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HomeMy WebLinkAboutC11-226 Annual Emergency Management GrantEMPG /LEMS: 12EMIL20
AGREEMENT
between the
STATE OF COLORADO
DEPARTMENT OF LOCAL AFFAIRS
and
EAGLE COUNTY
I Summary I
Form of Financial Assistance:
® Grant ❑ Loan
Award Amount: $61,300
Agreement Identification:
Contract Encumbrance #:
Contract Management System #:
Project Information:
Project /Award Number:
Project Name:
Performance Period:
Brief Description of Project /
Assistance:
12EMIL20 (DOLA's primary identification #for this agreement)
(State of Colorado's primary identification #for this agreement)
12EM 1 L20
2011 Emergency Management Performance Grant/Local Emergency
Management Support (LEMS)
Start Date: 10/1/2010 End Date: 06/30/2012
The annual EMPG /LEMS grants enhance all- hazards emergency
management planning /preparedness, mitigation, response and recovery
capabilities in the State of Colorado by providing financial support to local
jurisdictions to staff and operate their emergency management programs.
Program & Funding Information:
Program Name Emergency Management Performance Grant (EMPG)
Catalog of Federal Domestic Assistance (CFDA) Number (if federal funds): 97.042
Funding Account Codes: 100 /SB00 /71E /5120/F1LE /371E 561,300.00
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Fonn Revised: 04 /2010
EMPG /LEMS: 12EMIL20
TABLE OF CONTENTS
1 . PARTIES ...............................................................................................................................................
............................... 2
2. EFFECTIVE DATE AND NOTICE OF NONLIABILITY ..................................................................
............................... 2
3 . RECITALS ............................................................................................................................................
............................... 3
4 . DEFINITIONS ......................................................................................................................................
............................... 3
5. TERM and EARLY TERMINATION ..................................................................................................
............................... 4
6 . STATEMENT OF PROJECT ...............................................................................................................
............................... 4
7 . PAYMENTS TO GRANTEE ................................................................................................................
............................... 4
8. REPORTING - NOTIFICATION .........................................................................................................
............................... 5
9 . GRANTEE RECORDS .........................................................................................................................
............................... 6
10. CONFIDENTIAL INFORMATION -STATE RECORDS ..................................................................
............................... 6
11 CONFLICTS OF INTEREST .............................................................................................................
............................... 7
12. REPRESENTATIONS AND WARRANTIES ...................................................................................
............................... 7
13 INSURANCE ......................................................................................................................................
............................... 7
14 BREACH .............................................................................................................................................
............................... 9
15 REMEDIES .........................................................................................................................................
............................... 9
16. NOTICES and REPRESENTATIVES ..............................................................................................
............................... 11
17. RIGHTS IN DATA, DOCUMENTS, AND COMPUTER SOFTWARE .........................................
............................... l I
18 GOVERNMENTAL IMMUNITY ....................................................................................................
............................... 11
19. STATEWIDE CONTRACT MANAGEMENT SYSTEM ...............................................................
............................... 12
20. RESTRICTION ON PUBLIC BENEFITS ........................................................................................
............................... 12
21 GENERAL PROVISIONS ................................................................................................................
............................... 12
22. COLORADO SPECIAL PROVISIONS ..........................................................................................
............................... 15
SIGNATUREPAGE ...............................................................................................................................
............................... 17
EXHIBIT A — APPLICABLE LAWS ...................................................................................................
............................... A -1
EXHIBIT B — STATEMENT OF PROJECT ( SOP) .............................................................................
............................... B -1
EXHIBIT C — GRANT APPLICATION PACKAGE ...........................................................................
............................... C -1
EXHIBIT D - FEDERAL FUNDING ACCOUNTABILITY AND TRANSPARENCY
ACT OF 2006 (FFATA)
PROVISIONS ................................................................................................ ...............................
D -1
1. PARTIES
This Agreement (hereinafter called "Grant') is entered into by and between EAGLE COUNTY (hereinafter
called "Grantee "), and the STATE OF COLORADO acting by and through the Department of Local Affairs for
the benefit of the Division of Emergency Management (hereinafter called the "State" or "DOLA ").
2. EFFECTIVE DATE AND NOTICE OF NONLIABILITY.
This Grant shall not be effective or enforceable until it is approved and signed by the Colorado State Controller
or designee (hereinafter called the "Effective Date "). The State shall not be liable to pay or reimburse Grantee
for any performance hereunder, including, but not limited to costs or expenses incurred, or be bound by any
provision hereof prior to (see checked option(s) below):
A. ❑ The Effective Date.
B. ❑ The later to occur of the Effective Date or the date of a separate letter issued by the Department
( "Release of Funds Letter ") notifying Grantee of the completion of a satisfactory environmental review
and authorizing Grantee to obligate or use Grant Funds.
C. ❑ The Effective Date; provided, however, that all Project costs, if specifically authorized by the funding
authority, incurred on or after may be submitted for reimbursement as if incurred after the
Effective Date.
D. ❑ insert date for authorized pre- agreement costs, as defined in §4 below and/or in Exhibit B, Statement
of Project. Such costs may be submitted for reimbursement as if incurred after the Effective Date.
E. ® The Effective Date; provided, however, that the costs identified in the checked subsections below may
be submitted for reimbursement as if incurred after the Effective Date (see checked suboption(s) below):
i. ® All Project costs incurred on or after October 1, 2010 and
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ii. ❑ Pre -award costs for insert purpose, if any, incurred on or after insert starting date allowed under the
federal award for pre -award costs
F. ® All or some of the costs or expenses incurred by Grantee prior to the Effective Date which have been
or will be paid with non - federal ftmds may be included as a part of Grantee's non - federal snatch
requirement, set forth herein and in Exhibit B, Statement of Project, if such costs or expenses are
properly documented as eligible expenses in accordance with Exhibit B, §6.6.
3. RECITALS
A. Authority, Appropriation, and Approval
Authority to enter into this Grant exists in CRS §24 -32 -2105
and otherwise made available and a sufficient unencumb
payment. Required approvals, clearance and coordinatio:
appropriate agencies.
B. Consideration
and funds have been budgeted, appropriated
red balance thereof remains available for
have been accomplished from and with
The Parties acknowledge that the mutual promises and covenants contained herein and other good and
valuable consideration are sufficient and adequate to support this Grant.
C. Purpose
The purpose of this grant agreement is described in Exhibit B.
D. References .
All references in this Grant to sections (whether spelled out or using the § symbol), subsections, exhibits or
other attachments, are references to sections, subsections, exhibits or other attachments contained herein or
incorporated as a part hereof, unless otherwise noted.
4. DEFINITIONS
The following terms as used herein shall be construed and interpreted as follows:
A. Evaluation
"Evaluation" means the process of examining Grantee's Work and rating it based on criteria established in
§6 and Exhibit B.
B. Exhibits and Other Attachments
The following are attached hereto and incorporated by reference herein:
i. Exhibit A (Applicable Laws)
ii. Exhibit B (Statement of Project)
iii. Exhibit C (Grant Application Package)
iv. Exhibit D (FFATA Provisions)
v. Form 1 (Grant Funding Change Letter)
C. Goods
"Goods" means tangible material acquired, produced, or delivered by Grantee either separately or in
conjunction with the Services Grantee renders hereunder.
D. Grant
"Grant" means this agreement, its terms and conditions, attached exhibits, documents incorporated by
reference, and any future modifying agreements, exhibits, attachments or references incorporated herein
pursuant to Colorado State law, Fiscal Rules, and State Controller Policies.
E. Grant Funds
"Grant Funds" means available funds payable by the State to Grantee pursuant to this Grant.
F. Party or Parties
"Party" means the State or Grantee and "Parties" means both the State and Grantee.
G. Pre - contract costs
"Pre- agreement costs ", when applicable, means the costs incurred on or after the date as specified in §2
above, and the Effective Date of this Grant. Such costs shall have been detailed in Grantee's grant
application and specifically authorized by the State and incorporated hereinto Exhibit B.
H. Project Budget
"Project Budget" means the budget for the Work described in Exhibit B.
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I. Program
"Program" means the grant program, as specified on the first page, that provides the funding for this Grant.
J. Review
"Review" means examining Grantee's Work to ensure that it is adequate, accurate, correct and in
accordance with the criteria established in §6 and Exhibit B
K. Services
"Services" means the required services to be performed by Grantee pursuant to this Grant.
L. Sub - grantee
"Sub- grantee" means third - parties, if any, engaged by Grantee to aid in performance of its obligations.
M. Work
"Work" means the tasks and activities Grantee is required to perform to fulfill its obligations under this
Grant and Exhibit B, including the performance of the Services and delivery of the Goods.
N. Work Product
"Work Product" means the tangible or intangible results of Grantee's Work, including, but not limited to,
software, research, reports, studies, data, photographs, negatives or other finished or unfinished documents,
drawings, models, surveys, maps, materials, or work product of any type, including drafts.
5. TERM and EARLY TERMINATION.
A. Initial Term
Unless otherwise permitted in §2 above, the Parties respective performances under this Grant shall
commence on the Effective Date. This Grant shall terminate on June 30, 2012 unless sooner terminated or
further extended as specified elsewhere herein.
B. Two Month Extension
The State, at its sole discretion upon written notice to Grantee as provided in §16, may unilaterally extend
the term of this Grant for a period not to exceed two months if the Parties are negotiating a replacement
Grant (and not merely seeking a term extension) at or near the end of any initial term or any extension
thereof. The provisions of this Grant in effect when such notice is given, including, but not limited to
prices, rates, and delivery requirements, shall remain in effect during the two month extension. The two -
month extension shall immediately terminate when and if a replacement Grant is approved and signed by
the Colorado State Controller.
6. STATEMENT OF PROJECT
A. Completion
Grantee shall complete the Work and its other obligations as described herein and in Exhibit B. The State
shall not be liable to compensate Grantee for any Work performed prior to the Effective Date or after the
termination of this Grant.
B. Goods and Services
Grantee shall procure Goods and Services necessary to complete the Work. Such procurement shall be
accomplished using the Grant Funds and shall not increase the maximum amount payable hereunder by the
State.
C. Employees
All persons employed by Grantee or Sub- grantees shall be considered Grantee's or Sub - grantees'
employee(s) for all purposes hereunder and shall not be employees of the State for any purpose as a result
of this Grant.
7. PAYMENTS TO GRANTEE
The State shall, in accordance with the provisions of this §7, pay Grantee in the following amounts and using the
methods set forth below:
A. Maximum Amount
The maximum amount payable under this Grant to Grantee by the State is $61,300.00 as determined by the
State from available funds. Grantee agrees to provide any additional funds required for the successful
completion of the Work. Payments to Grantee are limited to the unpaid obligated balance of the Grant as
set forth in Exhibit B.
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B. Payment
I. Advance, Interim and Final Payments
Any advance payment allowed under this Grant or in Exhibit B shall comply with State Fiscal Rules
and be made in accordance with the provisions of this Grant or such Exhibit. Grantee shall initiate any
payment requests by submitting invoices to the State in the form and manner set forth and approved by
the State.
ii. Interest
The State shall not pay interest on Grantee invoices.
iii. Available Funds - Contingency - Termination
The State is prohibited by law from making fiscal commitments beyond the term of the State's current
fiscal year. Therefore, Grantee's compensation is contingent upon the continuing availability of State
appropriations as provided in the Colorado Special Provisions, set forth below. If federal funds are
used with this Grant in whole or in part, the State's performance hereunder is contingent upon the
continuing availability of such funds. Payments pursuant to this Grant shall be made only from
available funds encumbered for this Grant and the State's liability for such payments shall be limited
to the amount remaining of such encumbered funds. If State or federal funds are not fidly
appropriated, or otherwise become unavailable for this Grant, the State may terminate it in whole or to
the extent of funding reduction, without further liability, after providing notice to Grantee in
accordance with §16.
iv. Erroneous Payments
At the State's sole discretion, payments made to Grantee in error for any reason, including, but not
limited to overpayments or improper payments, and unexpended or excess funds received by Grantee,
may be recovered from Grantee by deduction from subsequent payments under this Grant or other
Grants, grants or agreements between the State and Grantee or by other appropriate methods and
collected as a debt due to the State. Such funds shall not be paid to any party other than the State.
C. Use of Funds
Grant Funds shall be used only for eligible costs identified herein and/or in Exhibit B.
D. Matching Funds
Grantee shall provide matching funds as provided in Exhibit B.
8. REPORTING - NOTIFICATION
Reports, Evaluations, and Reviews required under this §8 shall be in accordance with the procedures of and
insuch form as prescribed by the State and in accordance with §19, if applicable.
A. Performance, Progress, Personnel, and Funds
Grantee shall submit a report to the State upon expiration or sooner termination of this Grant, containing an
Evaluation and Review of Grantee's performance and the final status of Grantee's obligations hereunder.
In addition, Grantee shall comply with all reporting requirements, if any, set forth in Exhibit B.
