard Proctor Density (ASTM D698)under roads and trails,and compacted to eighty-five
percent (85%)of the Maximum Standard Proctor Density (ASTM D698)under landscaped areas.
When embankment is to be placed and compacted on hillsides,or when new embankment is to be
compacted against existing embankments,or when embanlunent is built one-half (½)width at a
time,the slopes that are steeper than four-to-one (4.1)when measured longitudinally or at right
angles to the adjacent ground shall be continuously benched over those areas where it is required
as the WORK is brought up in layers.Benching shall be well “keyed”and where practical a
minimum of eight (8)feet.Each horizontal cut shall begin at the intersection of the original
ground and the vertical sides of the previous cuts.Material thus cut out shall be recoinpacted
along with the new embankment material at CONTRACTOR’s expense.
The ground surface underlying all fills shall be carefully prepared by removing all organic matter,
scarification to a depth of eight (8)inches and recompacting to ninety-five percent (95%)of the
Maximum Standard Proctor Density (ASTM D698)at optimum moisture content +or -two
percent (2%)prior to fill placement.
02315-3
Exhibit G -Page 23 of 56
Embankment material shall be placed in horizontal layers not exceeding 8 inches (loose
measurement)and shall be compacted to ninety five percent (95%)of the Maximum Standard
Proctor Density (ASTM D698)at optimum moisture content +or -two percent (2%)under roads
and trails,and compacted to eighty-five percent (85%)of the Maximum Standard Proctor Density
(ASTM D69$)under landscaped areas.Effective spreading equipment shall be used on each lift
to obtain uniform thickness prior to compacting.As the compaction of each layer progresses,
continuous leveling and manipulating will be required to assure uniform density.
For embankments which serve as berms,the downstream portion shall be keyed into the
subsurface soils a minimum of three (3)feet to enhance the stability of the slope.
Materials which are removed from excavations beneath the water table may be over the optimum
moisture content and will require that they be dried out prior to reusing them.
Cross hauling or other action as appropriate will be ordered when necessary to insure that the best
available material is placed in critical areas of embankments,including the top two (2)feet of all
embankinents.No additional payment will be made for cross hauling ordered by ENGINEER.
frozen materials shall not be used in construction of embanlunents.
During the construction of the channels,the channel bottom shall be maintained in such condition
that it will be well drained at all times.
Excavation or embanlunent (fill),and structural backfill WORK either completed or in a stage of
completion that is either eroded or washed away or becomes unstable due to either rains,snow,
snow melt,channel flows,or lack of proper water control shall be either removed and replaced,
recompacted,or reshaped as directed by ENGINEER and in accordance with the DRAWINGS
and SPECIFICATIONS at CONTRACTOR’s sole expense.Removed unsuitable materials shall
be hauled away and disposed of at CONTRACTOR’s expense.Placing of replacement materials
for removed unsuitable materials shall be purchased,placed,and compacted at CONTRACTOR’
expense.
D.Proof Rolling.Proof rolling with a heavy rubber tired roller will be required,if designated on
the DRAWINGS or when ordered by ENGINEER.Proof rolling shall be done after specified
compaction has been obtained.Areas found to be weak and those areas which failed shall be
ripped,scarified,wetted if necessary,and recomnpacted to the requirements for density and
moisture at CONTRACTOR’s expense.
Proof rolling shall be done with equipment and in a manner acceptable to ENGINEER.Proof
rolling as shown on the DRAWINGS or as ordered by ENGINEER shall not be measured and
paid for separately,but shall be included in the unit prices bid for the work.
3.02 EXCAVATION AND BACKFILL FOR STRUCTURES
Poor foundation material for any of the WORK shall be removed,by CONTRACTOR,as directed by
ENGINEER.CONTRACTOR will be compensated for removal and replacement of such materials in
accordance with Muck Excavation.
CONTRACTOR is cautioned that construction equipment may cause the natural soils to pump or deform
while performing excavation WORK inside and on footings,structural floor slabs,or other structure
foundation areas.
02315-4
Exhibit G -Page 24 of 56
CONTRACTOR shall remove and replace at CONTRACTOR’s expense any foundation materials which
are:a)saturated by either surface or subsurface flows due to the lack of adequate water control or
dewatering work by CONTRACTOR;b)frozen for any reason;or c)disturbed by CONTRACTOR’s
WORK or caused to become unacceptable for foundation material purposes by means of
CONTRACTOR’s equipment,manpower,or methods of WORK.
Dewatering should not be conducted by pumping from inside footings,structural floor slabs,or other
structure foundation limits.This may decrease the supporting capacity of the soils.
Care should be taken when excavating the foundations to avoid disturbing the supporting materials.
Excavation by either hand or careful backhoe soil removal,may be required in excavating the last few
inches of material to obtain the subgrade of any item of the concrete WORK.
Any over-excavated subgrades that are due to CONTRACTOR’s actions,shall be brought back to
subgrade elevations by CONTRACTOR and at CONTRACTOR’s expense in the following manner:
A.F or over-excavations of two (2)inches or less,either backfill and compact with approved
granular materials;backfill with one-half (½)inch crushed rock;or fill within concrete at the time
of the appurtenant structure concrete pour.
B.For over-excavations greater than two (2)inches,backfill and compact with an approved granular
material.
All granular footings,structural floor slabs,or other structure areas shall be compacted with a
vibratory plate compactor prior to placement of concrete,reinforcing,or bedding materials.
Backfill,and fill within three (3)feet adjacent to all structures and for the full height of walls,
shall be selected non-swelling material.It shall be granular,well graded,and free from stones
larger than two (2)inches.Material may be job excavated,but selectivity will be required as
determined by ENGiNEER.Stockpiled material,other than topsoil from the excavation,shall be
used for backfilling unless an impervious structural backfill is specified.The backfill material
shall consist of either clean on-site granular material free of stones larger than two (2)inches in
diameter with no more than twenty percent (20%)passing the No.200 sieve,or equivalent
imported materials.All backfill around the structures shall be consolidated by mechanical
tamping.The material shall be placed in six-inch (6’)loose lifts within a range of two percent
(2%)above to two percent (2%)below the optimum moisture content and compacted to ninety-
five percent (95%)of Maximum Standard Proctor Density (ASTM D698)for cohesive soils,or to
seventy-five percent (75%)relative density for pervious material as determined by the relative
density of cohesionless soils test,ASTM D4253.
When specified on the DRAWINGS or as required by ENGINEER,Class I structural backfill
shall meet the following gradation requirements:
%By Weight Passing
Sieve Size Square Mesh Sieves
2-inch 100
No.4 30-100
No.50 10—60
No.200 5—20
02315-5
Exhibit G -Page 25 of 56
In addition,this material shall have a liquid limit not exceeding thirty five (35)and a plasticity
index of not over six (6).
Impervious structural backfill,where shown or specified,shall consist of material having one
hundred percent (100%)fmer than two (2)inches in diameter and a minimum of thirty five
percent (35%)passing a No.200 U.S.Standard Sieve.The material shall be placed in six-inch
(6”)loose lifts within a range of two percent (2%)above to two percent (2%)below the optimum
moisture content and compacted to ninety five percent (95°/b)of Maximum Standard Proctor
Density for cohesive soils as determined by ASTM D698.
END OF SECTION
02315-6
Exhibit G -Page 26 of 56
SECTION 02370
EROSION AND SEDIMENT CONTROL
PART 1 GENERAL
1.01 SECTION INCLUDES
A.This WORK shall consist of temporary measures needed to control erosion and water pollution.
These temporary measures shall include,but not be limited to,berms,dikes,dams,sediment
basins,fiber mats,netting,gravel,mulches,grasses,slope drains,and other erosion control
devices or methods.These temporary measures shall be installed at the locations where needed to
control erosion and water pollution during the construction of the PROJECT,and as directed by
ENGINEER,and as shown on the DRAWINGS.
B.The Erosion Control Plan presented in the DRAWINGS serves as a minimum for the
requirements of erosion control during construction.CONTRACTOR has the ultimate
responsibility for providing adequate erosion control and water quality throughout the duration of
the PROJECT.Therefore,if the provided plan is not working sufficiently to protect the
PROJECT areas,then CONTRACTOR shall provide additional measures as required to obtain
the required protection.CONTRACTOR shall include in the BID price for erosion control a
minimum of all items shown on the Erosion Control Plan and any additional items that may be
needed to control erosion and water pollution.
1.02 RELATED SECTIONS
Section 02230 Clearing and Grubbing
Section 02240 —Water Control and Dewatering
1.03 REFERENCES
A.The following is a list of standards which may be referenced in this section:
1.Colorado Department of Public Health and Environment (CDPHE).
1.04 SUBMITTALS
A.Construction schedule for Erosion Control per Paragraph 3.01
B.Sequencing Plan per Paragraph 3,12
C.All applicable permits for Erosion Control
PART 2 PRODUCTS
2.01 MATERIALS
02370-1
Exhibit G -Page 27 of 56
A.Materials may include hay bales,straw,fiber mats,fiber netting,wood cellulose,fiber fabric,
gravel,and other suitable materials,and shall be reasonably clean,free of deleterious materials,
and certified weed free.All materials shall be submitted for approval prior to installation.
B.Temporary grass cover (if required)shall be a quick growing species suitable to the area,which
will provide temporary cover and will not later compete with the grasses sown for permanent
cover.All grass seed shall be approved by ENGINEER and in accordance with local regulations
prior to installation.
C.fertilizer and soil conditioners shall be approved by ENGINEER and in accordance with local
regulations prior to installation.
PART 3 EXECUTION
3.01 CONSTRUCTION REQUIREMENTS
A.When so indicated in the CONTRACT DOCUMENTS,or when directed by ENGINEER,
CONTRACTOR shall prepare construction schedules for accomplishing temporary erosion
control WORK.These schedules shall be applicable to clearing and grubbing,grading,structural
WORK,construction,etc.CONTRACTOR shall also submit for acceptance the proposed
method of erosion control on haul roads and borrow pits and a plan for disposal of waste material.
WORK shall not be started until the erosion control schedules and methods of operations have
been accepted.
B.CONTRACTOR shall be required to incorporate all permanent erosion control features into the
PROJECT at the earliest practicable time as outlined in the accepted schedule.Temporary
erosion control measures will then be used to correct conditions that develop during construction.
C.The erosion control features installed by CONTRACTOR shall be adequately maintained by
CONTRACTOR until the PROJECT is accepted.
D.In the event of conflict between these requirements and erosion and pollution control laws,rules,
or regulations of other Federal,State or local agencies,the more restrictive laws,rules,or
regulations shall apply.
3.02 PERMITS AND COMPLIANCE
CONTRACTOR must apply for and obtain a Construction Dewatering Permit 401 (Colorado Wastewater
Discharge Permit)from the Colorado Department of Health and Environment.All costs for this permit
shall be the responsibility of CONTRACTOR.This permit requires that specific actions be performed at
designated times.CONTRACTOR is legally obligated to comply with all terms and conditions of the
permit including testing for effluent limitations.
CONTRACTOR shall allow the Colorado Department of Health and Environment or other
representatives to enter the site to test for compliance with the permit.Non-compliance with the permit
can result in stoppage of all WORK.
In addition to permit requirements,OWNER shall also monitor CONTRACTOR’s erosion control and
WORK methods.If the overall function and intent of erosion control is not being met,then OWNER
shall require CONTRACTOR to provide additional measures as required to obtain the desired results.
Costs for any additional erosion control measures shall be the responsibility of CONTRACTOR,since he
02370-2
Exhibit G -Page 28 of 56
has the ultimate responsibility for providing adequate erosion control and water quality for the duration of
the PROJECT.
3.03 STABILIZATION OF DISTURBED AREAS
Temporary sediment control measures shall be established within five (5)days from time of
exposure/disturbance.Permanent erosion protection measures shall be established within five (5)days
after final grading of areas.
3.04 PROTECTION Of ADJACENT PROPERTIES
Properties adjacent to the site of a land disturbance shall be protected from sediment deposition.In
addition to the erosion control measures required on the DRAWINGS,perimeter controls may be required
if damage to adjacent properties is likely.Perimeter controls include,but are not limited to,a vegetated
buffer strip around the lower perimeter of the land disturbance,sediment barriers such as straw bales and
silt fences;sediment basins;or a combination of such measures.Vegetated buffer strips may be used oniy
where runoff in sheet flow is expected and should be at least twenty (20)feet in width.
3.05 TIMING AND STABILIZATION OF SEDMENT AND EROSION CONTROL MEASURES
Sediment barriers,perimeter dikes,and other measures intended to either trap sediment or prevent runoff
from flowing over disturbed areas must be constructed as a first step in grading and be made functional
before land disturbance takes place.Earthen structures such as dams,dikes,and diversions must be
stabilized within five (5)days of installation.Stormwater outlets must also be stabilized prior to any
upstream land disturbing activities.
3.06 STABILIZATION Of WATERWAYS AND OUTLETS
All on-site stormwater conveyance channels used by CONTRACTOR for temporary erosion control
purposes shall be designed and constructed with adequate capacity and protection to prevent erosion
during storm and runoff events.Stabilization adequate to prevent erosion shall also be provided at the
outlets of all pipes and channels.
3.07 STORM SEWER INLET PROTECTION
All storm sewer inlets which are made operable during construction or which drain stormwater runoff
from a construction site shall be protected from sediment deposition by the use of filters.
