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HomeMy WebLinkAboutC08-150..
CSBG: Award # L8CSBG15 Eagle County
Phase I Waiver #:201
Routing # 08 NAA
Encumbrance # L8CSBG15
CFDA # 93.569
Account Code(s): 100 LEBO 108 3611 5120 C815 5108
STATE OF COLORADO
DEPARTMENT OF LOCAL AFFAIRS
COMMUNITY SERVICES BLOCK GRANT AGREEMENT
with
Eagle County
1. PARTIES
THIS GRANT AGREEMENT ("Grant") is entered into by and between Eagle County ("Grantee"), and the
STATE OF COLORADO (the "State") acting by and through the Colorado Department of Local Affairs (the
"Department") for the benefit of the Division of Local Government.
2. EFFECTIVE DATE AND NOTICE OF NONLIABILITY.
This Grant shall not be effective or enforceable until approved and signed by the Colorado State Controller or
authorized delegate ("Effective Date"), but shall be effective and enforceable thereafter in accordance with its
provisions. The Department shall not be obligated to pay or reimburse Grantee for any performance
hereunder, including, but not limited to costs or expenses incurred, or be bound by any provision of this Grant
prior to [select one of the following options A-C by checking the box next to selected option)
A. Option
^ The Effective Date.
B. Option
^ The later to occur of the Effective Date or the date of a separate letter issued by the Department
("Release of Funds Letter") notifying Grantee of the completion of a satisfactory environmental review
and authorizing Grantee to obligate or use Grant Funds.
C. Option
® The Effective Date; provided, however, that [check applicable sub-option)
i. Sub-Option
® all Project costs, if specifically authorized by the funding authority, incurred on or after March 1,
2008, may be submitted for reimbursement as if incurred after the Effective Date; or
ii. Sub-Option
^ all Project costs, if specifically authorized by the funding authority, incurred on or after insert
federal grant's effective date and pre-award costs for insert purpose, if any, incurred on or after insert
starting date allowed under the federal award for pre-award costs such costs, may be submitted for
reimbursement as if incurred after the Effective Date.
3. RECITALS
A. Authority, Appropriation, And Approval
Authority for this Grant arises from CRS §24-32-106. Authority exists in the law and funds have been
budgeted, appropriated and otherwise made available and a sufficient unencumbered balance thereof
remains available for payment and the required approval, clearance and coordination have been
accomplished from and with appropriate agencies.
B. Grantee
Grantee is an eligible recipient of Grant Funds made available by the Program, as defined below, and
awarded by this Grant. Grantee is aware of, willing and able to comply with all provisions specific to the
Program, as set forth in Exhibit A, Applicable Laws, attached hereto and incorporated by reference
herein, and to complete the Project, described in Exhibit B.
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C. Purpose and Department's Role
The Department administers funds made available to the Department for the purpose of reducing poverty,
revitalizing low-income communities, and empowering low-income families and individuals to become
fully self-sufficient. The purpose of this agreement is detailed in Exhibit B.
4. DEFINITIONS
The following terms as used herein shall be construed and interpreted as follows:
A. Effective Date
Effective Date means the date this Grant is effective and enforceable in accordance with §2, above herein.
B. Goods
Goods means any physical item produced or manufactured and acquired by Grantee either separately or m
conjunction with the Services rendered hereunder that are required by the provisions hereof.
C. Grant Funds
Grant Funds means the funds available for distribution by the Department to Grantee for use in
connection with the Project, as set forth in the Recitals and Statement of Work sections hereof.
D. Party or Parties
Party or Parties means one or both of the Department and Grantee.
E. Program
Program means the federal or state funding for this Grant.
F. Project
Project means the Project described in the Recitals and Statement of Work sections hereof.
G. Project Budget
Project Budget means the Project Budget described in the Statement of Work.
H. Services
Services means services performed or tangible material produced or delivered in completing the Project
and in performance of Grantee's other obligations hereunder.
I. Termination Date
Termination Date means the date this Grant terminates as described in §5(A), below herein. .
J.Work Product ,
Work Product means software, research, reports, studies, data, photographs, negatives or other finished or
unfinished documents, drawings, models, surveys, maps, materials, or work product of any type,
including drafts, prepared by Grantee in completing the Project and in performance of Grantee's other
obligations hereunder.
5. TERM and EARLY TERMINATION
A. Initial Term-Work Commencement
The term of this Grant shall commence on the later of the Effective Date or March 1, 2008, and terminate
on February 28, 2009, unless terminated earlier as provided below. Grantee's obligations under this Grant
shall be undertaken and performed in the sequence and manner set forth in the Statement of Work.
Performance of this Grant shall commence as soon as practicable after [select one of the following options
by checking the box next to selected optionJ:
i. ®the Effective Date; or
ii. ^ the later to occur of the Effective Date and the date set forth in a Release of Funds Letter.
B. Department's Option to Extend
The Department, in its sole discretion and upon written notice to Grantee, may unilaterally extend the
term of this Grant for a period of up to three months under the same provisions as the original Grant. This
extension shall terminate at the earlier of either the end of the three month period or when a replacement
Grant is signed by the Parties and approved by the State Controller or authorized designee. Any other
extension of the term of this Grant requires an amendment made in accordance with §21(B), below
herein.
C. Early Termination
This Grant is subject to early termination in accordance with §17(B), §8(B)(iii),and §22(2), all set forth
below herein.
6. STATEMENT of WORK
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Grantee shall complete the Project and perform its other obligations as described herein and in the Statement
of Work, Exhibit B. Grantee shall prosecute its obligations hereunder and in the Statement of Work with due
diligence to completion. The Department, in its sole discretion, but in accordance with limitations imposed by
the Office of the State Controller, may change budgetary lines in the Project Budget section of Exhibit B. The
Department shall send notice of such changes within 60 days in accordance with § 18, below herein.
7. MATCHING FUNDS
A. Amount
Grantee shall provide matching funds as provided in the Statement of Work. Grantee shall raise the full
amount of matching funds during the term of this Grant and shall report to the Department regarding the
status of such funds as required in Exhibit B.
B. Breach
Grantee's failure to raise matching funds, to keep records, and/or to report may affect its continued
participation in the Program under which this Grant operates. In addition, the Department may terminate
this Grant under the Termination for Cause subsection of § 17, below herein, if the Department has
reasonable evidence that Grantee will be unable to raise such matching funds during the term hereof.
8. GRANTEE FINANCIAL MANAGEMENT
A. Accounts
Grantee shall maintain properly segregated accounts of Grant funds, matching funds, and other funds
associated with the Project and make those records available to the Department on request. All receipts
and expenditures associated with the Project shall be documented in a detailed and specific manner, in
accordance with the Project Budget.
B. Project Budget Line Item Adjustments
Regarding budget lines within the Project Budget, Grantee may: check oneJ
i. ®not adjust individual budget line amounts without approval of the Department. Such approval
shall be in the form of:
a) a notice issued by the Department in accordance with § 18, below herein; or
b) an amendment in accordance with §21(B), below herein.
ii. ^ adjust individual budget line amounts without the Department's approval if (a) there are no
transfers to or between administration budget lines; and if (b) the cumulative budgetary line item
changes do not exceed the lesser often percent of the total budgeted amount or $20,000.
