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HomeMy WebLinkAboutC11-023 CASTA 2012 Appropriation Request AGREEMENT FOR 2012 APPROPRIATION REQUEST
This Agreement for 2011 Appropriations Request (the "Agreement ") is entered into by
and between the Colorado Association of Transit Agencies ( "CASTA "), a Colorado nonprofit
corporation and each of the members of the Colorado Transit Coalition requesting a 2012
appropriation for Bus and Bus Facility funding, which respective members are listed on Exhibit
A, attached hereto and incorporated herein by this reference (referred to individually as a
"Member" and collectively as the "Members ").
Whereas, CASTA is a nonprofit trade association located in Denver, Colorado and
represents Colorado transit agencies, and
Whereas, the Federal Transit Administration ( "FTA "), provides capital funding to transit
agencies under the 49 U.S.C. Section 5309 Bus and Bus Facility Capital Funding Program (the
"Capital Funding Program ") in the Safe, Accountable, Flexible, Efficient Transportation Equity
Act: A Legacy for Users ( "SAFETEA -LU "), and
Whereas, the Members are desirous of obtaining a statewide congressional earmark for
the Federal Fiscal Year 2012 from the Capital Funding Program, and
Whereas, those Colorado transit agencies seeking Capital Funding Program funding have
affiliated as a nonprofit unincorporated association, known as the Colorado Transit Coalition (the
"Coalition "), and have agreed that CASTA will act as a coordinator for the Coalition in seeking
funding from the Capital Funding Program, and
Whereas, CASTA has entered into an agreement with a Washington D.C. based public
affairs and governmental relations consulting firm (the "Consultant ") to provide transportation
funding consulting services on behalf of the Coalition.
Now therefore, CASTA and each and every Member agrees as follows:
1. Term of Agreement. The term of this agreement shall be from January 1, 2011 through
December 31, 2011.
2. Membership. Membership in the Coalition will be open to any Colorado transit agency
that provides services which qualify for the Capital Funding Program funding. Members
who sign this agreement specially agree not to request U.S.C. 49, Section 5309 Bus and
Bus Facilities funding either independently or with any other group for an annual
appropriation. All such funding requests to the Capital Funding Program shall be made
exclusively through CASTA as agent for the Coalition.
3. While a multi -year effort is anticipated, Members may participate on an annual basis
dependent on the individual Member's capital needs. Members who do not request in a
particular year hereby agree to pay the flat rate portion of the fees in those years in which
such Members make no requests. (The flat rate portion of the fees for Calendar Year
2011 is $983.)
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4. Member's Capital Requests. A Member's capital request shall be handled as follows:
a. Each Member shall submit to CASTA by November 30, 2010 its final capital
request, in a form acceptable to CASTA.
b. Capital requests shall be divided into two groups:
c. Members requesting vehicles, equipment and facilities smaller than $1,000,000
federal share ( "Small Facilities ") shall hereinafter be called the Vehicles Group.
Members of the Vehicles Group may request no more than $5,000,000 in federal
funds in any given year.
d. Members requesting funding for facilities costing more than $1,000,000 federal
share (Large Facilities), shall hereinafter be called the Facilities Group. Members
of the Facilities Group may request no more $7,500,000 in federal funds in any
given three -year period. Requests may be spread over multiple years, not to
exceed three years. Such Large Facility requests shall be prioritized by Members
of the Coalition through action of the Facilities Prioritization Committee.
e. Once timely requests are received, CASTA shall then compile the capital requests
into a statewide request document to be presented to Colorado's Congressional
Delegation for their consideration. Members hereby agree to support capital
requests with accurate and current planning documents. Member must verify that
matching funds are available to support a grant in the fiscal year for which such
grant is requested. CASTA will ensure that the Colorado Department of
Transportation and /or the Federal Transit Administration, as appropriate, reviews
the planning documents for each member to assure that projects are capable of
being obligated within Fiscal Year 2012.
f. Once the statewide request has been submitted, the Coalition will consider and
decide upon individual Member requests to increase or reduce capital requests.
5. Fund Distribution. Funding acquired through the Capital Funding Program will be
distributed among the Members as follows:
a. Fifteen percent of all funds will be distributed equally among requesting
Members.
b. The amount of funding from the Capital Funding Program that the Coalition
receives for FY2012 (as published in the Federal Register) will determine
remaining funding distribution.
c. If such FY2012 funding is less than $7 Million, then 70% of the remaining 85%
of the total funds shall be distributed to the Vehicles Group and 30% of the
remaining 85% of the total funds shall be distributed to the Facilities Group.