3.08 WORKING IN OR CROSSING WATERCOURSES AND WETLANDS
A.Construction vehicles should be kept out of watercourses to the extent possible.Where in
channel WORK is necessary,precautions must be taken to stabilize the WORK area during
construction to minimize erosion.The channel (including bed and banks)must always be
restabilized immediately after in-channel WORK is completed.
B.Where a live (wet)watercourse must be crossed by construction vehicles during construction,a
Temporary Stream Crossing must be provided for this purpose.
02370-3
Exhibit G -Page 29 of 56
3.09 CONSTRUCTION ACCESS ROUTES
Wherever construction vehicles enter or leave a construction site,a Stabilized Construction Entrance is
required.Where sediment is transported onto a public road surface,the roads shall be cleaned thoroughly
at the end of each day.Sediment shall be removed from roads by shoveling or sweeping and be
transported to a sediment controlled disposal area.Street washing shall be allowed only after sediment is
removed in this manner.
3.10 DISPOSITION OF TEMPORARY MEASURES
All temporary erosion and sediment control measures shall be disposed of within thirty (30)days after
final site stabilization is achieved or after the temporary measures are no longer needed as determined by
OWNER.Trapped sediment and other disturbed soil areas resulting from the disposition of temporary
measures shall be permanently stabilized to prevent further erosion.
3.11 MAINTENANCE
All temporary and permanent erosion and sediment control practices must be maintained and repaired as
needed to assure continued performance of their intended function.
3.12 SEQUENCING
CONTRACTOR shall submit a sequencing plan for approval for erosion control in conformance with
CONTRACTOR’s overall Construction Plan for approval by OWNER.Changes to the Erosion Control
Sequencing Plan may be considered by OWNER only if presented in writing by CONTRACTOR.
3.13 SUBSTANTIAL COMPLETION OF EROSION CONTROL MEASURES
At the time specified in the CONTRACT DOCUMENTS,and subject to compliance with specified
materials and installation requirements,CONTRACTOR shall receive a Substantial Completion
Certificate for temporary erosion control measures.
3.14 MAINTENANCE OF EROSION CONTROL MEASURES AFTER SUBSTANTIAL
COMPLETION
CONTRACTOR shall be responsible for maintaining temporary erosion control measures as specified in
the DRAWINGS and CONTRACT DOCUMENTS until such time as the disturbed drainage area has
stabilized as determined by ENGINEER and OWNER.
3.15 FINAL COMPLETION AND ACCEPTANCE OF EROSION CONTROL MEASURES
After ENGINEER and OWNER have determined that the drainage area has stabilized,CONTRACTOR
shall remove all remaining temporary erosion control measures.Any damage to the site shall be repaired
to the satisfaction of ENGINEER and at no cost to OWNER.
END OF SECTION
02370-4
Exhibft G -Page 30 of 56
SECTION 02375
ROCK
PART 1 -GENERAL
1.01 SECTION INCLUDES
A.The WORK includes excavation,grading,and installation of boulders and bedding placed
at the locations shown on the DRAWINGS.The materials to be used and the construction
of such structures shall be as specified herein.furnishing materials,handling and
installation for riprap,boulders,grouted boulders and granular bedding as shown on
DRAWINGS.
1.02 RELATED SECTIONS
A.Section 02240 —Water Control and Dewatering
B.Section 02315 —Excavation and Embankment
1.03 SUBMITTALS
CONTRACTOR shall provide the ENGINEER samples of specified materials and certified laboratory test
certificates for all items required in this Section including:
1.Specific gravity of boulders
2.AASHTO T96 (L.A.Abrasion test)—for boulders
3.AASHTO Test T104 (sodium sulfate)—for boulders
4.AASHTO Test TI 03 (freeze and thaw)—for boulders
PART 2-PRODUCTS
2.01 GROUTED BOULDERS
Rock used for Boulders shall conform to the following:
A.Minimum specific gravity for boulders shall be 2.5 or greater.The specific gravity shall be according
to the bulk-saturated,surface-dry basis,AASHTO T85.
B.The bulk density for the boulder shall be 1 .3 ton/cy or greater.
C.Neither breadth nor thickness of a single boulder shall be less than two-thirds (2/3)of its length.
D.The boulder shall have a percentage loss of not more than forty percent (40%)after five hundred
(500)revolutions when tested in accordance with AASHTO Test T96.
E.The boulders shall have a percentage loss of not more than ten percent (10%)after five (5)cycles
when tested in accordance with AASHTO Test Tl04 for ledge rock using sodium sulfate.
02375-1
Exhibit G -Page 31 of 56
F.The boulders shall have a percentage loss of not more than ten percent (10%)after twelve (12)cycles
of freezmg and thawing when tested in accordance with AASHTO Test TI 03 for ledge rock,
procedure A.
G.Rock shall be free of calcite intrusions.
H.The color of the boulders shall be gray with gray/blue hues or other acceptable colors approved by
OWNER prior to delivery to the PROJECT site.Color shall be consistent on the entire PROJECT
and shall match the color of rock to be used for all other portions of the WORK.
I.Boulder sizes specified on the drawings are the minimum acceptable boulder dimension measured
along any axis of the boulder.Boulders may be larger but not smaller in any dimension than the
specified minimum size.
Boulder Nominal Size Range in Smallest Maximum Ratio
Classification (inches)Dimension of of Largest to Smallest
Individual Rock Rock Dimension of
Boulders Individual
(inches)Boulders
B18 18 17-20 1.50
B24 24 22-26 1.50
B30 30 28-32 1.50
B36 36 34-38 1.50
B42 42 40-44 1.50
B48 48 45-51 1.50
2.04 GRANULAR BEDDING
A.Gradation for granular bedding shall be as shown in table:
Gradation for Granular Bedding.
Percent Weight by Passing Square-Mesh Sieves
U.S.Standard
Sieve Size Type I Type 11
(CDOT Sect.703.01)(CDOT Sect.703.09 Class A)
3inches -90-100
1-1/2 inches --
3/4 inches -20 -90
3/8 inches 100 -
No.4 95-100 0-20
No.16 45-80 -
No.50 10-30 -
No.100 2-10 -
No.200 0-2 0-3
02375-2
Exhibit G -Page 32 of 56
B.Granular bedding designation and total thickness of bedding shall be as shown on the
DRAWINGS.
PART 3-EXECUTION
3.02 BOULDERS
Boulders of all types shall be installed in accordance with the DRAWTNGS and the following
requirements:
A.The subgrade to receive boulders shall be excavated and any unstable material shall be
removed.Approved material shall be placed and compacted in maximum 8-inch loose lifts to
ninety eight percent (98%)of Standard Proctor Density (ASTM D 698).Unstable material
shall be removed from the PROJECT site and disposed of by CONTRACTOR.Removal and,
replacement of unstable material shall only be completed at the direction of ENGINEER and
shall be paid for under Unsuitable foundation Material Excavation (see Specifications Section
02315).
B.Excavate for placement of the boulders as indicated.Remove all soft,yielding material;
replace with suitable on-site material;compact to smooth firm surface.
C.finished grades shown on the drawings denote the top surface of boulders.
D.Placement of Boulders.It is the intent of construction to minimize voids and grout placed
between boulders.Boulders shall be individually selected and individually machine placed
using an excavator equipped with a “rock thumb”.Boulders shall be placed as close together
as the character of the boulders permits.Boulders shall be placed such that adjacent boulders
“touch”each other and machine adjustment of boulders shall be carried out to minimize voids.
E.Place boulders on undisturbed soil if possible,or on under-layer of bedding and/or filter fabric
as shown on the DRAWINGS.Boulders shall be individually placed in a manner to avoid
displacing underlying materials or placing undue impact force on the underlying materials.Each
stone shall be lowered to essentially the final position by the use of a multi-prong grapple
device or suitable equipment for handling material and,if necessary,the stone shall be picked
up and repositioned.
F.Dragline buckets and skits shall not be used for placement of boulders.Placement shall begin
at the bottom of slope.Moving stone by drifting or manipulation down the slope will not be
permitted.
G.Boulders shall not be dropped from a height of greater than 1 foot.
H.Orient stones in their final position such that minimum dimension is parallel to the slope
with the flatter side located at the top.
I.Boulders shall be placed on the prepared subgrade in a manner which will minimize
voids.Voids between boulders exceeding 4”shall be chinked.
02375-3
Exhthit G -Page 33 of 56
J.Install granular bedding material in the number of layers and to the minimum thickness as
shown on the DRAWINGS The bedded material shall be spread in such a manner to avoid
segregation of material and to insure uniform thickness of the layer.
END OF SECTION
02375-4
Exhibit G -Page 34 of 56
SECTION 02710
AGGREGATE BASE COURSE
PART 1 GENERAL
1.01 SECTION INCLUDES
The WORK to be performed includes the preparation of the aggregate base course foundation;and the
production,stockpiling,hauling,placing,and compacting of aggregate base course.
1.02 RELATED SECTIONS
A.Section 02240 —Water Control and Dewatering
B.Section 02315 —Excavation,Backfill and Compaction
1.03 SUBMITTALS
CONTRACTOR shall cooperate with ENGNEER in obtaining and providing samples of all specified
materials.CONTRACTOR shall submit certified laboratory test certificates for all items required in this
section.
PART 2 PRODUCTS
2.01 MATERIALS
A.Aggregates.Aggregates for bases shall be crushed stone,crushed slag,crushed gravel or natural
gravel that conforms to the quality requirements of AASHTO M 147 except that the requirements
for the ratio for the minus No.200 sieve fraction to the minus No.40 sieve fraction shall not
apply.The requirements for the Los Angeles wear test shall not apply to Class 1,2 and 3.
Aggregates for bases shall meet the grading requirements as called out in the DRAWINGS.The
liquid limit shall be as shown in the table and the plasticity index shall be 6.
02710-1
B.Gradations
Exhibit G -Page 35 of 56
Standard US Percentage by Weight Passing Square-Mesh Sieves
Sieve Size LL <35 LL <30
Class 1 Class 2 Class 3 Class 4 Class 5 Class 6 Class 7
4inch ---100 ------
3inch ---95-100 ------
2 1/2 inch 100 ---------
2 inch 95 -100 ------100
1 1/2 inch ---------90 -100 100
1 inch ------------95 -100 ---100
3/4 inch ---------50 -90 ---100
No.4 30-65 ------30-50 30-70 30-65
No.8 ---------------25 -55 20 -85
No.200 3-15 3-15 20rnax.3-12 3-15 3-12 5-15
Note:Class 3 materials shall consist of bank or pit run material.
2.02 EQUIPMENT
Equipment shall be capable of legally performing the WORK as described in this SPECIFICATION.
Equipment that is inadequate to obtain the results specified shall be replaced or supplemented as required
to meet the requirements of this SPECIFICATION.Any equipment that is used in an improper manner
may be cause for rejection of the WORK if in the opinion of ENGINEER the WORK fails to meet the
requirements of this specification.
Equipment used for compaction shall be the rolling type,vibratory type,or combination of both types,
and shall be of sufficient capacity to meet the compaction requirements herein.
PART 3 EXECUTION
3.01 PREPARATION OF FOUNDATION
The foundation shall be considered to be the finished earth subgrade,subbase course,or base course,as
the case may be,upon which any subbase,base or surface course is to be constructed.
Preparation of foundation for construction of a subbase,base,or surface course shall consist of the
WORK necessary to restore,correct,strengthen or prepare the foundation to a condition suitable for
applying and supporting the intended course.
For aggregate base course roads and parking areas,the top six-inches of topsoil shall be stripped within
the area to be aggregate surfaced.Following stripping of the topsoil,the upper twelve (12)inches of the
subgrade shall be scarified and compacted to a minimum of ninety five percent (95%)of the Maximum
Standard Proctor Density (ASTM D698).On-site material may be used as accepted by ENGINEER,for
compacted fill for the aggregate base course.Fill shall be placed within two percent (2%)of optimum
moisture content and compacted to a minimum of ninety five percent (95%)of the Maximum Standard
Proctor Density (ASTM D698).
Aggregate base course used as a foundation for pavements shall be placed on the subgrade within two
percent (2%)of optimum moisture and compacted to a minimum of one hundred percent (100%)of the
Maximum Modified Proctor Density (ASTM D1557).The top six (6)inches of topsoil shall be stripped
02710-2
Exhibit G -Page 36 of 56
within the area to be aggregate surfaced.following stripping of the topsoil,the upper twelve (12)inches
of the subgrade shall be scarified and compacted to a minimum of ninety five percent (95%)of the
Maximum Standard Proctor Density (ASTM D698).On-site material may be used,as accepted by
ENGINEER,for compacted fill for the aggregate base course.F ill shall be placed within two percent
(2%)of optimum moisture content and compacted to a minimum of ninety five percent (95%)of the
Maximum Standard Proctor Density (ASTM D698),Deviations in aggregate base course under
pavements of more than one-quarter (¼)inch in ten (10)feet,measured with a ten-foot (10’)straight edge,
shall be corrected prior to pavement construction.
The foundation shall be prepared and constructed such that it will have a uniform density throughout.It
shall be brought to the required alignment and cross section with equipment and methods adapted for the
purpose.Upon completion of the shaping and compacting operations,the foundation shall be smooth,at
the required density,and at the proper elevation and contour to receive the aggregate base course.