9. PAYMENTS TO GRANTEE
Grantee shall be paid in the following amounts and manners, subject to return of any unexpended Grant
Funds:
A. Maximum Amount
The maximum amount payable under this Grant to Grantee by the Department shall be $40,852.00, as
determined by the Department from available funds. The Department shall reimburse Grantee for costs
approved in the Grant budget, set forth in the Statement of Work, for Services performed, reviewed, and
accepted or Goods delivered, inspected and accepted, pursuant to the provisions of this Grant, including
without limitation, performance, quality, milestones and completion requirements for payment set forth in
the Statement of Work, and the Department's inspection and acceptance rights in the Inspection and
Verification subsection of § 14, below herein. Satisfactory performance under the terms of this Grant shall
be a condition precedent to the Department's obligation to reimburse Grantee. The maximum amount of
Grant Funds payable as reimbursement under this Grant, and any extension hereof, shall include all
Grantee's fees, costs and expenses.
B. Payment
All payments are subject to the §17 of this Grant.
i. Method and Time
Grantee periodically shall submit invoices to the Department in the form and manner set forth in the
Statement of Work, and attach timesheets, receipts and other requested documentation in the form
and manner approved by the Department. Grantee shall submit request for reimbursements/invoices
within 30 days after the end of the period for which payment is requested, and final billings under
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this Grant shall be received by the Department within 45 days after termination hereof. Untimely
requests for payment may be accepted at the sole discretion of the Department.
ii. Electronic Funds Transfer
Payments shall be made by one of the following methods:
a) by mutually agreeable method including in-person pickup,
b) electronic funds transfer (EFT) if Grantee provides wntten EFT instructions to the
Department on a form acceptable to the Department, or
c) via the U.S. Postal Service or other delivery service with a properly addressed stamped
envelope to the address specified by Grantee in the remittance address section of Exhibit B.
iii. Available Funds-Contingency-Termination
The Department is prohibited bylaw from making fiscal commitments beyond the term of the State's
current fiscal year. Therefore, Grantee's compensation is contingent upon the continuing availability
of State appropriations as provided m §2 of the Colorado Special Provisions, set forth below. If
federal appropriations or grants fund this Grant in whole or in part, the Department's performance
hereunder is contingent upon the continuing availability of such funds. Payments pursuant to this
Grant shall be made only from available funds encumbered for this Grant and the Department's
liability for such payments shall be limited to the amount remaining of such encumbered funds. If
State or federal funds are not appropriated, or otherwise become unavailable to fund this Grant, the
Department may immediately terminate this Grant in whole or in part without further liability in
accordance with § 17(B), below herein.
iv. Erroneous Payments
Payments made to Grantee in error for any reason, including, but not limited to overpayments or
improper payments, at the Department's sole discretion, may be recovered from Grantee by
deduction from subsequent payment under this Grant or other grants or contracts between the
Department and Grantee or by other appropriate methods or collected as a debt due to the
Department.
C. Unexpended Funds
i. Return
Any Grant Funds paid to Grantee and not expended in connection with this Grant shall be refunded
by Grantee to the Department within 15 days of termination of this Grant. If Grantee receives Grant
Funds hereunder during any fiscal year in excess of its spending limit for such fiscal year, Grantee
shall refund all excess Grant Funds to the Department within 15 days of the later of (a) the receipt of
such Grant Funds or (b) the determination of such excess. Under no circumstances shall unexpended
or excess Grant Funds received by Grantee under this Grant be refunded or paid to any party other
than the Department.
ii. De-Obligation
Any Grant Funds not required to complete Grantee's obligations hereunder shall be de-obligated by
the Department. The Department shall send notice of such de-obligation within 60 days in
accordance with § 18, below herein.
iii. Offset
If Grantee fails to return unexpended funds the Department may offset the amount not returned
against any other unpaid funds the Department owes Grantee under any other grant, contract, or
obligation between the Parties.
10. REPORTING AND NOTIFICATION
Reports and analyses required under this section shall be made in accordance with procedures and in such
form as prescribed by the Department.
A. Performance, Progress, Personnel, and Funds
Grantee shall comply with all reporting requirements set forth in the Statement of Work.
B. Litigation
Within 10 days after being served with any pleading related to this Grant or the Project, in a legal action
filed with a court or administrative agency, Grantee shall notify the Department of such action and deliver
copies of such pleadings to the Department's principal representative in accordance with § 18, below
Page 4 of 16
herein. If a Department principal representative is not then serving, such notice and copies shall be
delivered to the Executive Director of the Department.
C. Noncompliance
Grantee's failure to provide reports and notify the Department in a timely manner in accordance with this
section may result in the delay of payment of funds and/or termination under § 17 of this Grant.
11. GRANTEE RECORDS
Grantee shall make, keep, maintain and allow inspection and monitoring of the following records:
A. Maintenance
Grantee shall maintain a complete file of all records, documents, communications, notes and other written
materials, electronic media files, and communications, pertaining in any manner to the Project or the
delivery of Services (including, but not limited to the operation of programs) or Goods hereunder.
Grantee shall maintain such records (the Record Retention Period) until the last to occur of the following:
i. a period of five years after the date this Grant is completed or terminated, or
ii. final payment is made hereunder, whichever is later, or
iii. for such further period as may be necessary to resolve any pending matters, or
iv. if an audit is occuring, or Grantee has received notice that an audit is pending, then until such audit
has been completed and its findings have been resolved
B. Inspection
Grantee shall permit the State, the federal government or any other duly authorized agent of a
governmental agency to audit, inspect, examine, excerpt, copy and/or transcribe Grantee's records related
to this Grant during the Records Retention Period to assure compliance with the terms hereof or to
evaluate Grantee's performance. The Department reserves the right to inspect the Project at all reasonable
times and places during the term of this Grant, including any extension. If the Project does not conform to
Grant requirements, the Department may require Grantee promptly to bring the Project into conformity
with Grant requirements, at Grantee's sole expense. If the Project cannot be brought into conformance by
re-performance or other corrective measures, the Department may require Grantee to take necessary
action to ensure that future performance conforms to Grant requirements and exercise the remedies
available under this Grant, at law or inequity in lieu of or in conjunction with the preceding measure.
C. Monitoring
Grantee also shall permit the State, the federal government or any other duly authorized agent of a
governmental agency, in the sole discretion of such governmental agency, to monitor all activities
conducted by Grantee pursuant to this Grant, using any reasonable procedure, at the discretion of such
governmental agency, including, but not limited to: internal evaluation procedures, examination of
program data, special analyses, on-site checking, and formal audit examinations. All such monitoring
shall be performed in a manner which will not unduly interfere with Grantee's performance hereunder.
D. Final Audit Report
If an audit is performed on Grantee's records for any fiscal year covering a portion of the term of this
Grant, Grantee shall submit one copy of the final audit report to the Department's principal representative
at the address specified in § 18, below herein.
12. CONFIDENTIAL INFORMATION-STATE RECORDS
Grantee acknowledges that it may become privy to confidential information in connection with its
performance hereunder, including but not limited to State records, personnel records, and information
concerning individuals ("Confidential Information"). The following applies if Grantee receives confidential
information:
A. Confidentiality
Grantee shall keep all Confidential Information confidential at all times and comply with all laws and
regulations concerning confidentiality of information to the same extent applicable to the Department.