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d. If such FY2012 funding is $7 Million or more, then 60% of the remaining 85% of
the total funds shall be distributed to the Vehicles Group and 40% of the
remaining 85% shall be distributed to the Facilities Group.
e. Funds distributed to the Vehicle Group shall be distributed to each requesting
Vehicles Group Member proportionate to each Vehicle Group Member's share of
the total Vehicle Group request.
f. Funds distributed to the Facility Group shall be distributed to each requesting
Facility Group Member proportionate to each Facility Group Member's share of
the total Facility Group request unless one Member of the Facility Group is in its
third year of funding, in which case that Member will receive, if possible, funding
sufficient to complete its original request.
g. No Member shall receive more than its original federal request.
For Example: If the Coalition receives an allocation $8,000,000 for 2012, 15% of $8,000,000 or
$1,200, 000 will be divided equally among all requesting Members. There are 27 requesting
Members in FY2012, so each requesting Member would receive, for example, $44,444.
Sixty percent of the remaining $6,800,000, or $4,080,000, would be distributed to each Vehicle
Group Member based on the percentage of each Member 's request to the total Vehicle Group
Request. Member A's request represented 5% of the total Vehicle Group Request, so Member A
would receive 5% of $4,080,000, or $ 204, 000, plus the $44, 444 from the flat allocation, for a
total of $248,444.
Forty percent of the remaining $6,800,000, or $2,720,000, would be distributed to the Facilities
Group Members based on the percentage of each Member 's request to the total Facility Group
Request. Member B's request represented 25% of the Facility Group request, so Member B
would receive 25% of $2,720,000, or $680, 000 plus the $44,444 from the flat allocation, for a
total of$724,444.
6. Member Fees. Each undersigned Member agrees to pay to CASTA:
a. an equal amount of fifteen percent of the $190,000 administrative and consultant
fees ( "AC Fees "). (For this Agreement $28,500/29 = $983).
b. Each Vehicles Group Member agrees to also pay an additional amount of the
remaining 60% of the fees, or $96,900. The additional fee shall be calculated for
each Vehicle Group Member as a percentage of the total Vehicle Group fee equal
to the percentage of that Member's request to the total Vehicles Group request.
c. Each Facility Group Member agrees to also pay an additional amount of the
remaining 40% of the fees, or $64,600. The additional fee shall be calculated for
each Facility Group Member as a percentage of the total Facility Group fee equal
to the percentage of that Member's request to the total Facility Group request.
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For example, Member A's request represents 5% of the Vehicle Group total request. Member
A's fees would be 5% of $96, 900 ($4, 845) plus the flat fee of $1,056, for a total of $5,901.
Member B's request represents 25% of the Facility Group total request. Member B's fees would
be 25% of $64,600 or $16,160 plus the flat fee of $1,056 for a total of $17,206.
d. All payments shall be made to CASTA in no more than four equal installments
due February 1, 2011, April 1, 2011, July 1, 2011 and October 1, 2011.
7. Services of CASTA. During the term of this Agreement, CASTA agrees:
a. To act as the representative of the Coalition as it seeks funding from the Capital
Funding Program. The Executive Directors of CASTA will serve as coordinators
of the Coalition's statewide request.
b. To retain a Washington D.C. -based consultant familiar with the congressional
process of obtaining discretionary earmarks (at a total cost not to exceed $90,000)
for the Capital Funding Program.
c. To provide timely written reports and timely communications to each Member.
8. Payment to CASTA for Services. For its services during the term of this agreement,
CASTA will retain all fees received from the Members, except the $90,000 due the
Consultant.
9. Termination. Any party may withdraw from this Agreement upon the giving of at least 30
days advance written notice to the other participants. However, fees will not be refunded
and all outstanding balances must still be paid as such amounts become due.
10. Appropriation of funds. The financial obligations of any participant in this Agreement
which is a governmental entity subject to the direct or indirect financial obligation
restrictions of the Colorado Constitution, Article X, Section 20(4)(b), or that
government's local restrictions on contract appropriations, shall be subject to the
appropriation and availability of funds in accord with Colorado and local law.
11. Addresses and Telephone Numbers. The name and address of each member is listed on
Exhibit A. The name, address, and telephone number of CASTA is:
Colorado Association of Transit Agencies (CASTA)
Attn: Executive Director
1580 Lincoln Street, Suite 780
Denver, CO 80203
Tel: (303) 839 -5197
Emails :elenaw @coloradotransit.com or annr @coloradotransit.com
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12. Signatures. The parties agree that this Agreement may be signed in counterparts with
CASTA to retain the original signatures of all parties.
Dated: January 1, 2011
Colorado Association of Transit Agencies,
a Colorado nonprofit corporation
By: L
Rob Andresen
President, Colorado Association of Transit Agencies
Organization: ‘ L
Name: "gr, �-/ P. „/``
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Date: /7/ L / // 1
Signature: ...,may
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