Unless otherwise provided,all holes,ruts and other depressions in the foundation shall be filled with
materials similar to those existing in the foundation.High places shall be excavated and removed to the
required lines,grade and section.
Areas of yielding or unstable material shall be excavated and backfilled with stabilization rock as
determined by ENGINEER.Base course material shall not be placed on a foundation that is soft,spongy,
or one that is covered by ice or snow.Base course shall not be placed on a dry or dusty foundation where
the existing condition would cause rapid dissipation of moisture from the base course material and hinder
or preclude its proper compaction.Dry foundations shall have water applied and reworked and
compacted as necessary.
ENGINEER shall direct CONTRACTOR to make minor adjustments in the finish grade from that shown
in the DRAWINGS as may be necessary or desirable to maintain the characteristics of a stabilized
foundation by minimizing the amount of cutting into or filling.
3.02 EARTH SUBGRADE
When the foundation is an earth subgrade it shall be prepared by removing all vegetation,excavating and
removing materials,filling depressions,scarifying,shaping,smoothing and compacting to meet the
required grade,section and density.Stones over six (6)inches in greatest dimension shall be removed.
3.03 PLACEMENT
The aggregate base course shall be constructed to the width and section shown in the DRAWINGS.If the
required compacted depth of base course exceeds six (6)inches,the base shall be constructed in two (2)
or more layers of approximate equal thickness.The maximum compacted thickness of any one (1)layer
shall not exceed six (6)inches.
Each layer shall be constructed as far in advance of the succeeding layer as ENGINEER may direct.The
WORK shall,in general,proceed from the point on the PROJECT nearest the point of supply of the
aggregate in order that the hauling equipment may travel over the previously placed material,and the
hauling equipment shall be routed as uniformly as possible over all portions of the previously constructed
courses or layers of the base course.
The material shall be deposited on the soil foundation,or previously placed layer,in a manner to
minimize segregation and to facilitate spreading to a unifonn layer of the required section.In the event
that blending of materials is necessary to provide required gradation and properties of the material,and is
02710-3
Exhibit G -Page 37 of 56
done in the roadway,the same shall be accomplished by mixing the aggregate and blending material by
means of blade graders,discs,harrows,or other equipment to effect a uniform distribution and gradation
throughout the finished mixture.Excessive mixing and grading that will cause segregation between the
coarse and fine materials is prohibited.
3.04 COMPACTION
A.After a layer or course has been placed and spread to the required thickness,width and contour,it
shall be compacted.If the material is too dry to readily attain the required density,it shall be
uniformly moistened to the degree necessary during compaction operations for proper
compaction.
B.Compaction of each layer shall continue until the required density specified in Sub-section 3.01 is
reached.The surface of each layer shall be maintained during compaction operations in such a
manner that a uniform texture is produced and aggregates firmly keyed.
All areas where proper compaction is not obtainable due to segregation of materials,excess fines,
or other deficiencies ii the aggregate shall be reworked as necessary or the material removed and
replaced with aggregates that will meet this specification.
The surface of each layer shall be kept true and smooth at all times.
3.05 MIXING
Unless otherwise specified,CONTRACTOR shall mix the aggregate by any one of the three following
methods:
A.Stationary Plant Method.Aggregate base course and water shall be mixed in an approved
mixer.After mixing,the aggregate shall be transported to the project site while it contains the
proper moisture content and shall be placed on the roadbed by means of an approved spreader.
B.Travel Plant Method.After the material for each layer has been placed through an aggregate
spreader or windrow-sizing device,it shall be uniformly mixed by a traveling mixing plant.
C.Road Mix Method.After material for each layer has been placed,the materials shall be mixed
while at optimum moisture content by motor graders or other approved equipment until the
mixture is uniform throughout.
3.06 SHOULDER CONSTRUCTION
Shoulders shall be constructed with base course material to conform to the elevation and section shown in
the DRAWINGS.No equipment shall be used which by its design or through its manner of operation will
damage the pavement or curbs.thsofar as practicable,the base course material shall be placed directly on
the shoulder area.Materials that are deposited outside the shoulder area,if not contaminated,shall be
recovered and placed within the required limits.CONTRACTOR shall not be compensated for materials
not recovered as determined by ENGINEER.
Materials shall not be deposited on the pavement or surfacing during placing unless specifically permitted
by ENGINEER.
02710-4
Exhibit G -Page 38 of 56
The base course material as placed shall be spread and compacted to the required density in layers not
exceeding six (6)inches in compacted thickness.Any material inadvertently placed on the pavement
shall be broomed from the pavement.The result shall not effect a change in the gradation of the shoulder
material.
END OF SECTION
02710-5
Exhibit G -Page 39 of 56
THIS PAGE INTENTIONALLY LEFT BLANK
02710-6
Exhibit G -Page 40 of 56
SECTION 02740
FLEXIBLE PAVEMENT
PART 1 -GENERAL
1.01 SUMMARY
A.Work included:Work consists of furnishing all labor,material and equipment necessary
for completion of the furnishing,laying and compacting Hot Mix Asphalt Pavements
(HMAP)in confonnance with lines,grades and typical cross sections shown in the details
and on the Drawings.The HMAP shall be hot mixed at a central plant.
B.Where the specifications and/or on the drawings use “HMAP”“Hot Bituminous
Pavement,’or “Asphaltic Concrete Pavement”,these terms shall mean the same as “Hot
Mix Asphalt Pavements.”
C.The following items of the MGPEC Pavement Design Standards &Construction
Specifications,Appendix B,Construction Specifications are made an integral part of these
Specifications:
1.Item 0 GENERAL
2.Item 1 REMOVAL OF EXISTING PAVEMENT
3.Item 5 STABILIZED SUBGRADE
4.Item 8 STABILIZATION FABRIC
5.Item 9 HOT MIX ASPHALT PAVEMENT
6.Item 10 PAVING FABRIC
7.Item 13 JOINT AND CRACK SEALANT
8.Item 17 ASPHALT PATCH
9.Item 1$UTILITY CUT AND BACKFILL
D.The following exceptions to the MGPEG Specifications shall govern in this project.
1.Measurement and Payment shall be found in Section 01150.
1.02 SUB MITTALS
A.Mix Designs:At least two weeks prior to paving,the Contractor,at his expense,shall submit the
mix design for each area of pavement.The Testing Laboratory shall,at the Contractor’s
expense,test all materials for compliance with these specifications and establish a job mix
formula for each mixture proposed for use on the project.
B.Test Reports:The Contractor shall employ a qualified Testing Agency to conduct all testing of
HMAP.The Testing Laboratory shall submit to the State for approval two copies of a report
containing legible copies of all test data,graphs,tables,and charts used to establish the job mix
formula.The report shall bear the seal and signature of a professional engineer,licensed in
Colorado,and competent in asphalt concrete mix design and construction.In order for a
proposed material to be acceptable,the Testing Laboratory must report that the proposed
materials and job mix meet or exceed this specification.
C.Source:The Contractor shall submit the source and supplier of all materials together with
addresses and phone numbers.
02740-1
Exhibit G -Page 41 of 56
1.04 THICKNESS/GRADATION
The following asphaltic concrete thicknesses and gradations shall be used unless noted
otherwise.
Lociion Inches Gradations
Golf Cart Path —all lifts 3 S
See Item 9 of MGPEC below for requirements.
PART 2 -PRODUCTS (Not Used)
PART 3-EXECUTION
3.01 SUBGRADE PREPARATION
Only areas 1 &3:Prior to paving,the entire subgrade area should be scarified to a depth of
8 inches and the moisture adjusted to optimum ±2 percent.Compaction should meet criteria
shown in Section 02210,Paragraph 3.2 E.Afier proper moisture and compaction has been
achieved,the subgrade should be proof rolled with a heavily loaded pneumatic-tired vehicle.The
vehicle should have gross vehicle weight of at least 50,000 pounds with a loaded single axle
weight of 18,000 pounds and a tire pressure of 100 psi.Pavement design procedures assume a
stable subgrade.Areas which deform excessively under heavy wheel loads are not stable and
should be removed and replaced to achieve a stable subgrade prior to paving.
302 PLACEMENT
The pavement shall be compacted to a density of 92 to 96 percent of the maximum theoretical
density,determined by AASHTO T209.
3.03 CLEAN-UP
After completing asphalt-paving operations,clean surfaces,pick up excess paving materials,and
clean the work area.
END Of SECTION
02740-2
Exhibit G -Page 42 of 56
Date:_2012
Project Name:Stone Creek flood Mixture Design Requirements forHazardMitigationProjectHotMixAsphaltPavements(HMAP)MGPEC
Form #9
Project Special Provision Sheet for Hot Mix Asphalt Pavements (HMAP)
This MGPEC Form #9 is a mandatory part of the bid documents,and shall be filled out by the AGENCY for each
mix specified.The Contractor shall include a copy of this form with each Mix Design submittal after the contract is
awarded.
Street Classification Golf Cart Path
(examples:Residential,Collector,Arterial,Industrial,Parking Lot)
Construction Application:Top Lift LI Intermediate Lift(s)Bottom Lift(s)
LIPatching LI Other_______________
Aggregate Gradation:LI Grading SX Grading S LI Grading SG
<2”thick lifts 2”to 3”thick lifts 3”to 4”thick lifts
RAP Quantity,Maximum:0%LI20%
Mix Design Method &Compaction Level:(Chose one Compaction Level (Ndesjgfl =)from Traffic Level)
Superpave Gyratory,Ndesign (See Table 9.3.2)
Criteria for 2002 may be substituted for these 1999/2000 mix design criteria
LI N=50 new category (new 2002 Traffic Category:Paths &non-Vehicular)
N=75 LI N=68 (Traffic Level 1,Traffic Loading:0 to <300,000 ESAL5)
LI N=76 (Traffic Level 2,Traffic Loading:300,000 to <1 Million ESALs)
LI N=86 (Traffic Level 3,Traffic Loading:1 Million to <3 MillionESALs)
LI N=100
LI N=96 (Traffic Level 4,Traffic Loading:3 Million to <10 Million ESAL5)
LI N=109 (Traffic Level 5,Traffic Loading:10 Million ESALs)
Asphalt Binder:PG 58-28 (For Traffic Levels 1 &2)=‘help reduce low temperature
cracking
LI PG 64-22 (For Traffic Levels 2 through 5)=for higher axle load traffic
LI PG 76-28 (For Traffic Levels 3 through 5)for high priority roads,high
axle loads,slow moving or stop &go traffic flow conditions)
Target Job Mix Optimum Asphalt Content Selection (see November 19,2003 Technical
Advisory):
not recommended —÷>Standard =>Choose Target %AC at close to 4.0%(3.5%to 4.5%Air Voids
per MGPEC 2001 version &CDOT 2001-2002).Also,all mix design VMA requirements of Table 9.2.1.3
are reduced by 0.3%.Bid prices will be per ton of mix.
Recommended -->LI CDOT mix production shift to increase %AC >Choose Target %AC at
Air Voids of no more than 1.0%below that established in Standards method above.Reduced Vi’IA spec
as above.Do not violate VfA spec.field Air Voids to be MINIMUM 3.0%.Bid Price to include all
Asphalt Cement,assume maximum increase of .3%%AC from ‘Standard Target %AC’,unless Agency
has separate contract bid item.
A completed MGPEC Form #9 shall supplement the MGPEC Construction Specifications defming the contract
specific requirements of Item 9:Hot Mix Asphalt Pavement (FUvIAP).Refer to the Specifications for details
02740-3
Exhibit G -Page 43 of 56
SECTION 02821
SEEDING,SODDING AND FERTILIZING
PART 1 GENERAL
1.01 SCOPE OF WORK
The work under this Section of the Specifications consists of furnishing all labor,materials,and
equipment required for seeding or sodding the areas shown on the Drawings in accordance with
these Specifications.
PART 2 PRODUCTS
2.01 MATERIALS
All materials shall conform to the following requirements:
A.Seed:
Seed shall be purchased from an established,reputable seed dealer,tagged to comply
with the requirements of the seed mixture shown on the Drawings and/or in these
Specifications and shall be approved by the GOLF COURSE ARCHITECT before use.
Seed shall be certified as to purity of variety by the State Certifying Agency in the state
of origin,and shall be “certified sod quality plus”based on both the contaminants
prohibited and on the amount of seed tested.
When seed is tested,it shall be on the basis of a 25—gram sample and shall not contain
any noxious weeds for the specific region of the golf course nor any grassy weeds.
The Contractor,if required by the Owner,shall furnish seed and soil samples to the
Golf Course Architect at such time as will permit tests to be completed before any
seeding is to be done.Testing costs will be paid for by the Owner.
Seed and fertilizer SHALL NOT be applied in the same operation.
B.Sod:
Sod shall include a maximum of the top 1”of well established cultured sod consisting in
the major part of live Kentucky Bluegrass varieties representing as many kinds of seed
as shown in the SEED VARIETY CHART found at the end of this section (Irrigated
Fairway Mix),grown on loam soil,unless otherwise approved by the GCA.Sod shall
be free from noxious weeds,relatively free from all other weeds,and free from roots,
stones and other objectionable materials.Sod shall resist normal handling without
undue breaking or tearing.