B. Litigation Reporting
Within 10 days after being served with any pleading in a legal action filed with a court or administrative
agency, related to this Grant or which may affect Grantee's ability to perform its obligations hereunder,
Grantee shall notify the State of such action and deliver copies of such pleadings to the State's principal
representative as identified herein. If the State's principal representative is not then serving, such notice and
copies shall be delivered to the Executive Director of the Department of Local Affairs.
C. Noncompliance
Grantee's failure to provide reports and notify the State in a timely manner in accordance with this §8 may
result in the delay of payment of funds and /or termination as provided under this Grant.
D. Subgrants
Copies of any and all subgrants entered into by Grantee to perform its obligations hereunder shall be
submitted to the State or its principal representative upon request by the State. Any and all subgrants
entered into by Grantee related to its performance hereunder shall comply with all applicable federal and
state laws and shall provide that such subgrants be governed by the laws of the State of Colorado.
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9. GRANTEE RECORDS
Grantee shall make, keep, maintain and allow inspection and monitoring of the following records:
A. Maintenance
Grantee shall make, keep, maintain, and allow inspection and monitoring by the State of a complete file of
all records, documents, communications, notes and other written materials, electronic media files, and
communications, pertaining in any manner to the Work or the delivery of Services (including, but not
limited to the operation of programs) or Goods hereunder. Grantee shall maintain such records (the Record
Retention Period) until the last to occur of the following: (i) a period of three years after the date this Grant
is completed, terminated or final payment is made hereunder, whichever is later, or (ii) for such further
period as may be necessary to resolve any pending matters, or (iii) if an audit is occurring, or Grantee has
received notice that an audit is pending, then until such audit has been completed and its findings have been
resolved (the "Record Retention Period ").
B. Inspection
Grantee shall permit the State, the federal government and any other duly authorized agent of a
governmental agency to audit, inspect, examine, excerpt, copy and/or transcribe Grantee's records related to
this Grant during the Record Retention Period for a period of three years following termination of this
Grant or final payment hereunder, whichever is later, to assure compliance with the terms hereof or to
evaluate Grantee's performance hereunder. The State reserves the right to inspect the Work at all
reasonable times and places during the term of this Grant, including any extension. If the Work fails to
conform to the requirements of this Grant, the State may require Grantee promptly to bring the Work into
conformity with Grant requirements, at Grantee's sole expense. If the Work cannot be brought into
conformance by re- performance or other corrective measures, the State may require Grantee to take
necessary action to ensure that future performance conforms to Grant requirements and exercise the
remedies available under this Grant, at law or inequity in lieu of or in conjunction with such corrective
measures.
C. Monitoring
Grantee shall permit the State, the federal government, and other governmental agencies having
jurisdiction, in their sole discretion, to monitor all activities conducted by Grantee pursuant to the terms of
this Grant using any reasonable procedure, including, but not limited to: internal evaluation procedures,
examination of program data, special analyses, on -site checking, formal audit examinations, or any other
procedures. All monitoring controlled by the State shall be performed in a manner that shall not unduly
interfere with Grantee's performance hereunder.
D. Final Audit Report
Grantee shall provide a copy of its audit report to DOLA as specified in Exhibit B.
10. CONFIDENTIAL INFORMATION -STATE RECORDS
Grantee shall comply with the provisions on this §10 if it becomes privy to confidential information in
connection with its performance hereunder. Confidential information, includes, but is not necessarily limited to,
state records, personnel records, and information concerning individuals.
A. Confidentiality
Grantee shall keep all State records and information confidential at all times and to comply with all laws
and regulations concerning confidentiality of information. Any request or demand by a third party for State
records and information in the possession of Grantee shall be immediately forwarded to the State's
principal representative.
B. Notification
Grantee shall notify its agent, employees, Sub - grantees, and assigns who may come into contact with State
records and confidential information that each is subject to the confidentiality requirements set forth herein,
and shall provide each with a written explanation of such requirements before they are permitted to access
such records and information.
C. Use, Security, and Retention
Confidential information of any kind shall not be distributed or sold to any third party or used by Grantee
or its agents in any way, except as authorized by this Grant or approved in writing by the State. Grantee
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shall provide and maintain a secure environment that ensures confidentiality of all State records and other
confidential information wherever located. Confidential information shall not be retained in any files or
otherwise by Grantee or its agents, except as permitted in this Grant or approved in writing by the State.
D. Disclosure - Liability
Disclosure of State records or other confidential information by Grantee for any reason may be cause for
legal action by third parties against Grantee, the State or their respective agents. Grantee shall, to the extent
permitted by law, indemnify, save, and hold harmless the State, its employees and agents, against any and
all claims, damages, liability and court awards including costs, expenses, and attorney fees and related
costs, incurred as a result of any act or omission by Grantee, or its employees, agents, Sub - grantees, or
assignees pursuant to this §10.
11. CONFLICTS OF INTEREST
Grantee shall not engage in any business or personal activities or practices or maintain any relationships which
conflict in any way with the full performance of Grantee's obligations hereunder. Grantee acknowledges that
with respect to this Grant, even the appearance of a conflict of interest is harmful to the State's interests. Absent
the State's prior written approval, Grantee shall refrain from any practices, activities or relationships that
reasonably appear to be in conflict with the full performance of Grantee's obligations to the State hereunder. If
a conflict or appearance exists, or if Grantee is uncertain whether a conflict or the appearance of a conflict of
interest exists, Grantee shall submit to the State a disclosure statement setting forth the relevant details for the
State's consideration. Failure to promptly submit a disclosure statement or to follow the State's direction in
regard to the apparent conflict constitutes a breach of this Grant.
12. REPRESENTATIONS AND WARRANTIES
Grantee makes the following specific representations and warranties, each of which was relied on by the State in
entering into this Grant.
A. Standard and Manner of Performance
Grantee shall perform its obligations hereunder in accordance with the highest standards of care, skill and
diligence in the industry, trades or profession and in the sequence and manner set forth in this Grant.
B. Legal Authority — Grantee and Grantee's Signatory
Grantee warrants that it possesses the legal authority to enter into this Grant and that it has taken all actions
required by its procedures, by -laws, and/or applicable laws to exercise that authority, and to lawfully
authorize its undersigned signatory to execute this Grant, or any part thereof, and to bind Grantee to its
terms. If requested by the State, Grantee shall provide the State with proof of Grantee's authority to enter
into this Grant within 15 days of receiving such request.
C. Licenses, Permits, Etc.
Grantee represents and warrants that as of the Effective Date it has, and that at all times during the term
hereof it shall have, at its sole expense, all licenses, certifications, approvals, insurance, permits, and other
authorization required by law to perform its obligations hereunder. Grantee warrants that it shall maintain
all necessary licenses, certifications, approvals, insurance, permits, and other authorizations required to
properly perform this Grant, without reimbursement by the State or other adjustment in Grant Funds.
Additionally, all employees and agents of Grantee performing Services under this Grant shall hold all
required licenses or certifications, if any, to perform their responsibilities. Grantee, if a foreign corporation
or other foreign entity transacting business in the State of Colorado, further warrants that it currently has
obtained and shall maintain any applicable certificate of authority to transact business in the State of
Colorado and has designated a registered agent in Colorado to accept service of process. Any revocation,
withdrawal or non - renewal of licenses, certifications, approvals, insurance, permits or any such similar
requirements necessary for Grantee to properly perform the terms of this Grant shall be deemed to be a
material breach by Grantee and constitute grounds for termination of this Grant.
13. INSURANCE
Grantee and its Sub - grantees shall obtain and maintain insurance as specified in this section at all times during
the term of this Grant: All policies evidencing the insurance coverage required hereunder shall be issued by
insurance companies satisfactory to Grantee and the State.
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A. Grantee
i. Public Entities
If Grantee is a "public entity" within the meaning of the Colorado Governmental Immunity Act, CRS
§24 -10 -101, et seq., as amended (the "GIA "), then Grantee shall maintain at all times during the term
of this Grant such liability insurance, by commercial policy or self - insurance, as is necessary to meet
its liabilities under the GIA. Grantee shall show proof of such insurance satisfactory to the State, if
requested by the State. Grantee shall require each grant with sub - grantees that are public entities,
providing Goods or Services hereunder, to include the insurance requirements necessary to meet Sub -
grantee's liabilities under the GIA.
ii. Non - Public Entities
If Grantee is not a "public entity" within the meaning of the GIA, Grantee shall obtain and maintain
during the term of this Grant insurance coverage and policies meeting the same requirements set forth
in §13(B) with respect to sub - grantees that are not "public entities ".
B. Grantees and Sub - Grantees
Grantee shall require each Grant with Sub - grantees, other than those that are public entities, providing
Goods or Services in connection with this Grant, to include insurance requirements substantially similar to
the following:
I. Worker's Compensation
Worker's Compensation Insurance as required by State statute, and Employer's Liability Insurance
covering all of Grantee and Sub - grantee employees acting within the course and scope of their
employment.
ii. General Liability
Commercial General Liability Insurance written on ISO occurrence form CG 00 01 10/93 or
equivalent, covering premises operations, fire damage, independent contractors, products and
completed operations, blanket Grantual liability, personal injury, and advertising liability with
minimum limits as follows: (a) $1,000,000 each occurrence; (b) $1,000,000 general aggregate; (c)
$1,000,000 products and completed operations aggregate; and (d) $50,000 any one fire. If any
aggregate limit is reduced below $1,000,000 because of claims made or paid, Sub - grantee shall
immediately obtain additional insurance to restore the full aggregate limit and furnish to Grantee a
certificate or other document satisfactory to Grantee showing compliance with this provision.
iii. Automobile Liability
Automobile Liability Insurance covering any auto (including owned, hired and non -owned autos) with
a minimum limit of $1,000,000 each accident combined single limit.
iv. Additional Insured
Grantee and the State shall be named as additional insured on the Commercial General Liability and
Automobile Liability Insurance policies (leases and construction Grants require additional insured
coverage for completed operations on endorsements CG 2010 11/85, CG 2037, or equivalent).
v. Primacy of Coverage
Coverage required of Grantee and Sub - grantees shall be primary over any insurance or self - insurance
program carried by Grantee or the State.
vi. Cancellation
The above insurance policies shall include provisions preventing cancellation or non - renewal without
at least 45 days prior notice to the Grantee and the State by certified mail.
vii.Subrogation Waiver
All insurance policies in any way related to this Grant and secured and maintained by Grantee or its
Sub - grantees as required herein shall include clauses stating that each carrier shall waive all rights of
recovery, under subrogation or otherwise, against Grantee or the State, its agencies, institutions,
organizations, officers, agents, employees, and volunteers.
C. Certificates
Grantee and all Sub - grantees shall provide certificates showing insurance coverage required hereunder to
the State within seven business days of the Effective Date of this Grant. No later than 15 days prior to the
expiration date of any such coverage, Grantee and each Sub - grantee shall deliver to the State or Grantee
certificates of insurance evidencing renewals thereof. In addition, upon request by the State at any other
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time during the term of this Grant or any sub - grant, Grantee and each Sub - grantee shall, within 10 days of
such request, supply to the State evidence satisfactory to the State of compliance with the provisions of this
§13.
14. BREACH
A. Defined
In addition to any breaches specified in other sections of this Grant, the failure of either Party to perform
any of its material obligations hereunder in whole or in part or in a timely or satisfactory manner,
constitutes a breach. The institution of proceedings under any bankruptcy, insolvency, reorganization or
similar law, by or against Grantee, or the appointment of a receiver or similar officer for Grantee or any of
its property, which is not vacated or fully stayed within 20 days after the institution or occurrence thereof,
shall also constitute a breach.
B. Notice and Cure Period
In the event of a breach, notice of such shall be given in writing by the aggrieved Party to the other Party in
the manner provided in §16. If such breach is not cured within 30 days of receipt of written notice, or if a
cure cannot be completed within 30 days, or if cure of the breach has not begin within 30 days and pursued
with due diligence, the State may exercise any of the remedies set forth in §15. Notwithstanding anything
to the contrary herein, the State, in its sole discretion, need not provide advance notice or a cure period and
may immediately terminate this Grant in whole or in part if reasonably necessary to preserve public safety
or to prevent immediate public crisis.
15. REMEDIES
If Grantee is in breach under any provision of this Grant, provided that a breach is not necessary under §15(B),
the State shall have all of the remedies listed in this §15 in addition to all other remedies set forth in other
sections of this Grant following the notice and cure period set forth in §14(B). The State may exercise any or all
of the remedies available to it, in its sole discretion, concurrently or consecutively. If the form of financial
assistance is a loan, as specified in the table on page 1 of this Grant, and in the event of a termination of this
Grant, such termination shall not extinguish Grantee's obligations under the Promissory Note and the Deed of
Trust.