Any request or demand for information in the possession of Grantee made by a third party shall be
forwarded immediately to the Department's principal representative for resolution.
B. Notification
Grantee shall notify each of its agents, employees, sub-grantees, subcontractors and assigns (each a
"Related Party") who may come into contact with Confidential Information that such party is subject to
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the confidentiality requirements set forth herein, and shall provide each Related Party with a written
explanation of such requirements before permitting such party to access any information of the
Department.
C. Use, Security, and Retention
No Confidential Information of any kind shall be distributed or sold to any third party or used by Grantee
or a Related Party in any way, except as authorized by this Grant and as approved by the Department.
Grantee shall provide and maintain a secure environment that ensures confidentiality of all State records
and other Confidential Information wherever located. Confidential Information shall not be retained m
any files or otherwise by Grantee or a Related Party, except as set forth in this Grant and approved by the
Department.
D. Disclosure-Liability
Disclosure of State records or other Confidential Information by Grantee or a Related Party for any reason
may be cause for legal action against Grantee or such Related Party by the State or third parties and
defense of any such action shall be Grantee's sole responsibility.
E. Health Insurance Portability & Accountability Act of 1996 ("HIPAA")
This HIPAA section check oneJ ^ applies to or does not apply ®to this Grant. Federal law and
regulations governing the privacy of certain health information requires a "Business Associate Contract"
between the Department and Grantee. 45 C.F.R. Section 164.504(e). Attached and incorporated herein by
reference and agreed to by the Parties is a HIPAA Business Associate Addendum for HIPAA compliance.
Terms of the Addendum shall be considered binding upon execution of this Grant and shall remain in
effect during the term of this Grant, including any extension.
13. CONFLICT OF INTEREST
A. Definition and Appearance
Grantee shall not engage in any business or personal activities or practices or maintain any relationships
which conflict in any way with the full performance of Grantee's obligations hereunder. Grantee
acknowledges that with respect to this Grant, even the appearance of a conflict of interest is harmful to
the Department's interests. Absent the Department's prior written approval, Grantee shall refrain from
any practices, activities or relationships which reasonably appear to be in conflict with the full
performance of Grantee's obligations to the Department hereunder. Grantee shall comply with the
provisions of CRS §18-8-308 and §§24-18-101-109.
B. Specific Prohibitions
Grantee's and sub-grantee's respective officers, employees, or agents shall neither solicit nor accept
gratuities, favors, or anything of monetary value from Grantee's potential subgrantees, or parties to sub-
contracts. Grantee's employees, officers, agents or any permitted sub-grantees shall not participate in the
selection, award, or administration of this Grant or any sub-grant or sub-contract, if an actual or apparent
conflict of interest would occur. Such a conflict would arise when any of the following has a financial or
other interest in the firm selected for award:
i. an employee, officer, agent or board member;
ii. any member of the employee's immediate family;
iii. an employee's partner; or
iv. an organization, which employs, or is about to employ, any of the aforementioned.
C. Determination by Department -Default
If Grantee is uncertain as to the existence of a conflict of interest, Grantee shall submit to the Department
a disclosure statement setting forth the relevant details for the Department's consideration. Failure to
promptly submit a disclosure statement or to follow the Department's direction in regard to the apparent
conflict shall be considered a material default of this Grant and grounds for termination under the
Termination for Cause subsection of § 17, below herein.
D. Code of Performance
Grantee, and sub-grantees and subcontractors, if any, shall maintain a written code of standards governing
the performance of their respective employees, agents, and contractors engaged in the award and
administration of this Grant, or subcontract or subgrant, if any. Grantee shall provide a copy of such code
to the Department within 10 days of the Department's written request therefore.
Page 6 of 16
14. REPRESENTATIONS AND WARRANTIES
The Parties make the following specific representations and warranties to each other, upon which each is
relying in entering into this Grant.
A. Standard and Manner Of Performance
Grantee shall perform its obligations hereunder, including in accordance with the highest professional
standard of care, skill and diligence. Grantee shall perform its obligations hereunder in the sequence and
manner set forth in Exhibit B.
B. Inspection and Verification
The Department reserves the right to inspect and monitor Grantee's performance hereunder at all
reasonable times and places to verify that they conform to the requirements of Exhibit B. If Grantee's
performance does not conform to Grant requirements, the Department may require Grantee promptly to
bring its performance into conformity with Grant requirements, at Grantee's sole expense. If the Project
cannot be brought into conformance by corrective measures, the Department may require Grantee to take
necessary action to ensure that future performance conforms to Grant requirements and exercise the
remedies available under this Grant, at law or in equity in lieu of or in conjunction with the preceding
measure.
C. Legal Authority-Grantee and Grantees Signatory
Grantee warrants that it possesses the legal authority to enter into this Grant and has taken all actions
required by its procedures, by-laws, and/or applicable laws to exercise that authority, and to lawfully
authorize its undersigned signatory to execute this Grant and to bind Grantee to its terms. The person
signing and executing this Grant on behalf of Grantee hereby represents and warrants and guarantees that
they have full authorization to do so. If requested by the Department, Grantee shall provide the
Department the basis for Grantee's authority to enter into this Grant within 15 days of receiving such
request.
D. Licenses, Permits, Etc
Grantee represents and warrants that as of the Effective Date it has, and that at all times dunng the term
hereof rt will have, at its sole expense, all licenses, certifications, approval, insurance, permits, and other
authorization required by law to perform its obligations hereunder. Additionally, all employees of Grantee
performing services under this Grant shall hold the required licenses or certifications, if any, to perform
their duties, Grantee, if a foreign corporation or other entity transacting business in the State of Colorado,
further certifies that it currently has obtained and shall maintain any applicable certificate of authority to
transact business in the State of Colorado and has designated a registered agent in Colorado to accept
service of process. Any revocation, withdrawal or non-renewal of licenses, certifications, approvals,
insurance, permits or any such similar requirements necessary for Grantee to properly perform this Grant,
shall be deemed to be a default by Grantee and grounds for termination under Grant § 17(A).
E. Small, Minority and Woman Owned Businesses
Grantee warrants that it will take all necessary affirmative steps, as required by Colorado Executive
Orders, and State Procurement Rules to assure that small and minority businesses and women's business
enterprises are used, when possible, as sources of supplies, equipment, construction, and services
purchased under this Grant.
F. Non-discrimination
Grantee warrants it will comply with any and all laws and regulations prohibiting discrimination in the
performance of Grantee's obligations under this Grant. In consideration of and for the purpose of
obtaining any and all Federal and/or State financial assistance:
i. Discrimination Prohibition
Grantee shall not discriminate against any person on the basis of race, color, national origin, age, sex,
religion and handicap, including Acquired Immune Deficiency Syndrome (AIDS) or AIDS-related
conditions, in performance of work under this Grant.
ii. Disability Exclusion Prohibition
Grantee shall not exclude from participation in, or deny benefits of the Service, programs, or
activities performed by Grantee pursuant to this Grant, or discriminate against any qualified
individual with a disability shall, by reason of such disability.