Before the sod is cut,it shall be raked free of debris and the top growth shall be
trimmed to a height of approximately one and one half (1 1/2)inches.
02821-1
Exhibit G -Page 44 of 56
When the sod is cut,it shall be sufficiently moist to withstand exposure and handling
during the transplant operations.If necessary,the sod shall be watered before cutting.
C.fertilizer:
F ertilizer shall be a commercial formula as indicated in the following sub-sections and
shall conform to applicable State fertilizer laws.
Seed and fertilizer SHALL NOT be applied in the same operation.
fertilizer must be dry and free flowing when applied.Caked or deteriorated materials
will not be permitted.
Total composition and application rates of ALL fertilizers shall conform to the
manufacturer’s recommended rate(s).
D.Mulch,if used on fairways and/or other undisturbed areas,may be fibrous wood mat or
wheat straw approved by the Golf Course Architect.Mulch for greens,when required
in the Special Conditions,shall only be fibrous wood mat.Only fertilizer and mulch
may be applied in the same operation.
E.Hydro-seeding will be permitted in lieu of the mechanical seeding described in this
section (Technical Section -Seeding,Sodding and fertilization).
F.Water shall be suitable for irrigation and free from ingredients harmful to plant life.
Water shall be provided by the Owner.
G.Stakes for holding the sod on slopes shall be lath or shingles,6”long and pointed.
Where this length of stake does not provide firm bearing,a stake of sufficient length to
secure firm bearing shall be used.
PART 3 EXECUTION
3.01 fINISH SHAPING/ROCK PICKING/SEED BED PREP.OF TEES,FAIRWAYS AND
SLOPES
A.The Contractor shall understand that the finish grading phase of golf course
construction involves the most artistic and creative portion of the work,and the
Contractor shall coordinate,cooperate and work closely with the GCA and
Superintendent to obtain the desired results.
B.The Contractor will take all necessary precautions to prevent damage to drainage pipe,
irrigation pipe,wiring,sprinkler heads,controllers,and under ground valve boxes
previously installed.All culverts or other pipes in the area of haul roads should be
ramped with sufficient earth fill if necessary to prevent damage.Should any damage
occur,it would be the Contractor’s responsibility to repair the damage at his expense.
02821-2
Exhibit G -Page 45 of 56
C.All grades and contours previously established in the rough grading operation will be
maintained and enhanced.Any damage or disruption to these grades or contours will be
re-established by the Contractor.
D.The finish grading operation shall begin afier the irrigation and major drainage work is
completed in a given area.The GCA and Superintendent will be notified prior to any
finish work so that they may inspect all work to that point and aid the Contractor in
scheduling the finish grading.
3.5 Any area which may have been compacted by vehicle movement or by storage of
materials or equipment shall be ripped,plowed,disked,and dragged to bring the
affected area to a friable condition.Ripping shall be performed to a depth of 18”or all
the way through the compacted soil if it is shallower than 1$”.Ripping shall be
perfonned in at least two different directions to ensure proper breaking up of the
material and to eliminate water holding pockets in the subgrade.
3.6 The fairways shall be smoothed and floated by means of a tractor drawn board or pipe
drag,steel mat,soil surgeon,or equal.All clods shall be thoroughly pulverized and all
areas blended to existing grades.This shall insure that there are no spots which shall
hold water and that the surface is such that a gang mower set at 1/2 inch in height will
not scalp any area.
3.7 The practice tee shall be treated in the same manner as regular tees.
3.8 The practice fairway and adjacent rough shall be treated in the same manner as regular
fairways and rough areas.
3.9 Target greens shall be treated in the same manner as the fairways.
3.9.1 They should be shaped and located as indicated on the grading plans or as
directed by the GCA.
3.9.2 They should consist of approved topsoil to a depth of at least 3 inches.
3.10 The Contractor shall provide a six inch (6”)topsoil cover for the areas shown on the
plans to be seeded and bring the entire site to grade.
3.11 If the topsoil cover has been disturbed or is less than an acceptable depth prior to the
application of seed,the Contractor shall supplement the topsoil in deficient areas to
bring it up to a minimum acceptable depth.
3.12 Topsoil shall be free from turf,weeds,rock larger than one (1)inch in diameter in the
top four (4)inches,concrete,roots,lime,cement,ashes or other deleterious matter
which shall be hauled to a designated area on site.Topsoil shall be natural,friable,
fertile loam possessing characteristics of representative topsoil in the vicinity.The
actual volume of rock between 3/8”and 1”shall not exceed 10%in finished surface of
the topsoil.
02821-3
Exhibit G -Page 46 of 56
3.13 All holes,depressions,and rivulets shall be filled in and brought to a smooth grade.All
sticks,branches,stones,or debris on the surface which will interfere with seeding shall
be picked up and removed from the site.
3.14 The area to be seeded shall be worked until the soil is completely fined,in a mellow
condition at least two (2)inches deep,disked,brought to finish grade,and dragged
smooth by means of a tractor drawn board or pipe drag,steel mat,soil surgeon,or
equal.All clods shall be thoroughly pulverized and all areas blended to existing grades.
This shall insure that there are no spots which shall hold water and that the surface is
such that a gang mower set at 1/2 inch in height will not scalp any area.
3.15 Areas around irrigation heads,controllers,drainage lines and caps,restricted areas
around bunkers and greens that cannot be mechanically prepared shall be manually
raked and smoothed.
3.16 At the completion of the seedbed preparation operation and prior to any grassing the
GCA and Superintendent shall be notified for inspection and approval.
3.02 WEED CONTROL
A.The Contractor shall be responsible for weed control prior and during seeding
operations,whether the seeding is to be done in the F all and/or Spring.Weed control
may be a combination of proper mowing,fertilization,irrigation,turf cultivation,
vertical cutting,insect and disease control practices.
B.If seeding of an already prepared seedbed is to be suspended or delayed for a period of
time,it may be necessary to utilize one or more methods of weed control such as:
•Tillage of the soil at four (4)to six (6)week intervals OR
•Application of a selective chemical pre-plant,pre-emergence or post
emergence herbicide.
•Herbicides may be non-systemic or systemic.
C.The person applying any weed killing chemical shall be a licensed or an otherwise
approved applicator and shall adhere to any local,state or federal agencies
requirements.All chemicals used by the Contractor shall be applied in accordance with
the directions on the manufacturer’s label as registered under the Federal Insecticide,
fungicide and Rodenticide Act.
3.03 FERTILIZING -TEES,FAIRWAYS AND NEAR ROUGH
A.When fertilizing tees,fairways and near rough when they are to be seeded,the
Contractor shall apply three (3)separate applications of fertilizer The following
schedule of fertilizer applications shall be applied at the times,conditions and rates
described below.
1.Application #1:The Contractor shall apply Scotts HD Starter Fertilizer,
chemically homogeneous material,applied at the rate of 159 pounds per acre
02821-4
Exhibit G -Page 47 of 56
(4 bags per acre)to the properly prepared seedbed with a mechanical spreader
and shall be thoroughly mixed into the top two (2)inches of topsoil.This
application shall be applied within two (2)days prior to seeding.This period
of two (2)days may be changed as recommended by the manufacturer based
upon fluctuations in precipitation,environmental conditions,etc.
2.After completing fertilizer Application #1 in all specified areas,these areas
shall then be “floated out”to the satisfaction of the Golf Course Architect.
The final seedbed must be smooth and sufficiently soft to insure good
soil/seed contact.The final surfaces must also be free from water-holding
depressions or pockets.The condition of the seedbed and the puffing surfaces
must be approved by the Golf Course Architect prior to the planting.
3.Application #2:The Contractor shall apply Scotts HD Starter fertilizer,
chemically homogeneous material,applied at the rate of 159 pounds per acre
(4 bags per acre)to the properly prepared seedbed with a mechanical spreader
and shall not be incorporated into the seedbed.It shall be applied
IMMEDIATELY prior to seeding.This application shall be performed within
the two (2)days prior to planting seed.Areas which are not seeded within
two (2)days after application of this application shall be refertilized before
seeding.
4.Application #3:Twenty-one (21)days after seeding the Contractor shall
apply Scotts HD Super fairway,chemically homogeneous material,with the
fertilizer mixture at the rate of 168.5 pounds per acre (4 bags per acre).
B.When fertilizing tees,fairways and near rough when they are to be sodded,the
Contractor shall apply two (2)separate applications of fertilizer.The following
schedule of fertilizer applications shall be applied at the times,conditions and rates
described below.
Before proceeding with any fertilizing or sodding in these specified areas,
these areas shall be “floated out”to the satisfaction of the Golf Course
Architect.The final sodbed must be smooth and sufficiently soft to insure
good soil/sod contact.The final surfaces must also be free from water-
holding depressions or pockets.The condition of the sodbed must be approved
by the Golf Course Architect prior to the planting.
2.Application #1:The Contractor shall apply Scoffs HD Starter fertilizer,
chemically homogeneous material,applied at the rate of 159 pounds per acre
(4 bags per acre)to the properly prepared sodbed with a mechanical spreader
and shall not be incorporated into the sodbed.It shall be applied
IMMEDIATELY prior to sodding.This application shall be performed within
the two (2)days prior to laying sod.Areas which are not sodded within two
(2)days after application of this application shall be refertilized before
sodding.
02821-5
Exhibit G -Page 48 of 56
3.Application #2:Fifteen (15)to Twenty-Five (25)days after sodding and/or at
the time adjacent seed is fertilized,the Contractor shall apply Scotts RD Super
Fairway,chemically homogeneous material,with the fertilizer mixture at the
rate of 168.5 pounds per acre (4 bags per acre).
3.04 FERTILIZING -GREENS
A.When fertilizing greens when they are to be seeded,the Contractor shall apply three (3)
separate applications of fertilizer.The Owner will then apply one (1)application.The
following schedule of fertilizer applications shall be applied at the times,conditions and
rates described below.
1.Application #1:The Contractor shall apply Scotts STEP Fertilizer,
chemically homogeneous material,applied at the rate of 500 pounds per acre
(10 bags per acre)to the properly prepared seedbed with a mechanical
spreader and shall be worked into the top three (3)inches of root-zone mix
with a sand pro or suitable equipment.
2.After completing Fertilizer Application #1 in all specified areas,these areas
shall then be “floated out”to the satisfaction of the Golf Course Architect.
The final seedbed must be smooth and sufficiently soft to insure good
soil/seed contact.The final surfaces must also be free from water-holding
depressions or pockets.The condition of the seedbed and the putting surfaces
must be approved by the Golf Course Architect prior to the planting.
3.Application #2:At the time of seeding,but not later than two (2)days after
application of the STEP Fertilizer,the Contractor shall apply a mix of Scotts
RD Starter Fertilizer,chemically homogeneous material,at the rate of 159
pounds per acre (4 bags per acre)with phosphorus,at the rate of 87 pounds
per acre (8 bags per acre)(19-26-5).
4.Application #3:Approximately fifteen (15)days after seeding,the Contractor
shall apply Scofts Fertilizer plus Manganese 22-0-12,at the rate of 132
pounds per acre (4 bags per acre).
5.After another ten (10)days,the Owner will repeat the same application as
indicated in paragraph 6.1.4 above.
B.When fertilizing greens when they are to be sodded,the Contractor shall apply two (2)
separate applications of fertilizer.The following schedule of fertilizer applications
shall be applied at the times,conditions and rates described below.
1.Before proceeding with any fertilizing or sodding in these specified areas,
these areas shall be “floated out”to the satisfaction of the Golf Course
Architect.The final sodbed must be smooth and sufficiently soft to insure
good soil/sod contact.The final surfaces must also be free from water
holding depressions or pockets.The condition of the sodbed must be approved
by the Golf Course Architect prior to the planting.
02821-6
Exhibit G -Page 49 of 56
2.Application #1:The Contractor shall apply Scotts HD Starter Fertilizer,
chemically homogeneous material,applied at the rate of 159 pounds per acre
(4 bags per acre)to the properly prepared seedbed with a mechanical spreader
and shall not be incorporated into the seedbed.It shall be applied
IMMEDIATELY prior to seeding.This application shall be performed within
the two (2)days prior to planting seed.Areas which are not seeded within
two (2)days after application of this application shall be refertilized before
seeding.
3.Application #2:After fourteen (14)days,the Contractor shall repeat the same
application as indicated in paragraph 6.2.2 above.
3.05 FERTILIZING -UN-IRRIGATED FAR ROUGH
The Contractor shall apply $cotts HD Starter Fertilizer,chemically homogeneous material,
applied at the rate of 159 pounds per acre (4 bags per acre)to the properly prepared
seedbed with a mechanical spreader and shall not be incorporated into the seedbed.It shall
be applied IMMEDIATELY prior to seeding.This application shall be performed within
the two (2)days prior to planting seed.Areas which are not seeded within two (2)days
after application of this application shall be refertilized before seeding.
3.06 SEEDING -TEES,FAIRWAYS,NEAR ROUGH AND FAR ROUGH
A.The areas sprinkled by the irrigation system shall be seeded with fairway,Tee or Near
Rough mix.The areas that do not receive sprinkling from the irrigation system,but
have been disturbed during construction,shall be seeded with the Far Rough Mix.
B.Seeding shall be done by means of a culti-packer seeder (Brillion or equal).All seed
shall be evenly distributed on a still day at the application rate noted in these
specifications,crossing the ground two different directions,applying 1/2 of the total
application in each pass.