A. Termination for Cause and /or Breach
If Grantee fails to perform any of its obligations hereunder with such diligence as is required to ensure its
completion in accordance with the provisions of this Grant and in a timely manner, the State may notify
Grantee of such non - performance in accordance with the provisions herein. If Grantee thereafter fails to
promptly cure such non - performance within the cure period, the State, at its option, may terminate this
entire Grant or such part of this Grant as to which there has been delay or a failure to properly perform.
Exercise by the State of this right shall not be deemed a breach of its obligations hereunder. Grantee shall
continue perfomnance of this Grant to the extent not terminated, if any.
L Obligations and Rights
To the extent specified in any termination notice, Grantee shall not incur further obligations or render
further performance hereunder past the effective date of such notice, and shall terminate outstanding
orders and sub - grants /contracts with third parties. However, Grantee shall complete and deliver to the
State all Work, Services and Goods not cancelled by the termination notice and may incur obligations
as are necessary to do so within this Grant's terms. At the sole discretion of the State, Grantee shall
assign to the State all of Grantee's right, title, and interest under such terminated orders or sub -
grants /contracts. Upon termination, Grantee shall take timely, reasonable and necessary action to
protect and preserve property in the possession of Grantee in which the State has an interest. All
materials owned by the State in the possession of Grantee shall be immmediately returned to the State.
All Work Product, at the option of the State, shall be delivered by Grantee to the State and shall
become the State's property.
ii. Payments
The State shall reimburse Grantee only for accepted performance up to the date of termination. If,
after termination by the State, it is determined that Grantee was not in breach or that Grantee's action
or inaction was excusable, such termination shall be treated as a termination in the public interest and
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the rights and obligations of the Parties shall be the same as if this Grant had been terminated in the
public interest, as described herein.
iii. Damages and Withholding
Notwithstanding any other remedial action by the State, Grantee also shall remain liable to the State
for any damages sustained by the State by virtue of any breach under this Grant by Grantee and the
State may withhold any payment to Grantee for the purpose of mitigating the State's damages, until
such time as the exact amount of damages due to the State from Grantee is determined. The State may
withhold any amount that may be due to Grantee as the State deems necessary to protect the State,
including loss as a result of outstanding liens or claims of former lien holders, or to reimburse the
State for the excess costs incurred in procuring similar goods or services. Grantee shall be liable for
excess costs incurred by the State in procuring from third parties replacement Work, Services or
substitute Goods as cover.
B. Early Termination in the Public Interest
The State is entering into this Grant for the purpose of carrying out the public policy of the State of
Colorado, as determined by its Governor, General Assembly, and/or Courts. If this Grant ceases to further
the public policy of the State, the State, in its sole discretion, may terminate this Grant in whole or in part.
Exercise by the State of this right shall not constitute a breach of the State's obligations hereunder. This
subsection shall not apply to a termination of this Grant by the State for cause or breach by Grantee, which
shall be governed by §15(A) or as otherwise specifically provided for herein.
I. Method and Content
The State shall notify Grantee of such termination in accordance with §16. The notice shall specify
the effective date of the termination and whether it affects all or a portion of this Grant.
ii. Obligations and Rights
Upon receipt of a termination notice, Grantee shall be subject to and comply with the same obligations
and rights set forth in §15(A)(i).
iii. Payments
If this Grant is terminated by the State pursuant to this §15(B), Grantee shall be paid an amount which
bears the same ratio to the total reimbursement under this Grant as the Services satisfactorily
performed bear to the total Services covered by this Grant, less payments previously made.
Additionally, if this Grant is less than 60% completed, the State may reimburse Grantee for a portion
of actual out -of- pocket expenses (not otherwise reimbursed under this Grant) incurred by Grantee
which are directly attributable to the uncompleted portion of Grantee's obligations hereunder;
provided that the sum of any and all reimbursement shall not exceed the maximum amount payable to
Grantee hereunder.
C. Remedies Not Involving Termination
The State, at its sole discretion, may exercise one or more of the following remedies in addition to other
remedies available to it:
L Suspend Performance
Suspend Grantee's performance with respect to all or any portion of this Grant pending necessary
corrective action as specified by the State without entitling Grantee to an adjustment in price /cost or
performance schedule. Grantee shall promptly cease performance and incurring costs in accordance
with the State's directive and the State shall not be liable for costs incurred by Grantee after the
suspension of performance under this provision.
ii. Withhold Payment
Withhold payment to Grantee until corrections in Grantee's performance are satisfactorily made and
completed.
iii. Deny Payment
Deny payment for those obligations not performed, that due to Grantee's actions or inactions, cannot
be performed or, if perfonned, would be of no value to the State; provided, that any denial of payment
shall be reasonably related to the value to the State of the obligations not performed.
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iv. Removal
Demand removal of any of Grantee's employees, agents, or Sub - grantees whom the State deems
incompetent, careless, insubordinate, unsuitable, or otherwise unacceptable, or whose continued
relation to this Grant is deemed to be contrary to the public interest or not in the State's best interest.
v. Intellectual Property
If Grantee infringes on a patent, copyright, trademark, trade secret or other intellectual property right
while performing its obligations under this Grant, Grantee shall, at the State's option (a) obtain for the
State or Grantee the right to use such products and services; (b) replace any Goods, Services, or other
product involved with non - infringing products or modify them so that they become non - infringing; or,
(c) if neither of the foregoing alternatives are reasonably available, remove any infringing Goods,
Services, or products and refund the price paid therefore to the State.
16. NOTICES and REPRESENTATIVES
Each individual identified below is the principal representative of the designating Party. All notices required to
be given hereunder shall be hand delivered with receipt required or sent by certified or registered mail to such
Party's principal representative at the address set forth below. In addition to, but not in lieu of a hard -copy
notice, notice also may be sent by e -mail to the e -mail addresses if any, set forth below. Either Party may from
time to time designate by written notice substitute addresses or persons to whom such notices shall be sent.
Unless otherwise provided herein, all notices shall be effective upon receipt.
A. State:
B. Grantee:
Dave Hard, Director
Colorado Department of Local Affairs
Division of Emergency Management
9195 E. Mineral Ave., Ste. 200
Centennial, CO 80112
Email: dave.hard(c6state.00.LIS
Barry Smith, Emergency Management Director
Eagle County
Eagle County Emergency Management
P.O. Box 850
Eagle, CO 81631
Email: barrv.smith(cDeaglecountv.us
17. RIGHTS IN DATA, DOCUMENTS, AND COMPUTER SOFTWARE
This section ❑ shall ® shall not apply to this Grant.
Any software, research, reports, studies, data, photographs, negatives or other documents, drawings, models,
materials, or Work Product of any type, including drafts, prepared by Grantee in the performance of its
obligations under this Grant shall be the exclusive property of the State and, all Work Product shall be delivered
to the State by Grantee upon completion or termination hereof. The State's exclusive rights in such Work
Product shall include, but not be limited to, the right to copy, publish, display, transfer, and prepare derivative
works. Grantee shall not use, willingly allow, cause or permit such Work Product to be used for any purpose
other than the performance of Grantee's obligations hereunder without the prior written consent of the State.
18. GOVERNMENTAL IMMUNITY
Notwithstanding any other provision to the contrary, nothing herein shall constitute a waiver, express or implied,
of any of the inummities, rights, benefits, protection, or other provisions of the Colorado Governmental
Immunity Act, CRS §24 -10 -101, et seq., as amended. Liability for claims for injuries to persons or property
arising from the negligence of the State of Colorado, its departments, institutions, agencies, boards, officials,
and employees is controlled and limited by the provisions of the Governmental Immunity Act and the risk
management statutes, CRS §24 -30 -1501, et seq., as amended.
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19. STATEWIDE CONTRACT MANAGEMENT SYSTEM
If the maximum amount payable to Grantee under this Grant is $100,000 or greater, either on the Effective Date
or at anytime thereafter, this §19 applies.
Grantee agrees to be governed, and to abide, by the provisions of CRS §24- 102 -205, §24- 102 -206, §24- 103 -601,
§24- 103.5 -101 and §24- 105 -102 concerning the monitoring of vendor performance on state Grants and inclusion
of Grant performance information in a statewide Contract Management System. Grantee's performance shall be
subject to Evaluation and Review in accordance with the terms and conditions of this Grant, State law, including
CRS §24- 103.5 -101, and State Fiscal Rules, Policies and Guidance. Evaluation and Review of Grantee's
performance shall be part of the normal Grant administration process and Grantee's performance will be
systematically recorded in the statewide Contract Management System. Areas of Evaluation and Review shall
include, but shall not be limited to quality, cost and timeliness. Collection of information relevant to the
performance of Grantee's obligations under this Grant shall be determined by the specific requirements of such
obligations and shall include factors tailored to match the requirements of Grantee's obligations. Such
performance information shall be entered into the statewide Contract Management System at intervals
established herein and a final Evaluation, Review and Rating shall be rendered within 30 days of the end of the
Grant term. Grantee shall be notified following each perfonmance Evaluation and Review, and shall address or
correct any identified problem in a timely manner and maintain work progress. Should the final performance
Evaluation and Review determine that Grantee demonstrated a gross failure to meet the performance measures
established hereunder, the Executive Director of the Colorado Department of Personnel and Administration
(Executive Director), upon request by the Department of Local Affairs, and showing of good cause, may debar
Grantee and prohibit Grantee from bidding on future Grants. Grantee may contest the final Evaluation, Review
and Rating by: (a) filing rebuttal statements, which may result in either removal or correction of the evaluation
(CRS §24- 105- 102(6)), or (b) under CRS §24- 105- 102(6), exercising the debarment protest and appeal rights
provided in CRS § §24- 109 -106, 107, 201 or 202, which may result in the reversal of the debarment and
reinstatement of Grantee, by the Executive Director, upon a showing of good cause.
20. RESTRICTION ON PUBLIC BENEFITS
This section ❑ shall ® shall not apply to this Grant.
Grantee must confirm that any individual natural person eighteen years of age or older is lawfully present in the
United States pursuant to CRS §24- 76.5 -101 et seq. when such individual applies for public benefits provided
under this Grant by requiring the following:
A. Identification:
The applicant shall produce one of the following personal identifications:
I. A valid Colorado driver's license or a Colorado identification card, issued pursuant to article 2 of
title 42, C.R.S.; or
ii. A United States military card or a military dependent's identification card; or
iii. A United States Coast Guard Merchant Mariner card; or
iv. A Native American tribal document.
B. Affidavit
The applicant shall execute an affidavit herein attached as Form 2, Affidavit of Legal Residency, stating:
I. That they are United States citizen or legal permanent resident; or
ii. That they are otherwise lawfully present in the United States pursuant to federal law.
21. GENERAL PROVISIONS
A. Assignment and Subgrants
Grantee's rights and obligations hereunder are personal and may not be transferred, assigned or subgranted
without the prior, written consent of the State. Any attempt at assignment, transfer, or subgranting without
such consent shall be void. All assignments, subgrants, or sub - grantees approved by Grantee or the State
are subject to all of the provisions hereof. Grantee shall be solely responsible for all aspects of subgranting
arrangements and performance.
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B. Binding Effect
Except as otherwise provided in §21(A), all provisions herein contained, including the benefits and
burdens, shall extend to and be binding upon the Parties' respective heirs, legal representatives, successors,
and assigns.
C. Captions
The captions and headings in this Grant are for convenience of reference only, and shall not be used to
interpret, define, or limit its provisions.
D. Counterparts
This Grant may be executed in multiple identical original counterparts, all of which shall constitute one
agreement.
E. Entire Understanding
This Grant represents the complete integration of all understandings between the Parties and all prior
representations and understandings, oral or written, are merged herein. Prior or contemporaneous
additions, deletions, or other changes hereto shall not have any force or effect whatsoever, unless embodied
herein.
F. Indemnification - General
Grantee shall, to the extent permitted by law, indemnify, save, and hold harmless the State, its employees
and agents, against any and all claims, damages, liability and court awards including costs, expenses, and
attorney fees and related costs, incurred as a result of any act or omission by Grantee, or its employees,
agents, Sub - grantees, or assignees pursuant to the terms of this Grant; however, the provisions hereof shall
not be construed or interpreted as a waiver, express or implied, of any of the immunities, rights, benefits,
protection, or other provisions, of the Colorado Governmental Immunity Act, CRS §24 -10 -101 et seq., or
the Federal Tort Claims Act, 28 U.S.C. 2671 et seq., as applicable, as now or hereafter amended.
G. Jurisdiction and Venue
All suits, actions, or proceedings related to this Grant shall be held in the State of Colorado and exclusive
venue shall be in the City and County of Denver.
H. List of Selected Applicable Laws
Grantee at all times during the performance of this Grant shall comply with all applicable Federal and State
laws and their implementing regulations, currently in existence and as hereafter amended, including
without limitation those set forth on Exhibit A, Applicable Laws, attached hereto, which laws and
regulations are incorporated herein and made part hereof. Grantee also shall require compliance with such
laws and regulations by subgrantees under subgrants permitted by this Grant.