G. Breach
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If the Grantee breaches any of its representations or warranties, the Department may require Grantee to
promptly perform its obligations again in conformity with Grant requirements, at no additional cost to the
Department. If such breaches cannot be, or are not cured, the Department may, in addition to any other
remedies provided for in this Grant, require Grantee to take necessary action to ensure that future
performance conforms to the provisions of this Grant; and equitably reduce the payment due to Grantee to
reflect the reduced value of the Project. Any reduction, delay or denial of payment under this provision
shall not constitute a breach of Grant or default by the Department.
15. INSURANCE
Grantee and its sub-grantees and subcontractors shall obtain and maintain insurance as specified m this
section at all times during the term of this Grant: All policies evidencing the insurance coverages required
hereunder shall be issued by insurance companies satisfactory to Grantee and the State.
A. Grantee
i. Public Entities
If Grantee is a "public entity" within the meaning of the Colorado Governmental Immunity Act, CRS
§24-10-101, et seq., as amended (the Governmental Immunity Act"), then Grantee shall maintain at
all times during the term of this Grant such liability insurance, by commercial policy or self-
insurance, as is necessary to meet its liabilities under such Act. Grantee shall show proof of such
insurance satisfactory to the Department, if requested by the Department. Grantee shall require each
grant or contract with asub-grantee or subcontractor which is a public entity, providing Goods or
Services in connection with this Grant, to include the insurance requirements necessary to meet sub-
grantees liabilities under the Act.
ii. Non-Public Entities
If Grantee is not a "public entity" within the meaning of the Governmental Immunity Act, Grantee
shall obtain and maintain during the term of this Grant insurance coverage and policies meeting the
same requirements set forth in subsection B of this section with respect to sub-grantees and sub-
contractors which are not "public entities".
B. Sub-grantees and Subcontactors , , _
Grantee shall require each contract with asub-grantee or subcontractor, other than those that are public
entities, providing Goods or Services in connection with this Grant to include insurance requirements
substantially similar to the following:
i. Worker's Compensation
Worker's Compensation Insurance as required by State statute, and Employer's Liability Insurance
covering all ofsub-grantee or subcontractor employees acting within the course and scope of their
employment.
ii. General Liability
Commercial General Liability Insurance written on ISO occurrence form CG 00 Ol 10/93 or
equivalent, covering premises operations, fire damage, independent contractors, products and
completed operations, blanket contractual liability, personal injury, and advertising liability with
minimum limits as follows:
a) $1,000,000 each occurrence;
b) $1,000,000 general aggregate;
c) $1,000,000 products and completed operations aggregate; and
d) $50,000 any one fire.
If any aggregate limit is reduced below $1,000,000 because of claims made or paid, sub-grantee or
subcontractor shall immediately obtain additional insurance to restore the full aggregate limit and
furnish to Grantee a certificate or other document satisfactory to Grantee showing compliance with
this provision.
iii. Automobile Liability
Automobile Liability Insurance covering any auto (including owned, hired and non-owned autos)
with a minimum limit of $1,000,000 each accident combined single limit.
iv. Additional Insured
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Grantee and the State shall be named as additional insured on the Commercial General Liability and
Automobile Liability Insurance policies (leases and construction contracts require additional insured
coverage for completed operations on endorsements CG 2010 11/85, CG 2037, or equivalent).
v. Primacy of Coverage
Coverage required of the sub-grantee or subcontractor shall be primary over any insurance or self-
insurance program carried by Grantee or the State.
vi. Cancellation
The above insurance policies shall include provisions preventing cancellation ornon-renewal
without at least 45 days prior notice to the Grantee and the State by certified mail.
vii.Subrogation Waiver
All insurance policies in any way related to the Grant and secured and maintained by Grantee's sub-
grantees or subcontractors as required herein shall include clauses stating that each carrier shall
waive all rights of recovery, under subrogation or otherwise, against Grantee or the State, its
agencies, institutions, organizations, officers, agents, employees, and volunteers.
C. Certificates
Each of Grantee's subcontractors and subgrantees shall provide certificates showing insurance coverage
required hereunder to Grantee within seven business days of the Effective Date, but in no event later than
the commencement of the Services or delivery of the Goods under the subcontract or subgrant. No later
than 15 days prior to the expiration date of any such coverage, each subcontractor or subgrantee shall
deliver to Grantee certificates of insurance evidencing renewals thereof upon request by the Department
or at any other time during the term of a subcontract or subgrantee, Grantee may request in writing, and
the subcontractor or subgrantee shall thereupon within 10 days supply to Grantee, evidence satisfactory to
Grantee and the Department of compliance with the provisions of this section.
16. DEFAULT-BREACH
A. Defined
In addition to any breaches or defaults specified in other sections of this Grant, including, but not limited
to the §22 below herein, the failure of either Party to perform any of its material obligations hereunder in
whole or in part or in a timely or satisfactory manner, constitutes a default or breach. The institution of
proceedings under any bankruptcy, insolvency, reorganization or similar legislation, by or against
Grantee, or the appointment of a receiver or similar officer for Grantee or any of its property, which is not
vacated or fully stayed within 20 days after the institution or occurrence thereof; shall also constitute a
default.
B. Notice and Cure Period
In the event of a default or breach, notice of such shall be given in writing by the aggrieved Party to the
other Party in the manner provided in § 18, below herein. If such default or breach is not cured within 30
days of receipt of written notice or, if a cure cannot be completed within 30 days, cure of the default or
breach has not begun within said period and pursued with due diligence, the aggrieved Party may
terminate this Grant by providing written notice thereof, as provided for in § 18, below herein, specifying
the effective date of the termination. Notwithstanding anything to the contrary herein, the Department, in
its sole discretion, need not provide advance notice or a cure period and may immediately terminate this
Grant in whole or in part if reasonably necessary to preserve public safety or to prevent immediate public
crisis.
17. REMEDIES
If Grantee is in default or breach under any provision of this Grant, the Department shall have all of the
remedies listed in this section in addition to all other remedies set forth in other sections of this Grant. The
Department may exercise any or all of the remedies available to it, in its sole discretion, concurrently or
consecutively.
A. Termination for Cause and/or Default
If Grantee fails to perform any its obligations hereunder with such diligence as is required to ensure its
completion in accordance with the provisions of this Grant and in a timely manner, the Department may
notify Grantee of such non-performance in accordance with the § 16, above and § 18, below herein. If
Grantee thereafter fails to promptly cure such non-performance within the cure period, the Department, at
Page 9 of 16
its option, may terminate this entire Grant or such part of this Grant as to which there has been delay or a
failure to properly perform. Exercise by the Department of this right shall not be deemed a breach of its
obligations hereunder. Grantee shall continue performance of this Grant to the extent not terminated, if
any.
i. Obligations and Rights
To the extent specified in the termination notice, Grantee shall not incur further obligations or render
further performance hereunder past the effective date of such notice, and shall also terminate
outstanding orders and subcontracts with third parties. However, Grantee shall complete and deliver
to the Department all Services and Goods not cancelled by the termination notice and may incur
obligations as are necessary to do so within the Grant terms. In the sole discretion of the Department,
Grantee shall assign to the Department all of Grantee's right, title, and interest under such terminated
orders or subcontracts. Upon termination, Grantee shall take timely, reasonable and necessary action
to protect and preserve property in the possession of Grantee in which the Department has an
interest. All materials owned by the Department in the possession of Grantee shall be immediately
returned to the Department. In the sole discretion of the Department, Grantee shall assign to the
Department all of Grantee's right, title, and interest under such terminated orders or subcontracts. A11
Work Product, at the option of the Department, shall be delivered by Grantee to the Department and
shall become the Department's property.