C.The general seasons for seeding (dates are approximate and specific completion dates
will be identified in the Special Conditions to conform to various growing seasons in
different regions of the country)are as follows:
Spring April 15 -June 15
Fall August 15 -October 15
D.Extreme care shall be taken when broadcasting the fairway seed so that it does not
overlap into unwanted areas such as the putting green surfaces.A drop type seeder shall
be used immediately around the perimeter of the areas planted with Penncross on the
greens.
E.The Golf Course Architect shall be the final judge as to the condition of all seeded
areas which must have his approval.
02821-7
Exhibit G Page 50 of 56
F.Hydro-seeding will be permitted in lieu of the mechanical seeding described above.
Only fertilizer and mulch may be applied in the same operation.
G.Unirrigated disturbed rough or unirrigated native areas shall be machine seeded
(Brillion)in two operations applying 1/2 of the seed required in each operation.
H.The rough areas to be planted or areas where existing turf is saved shall be planted by
means of a drill seeder (large seed)or a culti-packer seeder (small seed).Care shall be
taken not to disturb the natural grasses.
I.Maximum allowable weed seed shall not exceed one percent (1%)of bulk seed in any
species.
I.Seed -The minimum percentage by weight of pure live seed in each lot of seed and the
planting rates shall be as indicated in the SEED VARIETY CHART found at the end of
this section.
3.07 SODDING -TEES,FAIRWAYS,NEAR ROUGH AND FAR ROUGH
A.Sod will be secured by staples/stakes if necessary.
B.Precautions shall be taken to prevent sod from drying out and from heating.Sod that
shows visible signs of heating shall not be incorporated in the project.
C.Strips shall be placed tightly against each other so that no open joints are apparent.Sod
shall be placed without stretching.
D.Sod shall be watered and compressed into the underlying soil by rolling.The initial
watering and rolling shall provide firm contact and bond between the sod and the
underlying soil.The rolling shall result in a smooth even surface free of humps and
depressions but shall not cause excessive compaction.
E.At the top of slopes,sod will be laid so water from adjacent areas will not flow freely
onto greens or into bunkers to minimize silt contamination.
F.Sodding Around Greens,Tees and Bunkers
1.The perimeter of all greens and bunkers shall be sodded with a strip bluegrass
sod to a minimum width of eighteen (18)inches as shown on the
seeding/sodding plan and/or as directed in the field by the GCA.
2.Sod adjacent to greens shall be depressed so that the top of the sod is
flush with the finish surface of the green (whether the green be sodded or
seeded).Sod that is higher than the green surface will be removed by the
Contractor and re-laid properly.
02821-8
Exhibit G -Page 51 of 56
3.08 SEEDING -GREENS
A.Greens shall be seeded with a hand mechanical drop seeder or hydro-seeder.All seed
shall be evenly distributed on a still day at the application rate and variety noted in
these specifications and found in the SEED VARIETY CHART at the end of this
section.
B.The application of seed shall be applied in two (2)different directions (preferably
perpendicular to one another).Each complete application coverage of the putting
surface shall consist of no more than one-half (1/2)the total application to be applied
for that area.Each application coverage shall consist of at least one pass tracing the
outline of the green as indicated on the plans and/or as staked in the field.
C.The seed shall be applied in such a manner that there shall not be any areas that do not
receive at least the application rate indicated in the SEED VARIETY CHART.Any
areas that do not have sufficient seed distribution shall be hand seeded.
D.The seed shall then be raked with a sand pro,or lightly raked with a large bunker rake,
to insure contact with the seedbed and watered immediately.
E.Extreme care shall be taken when broadcasting the fairway seed so that it does not
overlap into unwanted areas such as the putting green surfaces.A drop type seeder shall
be used immediately around the perimeter of the areas planted with bentgrass on the
greens.
F.The Golf Course Architect shall be the final judge as to the condition of all seeded
areas which must have his approval.
G.Seed -The minimum percentage by weight of pure live seed in each lot of seed and the
planting rates shall be as indicated in the SEED VARIETY CHART found at the end of
this section.
3.09 SODDING -GREENS
A.Precautions shall be taken to prevent sod from drying out and from heating.Sod that
shows visible signs of heating shall not be incorporated in the project.
B.Strips shall be placed tightly against each other so that no open joints are apparent.Sod
shall be placed without stretching.
C.The green putting surface shall be smoothly ringed with one (1)strip of sod in order
than the outside edge of sod conforms to the outline of the green as shown on the plans
and/or staked in the field.See paragraph 9.2 for requirements for sod around the
putting surfaces.
D.Sod shall be watered and compressed into the underlying soil by rolling.The initial
watering and rolling shall provide firm contact and bond between the sod and the
02821-9
Exhibit G -Page 52 of 56
underlying soil.The rolling shall result in a smooth even surface free of humps and
depressions but shall not cause excessive compaction.
E.Bentgrass sod for greens shall have been grown on a sand bed having gradations equal
to the specifications for root-zone mix.If bentgrass sod is grown on any other type of
soil (loam,etc.)before it is cut,this sod shall be washed after cutting to remove soil
that is not in compliance with the root-zone mix specifications.
3.10 MAINTENANCE OF THE SEEDED AREAS
A.Immediately after each specific area of the golf course has been seeded,the Contractor
will water the seedbed areas sufficiently to seal the soil around the seeds.This initial
watering is of extreme importance.
B.The Contractor shall be responsible for all watering,by keeping the soil constantly
moist for seven (7)calendar days after the time that seeding in a specific area has been
completed.The 7 day period will commence for each specific area (a phase of the
seeding operation)of the golf course when seeding for that specific area has been
completed.It shall be the Owner’s responsibility to maintain the seeded areas of the
phased operation by keeping the soil constantly moist for the remainder of the warranty
period.This watering shall be under the supervision of the Contractor as he is
responsible for satisfactory germination of the grass.
C.It shall be the Owner’s responsibility to do any mowing during the 30 day establishment
period.
D.It shall be the Contractor’s responsibility to coordinate with the Superintendent
(Owner’s Representative)regarding their schedules for any applications of fertilizer to
be applied after any seeding or sodding so that the watering of seeded and/or sodded
areas does not impede the Contractor from applying any required fertilizer applications.
E.If washouts and/or rivulets are caused by improper installation of materials,or due to
equipment failure resulting from improper installation,or due to any other damage
caused by the Contractor,the Contractor will be responsible for repair.Washouts
and/or rivulets due to normal rainfall will be the Contractor’s responsibility.If washouts
and/or rivulets occur from the operation of the irrigation system due to improper use by
the Superintendent during the remainder of the warranty period,they will be repaired
by the Owner.
3.11 MULCHING
A.When required in the Bid Schedule,mulching will be done as follows:
1.Wheat straw mulch shall be evenly and uniformly distributed to provide actual
coverage of 50%to 75%of the ground surface when specifically directed by
the Golf Course Architect.The straw mulch shall be crimped into the soil
perpendicular to the finished grades by use of a Coulter disc or acceptable
vertical disc implement.Severe slopes shall be covered heavily with straw and
02 $21-10
Exhibit G -Page 53 of 56
tacked down by a spray tacifier application in accordance with Colorado
Department of Transportation specifications.All areas on which mulching has
been disturbed before acceptance by the GCA or Superintendent shall be
remulched.
2.Straw mulch shall be applied at the rate of two (2)tons per acre.Wood fiber
mulch shall be applied at the rate of one (1)ton per acre.
3.Cellulose fiber hydrornulch will be applied after seeding and spread over the
specified areas of irrigated fairways,tees or green surface at a rate of 0.85 bale
of mulch per 1,000 square feet (approximately 1,800 pounds per acre).A bale
of mulch is defined as 50 pounds.The mulch shall be as manufactured by
ConWed Corporation,Weyerhauser Corporation or Pacific Timber Products.
4.Do use tacifier in the mulch when applying mulch on any greens (putting
surfaces).
3.12 SATISfACTORY GERMINATION /ESTABLISHMENT AND REPLACEMENT
A.Thirty (30)to thirty-five (35)days after all areas have been seeded,a check shall be
made to see that all watered areas demonstrate adequate germination.Areas outside of
the sprinkling area of the irrigation system shall not be expected to be consistent if
sufficient rainfall has not occurred.
B.The Contractor will provide an establishment and replacement guarantee for all seeding
of greens,tees,and irrigated fairways.The Contractor will accept responsibility for
repair of washouts and rivulets caused by normal weather conditions and
irrigation run-off (if the irrigation system was installed by the Contractor)and all
areas not showing an acceptable stand of grass.
C.Seeded areas which fail to show an adequate stand of grass within four (4)weeks shall
be raked,refertilized,reseeded,and mulched at the Contractor’s expense.Areas seeded
in the Fall which fail to show an adequate stand shall be refertilized,and reseeded and
mulched the following spring before June 1.
D.An adequate stand of grass on tees,fairways,and seeded roughs (irrigated)shall be ten
to fifteen seedlings per inch with no bare area larger than one foot square present.For
greens,a minimum of twenty Bentgrass seedlings per square inch with no bare area
larger than six (6)inches square present.
E.Any sod which fails to become established after one (1)month from installation shall
be replaced immediately at the Contractor’s expense.
3.13 CLEANUP
A.All soil,manure,or similar material brought into the project by work operations shall
be removed promptly,keeping the area clean at all times.Upon completion of seeding
02821-11
Exhibit G -Page 54 of 56
and sodding,excess soil,stones,and debris not previously cleaned up,shall be disposed
of as directed by the Golf Course Architect.
B.All areas disturbed as a result of seeding or sodding shall be restored to their original
condition or to the desired new appearance as directed by the Golf Course Architect.
Seed Variety Chart follows on the next page
END OF SECTION
02821-12
Exhibit G -Page 55 of 56
SECTION 03300
CAST-IN-PLACE CONCRETE
PART 1-GENERAL
1.01 SUMMARY
A.Work included:Work consists of furnishing all labor,material and equipment
necessary for completion of the furnishing,forming and placing cast-in-place concrete
in conformance with lines,grades and typical cross sections shown in the details and
on the Drawings.
1.02 REFERENCES
A.Section 600 of the Colorado Department of Transportation Standard Specifications for
Roads and Bridges,2011 Edition shall be applied for submittals,mix design and
execution.For Measurement and Payment,see Section 01150 of these technical
specifications.
PART 2 -PRODUCTS
2.01 CONCRETE MIX
A.All reinforced concrete shall be:
Class D Concrete:P c=4,500 psi,
fc=1,800 psi,n$
3.All reinforced steel shall be:
Reinforcing Steel:#4 BARS AND LARGER:
fy60,000 psi,
fs=24,000 psi
END OF SECTION
03300-1
Exhibit G -Page 56 of 56
(BLANK)
03300-2
Exhibit H -Page 1 of 13
ENGINEERING DEPARTMENT
(970)328-3560
FAX:(970)328-8789
TDD:(970)328-8797
www.eaglecounty.us
EVA WILSON
County Engineer
May21,2013
Addendum #1 -Stone Creek Flood Hazard Mitigation Project
Bid Documents for the Stone Creek flood Hazard Mitigation Project,Issued on April 30,
2013,with Bids due at 4:00pm on May 29,2013 are hereby amended as follows:
1.Attached as Exhibit A is a current plan holder’s list.
2.Attached as Exhibit B is an attendance sheet for the Mandatory Pre-Bid Meeting
held on May 8,2013 at 10:00am at the EagleVail Pavilion,538 Eagle Road,
Avon,CO 81620.
3.As the above mentioned pre-bid meeting was mandatory,only those contractors
shown on Exhibit B may be allowed to submit a bid.
4.Greg Schroeder,Project Manager from Eagle County,and Steve Barber,Golf
Course Superintendent were in attendance at the pre-bid meeting,in addition to
those listed in Exhibit B.
5.Attached as Exhibit C is the agenda for the pre-bid meeting.
6.Attached as Exhibit D is Correspondence from the US Army Corps of Engineers
detailing the Nationwide Permit.
7.Attached as Exhibit E is a revised Bid Tab,entitled “STONE CREEK FLOOD
HAZARD MITIGATION DESIGN Bid Tab -Revised 5/21/2013.”Replace this
revised tab with the previous tab and use this tab for the bid submittal.
8.A Notice to Proceed for all five (5)sites as shown on Drawing 3,Site Aerial shall
not occur until October 1,2013.This is to allow for the golf course to close prior
to beginning construction.
9.On Page ITB-2,Instructions to Bidders,Section 7.1 Contract Time,the
completion date shall be changed from April 1,2014 to May 16,2014.
10.On Page Bf-2,Item 4,the completion date shall be changed from April 1,2014 to
May 16,2014.
11.On the revised Bid Tab,item 2.10 has been added as an ‘Existing Cable Utility
Trenching”Quantity.This quantity is to identify the possibility to relocate an
existing cable utility that may be located as shown on Drawing 6,Demolition
Plan,Site 2.If the cable has sufficient burial depth,or,if there is adequate slack
within the cable pedestal,this quantity may not be needed.F or bidding purposes,
---—
EAGLE COUNTY
Eagle County Building,500 Broadway,PD.Box 850,Eagle,Colorado 81631-0850
Exhibit H -Page 2 of 13
the contractor shall assume that:a)the cable will need to be protected in the field,
b)a utility trench will be provided by the contractor,per this bid quantity,c)if the
cable cannot be relocated in the trench by the Contractor,the Owner will have the
cable reinstalled.