1. Loan Forms
If the form of financial assistance provided by the State is a loan, as specified in the table on page I above,
Grantee shall execute a promissory note substantially equivalent to Form — and record a deed of trust
substantially equivalent to Form _ with the comity in which the property resides.
J. Modification
i. By the Parties
Except as specifically provided in this Grant, modifications hereof shall not be effective unless agreed
to in writing by the Parties in an amendment hereto, properly executed and approved in accordance
with applicable Colorado State law, State Fiscal Rules, and Office of the State Controller Policies,
including, but not limited to, the policy entitled MODIFICATION OF CONTRACTS - TOOLS AND
FORMS.
ii. By Operation of Law
This Grant is subject to such modifications as may be required by changes in Federal or Colorado
State law, or their implementing regulations. Any such required modification automatically shall be
incorporated into and be part of this Grant on the effective date of such change, as if fully set forth
herein.
iii. Grant Funding Change Letter
The State may increase or decrease funds available under this Grant and modify selected other
provisions of this agreement using a Grant Funding Change Letter substantially equivalent to Form 1.
The provisions of the Grant Funding Change Letter shall become part of and be incorporated into the
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original agreement. The Grant Funding Change Letter is not valid until it has been approved by the
State Controller or designee. .
K. Order of Precedence
I. This Grant
The provisions of this Grant shall govern the relationship of the State and Grantee. In the event of
conflicts or inconsistencies between this Grant and its exhibits and attachments including, but not
limited to, those provided by Grantee, such conflicts or inconsistencies shall be resolved by reference
to the documents in the following order of priority:
a) Colorado Special Provisions
b) The provisions of the main body of this Grant
c) ExhibitA
d) Exhibit B
ii. Loan Document'
This section shall apply if the form of financial assistance, as specified in the table on page 1 above, is
a loan. hi the event of conflicts or inconsistencies between this Grant and the Deed of Trust or the
Promissory Note, such conflicts or inconsistencies shall be resolved by reference to the documents in
the following order of priority:
a) The Promissory Note
b) This Grant
e) The Deed of Trust
L. Severability
Provided this Grant can be executed and performance of the obligations of the Parties accomplished within
its intent, the provisions hereof are severable and any provision that is declared invalid or becomes
inoperable for any reason shall not affect the validity of any other provision hereof.
M. Survival of Certain Grant Terms
Notwithstanding anything herein to the contrary, provisions of this Grant requiring continued perfornance,
compliance, or effect after termination hereof, shall survive such termination and shall be enforceable by
the State if Grantee fails to perform or comply as required.
N. Taxes
The State is exempt from all federal excise taxes under IRC Chapter 32 (No. 84- 730123K) and from all
State and local government sales and use taxes under CRS § §39 -26 -101 and 201 et seq. Such exemptions
apply when materials are purchased or services rendered to benefit the State; provided however, that certain
political subdivisions (e.g., City of Denver) may require payment of sales or use taxes even though the
product or service is provided to the State. Grantee shall be solely liable for paying such taxes as the State
is prohibited from paying for or reimbursing Grantee for them.
O. Third Party Beneficiaries
Enforcement of this Grant and all rights and obligations hereunder are reserved solely to the Parties, and
not to any third party. Any services or benefits which third parties receive as a result of this Grant are
incidental to the Grant, and do not create any rights for such third parties.
P. Waiver
Waiver of any breach of a term, provision, or requirement of this Grant, or any right or remedy hereunder,
whether explicitly or by lack of enforcement, shall not be construed or deemed as a waiver of any
subsequent breach of such term, provision or requirement, or of any other term, provision, or requirement.
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COLORADO SPECIAL PROVISIONS
The Special Provisions apply to all Grants except where noted in italics.
A. 1. CONTROLLER'S APPROVAL. CRS §24 -30 -202 (1).
This Grant shall not be deemed valid until it has been approved by the Colorado State Controller or
designee.
B. 2. FUND AVAILABILITY. CRS §24 -30- 202(5.5).
Financial obligations of the State payable after the current fiscal year are contingent upon funds for that
purpose being appropriated, budgeted, and otherwise made available.
C. 3. GOVERNMENTAL IMMUNITY.
No term or condition of this Grant shall be construed or interpreted as a waiver, express or implied, of any
of the immunities, rights, benefits, protections, or other provisions, of the Colorado Governmental
Immunity Act, CRS §24 -10 -101 et seq., or the Federal Tort Claims Act, 23 U.S.C. § §1346(b) and 2671 et
seq., as applicable now or hereafter amended.
D. 4. INDEPENDENT CONTRACTOR
Grantee shall perform its duties hereunder as an independent Grantee and not as an employee. Neither
Grantee nor any agent or employee of Grantee shall be deemed to be an agent or employee of the State.
Grantee and its employees and agents are not entitled to unemployment insurance or workers compensation
benefits through the State and the State shall not pay for or otherwise provide such coverage for Grantee or
any of its agents or employees. Unemployment insurance benefits shall be available to Grantee and its
employees and agents only if such coverage is made available by Grantee or a third party. Grantee shall
pay when due all applicable employment taxes and income taxes and local head taxes incurred pursuant to
this Grant. Grantee shall not have authorization, express or implied, to bind the State to any Grant, liability
or understanding, except as expressly set forth herein. Grantee shall (a) provide and keep in force workers'
compensation and unemployment compensation insurance in the amounts required by law, (b) provide
proof thereof when requested by the State, and (c) be solely responsible for its acts and those of its
employees and agents.
E. 5. COMPLIANCE WITH LAW.
Grantee shall strictly comply with all applicable federal and State laws, rules, and regulations in effect or
hereafter established, including, without limitation, laws applicable to discrimination and unfair
employment practices.
F. 6. CHOICE OF LAW.
Colorado law, and rules and regulations issued pursuant thereto, shall be applied in the interpretation,
execution, and enforcement of this grant. Any provision included or incorporated herein by reference
which conflicts with said laws, rules, and regulations shall be null and void. Any provision incorporated
herein by reference which purports to negate this or any other Special Provision in whole or in part shall
not be valid or enforceable or available in any action at law, whether by way of complaint, defense, or
otherwise. Any provision rendered null and void by the operation of this provision shall not invalidate the
remainder of this Grant, to the extent capable of execution.
G. 7. BINDING ARBITRATION PROHIBITED.
The State of Colorado does not agree to binding arbitration by any extra judicial body or person. Any
provision to the contrary in this contract or incorporated herein by reference shall be null and void.
H. S. SOFTWARE PIRACY PROHIBITION. Governor's Executive Order D 002 00.
State or other public funds payable under this Grant shall not be used for the acquisition, operation, or
maintenance of computer software in violation of federal copyright laws or applicable licensing
restrictions. Grantee hereby certifies and warrants that, during the tern of this Grant and any extensions,
Grantee has and shall maintain in place appropriate systems and controls to prevent such improper use of
public funds. If the State determines that Grantee is in violation of this provision, the State may exercise
any remedy available at law or in equity or under this Grant, including, without limitation, immediate
termination of this Grant and any remedy consistent with federal copyright laws or applicable licensing
restrictions.
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I. 9. EMPLOYEE FINANCIAL INTEREST. CRS § §24 -18 -201 and 24 -50 -507.
The signatories aver that to their knowledge, no employee of the State has any personal or beneficial
interest whatsoever in the service or property described in this Grant. Grantee has no interest and shall not
acquire any interest, direct or indirect, that would conflict in any manner or degree with the performance of
Grantee's services and Grantee shall not employ any person having such known interests.
J. 10. VENDOR OFFSET. CRS § §24 -30 -202 (1) and 24 -30- 202.4.
[Not Applicable to intergovernmental agreements] Subject to CRS §24 -30 -202.4 (3.5), the State
Controller may withhold payment under the State's vendor offset intercept system for debts owed to State
agencies for: (a) unpaid child support debts or child support arrearages; (b) unpaid balances of tax, accrued
interest, or other charges specified in CRS §39 -21 -101, et seq.; (c) unpaid loans due to the Student Loan
Division of the Department of Higher Education; (d) amounts required to be paid to the Unemployment
Compensation Fund; and (e) other unpaid debts owing to the State as a result of final agency determination
or judicial action.
K. 11. PUBLIC GRANTS FOR SERVICES. CRS §8 -17.5 -101.
[Not Applicable to Agreements relating to the offer, issuance, or sale of securities, investment advisory
services or find management services, sponsored projects, intergovernmental Agreements, or
information technology services or products and services] Grantee certifies, warrants, and agrees that it
does not knowingly employ or Grant with an illegal alien who shall perform work under this Grant and
shall confirm the employment eligibility of all employees who are newly hired for employment in the
United States to perform work under this Grant through participation in the E- Verify Program or the State
program established pursuant to CRS §8- 17.5- 102(5)(c), Grantee shall not knowingly employ or Grant with
an illegal alien to perform work under this Grant or enter into a Grant with a Sub - grantee that fails to
certify to Grantee that the Sub - grantee shall not knowingly employ or Grant with an illegal alien to ep rform
work under this Grant Grantee (a) shall not use E- Verify Program or State program procedures to
undertake pre - employment screening of job applicants while this Grant is being performed, (b) shall notify
the Sub - grantee and the Granting State agency within three days if Grantee has actual knowledge that a
Sub - grantee is employing or Granting with an illegal alien for work under this Grant, (c) shall terminate the
Subgrant if a Sub - grantee does not stop employing or Granting with the illegal alien within three days of
receiving the notice, and (d) shall comply with reasonable requests made in the course of an investigation,
undertaken pursuant to CRS §8- 17.5- 102(5), by the Colorado Department of Labor and Employment. If
Grantee participates in the State program, Grantee shall deliver to the Granting State agency, Institution of
Higher Education or political subdivision, a written, notarized affirmation, affirming that Grantee has
examined the legal work status of such employee, and shall comply with all of the other requirements of the
State program. If Grantee fails to comply with any requirement of this provision or CRS §8- 17.5 -101 et
seq., the Granting State agency, institution of higher education or political subdivision may terminate this
Grant for breach and, if so terminated, Grantee shall be liable for damages.
L. 12. PUBLIC GRANTS WITH NATURAL PERSONS. CRS §24- 76.5 -101.
Grantee, if a natural person eighteen (18) years of age or older, hereby swears and affirms under penalty of
perjury that he or she (a) is a citizen or otherwise lawfully present in the United States pursuant to federal
law, (b) shall comply with the provisions of CRS §24- 76.5 -101 et seq., and (c) has produced one form of
identification required by CRS §24- 76.5 -103 prior to the effective date of this Grant.
M. 13. CORA Disclosure
To the extent not prohibited by federal law, this Grant and the performance measures and standards under
CRS §24- 103.5 -101, if any, are subject to public release through the Colorado Open Records Act, CRS
§24 -72 -101, et seq.
SPs Effective 7/1/11
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SIGNATURE PAGE
THE PARTIES HERETO HAVE EXECUTED THIS GRANT
* Persons signing for Grantee hereby swear and affirm that they are authorized to act on Grantee's behalf and
acknowledge that the State is relying on their representations to that effect.
GRANTEE
EAGLE COUNTY
STATE OF COLORADO
n
John W. Hickenlooper, GOVERNOR
V l
By: UUUC'«iii � ,� U 4) �, O ,�J
DEPARTMENT OF LOCAL AFFAIRS
Printed Name Authorized Individual
of
Title:
By:
Official Tit Auth I ividual
Reeves Brown, Executive Director
Date:
*Signature
Date: /
PRE - APPROVED FORM CONTRACT REVIEWER
By:
William F. Archambault, Jr.,
Finance and Administration Chief
Date:
ALL GRANTS REQUIRE APPROVAL BY THE STATE CONTROLLER
CRS §24 -30 -202 requires the State Controller to approve all State Grants. This Grant is not valid until signed and
dated below by the State Controller or delegate. Grantee is not authorized to begin performance until such time. If
Grantee begins performing prior thereto, the State of Colorado is not obligated to pay Grantee for such performance
or for any goods and /or services provided hereunder.
STATE CONTROLLER
David J. McDermott, CPA
By:
Barbara M. Casey,
Controller Delegate
Date:
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EXHIBIT A— APPLICABLE LAWS
Laws, regulations, and authoritative guidance incorporated into this Grant include, without limitation:
1. Age Discrimination Act of 1975, 42 U.S.C. Sections 6101, et seq.
2. Age Discrimination in Employment Act of 1967, 29 U.S.C. 621 -634
3. Americans with Disabilities Act of 1990 (ADA), 42 U.S.C. 12101, et seq.
4. Equal Pay Act of 1963, 29 U.S.C. 206(d)
5. Immigration Reform and Control Act of 1986, 8 U.S.C. 1324b
6. Section 504 of the Rehabilitation Act of 1973, 29 U.S.C. 794
7. Title VI of the Civil Rights Act of 1964,42 U.S.C. 2000d
8. Title VII of the Civil Rights Act of 1964,42 U.S.C. 2000e
9. Title IX of the Education Amendment of 1972, 20 U.S.C. 1681, et seq.
10. Section 24 -34 -301, et seq., Colorado Revised Statutes 1997, as amended
11. The applicable of the following:
11.1. Cost Principals for State, Local and Indian Tribal Governments, 2 C.F.R. 225, (OMB Circular A -87);
11.2. Cost Principals for Education Institutions, 2 C.F.R. 220, (OMB Circular A -21);
11.3. Cost Principals for Non - Profit Organizations, 2 C.F.R. 230, (OMB Circular A -122), and
11.4. Audits of States, Local Governments, and Non -Profit Organizations (OMB Circular A -133); and/or the Colorado
Local Government Audit Law, 29 -1 -601, et seq, C.R.S., and State implementing rules and regulations.