ii. Payments
The Department shall reimburse Grantee only for accepted Services and Goods received up to the
date of termination. If, after termination by the Department, it is determined that Grantee was not in
default or that Grantee's action or inaction was excusable, such termination shall be treated as a
termination in the public interest and the rights and obligations of the Parties shall be the same as if
this Grant had been terminated in the public interest, as described in § 17(B), below herein.
iii. Damages and Witholding
Notwithstanding any other remedial action by the Department, Grantee also shall remain liable to the
Department for any damages sustained by the Department by virtue of any default under this section
by Grantee and the Department may withhold any payment to Grantee for the purpose of mitigating
the Department's damages, until such time as the exact amount of damages due to the Department
from Grantee is determined. Further, the Department may withhold amounts due to Grantee as the
Department deems necessary to protect the Department against loss because of outstanding liens or
claims of former lien holders and to reimburse the Department for the excess costs incurred in
procuring similar goods or services. Grantee shall be liable for excess costs incurred by the
Department in procuring from third parties replacement Services or substitute Goods as cover.
B. Early Termination for the Public Interest
The Department is entering into this Grant for the purpose of carrying out the public policy of the State of
Colorado, as determined by its Governor, General Assembly, and Courts. If this Grant ceases to further
the public policy of the State, the Department, in its sole discretion, may terminate this Grant in whole or
in part. Exercise by the Department of this right shall not be deemed a breach of the Department's
obligations hereunder. This subsection shall not apply to a termination of this Grant by the Department
for cause or default by Grantee, which shall be governed by § 17(A), above herein.
i. Method and Content
The Department shall notify Grantee of the termination in accordance with § 16, above and § 18,
below herein, specifying the effective date of the termination and whether it affects all or a portion of
this Grant.
ii. Obligations and Rights
Upon receipt of a termination notice, Grantee shall be subject to and comply with § 17(A)(i), above
herein.
iii. Payments
If this Grant is terminated by the Department in furtherance of the public interest of the State of
Colorado, Grantee shall be paid an amount which bears the same ratio to the total reimbursement
under this Grant as the Services satisfactorily performed or the Goods satisfactorily delivered or
installed bear to the total Services and Goods covered by this Grant, less payments previously made.
Page 10 of 16
Additionally, if the Grant is less than 60% completed, the Department may reimburse Grantee for a
portion of actual out-of-pocket expenses (not otherwise reimbursed under this Grant) incurred by
Grantee which are directly attributable to the uncompleted portion of Grantee's obligations
hereunder; provided that reimbursement shall not exceed the maximum amount payable to Grantee
hereunder.
C. Remedies Not Involving Termination
The Department, its sole discretion, may exercise one or more of the following remedies in addition to
other remedies available to the Department:
i. Suspend Performance
Suspend Grantee's performance with respect to all or any portion of this Grant pending necessary
corrective action as specified by the Department without entitling Grantee to an adjustment in
price/cost or performance schedule. Grantee shall promptly cease performance and incurring costs in
accordance with the Department's directive and the Department shall not be liable for costs incurred
by Grantee after the suspension of performance under this provision.
ii. Withold Payment
Withhold payment to Grantee until corrections in services are satisfactorily completed and /or
acceptable goods are provided.
iii. Deny Payment
Deny payment for those Services not performed and/or Goods not provided and which due to
circumstances caused by the Grantee cannot be performed or provided or, if performed or provided,
would be of no value to the Department; provided, that any denial of payment must be reasonably
related to the value of work, performance or Goods lost to the Department.
iv. Removal
Demand removal of any of Grantee's employees, agents, or subcontractors whom the Department
deems incompetent, careless, insubordinate, unsuitable, or otherwise unacceptable, or whose
continued relation to this Grant is deemed to be contrary to the public interest or not in the
Department's best interest. Replacement of any key personnel hereunder shall be done in accordance
with the relevant provisions of Exhibit B.
18. NOTICES and REPRESENTATIVES
Each individual identified below is the principal representatives of the designating Party. All notices required
to be given hereunder shall be hand delivered with receipt required or sent by certified or registered mail to
such Party's principal representative at the address set forth below. In addition to, but not in lieu of, hard-copy
notice, notice also may be sent by e-mail to the a-mail addresses, if any, set forth below. Either Party may
from time to time designate by written notice substitute addresses or persons to whom such notices shall be
sent. Unless otherwise provided herein, all notices shall be effective upon receipt.
A. Department:
B. Grantee:
19. GOVERNMENTAL IMMUNITY
Page 11 of 16
Tony Hernandez, Division Director, Divison of Local
Government
Colorado De arhnent of Local Affairs
1313 Sherman St., #521
Denver, CO 80203
Email: tony.hernandez state.co.us
Jennie Waterer
Eagle County
De artment of Health and Human Services
501 Broadway
P.O. Box 660
Eagle, CO 81631
Email: ~ennie.wahrer ea lecoun .us
Notwithstanding any other provision to the contrary, nothing herein shall constitute a waiver, express or
implied, of any of the immunities, rights, benefits, protection, or other provisions of the Colorado
Governmental Immunity Act, §CRS 24-10-101, et seq., as amended. Liability for claims for injuries to
persons or property arising from the negligence of the State of Colorado, its departments, institutions,
agencies, boards, officials, and employees is controlled and limited by the provisions of the Governmental
Immunity Act and the risk management statutes, CRS §24-30-1501, et seq., as amended.
20. LEGAL RESIDENT
This legal resident section [check vneJ ®applies to or does not apply ~ to this Grant. Grantee must confirm
that any individual natural person eighteen years of age or older is lawfully present in the United States
pursuant to CRS §24-76.5-101 et seq. when such individual applies for public benefits provided under this
Grant by requiring the following:
A. Identification:
The applicant shall produce one of the following personal identifications:
i. A valid Colorado driver's license or a Colorado identification card, issued pursuant to article 2 of
title 42, C.R.S.; or
ii. A United States military card or a military dependent's identification card; or
iii. A United States Coast Guard Merchant Mariner card; or
iv. A Native American tribal document.
B. Affidavit
The applicant shall execute an affidavit herein attached as Form 1, Affidavit of Legal Residency, stating:
i. That they are United States citizen or legal permanent resident; or
ii. That they are otherwise lawfully present in the United States pursuant to federal law.
21. GENERAL PROVISIONS
A. Binding Effect
Except as otherwise provided herein, all provisions herein contained, including the benefits and burdens,
shall extend to and be binding upon the Parties' respective heirs, legal representatives, successors, and
assigns.
B. Modification and Amendment
This Grant is subject to such modifications or amendments as may be required by changes in Federal or
State law, or their implementing regulations. Any such required modification or amendments shall
automatically be incorporated into and be made part of this Grant on the effective date of such change, as
if fully set forth herein. Except as specifically provided elsewhere herein, no modification or amendments
of this Grant shall be effective unless agreed by both Parties in a written amendment to this Grant,
properly executed and approved, the form and content of which are in accordance with State Law, Fiscal
Rules and Policies.