12.Water for use during construction can be supplied by the Owner by contacting
Steve Barber.
13.AutoCAD Drawings will be available to the selected contractor afier the notice of
award is issued.
14.The placement of sod shall not be later than October 7,2013 during the fall 2013
construction season to insure that it is not damaged by winter conditions.The sod
may be placed in the springtime,weather permitting,up to the revised completion
date of May 16,2014.
15.Refer to technical specifications,Section 02821,SEEDiNG,SODDING AND
FERTILIZING,Part 3.06.C.;amend as follows:
Strike the entire line entitled:“Spring April 15-June 15”
Change the line starting with “Fall”to “Fall September 15 —November 15”
16.Drawing 2,General Notes,Note 26 shall be revised as follows:
All Disturbed areas shall be sodded or seeded per specflcations and as outlined
below:
Site]:Sod
Site 2:Sod and Native Seed.Native Seed to be placed in the fall
Sites 3,4&5:Native Seed,placed in the Jail
17.Drawing 14,Diversion Structure-2 &Trout Pond Outlet Structure.The Trout
Pond Junction Box and Trout Pond Outlet Structure may both be precast
structures.
18.The bid documents are available for electronic download at
http://www.eaglecounty.us/rfp and also at the following addresses:
http ://db .tt/M 1 OVYgRo
http ://db .tt/lzNi RE IA
19.Drawing 3,Site Aerial,Site 4 may be accessed by the existing cart path located
south of Site 3.From the southern edge of Site 3,cross the fairway directly south
to the cart path,and utilize the cart path east to Site 4.The contractor shall protect
the condition of the fairway with tracking pads.
Page 2 of 4
Exhibit H -Page 3 of 13
20.Attached as Exhibit F is a replacement section in the technical Specifications,
Section 02821,SEEDiNG,SODDING AND FERTILIZING,Part 2.01 Materials.
21.The following questions were received before May 20,2013 at 5:00pm and are
answered here:
a.Question:The Cast in Place concrete drawings call for Class B concrete,
but the specifications call for Class D concrete.
Response:Use Class B concrete
b.Question:Does the Rip-Rap at the Tunnel Entrance need to be replaced?
Response:Refer to Sheet 6,Demolition Plan,Site 1.The “landscape
ground rocks”shall be removed and replaced after construction.
Regarding the removal of the 18”CMP,any rip-rap associated with the
culvert does not need to be replaced.
c.Question:What happens to the extra culvert?
Response:Refer to Sheet 6,Demolition Plan,Site 2.The three (3)
culverts to be removed and salvaged are to be used at Sites 3 and 5.Any
remaining culvert material is to be disposed by the contractor.
d.Question:Can the head wall be precast?
Response:There is an existing pipe to Holland’s Pond that needs to be
cast into the wall,as well as the new culverts.Therefore,cast-in-place is
the recommended method.
e.Question:In the contract documents,Article 4 states that the owner will
furnish lands for use of the contractor.Will these lands be secured by the
owner?
Response:The community gardens parking lot and the driving range
parking lot will be available by the Owner for the Contractor’s use as
staging areas.These parking lots are adjacent to each other,and are
located at the southwest corner of Eagle Drive and Columbine Circle.
f.Question:Can the concrete junction box and outlet structure be pre-cast
for Site 5?
Response:Both of these structures may be pre-cast.
Page 3 of 4
Exhibit H -Page 4 of 13
g.Question:For Site 3,is the rebar to be coated for the head wall?
Response:Rebar does not need to be coated.
###
End of Addendum #1
Page 4 of 4
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Exhibit H -Page 7 of 13Addendum#1 -Exhibit C -Page 1
ENGINEERING DEPARTMENT
(970)328-3560
FAX:(970)328-8789
TDD:(970)328-8797
wwweaglecounty.us
Agenda:
Stone Creek Flood Mitigation Project
Mandatory Pre-Bid Meeting
May 8,2013 10:00am
Eagle Vail Pavilion
EVA WILSON
County Engineer
1.Introduction
2.Sign-in Sheet
3.Plans and Specifications
4.Addenda
5.Project Background
6.Project funding
7.Bidding Schedule
a.April 30 —Plans available
b.May 8 —Mandatory Pre-Bid Meeting
c.May 20 —Last day for questions
d.May 29,4:00pm —Bid Opening at Eagle County office in Eagle,CO.
8.Project Schedule
9.QuestionlAnswer Session
10.Site Visit
---
EAGLE COUNTY
Eagle County Building,500 Broadway,P.O.Box 850,Eagle,Colorado 81631-0850
Addendum #1 -Exhibit 0 -Page 1
Exhibit H -Page 8 of 13
DEPARTMENT OF THE ARMY
U.S.ARMY ENGINEER DISTRICT,SACRAMENTO
CORPS OF ENGINEERS
13251 STREET
SACRAMENTO CA 95814-2922
REPLY To
ATtENTION OF
October 12,2012
Regulatory Division (SPK-2012-00949)
Greg Schroeder
Eagle County Engineering Department
Post Office Box 850
Eagle,Colorado 8163 1-0850
Dear Mr.Schroeder:
We are responding to your September 10,2012,request for a Department of the Army permit
for the Federal Emergency Management Agency funded,Stone Creek Flood Hazard Mitigation
Project.This project involves activities,including discharges of dredged or fill material,in waters
of the United States to modify existing water control structures in three locations along Stone
Creek.Work activities include replacing existing culverts,construction of a concrete headwall
and diversion weir,placement of rock and boulders for channel protection,reconstruction of a
boulder diversion/spill structure and construction of concrete control box and gate at a pond
outfall.The project site is located on Stone Creek near the Eagle-Vail golf course,within the WY2
of Section 17,Township 5 South,Range 81 West,Sixth Principal Meridian,Latitude 39.6167°,
Longitude -106.4832°,Eagle County,Colorado.
Based on the information you provided,the proposed activity,resulting in the temporary
impact of approximately 0.028 acre of wetlands,is authorized by Nationwide General Permit
(NWP)Number 43.Your work must comply with the general terms and conditions listed on the
enclosed NWP information sheets.
You must sign the enclosed Compliance Certification and return it to this office within 30 days
after completion of the authorized work.This verification is valid for two years from the date of
this letter or until the NWP is modified,reissued,or revoked,whichever comes first.Failure to
comply with the General Conditions of this NWP,may result in the suspension or revocation of
your authorization.
Please refer to identification number SPK-2012-00949 in any correspondence concerning
this project.If you have any questions,please contact Mr.Mark Gilfillan at the Colorado West
Regulatory Branch,400 Rood Avenue,Room 224,Grand Junction,Colorado 81501-2563,email
MarkAGi(fittan(öjusace.army.mil,or telephone 970-243-1199 xl5.For more information
regarding our program,please visit our website at
www.spksace,arrnmiLMission’tto’.asx.
Exhibit H -Page 9 of 13Addendum#1 -Exhibit D Page 2
COMPLIANCE CERTIFICATION
Permit File Number:SPK-2012-00949
Nationwide Permit Number:NWP 43-Stormwater Management Facifities
Permiftee:Greg Schroeder
Eagle County Engineering Department
P0 Box 850
Eagle,Colorado 81631-0850
County:Eagle
Date of Verification:October 12,2012
Within 30 days after completion of the activity authorized by this permit,sign this certification
ad return it to the following address:
U.S.Army Corps of Engineers
Sacramento District
Colorado West Regulatory Branch,400 Rood Avenue
Room 224,Grand Junction,Colorado 81501-2563
FAX (970)241-2358
DLL-CE$PK-RD-Comptiance@usace.army.mu
Please note that your permitted activity is subject to a compliance inspection by a U.S.Army
Corps of Engineers representative.If you fail to comply with the terms and conditions of the
permit your authorization may be suspended,modified,or revoked.If you have any questions
about this certification,please contact the Corps of Engineers.
I hereby certify that the work authorized by the above-referenced perm it,including all the
required mitigation,was completed in accordance with the terms and conditions of the perm it
verification.
Signature of Permittee Date
Addendum #1 -Exhibit B.Page 1 ExhibitH-PagelOofl3
STONE CREEK
FLOOD HAZARD MITIGATION DESIGN
Bid Tab -Revised 5/21/2013
BID ITEM DESCRIPTION OF QUANTITY PAY UNIT TOTAL COST OF
NO.BID ITEM UNIT PRICE BID ITEM
SITE 1 -Little Eisenhower Trail Modification
1.01 Mobilization 1 LS
1.02 Traffic Control 1 L5
1.03 Site Restoration 1 LS
1.04 Erosion Control 1 LS
1.05 Remove Asphalt Trail 285 SY
1.06 Remove Block Retaining Wall 48 LF
1,07 Remove 18’CMP 1 LS
1.08 Reconstruct Trail 3”Thick Asphalt 265 SY
1.09 Aggregate Base Course 70 TN
1.10 ConstructTimberStairs 1 IS
1.11 RegradeNewChannel 310 SY
1.12 Unclassified Excavation (Haul)1 LS
1.13 Revegetation,Sod 2800 SF
1.14 Irrigation Reconnection 1 LS
1.15 Survey 1 LS
Site 1 Subtotal
SITE 2 -Flood Bypass Channel
2.01 Mobilization 1 LS
2.02 Site Restoration 1 LS
2.03 Erosion Control 1 LS
2.04 Remove &Salvage 57”x 38”CMP 1 LS
2.05 Regrade New Channel 1135 SY
2.06 Unclassified Excavation (Haul)1 LS
2.07 Revegetation,Sod 1150 SF
2.08 Revegetation,Native Seeding 9050 SF
2.09 Irrigation Reconnection 1 LS
2.10 Existing Cable Utility Trenching 155 LF
2.11 Survey 1 LS
Site 2 Subtotal
BT-1
Addendum #1 -Exhibit E Page 2 Exhibit H -Page 11 of 13
STONE CREEK
FLOOD HAZARD MITIGATION DESIGN
Bid Tab -Revised 5/21/2013
BID ITEM DESCRIPTION OF QUANTITY PAY UNIT TOTAL COST OF
NO.BID ITEM UNIT PRICE BID ITEM
SITE 3 -Hollands Pond Bypass
3.01 Mobilization 1 LS
3.02 Traffic Control 1 LS
3.03 Site Restoration 1 LS
3.04 Erosion Control 1 LS
3.05 Water Control 1 LS
3.06 Remove 42’x 29”CMP 1 LS
3.07 Concrete Diversion Structure 17 CY
3.08 Install Salvaged 57”x 38”CMP 20 LF
3.09 Concrete Headwall 2.5 CV
3.10 24”Boulders at Diversion Structure 53 SY
3.11 Remove &Reset Pond Boulders (2 groups)1 LS
3.12 Aggregate Base Course 72 TN
3.13 RegradeNewChannel 440 SY
3.14 Unclassified Excavation (Haul)1 LS
3.15 Embankment CIP 1 LS
3.16 Revegetation,Native Seeding 4500 SF
3,17 Erosion Control Blanket 4500 SF
3.18 Irrigation Reconnection 1 LS
3.19 Survey 1 LS
Site 3 Subtotal
SITE 4 -Upper Creek Overflow Structure
4.01 Mobilization 1 LS
4.02 Site Restoration 1 LS
4.03 Erosion Control 1 LS
4.04 Water Control 1 LS
4.05 Signal Boulders (36”)6 EA
4.06 Reconstruct Boulder Diversion Structure 20 SY
4.07 Revegetation,Native Seeding 535 SF
4.08 Erosion Control Blanket 535 SF
4.09 Survey 1 LS
Site 4 Subtotal
BT-2
Addendum #1 -Exhibit .-Page 3 Exhibit H -Page 12 of 13
STONE CREEK
FLOOD HAZARD MITIGATION DESIGN
Bid Tab -Revised 5/21/2013
BID ITEM DESCRIPTION OF QUANTITY PAY UNIT TOTAL COST OF
NO.BID ITEM UNIT PRICE BID ITEM
SITE 5 -Trout Pond Outlet
5.01 Mobilization 1 LS
5.02 Traffic Control 1 LS
5.03 Site Restoration 1 LS
5.04 Erosion Control 1 LS
5.05 Water Control 1 LS
5.06 Trout Pond Outlet Structure 1 LS
5.07 Install Salvaged 57”x 38”CMP 10 LF
5.08 Junction Structure 1 LS
5.09 Revegetation,Native Seeding 500 SF
5.10 Survey 1 LS
Site 5 Subtotal
L TOTALI
Total Bid (Please write out total bid amount)
BT-3
Exhibit H -Page 13 of 13Addendum#1 -Exhibit F -Page 1
Section 02821,Seeding Sodding and Fertilizing,Part 2.01 Materials,Section A shall be
replaced with the following:
A.Native Seed:
Seed shall be purchased from an established,reputable seed dealer,tagged to comply
with the requirements of the seed mixture shown on the Drawings and/or in these
Specifications and shall be approved by the GOLF COURSE ARCHITECT before use.
Seed shall be certified as to purity of variety by the State Certifying Agency in the state
of origin,and shall be “certified sod quality plus”based on both the contaminants
prohibited and on the amount of seed tested.