11.5. Immigration Status - Cooperation with Federal Officials, CRS 29 -29 -101, et seq.
11.6. Davis -Bacon Act, 40 U.S.C. SS 276a to 276a -7.
11.7. Copeland Act, 40 U.S.C. S 276c and 18 U.S.C. SS 874.
11.8. Contract Work Hours and Safety Standards Act, 40 U.S.C. SS 327 -333, regarding labor standards for federally
assisted construction sub - awards.
11.9. Wild and Scenic Rivers Act of 1968, 16 U.S.C. SS 1271 et. seq., related to protecting components or potential
components of the national wild and scenic rivers system.
11.10. National Historic Preservation Act of 1966, as amended, 16 U.S.C. 470, Executive Order No. 11593
(identification and protection of historic properties), and the Archaeological and Historic Preservation Act of
1974, 16 U.S.C. 469a -1 et. seq.
11.11. Robert T. Stafford Disaster Assistance and Emergency Relief Act (Stafford Act), 42 U.S.C. 5121 et seq., as
amended.
11.12. National Flood Insurance Act of 1968, 42 U.S.C. 4001 et. seq.
11.13. Comprehensive Environmental Response, Compensation, and Liability Act of 1980 (CERCLA), 42 U.S.C.
104.
11.14. Department of Defense Authorization Act of 1986, Title 14, Part B, Section 1412, Public Law 99 -145, 50
U.S.C. 1521.
11.15. USA PATRIOT Act of 2001, (Pub. L. 107 -56).
11.16. Digital Television Transition and Public Safety Act of 2005, (Pub L. 109 -171)
12. Federal Emergency Management Agency, Department of Homeland Security Regulations: All Applicable Portions of
44 CFR Chapter 1, with the following Parts specially noted and applicable to all grants of FEMA/DHS funds:
12.1. Uniform Administrative Requirements for Grants and Cooperative Agreements to State and Local Governments,
44 C.F.R. 13.
12.2. Govemmenlwide Debarment and Suspension (Nonprocurement) and Requirements for Drug -Free Workplace, 44
C.F.R. 17.
12.3. New Restrictions on Lobbying, 44 C.F.R. 18.
13. Privacy Act of 1974, 5 U.S.C. S 5529 and Regulations adopted thereunder (44 C.F.R. 6).
14. Prohibition against use of Federal Funds for Lobbying, 31 U.S.C. 1352
15. None of the funds made available through this agreement shall be used in contravention of the Federal buildings
performance and reporting requirements of Executive Order No. 13123, part 3 of title V of the National Energy
Conservation Policy Act, 42 U.S.C. 8251 et. Seq., or subtitle A of title I of the Energy Policy Act of 2005 (including
the amendments made thereby).
16. None of the funds made available shall be used in contravention of section 303 of the Energy Policy Act of 1992, 42
U.S.C. 13212.
17. Buy American Act, 41 U.S.C. 10a et seq.
18. 2011 EMPG Grant Guidance
Page A -1 of 1— Exhibit A — Applicable Laws
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EXHIBIT B — STATEMENT OF PROJECT (SOP)
1. GENERAL DESCRIPTION OF THE PROJECT(S).
I.I. Project Description. Grantee will carry -out the annual work plans in the Annual EMPG/LEMS
Program Paper and Staffing Plan (Exhibit C) for each of the Emergency Management Functions
(EMF).
1.2. Project expenses. Project expenses include the costs for salaries and benefits for Grantee's emergency
manager and emergency management staff, travel, emergency management office operational costs,
and the costs associated with, emergency management exercises, training and planning. No more than
5% of this Grant may be used for Management and Administration (M &A) costs. It should be noted
that salaries of local emergency managers are not typically categorized as M &A, unless the local
Emergency Management Agency (EMA) chooses to assign personnel to specific M &A activities.
Additional specific eligible and ineligible cost information is listed in the 2011 EMPG program
guidance at http: / /www.fema.aov/2overnment /grant /emng /index.slitm.
2. DELIVERABLES:
2.1. Grantee shall submit narrative and financial reports describing project progress and accomplishments,
any delays in meeting the objectives and expenditures to date as described in §5 of this Exhibit B.
2.2. List additional grant deliverables. Grantee will complete the annual work -plan described by the
Grantee in Exhibit C. Grantee must participate in NIMSCAST by entering or updating the Grantee's
data as part of meeting the NIMS compliance requirements.
3. PERSONNEL.
3.1. Replacement. Grantee shall immediately notify the Department if any key personnel specified in §3 of
this Exhibit B cease to serve. Provided there is a good -faith reason for the change, if Grantee wishes to
replace its key personnel, it shall notify the Department and seek its approval, which shall be at the
Department's sole discretion, as the Department issued this Grant in part reliance on Grantee's
representations regarding Key Personnel. Such notice shall specify why the change is necessary, who
the proposed replacement is, what his /her qualifications are, and when the change will take effect.
Anytime key personnel cease to serve, the Department, in its sole discretion, may direct Grantee to
suspend work on the Project until such time as replacements are approved. All notices sent under this
subsection shall be sent in accordance with §16 of the Grant.
3.2. Responsible Administrator. Grantee's performance hereunder shall be under the direct supervision of
Barry Smith, Emergency Management Director, an employee or agent of Grantee, who is hereby
designated as the responsible administrator of this project.
3.3. Other Key Personnel. None.
4. FUNDING.
The State or Federal provided funds shall be limited to the amount(s) specified in §7 of the Grant and in the
Federal and/or State funds and percentage(s) section of §4.2 of this Exhibit B, Project Budget.
4.1. Matching Funds.
4.1.1.Requirement. The following checked option shall apply
4.1.1.1. ❑ Matching Funds are not required under this Grant.
4.1.1.2. ® Grantee's required non - federal or state match contribution is detailed in §4.2 below. The
match may:
4.1.1.2.1. ® include in -kind match;
4.1.1.2.2. ❑ not include in -kind match; or
4.1.1.2.3. ❑ include no more than % in -kind match.
Page B -1 of 5— Exhibit B — Statement of Project
EMPG /LEMS: 12EMIL20
4.1.2.General. Grantee's required matching contribution, if any, need not be provided on a line -item by
line -item basis, but must be at least the percentage of the total project expenditures specified in the
Project Budget table.
4.1.3.Documentation. Documentation of expenditures for the non - federal match contribution is
required in the same manner as the documentation for the grant funded expenditures.
4.2. Project Budget
Category
Requested Total Project
Personnel
$108,205
Travel
11,104
Office Support/Other
3,200
Total Estimated Budget
Total Rounded to Nearest $100
$122,500
Total Requested Federal Share -
50% of Total Budget
S61,300
12011 Federal Share (up to 50% of Total
Estimated Budget) $61,300
Required Non - Federal Match (at least 50% of
Total Estimated Budget) $61.300
Total Project $122,600
Remaining 2010 Award Funds*
2010 Federal Share Remaining Available for
Reimbursement During the FFY 11 Grant Period - as
of expenses reported through October 1, 2010. *
S490
Total Federal Funds Available During FFY 2011
Grant Period
$61,790
*For information purposes only. Not part of this 2011 award. Any remaining balance is from the 2010
award and remains part of that grant and is reimbursable during the 2011 award period because of the
overlapping performance terms. If all four quarters' reimbursements for the 2010 award have been
submitted and paid, the 2010 Federal Share Remaining shown above is available for reimbursement during
the first three quarters of the 2011 Federal Fiscal Year (FFY). Remaining 2010 funds will be, or already
have been, paid for the 2011 first, second and third quarter reimbursement requests as necessary to utilize
the full 2010 award. Payments from remaining prior year funds are identified as fifth, sixth and seventh
quarter 2010 payments as appropriate on the reimbursements, and the required 50% non - federal match will
be counted toward the 2010 grant to properly match the reimbursed amounts. If any 2010 first -fourth
quarter reimbursements have not yet been submitted or paid, the 2010 amount remaining available will be
reduced by any payments made when submitted and approved. If the 2010 Federal Share Remaining
Available amount shown is S0, the full 2010 award amount has been reimbursed, and has no effect on the
funds available during FFY 2011.
4.3. Project Budget Line Item Adjustments. Grantee may (see checked option below):
4.3.1. ❑ not adjust individual budget line amounts without approval of the State. Such approval shall
be in the form of:
4.3.1.1. a notice issued by the State in accordance with §16 of the Grant; or
Page B -2 of 5— Exhibit B — Statement of Project
EMPG /LEMS: 12EM11,20
4.3.1.2. an amendment in accordance with the Modification subsection of the General Provisions
of the Grant.
4.3.2. ® adjust individual budget line amounts without the State's approval if:
4.3.2.1. there are no transfers to or between administration budget lines; and
4.3.2.2. cumulative budgetary line item changes do not exceed the lesser of ten percent of the total
budgeted amount or S20,000
4.4. Non - Supplanting of Grantee Funds.
Grantee will ensure that the funds provided by this Grant are used to supplement and not supplant their
funds budgeted for the purposes herein.
5. PAYMENT:
Payments shall be made in accordance with this section, the provisions of this Exhibit, and the provisions set
forth in §7 of the Grant.
5.1. Payment Schedule. Grantee shall submit requests for reimbursement at least quarterly using the
Department provided form or by letter with documentation attached if no form is required. One
original signed reimbursement request is due on the same dates as the required financial reports. All
requests shall be for eligible actual expenses incurred by Grantee, as described in §1 above. Requests
will be accompanied by supporting documentation totaling at least the amount requested for
reimbursement and any required non - federal match contribution. Documentation requirements are
described in §6.6 below. If any financial or progress reports are delinquent at the time of a payment
request, the Department may withhold such reimbursement until the required reports have been
submitted. Up to one quarter of the total grant will be reimbursed with each quarterly payment. No
more than 50% of the reported expenses will be reimbursed at any time. If one quarter's reported
expenses do not warrant reimbursement of a full quarter's payment, any remaining funds from that
quarter will be available for subsequent quarters so that additional expenses incurred in the later
quarters may be reimbursed. Likewise, if excess expenses for one quarter are reported, those
unreimbursed expenses will be added to the following quarters' expenses as necessary to maximize
each quarter's reimbursement. If the total reimbursable expenses reported for the year's grant exceed
the amount of the award, the excess expenses may be eligible for consideration for any reallocation
additions made at the end of the federal grant period. If any grant end reallocation finding is available,
eligibility for these funds will require timely report submittal, and strong performance demonstrated
through the quarterly progress reports and through ongoing contact/monitoring.
5.2. Payment Amount. When non - federal match is required, such match must be documented with every
payment request. Periodic payments will be made as requested at the same percentage of the
documentation submitted as the Grant funded share of the budget up to any applicable quarterly or
other pre - closeout maximums. Payment will not exceed the amount of cash expenditures documented.
Excess match documented and submitted with one reimbursement request will be applied to subsequent
requests as necessary to maximize the allowable reimbursement.
5.3. Remittance Address. If mailed, payments shall be remitted to the following address unless changed in
accordance with §16 of the Grant:
Eagle County
P.O. Box 850
Eagle, CO 81631
6. ADMINISTRATIVE REQUIREMENTS:
6.1. Accounting. Grantee shall maintain properly segregated accounts of Grant finds, matching funds, and
other funds associated with the Project and make those records available to the State upon request.
6.2. Audit Report. If an audit is performed on Grantee's records for any fiscal year covering a portion of
the term of this Grant or any other grants /contracts with DOLA, Grantee shall submit an electronic
Page B -3 of 5— Exhibit B — Statement of Project
EMPG /LEMS: 12EM1L20
copy of the final audit report, including a report in accordance with the Single Audit Act, to
dola.auditC&state.co.us or send the report to:
Department of Local Affairs
Accounting & Financial Services
1313 Sherman Street, Room 323
Denver, CO 80203
6.3. Monitoring. The State shall monitor this Grant in accordance with § §9(B) and 9(C) of the Grant.
6.4. Records. Grantee shall maintain records in accordance with §9 of the Grant.
6.5. Reporting.
6.5.1. Quarterly Financial Status and Progress Reports. The project(s) approved in this Grant are to
be completed on or before the termination date stated in §5(A) of the Grant Agreement. Grantee
shall submit quarterly financial status and programmatic progress reports for each project
identified in this agreement using the Standard Federal Financial Status Report (SF 425) and the
Standard Federal Progress and Performance Narrative Report (SF -PPR), or other forms provided
by the Department. One of each with original signatures shall be submitted in accordance with the
schedule below:
Period
Due Da '.