C. Entire Understanding
This Grant represents the complete integration of all understandings between the Parties and all prior
representations and understandings, oral or written, are merged herein. No prior or contemporaneous
addition, deletion, or other amendment hereto shall have any force or affect whatsoever, unless embodied
herein or as provided in the Modification subsection of this section.
D. Severability
Provided this Grant can be executed and performed in accordance with its intent, the provisions hereof are
severable and any provision declared invalid or inoperable for any reason shall not affect the validity of
any other provision hereof.
E. Counterparts
This Grant may be executed in multiple identical original counterparts, all of which shall constitute one
agreement.
F. Waiver
Waiver of any breach of a term, provision, or requirement of or any right or remedy under this Grant,
whether explicitly or by lack of enforcement, shall not be construed or deemed as a waiver of any
subsequent breach of such term, provision or requirement, or of any other term, provision, or requirement.
G. Assignment-Novation
Page 12 of 16
Except as otherwise specifically provided in the Statement of Work, Exhibit B, Grantee's rights and
obligations hereunder are personal and may not be transferred, assigned or subcontracted, and novations
shall not occur, without the prior, written consent of the State. Any attempt at assignment, transfer,
subcontracting, or novations without such consent shall be void. All sub-grants/sub-grantees and
subcontracts/subcontractors approved by Grantee or the State shall be subject to the provisions hereof.
Grantee shall be solely responsible for all aspects of subcontracting arrangements and performance.
Grantee shall be solely responsible for all sub-grant and subcontracting arrangements, directions, and
performance, including, but not limited to, delivery of Goods and performance of Services. Grantee shall
require and ensure that each sub-grantee and subcontractor assents in writing to all of the provisions
hereof, including indemnifying the State as required under the Colorado Special Provisions, below herein.
H. Third Party Beneficiaries
Enforcement of this Grant and all rights of action hereunder are reserved solely to the Parties. Any
services or benefits received by a third party as a result of this Grant are incidental to the Grant, and do
not create any rights in or for such third party.
I. Survival of Certain Grant Terms
Notwithstanding anything herein to the contrary, provisions of this Grant, including without limitation
Exhibits and attachments hereto, requiring continued performance, compliance, or effect after termination
hereof, shall survive such termination and shall be enforceable by the Department if Grantee fails to
perform or comply as required.
J.Jurisdiction and Venue
All suits, actions, or proceedings related to this Grant shall be held in the State of Colorado and the
Parties herby agree that venue shall be proper in the City and County of Denver.
K. Captions
The captions and headings in this Grant are for convenience of reference only, and shall not be used to
interpret, define, or limit its provisions.
L. Federal Funding-List of Selected Applicable Laws
Grantee at all times during the performance of this Grant shall comply with all applicable Federal and
State laws and their implementing regulations, currently in existence and as hereafter amended, including
without limitation those set forth on Exhibit A, Applicable Laws, attached hereto, which laws and
regulations are incorporated herein and made part hereof. Grantee also shall require compliance with such
laws and regulations by subgrantees and subcontractors under subgrants and subcontracts permitted by
this Grant.
M. Order of Precedence
The provisions of this Grant shall govern the relationship of the Department and Grantee. In the event of
conflicts or inconsistencies between this Grant and its exhibits and attachments, such conflicts or
inconsistencies shall be resolved by reference to the documents in the following order of priority:
i. Section 22, Colorado Special Provisions
ii. Sections 1 through 21 of Grant Agreement
iii. Exhibit A, Applicable Laws
iv. Exhibit B, Statement of Work
Page 13 of 16
22. COLORADO SPECIAL PROVISIONS
These Special Provisions apply to all State contracts except where noted in italics.
1. CONTROLLER'S APPROVAL. CRS 24-30-202(1). This Grant shall not be deemed valid until it
has been approved by the Colorado State Controller or designee.
2. FUND AVAILABILITY. CRS 24-30-202(5.5). Financial obligations of the State payable after the
current fiscal year are contingent upon funds for that purpose being appropriated, budgeted, and otherwise made
available.
3. INDEMNIFICATION. To the extent provided by law, Grantee shall indemnify, save, and hold
harmless the State, its employees and agents, against any and all claims, damages, liability and court awards
including costs, expenses, and attorney fees and related costs, incurred as a result of any act or omission by
Grantee, or its employees, agents, subcontractors, or assignees pursuant to the terms of this Grant.
Applicable Only to Intergovernmental Contracts) No term or condition of this Grant shall be construed or
interpreted as a waiver, express or implied, of any of the immunities, rights, benefits, protection, or other
provisions, of the Colorado Governmental Immunity Act, CRS 24-10-1Q1 et seq., or the Federal Tort Claims
Act, 28 U.S.C. 2671 et seq., as applicable, as now or hereafter amended.
4. INDEPENDENT CONTACTOR. 4 CCR 801-2. Grantee shall perform its duties hereunder as an
independent contractor and not as an employee. Neither Grantee nor any agent or employee of Grantee shall be
or shall be deemed to be an agent or employee of the State. Grantee shall pay when due all required employment
taxes and income taxes and local head taxes on any monies paid by the State pursuant to this Grant. Grantee
acknowledges that Grantee and its employees are not entitled to unemployment insurance benefits unless
Grantee or a third party provides such coverage and that the State does not pay for or otherwise provide such
coverage. Grantee shall have no authorization, express or implied, to bind the State to any agreement, liability or
understanding, except as expressly set forth herein. Grantee shall provide and keep in force workers'
compensation (and provide proof of such insurance when requested by the State) and unemployment
compensation insurance in the amounts required by law and shall be solely responsible for its acts and those of
its employees and agents.
5. NON-DISCRIMINATION. Grantee agrees to comply with the letter and the spirit of all applicable
State and federal laws respecting discrimination and unfair employment practices.
6. CHOICE OF LAW. The laws of the State of Colorado, and rules and regulations issued pursuant
thereto, shall be applied m the interpretation, execution, and enforcement of this Grant. Any provision of this
Grant, whether or not incorporated herein by reference, which provides for arbitration by any extra judicial body
or person or which is otherwise in conflict with said laws, rules, and regulations shall be considered null and
void. Nothing contained in any provision incorporated herein by reference which purports to negate this or any
other special provision in whole or in part shall be valid or enforceable or available in any action at law, whether
by way of complaint, defense, or otherwise. Any provision rendered null and void by the operation of this
provision will not invalidate the remainder of this Grant, to the extent that this Grant is capable of execution. At
all times during the performance of this Grant, Grantee shall strictly adhere to all applicable federal and State
laws, rules, and regulations that have been or may hereafter be established.
7. [Not Applicable to Intergovernmental Contracts] VENDOR OFFSET. CRS 24-30-202 (1) and 24-
30-202.4. The State Controller may withhold payment of certain debts owed to State agencies under the vendor
offset intercept system for: (a) unpaid child support debt or child support arrearages; (b) unpaid balances of tax,
accrued interest, or other charges specified in Article 21, Title 39, CRS; (c) unpaid loans due to the Student
Loan Division of the Department of Higher Education; (d) amounts required to be paid to the Unemployment
Compensation Fund; and (e) other unpaid debts owing to the State or its agencies, as a result of final agency
determination or reduced to judgment, as certified by the State Controller.