Seed Mix:
30%Ephraim Crested Wheatgrass
25%Sheep Fescue
20%Perennial Rye
15%Chewings Fescue
10%Kentucky Bluegrass
Seeding Rate:
40 lbs/acre
All seeding shall be completed in the fall season.
When seed is tested,it shall be on the basis of a 25—gram sample and shall not contain
any noxious weeds for the specific region of the golf course nor any grassy weeds.
The Contractor,if required by the Owner,shall furnish seed and soil samples to the
Golf Course Architect at such time as will permit tests to be completed before any
seeding is to be done.Testing costs will be paid for by the Owner.
Seed and fertilizer SHALL NOT be applied in the same operation.
Originals
Copy
PERFORMANCE AND PAYMENT BONDS
BI 200679
THE CINCINNATI INSURANCE COMPANY
Performance Bond
CONTRACTOR (Name,legal status and address):
Schofield Excavation,Inc.
P0 Box 612,106 Oak Ridge Drive,Suite 202
Gypsum,CO 81637
OWNER (Name,legal status and address):
Eagle County
PC Box 850,500 Broadway
Eagle,CO 81631-0850
CONSTRUCTION CONTRACT
BOND
Date:May 29,2013
Amount:$162,268.50
Description (Name and location):
Stone Creek Flood Hazard Mitigation Project,Eagle County
at (Not earlier than Construction Contract Date):June 12,2013
AmotlnS’th2 26850
1ocatkis to this Bond:]None
tON?RACIOR’ASPRINCI AL SURETY
Cotfipan1:(rporate Seal)Company:
Schofieldxhavaio Inc.THE
Signature:Signature:
Name and Title:(ii)t ho id
(FOR INFORMATION ONLY -Plane,address and telephone)
AGENT or BROKER:
This document has important legal
consequences.Consultation wh
an attorney is encouraged with
respect to its completion or
modification.
Any singular reference to
Contractor,Surety,Owner or
other party shall be considered
plural where applicable.
AlA Document A312-2010
combines two separate bonds,a
Performance Bond and a
Payment Bond.info one form.
This not a single combined
Performance and Payment Bond.
The Company ‘ceo1ting this bond vouches that this document conforms to American Institute of Architects Doaiment A3 12,2010 Edition.
S-2100-AIAA312 (11110)PERFORMANCE BOND Page 1
SURETY (Name,legal status and principal place of buness):
THE CINCINNATI INSURANCE COMPANY
6200 S.GLMORE ROAD
FAIRFiELD,OHIO 45014-5141
C]See Section 16
“‘
Nanette R.Avery,Power of Attorney
(Any additional signatures appear on the last page of this Performance Bond.)
Name and Title:
OWN ER’S REPRESENTATIVE (Architect,Engineer
or other party):
1 The Contractor and Surety,jointly and severally,bind themselves,their heirs,executors,administrators,successors and
assigns to the Owner for the performance of the Construction Contract,which is incorporated herein by reference.
2 If the Contractor performs the Construction Contract,the Surety and the Contractor shall have no obligation under this
Bond,except when applicable to participate in a conference as provided in Section 3.
3 If there is no Owner Default under the Construction Contract,the Surety’s obligation under this Bond shall arise after
.1 the Owner first provides notice to the Contractor and the Surety that the Owner is considering declaring a
Contractor Default.Such notice shall indicate whether the Owner is requesting a conference among the Owner,
Contractor and Surety to discuss the Contractor’s performance.If the Owner does not request a conference,the
Surety may,within five (5)business days after receipt of the Owners notice,request such a conference.If the
Surety timely requests a conference,the Owner shall attend.Unless the Owner agrees otherwise,any conference
requested under this Section 3.1 shall be held within ten (10)business days of the Surety’s receipt of the Owner’s
notice.If the Owner,the Contractor and the Surety agree,the Contractor shall be allowed a reasonable tine to
perform the Construction Contract,but such an agreement shall not waive the Owner’s rit,if any,subsequently
to declare a Contractor Default;
.2 the Owner declares a Contractor Default,terminates the Construction Contract and notifies the Surety;and
.3 the Owner has agreed to pay the Balance of the Contract Price in accordance with the terms of the Construction
Contract to the Surety or to a contractor selected to perform the Construction Contract.
4 Failure on the part of the Owner to comply with the notice requirement in Section 3.1 shall not constitute a failure to
comply with a condition precedent to the Surety’s obligations,or release the Surety from its obligations,except to the
extent the Surety demonstrates actual prejudice.
5 When the Owner has satisfied the conditions of Section 3,the Surety shall promptly and at the Surety’s expense take one
of the following actions:
5.1 Arrange for the Contractor,with consent of the Owner,to perform and complete the Construction Contract;
52 Undertake to perform and complete the Construction Contract itself through its agents or independent contractors;
53 Obtain bids or negotiated proposals from qualiifed contractors acceptable to the Owner for a contract for performance
and completion of the Construction Contract,arrange for a contract to be prepared for execution by the Owner and a
contractor selected with the Owner’s concurrence,b be secured th peformance and paynentbonds executed by a quallied
suretyequivalentto the bonds issd on he Constructbn Contract,andpay to the Owner the amwntof dames as descthed in
Sectin 7 in exce ofthe Balance ofthe Contract Price licurred by the Owner as a result of the ContractorDefault or
5.4 Waive its right to perform and complete,arrange for completion,or obtain a new contractor and with reasonable
promptness under the circumstances:
.1 After investigation,determine the amount for which it may be liable to the Owner and,as soon as practicable
after the amount is determined,make payment to the Owner;or
.2 Deny liability in whole or in part and notify the Owner,citing the reasons for denial.
6 If the Surety does not proceed as provided in Section 5 with reasonable promptness,the Surety shall be deemed to be in
default on this Bond seven days after receipt of an additional written notice from the Owner to the Surety demanding that
the Surety perform its obligations under this Bond,and the Owner shall be entitled to enforce any remedy available to the
Owner.If the Surety proceeds as provided in Section 5,4,and the Owner refuses the payment or the Surety has denied
liability,in whole or in part,without further notice the Owner shall be entitled to enforce any remedy available to the
Owner.
The Company cewting this bond vouches that this ccument conrms to Americi Institute of Architects Document A3 12,2010 Edition.
S-2100-AIA.A312 (11/10)PERFORMANCE BOND Page 2
7 If the Surety elects to act under Section 5.1,5.2 or 5.3,then the responsibilities of the Surety to the Owner shall not be
greater than those of the Contractor under the Construction Ccntract,and the responsibilities of the Owner to the Surety
shall not be greater than those of the Owner under the Construction Contract.Subject to the commitment by the Owner to
pay the Balance of the Contract Price,the Surety is obligated,without duplionticia,for
.1 the responsibilities of the Contractor for correction of defective work and completion of the Construction
Contract;
.2 ackiitional legal,design professional and delay costs resulting from the Contractors Default,and resulting from
the actions or failure to act of the Surety under Section 5;and
.3 liquidated damages,or if no liquidated damages are specified in the Construction Contract,actual damages
caused by delayed performance or non-performance of the Contractor.
8 If the Surety elects to act under Section 5.1,5.3 or 5.4,the Surety’s liability is limited to the amount of this Bond.
9 The Surety shall not be liable to the Owner or others for obligations of the Contractor that are unrelated to the
Construction Contract,and the Balance of the Contract Price shall not be reduced or set off on account of any such
unrelated obligations.No right of action shall accrue on this Bond to any person or entity other than the Owner or its heirs,
executors,administrators,successors arid assigns.
10 The Surety hereby waives notice of any change,including changes of time,to the Construction Contract or to related
subcontracts,purchase orders and other obligations.
11 Any proceeding,legal or equitable,under this Bond may be instituted in any court of competent jurisdiction in the
location in which the work or part of the work is located and shall be instituted within two years after a declaration of
Contractor Default or within two years after the Contractor ceased working or within two years after the Surety refuses or
fails to perform its obligations under this Bond,whichever occurs first.If the provisions of this Paragraph are void or
prohibited by law,the minimum period of limitation available to sureties as a defense in the jurisdiction of the suit shall be
applicable.
12 Notice to the Surety,the Owner or the Contractor shall be mailed or delivered to the address shown on the page on
which the signature appears.
13 When this Bond has been furnished to comply with a statutory or other tegal requirement in the location where the
construction was to be performed,any provision in this Bond conflicting with said statutory or legal requirement shalt be
deemed deleted hereftom and provisions conforming to such statutory or other legal requirement shall be deemed
incoipomted herein.When so furnished,the intent is that this Bond sh1 be construed as a statt4ry bond and notas a
common hw bond
14 Definitions
14.1 Balance of the Contract Price.The total amount payable by the Owner to the Contractor under the Construction
Contract after all proper adjustments have been made,including allowance to the Contractor of any amounts received or to
be received by the Owner in settlement of insurance or other claims for damages to which the Contractor is entitled,
reduced by all valid and proper payments made to or on behalf of the Contractor under the Construction Contract.
14.2 Construction Contract.The agreement between the Owner and the Contractor identified on the cover page,
including all Contract Documents and changes made to the agreement and the Contract Documents.
14.3 Contractor Default.failure of the Contractor,which has not been remedied or waived,to perform or otherwise to
comply with a material term of the Construction Contract.
14.4 Owner Default.Failure of the Owner,which has not been remedied or waived,to pay the Contractor as required
under the Construction Contract or to perform and complete or comply with the other material terms of the Construction
Contract.
14.5 Contract Documents.All the documents that comprise the agreement between the Owner and Contractor.
15 If this Bond is issued for an agreement between a Contractor and subcontractor,the term Contractor in this Bond shall
be deemed to be Subcontractor and the term Owner shall be deemed to be Contractor.
The C.ompriiy eceaiting this bond vouches that this document contbrms to Anenc Institute of Arthitts Document A3 12,2010 Edition.
S-2100-AIA-A312 (11110)PERFORMANCE BOND Page 3
16 Modifications to this bond are as follows:
(Spa&i provided below for additional signatures of added parties other than those appearing on the cover page.)
CoNTRACTOR AS PRI CIPAL SURETY
Company:
,
(Corporate Seal)
Schofield E avation c.
Signa :
_______________________________________________
Name n Title:ejd (Q)etiT Name and Title:
Address:())(Ofl1COPb3]
The Company eLeouting this bond vouches th this docunznt conforms to American Institute of Arditts Document A312,20 H)Edition.
S-2100-AIAA312 (11110)PERFORMANCE BOND Page 4
Company (Corporate’e)
The Cincrati insurance Company 7’
Signature .
Nanette R.Avery,Power of Attorney
Address:
1605 Grand Aye,Suite K,Glenwood Springs,CO 81601
THE CINCJNNATI INSURANCE COMPANY
Fairfield,Ohio
POWER OF ATfORNEY
KNOW ALL MEN BY ‘THESE PRESENTS:That THE CINCINNATI INSURANCE COMPANY a corporation organized under the laws of
the State of Ohio,and having its principal office in the City of Fairfield,Ohio,does hereby constitute and appoint
Robert Asa Jones;Nanette R.Avery;Bryan K.Avery;Cheryl Sos and/or Joe Luetke
of Glenwood Springs,Colorado its true and lawfui Attorney(s)-in-Fact to sign,execute,seal
and deliver on its behalf as Surety and as its act and deed,any and all bonds,policies,undertakings,or other like insiruments,as follows:
Any such obligations in the United States,up to
Twenty Million and No!100 Dollars ($20,000,000.00).
This appointment is made under and by authority of the following resolution passed by the Board of Directors of said Company
at a meeting held in the principal office of the Company,a quorum being present and voting,on the 6 day of December,1958,which
resolution is still in effect:
‘RESOLVED,that the President or any Vice President be hereby authorized,and empowered to appoint Attorneys-in-
Pact of the Company to execute any and all bonds,policies,imdertaldngs,or other like instruments on behalf of the
Corporation,and may authorize any officer or any such Attorney-in-Fact to affix the corporate seal;and may with or
without cause modil or revoke any such appointment or authority.Any such writings so executed by such Attorneys-in-
Fact shall be binding upon the Company as if they had been duly executed and acknowledged by the regularly elected
officers of the Company.”
This Power of Attorney is signed and sealed by facsimile under and by the authority of the following Resolution adopted by the
Board of Directors of the Company at a meeting duly called and held on the day of December,1973.
‘RESOLVED,that the signature of the President or a Vice President and the seal of the Company may be affixed by
facsimile on any power of attorney granted,and the signature of the Secretary or Assistant Secretary and the seal of the
Company may be affixed by facsimile to any certificate of any such power and any such power of certificate bearing
such facsimile signature and seal shall be valid and binding on the Company.Any such power so executed and sealed
and certified by certificate so executed and sealed shall,with respect to any bond or undertaking to which it is attached,
continue to be valid and binding on the Company.”
N WITNESS WHEREOF,THE CINCINNATI INSURANCE COMPANY has caused these presents to be sealed with its corporate
seal,duly attested by its Vice President this 10’day of October,2008,
TIlE CU)Iç TI INSURANCE COMPANY
Vice Presidenl /
LL
STATE OF OHIO
COUNTY OF BUThER
)as:
)
On this 10’’day of October,2008,before me came the above-named Vice President of THE CINCINNATI INSURANCE
COMPANY to me personally known to be the officer described herein,and acknowledged that the seal affixed to the preceding instrument is
the corporate seal of said Company and the corporate seal and the signature of the officer were duly affixed and subscribed to said instrument
by the authority and direction of said corporation.