- Report
January —March
April 20
t1 ril - June
I July 20
Jul — September
October 20
October December
January 20
6.5.2. Final Reports. Grantee shall submit a final financial status and progress report that provides final
financial reconciliation and a final cumulative grant/project accomplishments report within 45
days of the end of the project/grant period. No obligations of funds can remain on the final report.
The final reports may substitute for the quarterly reports for the final quarter of the grant period.
If all projects are completed before the end of the grant period, the final report may be submitted
at any time before its final due date. No further reports will be due after the Department has
received, and sent notice of acceptance of the final grant report.
6.6. Required Documentation. Sufficient detail shall be provided with reimbursement requests to
demonstrate that expenses are allowable and appropriate as detailed in the subsections below herein.
Grantees must retain all procurement and payment documentation on site for inspection. This shall
include, but not be limited to, purchase orders, receiving documents, invoices, vouchers,
equipment/services identification, and time and effort reports.
6.6.1. Equipment or tangible goods. Requests for reimbursement for tangible personal property with a
purchase price of less than $5,000 per item should include the invoice number, description of item
purchased (e.g. NOAA weather radios), and the location and number of items, or copies of the
paid invoices may be submitted. For equipment items with a purchase price of or exceeding
$5,000, and a useful life of more than one year, the Grantee must provide a copy of the paid
invoice and include a unique identifying number. This number can be the manufacturer's serial
number or, if the Grantee has its own existing inventory numbering system, that number may be
used. The location of the equipment must also be provided. In addition to ongoing tracking
requirements, Grantee shall ensure that tangible goods with per item cost of $500 or more and
equipment with per unit cost of $5,000 or more are prominently marked as follows: "Purchased
with funds provided by the FEMA"
6.6.2. Services. Grantees shall include contract/purchase order number(s) or employee names, the
date(s) the services were provided, the nature of the services, and the hourly contract or salary
rates, or monthly salary and any fringe benefits rates.
Page B4 of 5— Exhibit B — Statement of Project
EMPG /LEMS: 12EMIL20
6.7. Procurement. Grantee shall ensure its procurement policies meet or exceed local, state, and federal
requirements. Grantee should refer to local, state, and federal guidance prior to making decisions
regarding competitive bids, sole source or other procurement issues. In addition:
6.7.1. Sole Source. Any sole source transaction in excess of $100,000 must be approved in advance by
the Department.
6.7.2. Conduct. Grantees shall ensure that: (a) All procurement transactions, whether negotiated or
competitively bid, and without regard to dollar value, are conducted in a manner that provides
maximum open and free competition; (b) Grantee must be alert to organizational conflicts of
interest and/or non - competitive practices among contractors that may restrict or eliminate
competition or otherwise restrain trade; (c) Contractors who develop or draft specifications,
requirements, statements of work, and/or Requests for Proposals (RFPs) for a proposed
procurement must be excluded from bidding or submitting a proposal to compete for the award of
such procurement; and (d) Any request for exemption of item a -c within this subsection must be
submitted in writing to, and be approved by the authorized Grantee official.
6.7.3. Debarment. Grantee shall verify that the Contractor is not debarred from participation in state
and federal programs. Sub - grantees should review contractor debarment information on
httP://www.cPls.LYov
6.7.4. Funding Disclosure. When issuing requests for proposals, bid solicitations, and other published
documents describing projects or programs funded in whole or in part with these grant finds,
Grantee and Subgrantees shall: (a) state the percentage of the total cost of the program or project
which will be financed with grant money; (b) state the grant program name and dollar amount of
state or federal funds for the project or program; and (c) use the phrase "This project was
supported by the Colorado Department of Local Affairs, Division of Emergency Management."
6.7.5. Approved Purchases. Grantee shall verify that all purchases are listed in §I.1 above. Equipment
purchases, if any, shall be for items listed in the Approved Equipment List (A.E.L) for the grant
period on the Responder Knowledge Base (RKB), at https: / /www.rkb.us
6.7.6. Assignment of Rights/Duties/Equipment. Grantee shall ensure that no rights or duties exercised
under this Grant, or equipment purchased with Grant Funds having a purchase value of S5,000 or
more are assigned without the prior written consent of the Department.
Page B -5 of 5— Exhibit B — Statement of Project
EMPG /LEMS: 12EMM20
EXHIBIT C - GRANT APPLICATION PACKAGE
Insert Approved Grant Application behind this page and in front of any Form attachments.
Page C -1 — Grant Application Package
• Colorado Division of Emergency Management (CDEM)
Emergency Management Program Grant (EMPG)
Local Emergency Manager Support (LEMS)
O�MANP� Program Funding Application
Staffing Pattern for FFY2011
Note: This for MUST be resubmitted whenever the jurisdiction has personnel changes.
JURISDICTION:
Colorado Division of Emergency Management (CDEM)
Emergency Management Program Grant (EMPG)
Local Emergency Manager Support (LEMS)
0 Program Funding Application
Staffing Pattern and Program Funding for FFY2011
Note: This for MUST be resubmitted whenever the jurisdiction has personnel changes.
JURISDICTION: Eagle County
Salaries & Benefits
LEMS Eligible Salary
A
(Staffing Report Block 10 Total):
$79,997
LEMS ligible Benefi
B
(Staffing Report Block 11 Total):
$28,208
C
Total Salary
and Benefits (a +b): $ $ 108,205.00
Travel Expenses
Local Travel
D
(mileage, fleet expense, or other):
$ 10,059.00
E
Out of State Travel:
Conference & Seminars (Registration Fees,
F
Hotels, etc.):
$ 1,000.00
T raining
G
(Registration Fees, hotels, etc.):
H
Per Diem:
Other
I
(designate): CEMA dues
$ 45.00
J
$
$ 11,104.00
Office Support Expenses (more than $200 for year)
K
Office Supplies and Materials :
$ 1,000.00
L
Equipment Purchase:
$
M
Equipment Lease:
$
N
Rent, Utilities, etc.: phone /radio%omputer
$ 2,26.00
O
Printing & Copying:
$
P
Postage:
$
O ther
O
(designate):
$
R
Total Office Support Expenses (K +L +M +N +O +P +O ): $ $ 3,200.00
S
Total Request (C+J+R):l $ 122,509.00
T
Federal (Eligible for Reimbursement) Amount (One half of S): $ 61,254.50
Manager Signature
Jurisdiction Ofilei Financial Officer Signature
►21 0(, WI
Date
t Z /l
Date
Digitallysigned by Chuck Vale
Chu ck Vale DN:co =Chuck Vale, a= Colorado Division ofEmergenryManagennenp
V C DIN: Manageq email= chuckvaloostate.co.us, c =US
Date: 2010.12.2015:39:0a - 07'00'
CDEM Regional Field Manager Signature Date
Part II: Jurisdiction Information and Signatures
Jurisdicti ®n Name: Eagle County
Emergency Program Manager
Name: Barry Smith
Job Title: EmeEgency Emergency Management Director
Mailing Address: P.O. Box 850
Ea le, CO 81631
Physical Address (if different):
3289 Coolev Mesa Road, Gypsum, CO 81637
Phone Contact Information
Office Phone number: 970 - 328 -3545
24 Hour Emergency Line: 970 -479 -2201
Office Fax: 970 -328 -8694
Cellular: 970 - 4714048 (not for public dissemination)
Pager: None
E -Mail Address: barty.smiLh@eaglecounty.us
Employment Status (Please indicate how many)
Paid Full Time: 40+ Paid Part Time: Volunteer: Other:
Jurisdiction Job Title Program Manager Reports to: Public Works Executive Director
Hours worked er week for'urisdiction in all job titles: 40+
Hours worked r week devoted to EmSrgency Emergency Management: 40+
Additional Emergency Management Staff
Type of Employment
How many?
Total staffhours/week
Total E.M. hours/week
Paid full time professional
Paid full time clerical
Paid pan time Professional
Paid part time clerical
Volunteer
Other personnel
Senior Elected Official (Name and Title) Sara J. Fisher Chairman BoCC
Chief Executive Officer (if different from above) Keith Montag, County Manager
Date 1Z, /� Q) L)
Annual Work Plan Template
Jurisdiction: Eagle County
Digitally signed by Chuck Vale
Valeemail=chuck.vate@state.co.us, Colorado DivisionofEmergency
`Management, t, ou= ou =Fieield Manager,
Chuck c =US
Date: 2010.12.20 15:39:36 - 07'00'
Estimated
Relevant
Target
Planned Activity
Completion
EMF(s)
Capabilities
Date
Addressed
Fourth Quarter (07/01/11
- 09/30/11)
July 10, 2011
1
1
Submit State EMPG quarterly narrative and
reimbursement request reports to appropriate
authorities.
Attend monthly Radio user, Public Safety
1 st Thursday of
1,2,3,4,5,
1,2,3,4, 14, 18,
Council, and PIO Group Meetings to provide
each month
6,7,8,9,10,
19, 23, 24, 25,
and receive input into public safety concerns for
11,13,14,15
26, 27, 28, 29,
Eagle County.
30, 31, 32, 33,
34, 36, 37
Update COOP contact list for County Depts.
July 15, 2011
2,6
1,15
Represent Emergency Management on the
Pending
2,3,4,5,6,8,
1, 3, 4, 5, 10,
Governors Forest Health Advisory Council.
decisions of new
11,15
11, 19, 23, 37
Governor
Facilitate ICS -300 Course
September 30,
7,13
14,15
2011
Facilitate WNW Awareness Course
September 30,
7,13
14,15
2011
Work with the Eagle County partners to develop
August 31, 2011
6,7,8,9,11
1,3,4,14,15,17,
a Hazardous Materials Incident Response annex
18,19, 20, 23,
for BoCC adoption and inclusion into the Eagle
25, 26, 28, 33,
County Emergency Operations Plan
35, 36, 37
Work with the Eagle County partners to develop
September 30,
6,7,8,9,11
1,3,4,14,15,17,
a Explosive Materials Incident Response annex
2011
18,19, 20, 23,
for BoCC adoption and inclusion into the Eagle
25, 26, 28, 33,
County Emergency Operations Plan
35, 36, 37
ConductEOP/EOC orientation exercise
August 31, 2011
3,6,13,14
1,3,14,15
Conduct Transportation Incident Tabletop
September 30,
3,6,13,14
1,3,14,15
2011
Complete NIMS Cast update and rollup
September 15,
All
1,2,4,5,6,7,10,
2011
14,15,16,18,19,
28,36
Complete requirements for a "StomiReady"
September 30,
4, 10,11,
1,2,3,4,10,14,
designation from the National Weather Service.
2011
15
15,18,19,25,28
Remind all Pertinent Agencies to update State
September 26,
8,9,11
1,14,15,16
Resource Inventory and ECAlert data.
2011
Digitally signed by Chuck Vale
Valeemail=chuck.vate@state.co.us, Colorado DivisionofEmergency
`Management, t, ou= ou =Fieield Manager,
Chuck c =US
Date: 2010.12.20 15:39:36 - 07'00'
Annual Work Plan Template
Jurisdiction: Eagle County
Chuck Vale
Estimated I Relevant
Target
Planned Activity
7
Completion Date EMF(s)
1
Capabilities
Addressed
Third Quarter (04/01/11
- 00/36/11)
April 10, 2011
1
1
Submit State EMPG quarterly narrative and
reimbursement request reports to appropriate
authorities.
Attend monthly Radio user, Public Safety
1st Thursday of
1,2,3,4,5,
1,2,3,4, 14,
Council, and PIO Group Meetings to provide
each month
6,749,10,
18, 19, 23,
and receive input into public safety concerns for
11,13,14,15
24, 25, 26,
Eagle County.
27, 28, 29,
30, 31, 32,
33, 34, 36,
37
Update COOP contact list for County Depts.
Aril 15, 2011
2,6
1,15
Represent Emergency Management on the
Pending
2,3,4,5,6,8,
1, 3, 4, 5,
Governors Forest Health Advisory Council.
decisions of new
11,15
10, 11, 19,
Governor
23,37
Work with County partners to conduct a
April 30, 2011
3,6,13,14
1,3,14,15
functional flooding exercise
Facilitate ICS -400 Course
June 30, 2011
7,13
14,15
Facilitate ICS -402 Course
June 30,2011
7,13
14,15
Facilitate EOC Operations course
April 15, 2011
7,13
14,15
Work with the Eagle County partners to develop
May 31, 2011
6,7,8,10,11,
1,15,25,28
Public Information and Warning annex for
15
BoCC adoption and inclusion into the Eagle
County Emergency Operations Plan
Work with the Eagle County partners and the
June 30, 2011
6,749,11
1,3,14, 18,
Utility Providers, to develop Mass Casualty
19,29,30,31
Incident annex for BoCC adoption and inclusion
into the Eagle County Emergency Operations
Plan
ConductEOP/EOC orientation exercise
June 30, 2011
7,13
14,15
Conduct Transportation Incident Drills
May 31, 2011
3,6,13,14
1,3,14;15
Execute Emergency Resource agreements with
June 30, 2011
1,6,7,8,11
1,14,15,16,
p rivate companies for resource use.