8. SOFTWARE PIRACY PROHIBITION. Governor's Executive Order D 002 00. No State or
other public funds payable under this Grant shall be used for the acquisition, operation, or maintenance of
computer software in violation of federal copyright laws or applicable licensing restrictions. Grantee hereby
certifies that, for the term of this Grant and any extensions, Grantee has in place appropriate systems and
controls to prevent such improper use of public funds. If the State determines that Grantee is in violation of this
Page 14 of 16
paragraph, the State may exercise any remedy available at law or equity or under this Grant, including, without
limitation, immediate termination of this Grant and any remedy consistent with federal copyright laws or
applicable licensing restrictions.
9. EMPLOYEE FINANCIAL INTEREST. CRS 24-18-201 and 24-50-507. The signatories aver that
to their knowledge, no employee of the State has any personal or beneficial interest whatsoever in the service or
property described in this Grant.
10. [Not Applicable to Intergovernmental Contracts]. ILLEGAL ALIENS -PUBLIC
CONTRACTS FOR SERVICES AND RESTRICTIONS ON PUBLIC BENEFITS. CRS 8-17.5-101 and
24-76.5-101. Grantee certifies that it shall comply with the provisions of CRS 8-17.5-101 et seq. Grantee shall
not knowingly employ or contract with an illegal alien to perform work under this Grant or enter into a
subcontract or subgrant with a subcontractor or subgrantee that fails to certify to Grantee that such subgrantee or
subcontractor shall not knowingly employ or contract with an illegal alien to perform work under this Grant.
Grantee represents, warrants, and agrees that it (i) has verified that it does not employ any illegal aliens, through
participation in the Basic Pilot Employment Verification Program administered by the Social Security
Administration and Department of Homeland Security, and (ii) otherwise shall comply with the requirements of
CRS 8-17.5-102(2)(b). Grantee shall comply with all reasonable requests made in the course of an investigation
under CRS 8-17.5-102 by the Colorado Department of Labor and Employment. Failure to comply with any
requirement of this provision or CRS 8-17.5-101 et seq., shall be cause for termination for breach and Grantee
shall be liable for actual and consequential damages.
Grantee, if a natural person eighteen (18) years of age or older, hereby swears or affirms under penalty of
perjury that he or she (i) is a citizen or otherwise lawfully present in the United States pursuant to federal law,
(ii) shall comply with the provisions of CRS 24-76.5-101 et seq., and (iii) shall produce one form of
identification required by CRS 24-76.5-103 prior to the effective date of this Grant.
Revised October 25, 2006 Effective Date of Special Provisions: August 7, 2006
THE REST OF TIIIS PAGE INTENTIONALLY LEFT BLANK
Page 15 of 16
THE PARTIES HERETO HAVE EXECUTED THIS GRANT
*Persons signing for Grantee hereby swear and affirm that they are authorized to act on Grantee's behalf
and acknowledge that the State is relying on their representations to that effect and accept personal
responsibility for any and all damages the State may incur for any errors in such representation.
GRANTEE: Insert Grantee Name STATE OF COLORADO
Name: Bill Ritter, Jr., GOVERNOR
Title:
B B:
*Signature Susan E. Kirkpatrick, Executive Director
Colorado De artment of Local Affairs
Date: Date:
Pre-A roved Form Contract Reviewer
B:
Name of Pre-Approved Contract Reviewer
Colorado De arhnent of Local Affairs
Date:
ALL CONTRACTS REQUIRE APPROVAL BY THE STATE CONTROLLER
CRS §24-30-202 requires the State Controller to approve all State Contracts (Grants). This Contract
(Grant) is not valid until signed and dated below by the State Controller or delegate. Grantee is not
authorized to begin performance until such time. If Grantee begins performing prior thereto, the State of
Colorado is not obligated to pay Grantee for such performance or for any goods and/or services provided
hereunder.
STATE CONTROLLER
Leslie M. Shenefelt
By:
Rose Marie Auten, Controller Delegate
Date:
Page 16 of 16
CSBG: Award # L8CSBG15 Eagle County
EXHIBIT A
APPLICABLE LAWS
Federal laws and regulations incorporated into this contract include, without limitation:
1. Age Discrimination Act of 1975, 42 U.S.C. Sections 6101, et seq.
2. Age Discrimination in Employment Act of 1967, 29 U.S.C. 621-634
3. Americans with Disabilities Act of 1990 (ADA), 42 U.S.C. 12101, et seq.
4. Equal Pay Act of 1963, 29 U.S.C. 206(d)
5. Immigration Reform and Control Act of 1986, 8 U.S.C. 1324b
6. Section 504 of the Rehabilitation Act of 1973, 29 U.S.C. 794
7. Title VI of the Civil Rights Act of 1964, 42 U.S.C. 2000d
8. Title VII of the Civil Rights Act of 1964, 42 U.S.C. 2000e
9. Title IX of the Education Amendment of 1972, 20 U.S.C. 1681, et seq.
10. Section 24-34-302, et seq., Colorado Revised Statutes 1997, as amended
11. The applicable of the following:
11.1. Cost Principals for State, Local and Indian Tribal Governments (OMB Circular A-
87);
11.2. Cost Principals for Education Institutions (OMB Circular A-21);
11.3. Cost Principals for Non-Profit Organizations (OMB Circular A-122), and
11.4. Audits of States, Local Governments, and Non-Profit Organizations (OMB Circular
A-133).
12. Prohibition Against use of Federal Funds for Lobbying, 31 U.S.C. 1352
13. Privacy Act of 1974, S U.S.C. S 5529 and Regulations adopted thereunder
14. Drug Free Workplace Act
15. U.S. Department of Health & Human Services regulations:
15.1. Procedures of the Departmental Grant Appeals Board, 45 CFR Part 16;
15.2. Claims Collection, 45 CFR Part 30;
15.3. Debarment and Suspension from Eligibility for Financial Assistance
(Nonprocurement), 45 CFR Part 76;
15.4. Nondiscrimination Under Programs Receiving Federal Assistance through the
Department of Health and Human Services, Effectuation of Title VI of the Civil
Rights Act of 1964, 45 CFR Part 80;
15.5. Practice and Procedure for Hearings Under Part 80 of this Title, 45 CFR Part 81;
15.6. Nondiscrimination on the Basis of Handicap in Programs and Activities Receiving
Federal Financial Assistance, 45 CFR Part 84;
15.7. Nondiscrimination on the Basis of Sex in Education Programs and Activities
Receiving or Benefiting from Federal Financial Assistance, 45 CFR Part 86;
15.8. Equal Treatment for Faith-Based Organizations, 45 CFR Part 87;
15.9. Nondiscrimination on the Basis of Age in HHS Programs or Activities Receiving
Federal Financial Assistance, 45 CFR Part 91;
15.10. New Restrictions on Lobbying, 45 CFR Part 93;
15.11. Block Grants, 45 CFR Part 96;
15.12. Consolidation of Grants to the Insular Areas, 45 CFR Part 97;
15.13. Intergovernment Reviw of Department of Health and Human Services Programs and
Activities, 45 CFR Part 100.