AL
cc F
I,the undersigned Secretary or Assistant Secretary of TIlE CINCINNATI INSURANCE COMPAN’%hereby certify that the above
is a true and correct copy of the Original Power of Attorney issued by said Company,and do hereby further certify that the said Power of
Attorney is still in full force and effect.
MARK J.H&LER,Attorney at Law
NOTARY PUBLIC STATE OF OHIO
My commission has no expiration
date.Section 147.03 O.R.C.
GWEN under my hand and seal of said Company at Fairfield,Ohio.
this dayof
Q 4-t---
frtcDaPoRATa’%\
1SEAL]J
Secretary
BN-1005 (10/08)
31200679
THE CINCINNATI INSURANCE COMPANY
AlA Document A312
Payment Bond
Any singular reference to Contractor,Surety,Owner or other party shall be considered plural where applicable.
CONTRACTOR (Name and Address):
Schofield Excavation,Inc.
PD Box 612
106 Oak Ridge Drive,Suite 202
Gypsum,CO 81637
OWNER (Name and Address):
Eagle County
PD Box 850
500 Broadway
Eagle,CO 81631-0850
CONSTRUCTION CONTRACT
Date:May 29,2013
Amount:$162,268.50
Description (Name and Location):Stone Creek Flood Hazard Mitigation Project,Eagle County
SURETY (Name and Principal Place of Business):
THE CINCINNATI INSURANCE COMPANY
6200 S.GILMORE ROAD
FAIRFIELD,OHIO 45014-5141
BOND
Date (Not earlier than Construction Contract Date):June 12,2013
(Corporate Seal)
Name and Title:
LJ None IXJ See Page 3
SURETY .
Company:(C,rporate eI)
THE CINCINNATI INSURANCE COMI3ANY’
Name and Title:
(Any additional signatures appear on page 3)
(FOR INFORMATION ONLY—Name,Address and Telephone)
AGENT or BROKER:OWNER’S REPRESENTATIVE (Architect,Engineer
or other party):
The Company executing this bond vouches that this document conforms to American Institute of Architects Document A312,December1984 Edition.
S-2150-AIA-A312 (6/08M)PAYMENT BOND
1
1 The Contractor and the Surety,jointly and severally,
bind themselves,their heirs,executors,administrators,
successors and assigns to the Owner to pay for labor,
materials and equipment fumished for use in the
performance of the Construction Contract,which is
incorporated herein by reference.
2 With respect to the Owner,this obligation shall be null
and void if the Contractor:
2.1 Promptly makes payment,directly or indirectly,for
all sums due Claimants,and
2,2 Defends,indemnifies and holds harmless the
Owner from claims,demands,liens or suits by
any person or entity whose claim,demand,lien
or suit is for the payment for labor,materials or
equipment furnished for use in the performance of
the Construction Contract,provided the Owner has
promptly notified the Contractor and the Surety (at the
address described in Paragraph 12)of any claims,
demands,liens or suits and tendered defense of such
claims,demands,liens or suits to the Contractor and
the Surety,and provided there is no Owner Default,
3 With respect to Claimants,this obligation shall be
null and void if the Contractor promptly makes payment,
directly or indirectly,for all sums due.
4.The Surety shall have no obligation to Claimants under
this Bond until:
4.1 Claimants who are employed by or have a direct
contract with the Contractor have given notice to the
Surety (at the address described in Paragraph 12)and
sent a copy,or notice thereof,to the Owner,stating
that a claim is being made under this Bond and,with
substantial accuracy,the amount of the claim.
4.2 Claimants who do not have a direct contract with
the Contractor:
.1 Have furnished written notice to the Contractor
and sent a copy,or notice thereof,to the Owner,
within 90 days after having last performed labor or
last furnished materials or equipment included in the
claim stating,with substantial accuracy,the amount
of the claim and the name of the party to whom the
materials were furnished or supplied or for whom the
labor was done or performed;and
.2 Have either received a rejection in whole
or in part from the Contractor,or not received
within 30 days of furnishing the above notice any
communication from the Contractor by which the
Contractor has indicated the claim will be paid
directly or indirectly;and
.3 Not having been paid within the above 30 days,
have sent a written notice to the Surety (at the
address described in Paragraph 12)and sent a
copy,or notice thereof,to the Owner stating that a
claim is being made under this Bond and enclosing
a copy of the previous written notice furnished to the
Contractor.
5 If a notice required by Paragraph 4 is given by the
Owner to the Contractor or to the Surety,that is sufficient
compliance.
6 When the Claimant has satisfied the conditions of
Paragraph 4,the Surety shall promptly and at the Surety’s
expense take the following actions:
6.1 Send an answer to the Claimant,with a copy to
the Owner,within 45 days after receipt of the claim,
stating the amounts that are undisputed and the basis
for challenging any amounts that are disputed.
6.2 Pay or arrange for payment of any undisputed
amounts.
7 The Surety’s total obligation shall not exceed the amount
of this Bond,and the amount of this Bond shall be credited
for any payments made in good faith by the Surety.
8 Amounts owed by the Owner to the Contractor under the
Construction Contract shall be used for the performance
of the Construction Contract and to satisfy claims,if
any,under any Construction Performance Bond.By the
Contractor furnishing and the Owner accepting this Bond,
they agree that all funds earned by the Contractor in the
performance of the Construction Contract are dedicated to
satisfy obligations of the Contractor and the Surety under
this Bond,subject to the Owner’s priority to use the funds
for the completion of the work.
9 The Surety shall not be liable to the Owner,Claimants or
others for obligations of the Contractor that are unrelated
to the Construction Contract.The Owner shall not be liable
for payment of any costs or expenses of any Claimant
under this Bond,and shall have under this Bond no
obligations to make payments to,give notices on behalf
of,or otherwise have obligations to Claimants under this
Bond.
10 The Surety hereby waives notice of any change,
including changes of time,to the Construction Contract
or to related subcontracts,purchase orders and other
obligations.
11 No suit or action shall be commenced by a Claimant
under this Bond other than in a court of competent
jurisdiction in the location in which the work or part of the
work is located or after the expiration of one year from the
date (1)on which the Claimant gave the notice required
by Subparagraph 4.1 or Clause 4.2.3,or (2)on which
the last labor or service was performed by anyone or the
The Company executing this bond vouches that this document conforms to American Institute of Architects DocumentA3l2,December 1984 Edition.
2
last materials ot equipment were furnished by anyone
under the Construction Contract,whichever of (1)or (2)
first occurs.If the provisions of this Paragraph are void
or prohibited by law,the minimum period of limitation
available to sureties as a defense in the jurisdiction of the
suit shall be applicable.
12 Notice to the Surety,the Owner or the Contractor
shall be mailed or delivered to the address shown on the
signature page.Actual receipt of notice by Surety,the
Owner or the Contractor,however accomplished,shall
be sufficient compliance as of the date received at the
address shown on the signature page.
13 When this Bond has been furnished to comply with a
statutory or other legal requirement in the location where
the construction was to be performed,any provision in this
Bond conflicting with said statutory or legal requirements
shall be deemed deleted herefrom and provisions
conforming to such statutory or other legal requirement
shall be deemed incorporated herein.The intent is that this
Bond shall be construed as a statutory bond and not as a
common law bond.
14 Upon request by any person or entity appearing to be
a potential beneficiary of this Bond,the Contractor shall
promptly furnish a copy of this Bond or shall permit a copy
to be made.
MODIFICATIONS To THIS BOND ARE AS FOLLOWS:
15 DEFINITIONS
15.1 Claimant:An individual or entity having a direct
contract with the Contractor or with a subcontractor of
the Contractor to furnish labor,materials or equipment
for use in the performance of the Contract.The intent
of this Bond shall be to include without limitation in
the terms “labor,materials or equipment”that part of
water,gas,power,light,heat,oil,gasoline,telephone
service or rental equipment used in the Construction
Contract,architectural and engineering services
required for performance of the work of the Contractor
and the Contractor’s subcontractors,and all other
items for which a mechanic’s lien may be asserted in
the jurisdiction where the labor,materials or equipment
were furnished.
15.2 Construction Contract:The agreement between
the Owner and the Contractor identified on the
signature page,including all Contract Documents and
changes thereto.
15.3 Owner Default:Failure of the Owner,which
has neither been remedied nor waived,to pay the
Contractor as required by the Construction Contract
or to perform and complete or comply with the other
terms thereof.
Paragraph 6 is deleted in its entirety and the following is substituted in its place:
6.When the claimant has satisfied the conditions of Paragraph 4,and has submitted all supporting documentation and
any proof of claim requested by the Surety,the Surety shall,within a reasonable period of time,notify the Claimant of the
amounts that are undisputed and the basis for challenging any amounts that are disputed,including,but not limited to,
the lack of substantiating documentation to support the claim as to entitlement or amount,and the Surety shall,within a
reasonable period of time,pay or make arrangements for payment of any undisputed amount;provided,however,that the
failure of the Surety to timely discharge its obligations under this paragraph or to dispute or identify any specific defense
to all or any part of a claim shall not be deemed to be an admission of liability by the Surety as to such claim or otherwise
constitute a a!ver of the Contractor’s or Surety’s defenses to,or tight to dispute,such claim.Rather,the Claimant shall
have th irit,without further notice,to bring suit against the Surety to enforce any remedy available to it
unde’This-.td.
I
additional signatures of added parties other than those appearing on$jie”covev
COACSlNClPAL SURETY
CompaA’rr ‘(Corporate Seal)Company:(Corporate,5
Schofield Excavatkn,Inc.THE CINCINNATI INSURANCEQØMANj !.1 /J II!!1<1
Signature:
______________________________
Name arA’itle Q5*.flj Name and Title u +
Address Of Address “
The Company executing this bond vouches that this document conforms to American Institute of Architects Document A312,December 1984 Edition.
3
ThE CINCINNATI INSURANCE COMPANY
Fairfield,Ohio
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS:That THE CINCINNATI INSURANCE COMPAN’a corporation organized under the laws of
the State of Ohio,and having its principal office in the City of fairfield,Ohio,does hereby constitute and appoint
Robert Asa Jones;Nanette R.Avery;Bryan K.Avery;Cheryl Sos and/or Joe Luetke
of Glenwood Springs,Colorado its true and lawful Attorney(s)-in-Fact to sign,execute,seal
and deliver on its behalf as Surety,and as its act and deed,any and all bonds,policies,undertaldngs,or other like instruments,as follows:
Any such obligations in the United States,up to
Twenty Million and No/100 Dollars ($20,000,000.00).
This appointment is made under and by authority of the following resolution passed by the Board of Directors of said Company
at a meeting held in the principal office of the Company,a quorum being present and voting,on the 6th thy of December,1958,which
resolution is still in effect:
“RESOLVED,that the President or any Vice President be hereby authorized,and empowered to appoint Attorneys-in-
Fact of the Company to execute any and all bonds,policies,mtdertaldngs,or other like instruments on behalf of the
Corporation,and may authorize any officer or any such Attorney-in-Fact to affix the corporate seal;and may with or
without cause modifS’or revoke any such appointment or authority.Any such itings so executed by such Attorneys-in
F act shall be binding upon the Company as if they had been duly executed and acknowledged by the regularly elected
officers of the Companc”
This Power of Attorney is signed and sealed by facsimile under and by the authority of the following Resolution adopted by the
Board of Directors of the Company at a meeting duly called and held on the 7”‘day of December,1973.
“RESOLVED,that the signature of the President or a Vice President and the seal of the Company may be affixed by
facsimile on any power of attorney granted,and the signature of the Secretary or Msistant Secretary and the seal of the
Company may be affixed by facsimile to any certificate of any such power and any such power of certificate bearing
such facsimile signature and seal shall be valid and binding on the Company.Any such power so executed and sealed
and certified by certificate so executed and sealed shall,with respect to any bond or undertaking to which it is attached,
continue to be valid and binding on the Company.”
IN WITNESS WHEREOF,THE CINCINNATI INSURANCE COMPANY has caused these presents to be sealed with its corporate
seal,duly attested by its Vice President this 10th day of October,2008.
THE INSURANCE COMPANY
C’ceiY
STATEOF OHIO )ss:
COUNTY OF BUTLER )
On this 10th day of Octobei 2008,before me came the above-named Vice President of THE CINCINNATI INSURANCE
cor&inç tome personally knoiun to be the officer described herein,and acknowledged that the seal affixed to the preceding instrument is
the corporate eal of said Company and the corporate seal and the signature of the officer were duly affixed and subscribed to said instrument
by the authority a”‘of said corporation.
%t9’MARK J.H LLER,Attorney at Law
NOTARY PUBLIC -STATE OF OHIO
My commission has no expiration
date.Section 147.03 O.R.C.
I,the undersigned Secretary or Assistant Secretary of THE CINCINNATI INSURANCE COMPAN\hereby certffi that the above
is a true and correct copy of the Original Power of Attorney issued by said Company,and do hereby further certiI’that the said Power of
Attorney is still in full force and effect.
GWEN under my hand and seal of said Company at Fairfield,Ohio.
this dayof
/-__q 4-t--
—
‘ecretary
a
BN-1005 (10/08)