36,37
Remind all Pertinent Agencies to update State
June 27, 2011
8,9,11
1,14,15,16
Resource Inventory and ECAlert data.
Chuck Vale
Annual Work Plan Template
Jurisdiction: Eagle County
Chuck Vale
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oo =nne w�ogn. nti u nus
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Estimated
Relevant
Target
Planned Activity
Completion
EMF(s)
Capabilities
Date
Addressed
Second Quarter (01/01/11
- 03/31/11)
April 10, 2011
1
1
Submit State EMPG quarterly narrative and
reimbursement request reports to appropriate
authorities.
Attend monthly Radio user, Public Safety
1st Thursday of
1,2,3,4,5,
1,2,3,4, 14,
Council, and PIO Group Meetings to provide
each month
6,749,10,
18, 19, 23,
and receive input into public safety concerns for
11,13,14,1
24, 25, 26,
Eagle County.
5
27, 28, 29,
30, 31, 32,
33, 34, 36,
37
Update COOP contact list for County Depts.
January 15, 2011
2,6
1,15
Represent Emergency Management on the
Pending
2,3,4,5,6,8
1, 3, 4, 5,
Governors Forest Health Advisory Council.
decisions of new
11,15
10, 11, 19,
Governor
23,37
Work with Towns and Special Districts for
4 Thursday of
2,3,5,6,8,1
1, 2, 3, 4,
revise County PDM plan which includes
every month. Due
0,
10, 18, 19,
countywide CWPP
January 31st
11,12,15
37
Attend Mass Casualty Incident (MCI)
January 10 - 13,
6,.7, 8, 11,
1, 3, 4, 14,
conference with hospital partners in San Diego
2011
13
16, 18, 19,
29, 30, 31,
33, 34,37
Work with the Eagle County partners, to
February 28,
6,7,8,9,11
1,3,4,14,15,
develop Fatalities Management annex for BoCC
2011
17, 18,29,
adoption and inclusion into the Eagle County
30,34
Emergency Operations Plan
Work with the Eagle County partners and the
March 31, 2011
6,749,11
1,3,4,14,15,
RETAC, to develop Mass Casualty Incident
17, 18,29,
annex for BoCC adoption and inclusion into the
30
Eagle County Emergency Operations Plan
Work with Public Health Partners to complete
January 31, 2011
6,7,8,9,11,
1,3,4,14,15,
Project Public Health Ready Plan for Eagle
15
17, 19, 33,
County.
35, 36, 37
Facilitate ICS -300 course
March 31, 2011
7,13
14,15
Facilitate Incident Commander Course
March 31, 2011
7,13
14,15
Conduct EOP/EOC orientation exercise
January 31, 2011
7,13
14,15
Conduct inter-operable communication drill
March 31, 2011
7,8,10,14
2,14,18,
Conduct Transportation Incident Orientation
March 31, 2011
7,8,9,10,
14,15,16,
11,14
18,29,30,34
Participate in Wildfire AOP process
March 31, 2011
2,6,7,11
1,2, 14, 15,
18, 23,37
Develop Emergency Resource Agreement
March 31, 2011
1,6,7,8,11
1,14,15,16,
36,37
Remind all Pertinent Agencies to update State
March 21, 2011
8,9,11
1,14,15,16
Resource Inventory and ECAIert data.
Chuck Vale
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Annual Work Plan Template
Jurisdiction: Eagle County
Chuck Va l e Z i IdM nedbye e
ii-ch
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ao= FielEManagepemaik [M1U[kvaterstare.ro.ui, r -OS
Wle 2050.12]0 6A042 -0700'
Estimated
Relevant
Target
Planned Activity
Completion
EMF(s)
I
Capabilities
I
Date
Addressed
January 10,
1
I
Submit State EMPG quarterly narrative and
2011
reimbursement request reports to appropriate
authorities.
Attend monthly Radio user, Public Safety
1st Thursday of
1,2,3,4,5,
1,2,3,4, 14, 18,
Council, and PIO Group Meetings to
each month
6,7,8,9,10,
19, 23, 24, 25,
provide and receive input into public safety
11,13,14,15
26, 27, 28, 29,
concerns for Eagle County.
30, 31, 32, 33,
34, 36, 37
Update COOP contact list for County Depts.
October 15,
2,6
1,15
2010
Work with the Eagle County PIO group, to
October
7,10,15
1,2,4,6,14,15,19,
develop Joint Information System protocols
15,2010
25,28,36,37
for BoCC adoption and inclusion into the
Eagle County Emergency Operations Plan.
Work with the Eagle County partners, to
November 15,
4,6,7,11,13
1,3,4,6,10,15,18,
develop Damage Assessment annex for
2010
19,35,36,37
BoCC adoption and inclusion into the Eagle
County Emergency Operations Plan.
Work with the Eagle County partners, to
November 15,
6,7,10,15
1,3,4,14,15,17,
develop Evacuation/Mass Care/Re -Entry
2010
18,19, 20, 23,
annex for BoCC adoption and inclusion into
25, 26, 28, 33,
the Eagle County Emergency Operations
35, 36, 37
Plan.
Attend FEMAIEMCE901 inEmmitsburg
October 10,
6,7,8,11,13,
3,14, 15, 16,17,
2010
14
18, 19, 23, 28,
35, 36, 37
Participate in NWAHEMR planning efforts
Y Wednesday
6,8,14,
All
of every month
Work with Towns and Special Districts for
4 Thursday of
2,3,5,6,8,10,
1, 2, 3, 4, 10, 18,
revise County PDM plan which includes
every month
11,12,15
19,37
countywide CWPP
Work with Eagle County Joint Training
November 1,
6,13,14
1, 14, 18, 19,
Officers Association to prepare countywide
2010
three year Training and Exercise calendar.
Work with CSU Extension Service, Fair
December 31,
3,4,6,7,8,11,
1,3, 4, 11, 14,
Board, CVMF and Eagle County Animal
2010
13
15, 16, 17, 18,
Services to develop Animal response Plan
19, 20, 25, 37
and team.
Work with Eagle County partners to develop
December 31,
6,7,11,12,15
1, 2, 3, 4, 14, 15,
a Disaster Declaration annex to the Eagle
2010
16, 18, 19, 23,
County EOP.
24, 28, 35, 36,37
Represent Emergency Management on the
Quarterly
2,3,4,5,6,8,
1, 3, 4, 5, 10, 11,
Governors Forest Health Advisory Council.
Meetings TBD
11,15
19, 23, 37
Remind all Pertinent Agencies to update
December 27,
6,7,8,9,11
1,14,15,16
State Resource Inventory and ECAlert data.
2010
Chuck Va l e Z i IdM nedbye e
ii-ch
ON n s in b CO=eoVmatlo0iW5ion INEmergemy Mana9emen4
ao= FielEManagepemaik [M1U[kvaterstare.ro.ui, r -OS
Wle 2050.12]0 6A042 -0700'
State of Colorado
Department of Local Affairs
DIVISION OF EMERGENCY MANAGEMENT
Hans Kallam, Director
To be completed at least Semi - Annually by staff funded 100% by a federal grant or the
combined federal grant and any required matching funds.
Date: December 6 2010
Name: Bjj= Smith
Jurisdiction: Eagle County, Colorado
Grant: Pending EMPG
I, Barry Smith, Eagle County Emergency Management Director do hereby acknowledge that I
am paid 100% by the EMPG Grant program and/or by
funds used as the required non - federal matching contribution to the grant, and I certify that all of
my activities for the period October 1, 2010_ to March 31, 2011 are eligible within the grant
program.
Date: rz I a (, Z6 ( o
As the Su
reflection
Date: bu U_t' �z
>r of this position, I too certify that the statements above are an accurate
duties and work efforts of the employee.
9195 E Mineral Ave., Ste. 200, Centennial, CO 80112 -3549 (720) 852 -6600 FAX (720) 852 -6750
FFATA/FSRS Data Report
Due to the implementation of the FEDERAL FUNDING ACCOUNTABILITY AND
TRANSPARENCY ACT ( FFATA), the CDEM must enter the information for each subaward into the
SUB -AWARD REPORTING SYSTEM (FSRS). This information is required by the Office of
Management and Budget (OMB) and must be submitted by the CDEM within 30 days of making the
subaward, so is being collected at the time of each grant application.
Unless otherwise indicated, all fields must be completed in order to be an eligible subgrant recipient.
Information Field
Field Description
Response
Agency or Jurisdiction
DUNS number assigned to your
7
DUNS #
jurisdiction or specifically to
our agenc
Parent Organization DUNS
number, if applicable
If the Jurisdiction has a DUNS
number and the Agency has one
as well, insert the Jurisdiction's
DUNS here.
Name of Entity Receiving
Award
Jurisdiction or Agency Name to
which the DUNS number is
( v w
assigned
Location of Entity Receiving
Award
Full Street Address of the
Recipient Agency
(�
,0-00
1116 3/ -O&
Primary Location of
Include City, State and
3 Co ole tiC es0 D
Performance of the Award
Congressional District
y
it
The Information Below MAY be Re uired.= See Determinin g "and" statements '
Names and Total
If all of the Conditions Below
Compensation of the Five (5)
are true then the names and
most highly compensated
compensation information is
officers
required — otherwise mark Box I
as "Not Re uired"
Information if Required
The entity in the preceding fiscal year received 80% or more of
1.
its annual gross revenues in federal awards, and;
The entity received $25,000,000 or more in annual gross
2.
revenues from Federal awards, and;
The public does not have access to this information through
3.
periodic reports filed with the IRS or SEC
4.
5.
Signature:
Agency's
contract)
Date:
Administrator named in the applic tion and the grant
By signing above, I certify that the information contained in this FFATA data report is complete and
accurate to the best of my knowledge.
EMPG /LEMS: 12EMM20
Page C -2 — Grant Application Package
EMPG /LEMS: 12EM11,20
Form 1
GRANT FUNDING CHANGE LETTER, Number
To the
AGREEMENT
Between the
STATE OF COLORA
DEPARTMENT OF LOCAL
:S
Summary
Form of Financial Assistance: ❑ Grant ❑ Loan This Amendment Amount
Total Award Amount:
Agreement Identification:
Contract Encumbrance #: (DOLA's primary identification #for this agreement)
Contract Management System #: (State of Colorado's primary identification #for this Grant
Original Agreement's CMS #: Funding Change Letter and # for the original agreement)
Project Information:
Project/Award Number:
Project Name:
Performance Period: Start Date: End Date:
Brief Description of Change(s) in
this Grant Funding Change Letter:
Program Name
Catalog of Federal Domestic Assistance (CFDA) Number (if federal funds):
Funding Account Codes:
Page FI -I of 3 —Grant Funding Change Letter
EMPG /LEMS: 12EMIL20
Date:
In accordance with §21(.I)(iii) of the Original Agreement (hereinafter called "Grant'), as identified on page 1 of
this Grant Funding Change Letter, between the State of Colorado, Department of Local Affairs, and the
undersigned commits the following change(s) to the Grant:
1. Maximum Funding. The amount of funds available and specified in §7(A) of the Grant is
❑ increased
❑ decreased
by to a new total funds available of _ for the following reason:
2. Project Budget. The Project Budget table specified in Exhibit B, §4.2 of the Grant is changed to:
3. Payment Schedule. The Payment Schedule table specified in Exhibit B, §5.1 of the Grant is changed to:
4. Code of Federal Domestic Assistance ( "CFDA "). The CFDA number(s) for the Grant is changed to: If
more than one CFDA #, list each and the funded amount. Otherwise specify the new CFDA '# only.
5. Representative. The representative for the State specified in §16 of the Grant is changed to: "insert Name
and title of Persons for Department, address, city, state, zip code, and email
6. Responsible Administrator. The Responsible Administrator specified in Exhibit B, §3.2 of the Grant is
changed to insert name of new Responsible Administrator
7. Other Key Personnel. The Other Key Personnel specified in Exhibit B, §33 of the Grant is changed to
insert name of new Other Key Personnel
8. Initial Term Extension. The Termination Date specified in §5(A) of the Grant is extended to _
9. Two Month Extension. The Termination Date specified in §5(A) of the Grant is extended to new end date
which can be up to two months from current termination date in accordance with §5(B) of the Grant. The
extension shall immediately terminate when and if a replacement Grant is approved and signed by the
Colorado State Controller.
10. Termination for Cause and /or Breach. The Grant is tenninated for cause and/or default, effective insert
termination date, in accordance with §15(A) of the Grant. Describe cause and/or default resulting in the
termination, and if partial termination, describe the aspects being terminated.
11. Early Termination in the Public Interest. The Grant is terminated in the public interest, effective insert
termination date in accordance with §15(B) of the Grant. Specify reason(s) if any for the termination.
The above Section(s)'are hereby modified accordingly.
The effective date of hereof is upon approval of the State Controller.
THE REST OF THIS PAGE INTENTIONALLY LEFT BLANK
Page Fl -2 of 3 —Grant Funding Change Letter
EMPG /LEMS: 12EM1L20
SIGNATURE
STATE OF COLORADO
John W. Hickenlooper, GOVERNOR
DEPARTMENT OF LOCAL AFFAIRS
By: Sample Only By: Sample Only
Reeves Brown William F..
Executive Director Finance and A
PRE - APPROVED FORM CONTRACT REVIEWER
Date:
Date:
CRS §24 -30 -202 requires the State Controller to approve all State Grants. Th
below by the State Controller or delegate. Grantee is not authorized to begin pe
performing prior thereto, the State of Colorado is not obligated to pay Grantee f
services provided hereunder'
STATE CONTROLLER
David J. McDermott, CPA
By: Sample Ord
is not valid t
-e until such
Jr.
Chief
geed and dated
If Grantee begins
any goods and/or
Page Fl -3 of 3 - Grant Funding Change Letter
Exhibit D
State of Colorado
Supplemental Provisions for
Federally Funded Contracts, Grants, and Purchase Orders
Subject to
The Federal Funding Accountability and Transparency Act of 2006 (FFATA), As
Amended
As of 10 -15 -10
The contract, grant, or purchase order to which these Supplemental Provisions are attached has been
funded, in whole or in part, with an Award of Federal funds. In the event of a conflict between the
provisions of these Supplemental Provisions, the Special Provisions, the contract or any attachments or
exhibits incorporated into and made a part of the contract, the provisions of these Supplemental
Provisions shall control.
1. Definitions. For the purposes of these Supplemental Provisions, the following terms shall have the
meanings ascribed to them below.
1.1. "Award" means an award of Federal financial assistance that a non - Federal Entity receives or
administers in the form of:
1.1.1. Grants;
1.1.2. Contracts;
1.1.3. Cooperative agreements, which do not include cooperative research and
development agreements (CRDA) pursuant to the Federal Technology Transfer Act
of 1986, as amended (15 U.S.C. 3710);
1.1.4. Loans;
1.1.5. Loan Guarantees;
1.1.6. Subsidies;
1.1.7. Insurance;
1.1.8. Food commodities;
1.1.9. Direct appropriations;
1.1.10. Assessed and voluntary contributions; and
1.1.11. Other financial assistance transactions that authorize the expenditure of Federal
funds by non - Federal Entities.
Award does not include:
1.1.12. Technical assistance, which provides services in lieu of money;
1.1.13. A transfer of title to Federally -owned property provided in lieu of money; even if the
award is called a grant;
1.1.14. Any award classified for security purposes; or
1.1.15. Any award funded in whole or in part with Recovery funds, as defined in section
1512 of the American Recovery and Reinvestment Act (ARRA) of 2009 (Public Law
111 -5).
1.2. "Central Contractor Registration (CCR)" means the Federal repository into which an Entity
must enter the information required under the Transparency Act, which may be found at
http://www.bpn.gov/cc .
1.3. "Contract' means the contract to which these Supplemental Provisions are attached and
includes all Award types in §1.1.1 through 1.1.11 above.
1.4. "Contractor" means the party or parties to a Contract funded, in whole or in part, with Federal
financial assistance, other than the Prime Recipient, and includes grantees, subgrantees,
Subrecipients, and borrowers. For purposes of Transparency Act reporting, Contractor does
not include Vendors.
1.5. "Data Universal Numbering System (DUNS) Number" means the nine -digit number
established and assigned by Dun and Bradstreet, Inc. to uniquely identify a business entity.
Page 1 of
Dun and Bradstreet's website may be found at: hfto: / /fedgov.dnb.com /webform
1.6. "Entity" means all of the following as defined at 2 CFR part 25, subpart C;
1.6.1. A governmental organization, which is a State, local government, or Indian Tribe;
1.6.2. A foreign public entity;
1.6.3. A domestic or foreign non - profit organization;
1.6.4. A domestic or foreign for - profit organization; and
1.6.5. A Federal agency, but only a Subrecipient under an Award or Subaward to a non -
Federal entity.
1.7. "Executive" means an officer, managing partner or any other employee in a management
position.
1.8. "Federal Award Identification Number (FAIN)" means an Award number assigned by a
Federal agency to a Prime Recipient.
1.9. "FFATA" means the Federal Funding Accountability and Transparency Act of 2006 (Public
Law 109 -282), as amended by §6202 of Public Law 110 -252. FFATA, as amended, also is
referred to as the "Transparency Act."
1.10. "Prime Recipient" means a Colorado State agency or institution of higher education that
receives an Award.
1.11. "Subaward" means a legal instrument pursuant to which a Prime Recipient of Award funds
awards all or a portion of such funds to a Subrecipient, in exchange for the Subrecipient's
support in the performance of all or any portion of the substantive project or program for which
the Award was granted.
1.12. "Subrecipient" means a non - Federal Entity (or a Federal agency under an Award or
Subaward to a non - Federal Entity) receiving Federal funds through a Prime Recipient to
support the performance of the Federal project or program for which the Federal funds were
awarded. A Subrecipient is subject to the terms and conditions of the Federal Award to the
Prime Recipient, including program compliance requirements. The term "Subrecipient" includes
and may be referred to as Subgrantee.
1.13. "Subrecipient Parent DUNS Number" means the Subrecipient parent organization's 9 -digit
Data Universal Numbering System (DUNS) number that appears in the subrecipient's Central
Contractor Registration (CCR) profile, if applicable.
1.14. "Supplemental Provisions" means these Supplemental Provisions for Federally Funded
Contracts, Grants, and Purchase Orders subject to the Federal Funding Accountability and
Transparency Act of 2006, As Amended, as may be revised pursuant to ongoing guidance from
the relevant Federal or State of Colorado agency or institution of higher education.
1.15. "Total Compensation" means the cash and noncash dollar value earned by an Executive
during the Prime Recipient's or Subrecipient's preceding fiscal year and includes the following:
1.15.1. Salary and bonus;
1.15.2. Awards of stock, stock options, and stock appreciation rights, using the dollar
amount recognized for financial statement reporting purposes with respect to the
fiscal year in accordance with the Statement of Financial Accounting Standards No.
123 (Revised 2005) (FAS 123R), Shared Based Payments;
1.15.3. Earnings for services under non - equity incentive plans, not including group life,
health, hospitalization or medical reimbursement plans that do not discriminate in
favor of Executives and are available generally to all salaried employees;
1.15.4. Change in present value of defined benefit and actuarial pension plans;
1.15.5. Above - market earnings on deferred compensation which is not tax - qualified;
1.15.6. Other compensation, if the aggregate value of all such other compensation (e.g.
severance, termination payments, value of life insurance paid on behalf of the
employee, perquisites or property) for the Executive exceeds $10,000.
1.16. "Transparency Act" means the Federal Funding Accountability and Transparency Act of 2006
Page 2 of 4
(Public Law 109 -282), as amended by §6202 of Public Law 110 -252. The Transparency Act
also is referred to as FFATA.
1.17 "Vendor" means a dealer, distributor, merchant or other seller providing property or services
required for a project or program funded by an Award. A Vendor is not a Prime Recipient or a
Subrecipient and is not subject to the terms and conditions of the Federal award. Program
compliance requirements do not pass through to a Vendor.
2. Compliance. Contractor shall comply with all applicable provisions of the Transparency Act and the
regulations issued pursuant thereto, including but not limited to these Supplemental Provisions. Any
revisions to such provisions or regulations shall automatically become a part of these Supplemental
Provisions, without the necessity of either party executing any further instrument. The State of
Colorado may provide written notification to Contractor of such revisions, but such notice shall not be
a condition precedent to the effectiveness of such revisions.
3. Central Contractor Registration (CCR) and Data Universal Numbering System (DUNS)
Requirements.
3.1. CCR. Contractor shall maintain the currency of its information in the CCR until the Contractor
submits the final financial report required under the Award or receives final payment, whichever
is later. Contractor shall review and update the CCR information at least annually after the
initial registration, and more frequently if required by changes in its information.
3.2. DUNS. Contractor shall provide its DUNS number to its Prime Recipient, and shall update
Contractor's information in Dun & Bradstreet, Inc. at least annually after the initial registration,
and more frequently if required by changes in Contractor's information.
4. Total Compensation. Contractor shall include Total Compensation in CCR for each of its five most
highly compensated Executives for the preceding fiscal year if:
4.1. The total Federal funding authorized to date under the Award is $25,000 or more; and
4.2. In the preceding fiscal year, Contractor received:
4.2.1. 80% or more of its annual gross revenues from Federal procurement contracts and
subcontracts and /or Federal financial assistance Awards or Subawards subject to
the Transparency Act; and
4.2.2. $25,000,000 or more in annual gross revenues from Federal procurement
contracts and subcontracts and /or Federal financial assistance Awards or
Subawards subject to the Transparency Act; and
4.3. The public does not have access to information about the compensation of such Executives
through periodic reports filed under section 13(a) or 15(d) of the Securities Exchange Act of
1934 (15 U.S.C. 78m(a), 78o(d) or § 6104 of the Internal Revenue Code of 1986.
5. Reporting. Contractor shall report data elements to CCR and to the Prime Recipient as required in
§7 below if Contractor is a Subrecipient for the Award pursuant to the Transparency Act. No direct
payment shall be made to Contractor for providing any reports required under these Supplemental
Provisions and the cost of producing such reports shall be included in the Contract price. The
reporting requirements in §7 below are based on guidance from the US Office of Management and
Budget (OMB), and as such are subject to change at any time by OMB. Any such changes shall be
automatically incorporated into this Contract and shall become part of Contractor's obligations under
this Contract, as provided in §2 above. The Colorado Office of the State Controller will provide
summaries of revised OMB reporting requirements at
http://www.colorado.gov/dpa/dfp/sco/FFATA.htm
6. Effective Date and Dollar Threshold for Reporting. The effective date of these supplemental
provisions apply to new Awards as of October 1, 2010. Reporting requirements in §7 below apply to
new Awards as of October 1, 2010, if the initial award is $25,000 or more. If the initial Award is below
$25,000 but subsequent Award modifications result in a total Award of $25,000 or more, the Award is
Page 3 of 4
subject to the reporting requirements as of the date the Award exceeds $25,000. If the initial Award
is $25,000 or more, but funding is subsequently de- obligated such that the total award amount falls
below $25,000, the Award shall continue to be subject to the reporting requirements.
7. Subrecipient Reporting Requirements. If Contractor is a Subrecipient, Contractor shall report as
set forth below.
7.1 To CCR. A Subrecipient shall register in CCR and report the following data elements in CCR
for each Federal Award Identification Number no later than the end of the month following the
month in which the Subaward was made:
7.1.1 Subrecipient DUNS Number;
7.1.2 Subrecipient DUNS Number + 4 if more than one electronic funds transfer (EFT)
account;
7.1.3 Subrecipient Parent DUNS Number;
7.1.4 Subrecipient's address, including: Street Address, City, State, Country, Zip + 4, anc
Congressional District;
7.1.5 Subrecipient's top 5 most highly compensated Executives if the criteria in §4 above
are met; and
7.1.6 Subrecipient's Total Compensation of top 5 most highly compensated Executives if
criteria in §4 above met.
7.2 To Prime Recipient. A Subrecipient shall report to its Prime Recipient, upon the effective date
of the Contract, the following data elements:
7.2.1 Subrecipient's DUNS Number as registered in CCR.
7.2.2 Primary Place of Performance Information, including: Street Address, City, State,
Country, Zip code + 4, and Congressional District.
8. Exemptions.
8.1. These Supplemental Provisions do not apply to an individual who receives an Award as a
natural person, unrelated to any business or non - profit organization he or she may own or
operate in his or her name.
8.2 A Contractor with gross income from all sources of less than $300,000 in the previous tax year
is exempt from the requirements to report Subawards and the Total Compensation of its most
highly compensated Executives.
8.3 Effective October 1, 2010, "Award" currently means a grant, cooperative agreement, or other
arrangement as defined in Section 1.1 of these Special Provisions. On future dates "Award"
may include other items to be specified by OMB in policy memoranda available at the OMB
Web site; Award also will include other types of Awards subject to the Transparency Act.
8.4 There are no Transparency Act reporting requirements for Vendors.
9. Event of Default. Failure to comply with these Supplemental Provisions shall constitute an event of
default under the Contract and the State of Colorado may terminate the Contract upon 30 days prior
written notice if the default remains uncured five calendar days following the termination of the 30 day
notice period. This remedy will be in addition to any other remedy available to the State of Colorado
under the Contract, at law or in equity.
Page 4 of 4