Page 1 of 2 - Exhibit A -Applicable Laws
15.14. Uniform administrative requirements for grants and cooperative agreements to State,
local, and tribal governments, 45 CFR Part 92.
16. Community Services Act, Public Law 105-285, Title II, and 42 U.S.C. 9901-9923
17. Certification required by 29 CFR Part 98, "Government Debarment and Suspension"
18. Environmental Tobacco Smoke Certification, also known as the Pro-Children Act of 1994,
Public Law 103-227.
19. (Part of CSBG Act) Programs and activities under this Act are considered to be programs
receiving federal financial assistance and are subject to all provision of EEO, except for
those Grantees who are under Section 679 of the CSBG Act, religious organization's
exempt from Section 702 of the Civil rights Act of 1964 (42 U.S. C. 2003-1) regarding
employment practices
Page 2 of 2 - Exhibit A -Applicable Laws
CSBG: Award # L8CSBG15 Eagle County
EXHIBIT B -STATEMENT OF WORK
Community Services Block Grant
1. GENERAL DESCRIPTION OF THE PROJECT.
1.1. Project Description and Eligible Expenses
Eagle County will provide home visitation services focusing on family and child development. In
addition, the families in this program will be provided information on additional resources in the
community that will strengthen the family unit. Parenting classes will be provided to low-income high-
risk families in the community. The services will be provide through professional and paraprofessional
home visitor staff in the Eagle County Department of Health and Human Services. This project will
cover the salary and benefits of staff necessary in implementing this program. Timesheets identifying
the portion of time spent on CSBG activities will be provided for reimbursement.
1.2. Results Oriented Management Accountability (ROMA)
The Community Services Block Grant (CSBG) Program is a national program that must demonstrate
ROMA. This is accomplished through the nine federal objectives, six national goals, and twelve
national indicators.
Eagle County shall provide services meeting the following Federal Objectives: Linkages; National
Indicators: 6.3; and National Goals: 6. Grantee's final report to the Department shall reflect outcomes
in accordance with the above federal objectives, national indicators, and national goals. Any changes
during the term of this Grant requires a public hearing, new application and plan, and a modification of
this agreement in accordance with §21(B) of the Grant.
1.3. Poverty Guidlines
Services will be provided only to those persons at or below 125% of poverty guidelines as follows:
2008 HHS Poverty Guidelines
____ V _______ - ;Poverty Level far
Persons ~ 48 Contiguous 125% of
in Family or Household ~ States and D.C. ~ Poverty
~~ _~___ 1 _ '~ ~ $10,400 ~( $13,000
-___.
r---- - 2 - ~ 14,000 17,500
3 j 17,600 22,000
~ 4 ~ 21,200 26,500
f.______/_____~ _ V..V.. _____W__.__._
5 24,800
31,000
6 28,400 35,500
! 7 -~ ~~; 32,000 ~ 40,000
g 35,600 ~ 44,500
'For each additional 3,600 ~ 4,500
i person, add ~ ,
SOURCE: Federal Register, Vol. 73, No. 15, January 23, 2008, pp 3971-3972
2. DEFINITIONS:
Page 1 of 3 - Exhibit B -Statement of Work
2.1. List specialized terms used m the SOW, if any:
Tripartite Board refers to the requirement by the CSBG Act of 1998, §676B that grantees receiving
funds have a board comprised of: 1/3 elected public officials or their representatives, 1/3 low-income
individuals or their representatives, and 1/3 members of business, industry, labor, religious, law
enforcement, education or other major group of interest in the community served.
2.2. List abbreviations used in the SOW, if any: NONE
3. DELIVERABLES:
3.1. Grantee shall submit the following reports to the Department using the state-provided forms:
Report Period Report Type Due Date
March through June Financial Status July 31, 2008
July through September Financial Status October 31, 2008
October through December Financial Status January 31, 2009
January through February Financial Status March 31, 2009
March through August (six month) Program September 30, 2008
Final Report Program March 31, 2009
3.2. Insert any other deliverables as applicable to this grant. NONE.
4. PERSONNEL:
4.1. Key Personnel
4.1.l.Responsible Administrator. Grantee's performance hereunder shall be under the direct
supervision of Jennie Wahrer, an employee or agent of Grantee, who is hereby designated as the
responsible administrator of this project.
4.1.2.Other Key Personnel: Rita Wood, Eagle County Department of Health and Human Services is
the designated financial contact person.
4.1.3.Replacement. Grantee shall immediately notify the Department if any key personnel cease to
serve. Provided there is a good-faith reason for the change, if Grantee wishes to replace its key
personnel, it shall notify the Department and seek its approval, which shall be at the Department's
sole discretion, as the Department issued this Grant in part reliance on Grantee's representations
regarding Key Personnel. Such notice shall specify why the change is necessary, who the
proposed replacement is, what their qualifications are, and when the change will take effect.
Anytime key personnel cease to serve, the Department, in its sole discretion, may direct Grantee to
suspend work on the Project until such time as their replacements are approved. All notices sent
under this subsection shall be sent in accordance with § 18 of the Grant.
4.2. Level of Expertise: Not Applicable
5. TESTING AND ACCEPTANCE CRITERIA:.
The Department shall evaluate this Project through review of Grantee submitted financial and program
reports. The Department may also conduct on-site monitoring to determine whether the Grantee met the
performance goals, administrative standards, financial management and other requirements of the CSBG
Act and this Grant. The Department will inform grantee in advance of such monitoring.
6. PAYMENT:
6.1. Payment Schedule:
Grantee shall submit a request for payment, at a minimum, quarterly. All requests shall be for eligible
expenses, as described in detail in § 1 of this Exhibit, using the state-provided form and accompanied by
supporting documentation equal to 100% of reimbursement request.
6.2. Remittance Address. If mailed, payments shall be remitted to the following address unless changed in
accordance with § 18 of the Grant:
Ea le County
Page 2 of 3 - Exhibit B -Statement of Work
De artment of Health and Human Services
501 Broadway
P.O. Box 660
Ea le, CO 81631
7. ADMINISTRATIVE REQUIREMENTS:
Only Subsections 7.1, 7.2, 7.4 and 7.5 of the sections listed below are applicable to this Grant.
7.1. Grantee is expected to maintain records in accordance with § 11 of the Grant.
7.2. The tripartite board is to meet a minimum of twice annually with minutes of each meeting provided to
the Department within 30 days of the board meeting.
7.3. The grantee shall monitor subgrantees, if any, at least once during the term of this grant agreement.
Documentation of monitoring results will be forwarded to the Department.
7.4. Attendance at webinars and trainings conducted by the state to enhance the administration of the CSBG
program is required. Grantee will be notified of all such training at least 30 days in advance .
7.5. The grantee shall inform the Department no later than January 31, 2009 of the status of the grant and
of any potential of carryover funds.
7.6. The grantee shall inform the Department no later than 30 days prior to the Termination Date of the
status of the Grant Funds and any potential unexpended balance.
7.7. Insert other requirements as applicable to this grant. NONE.
8. PROJECT BUDGET:
Pro'ect Activities Total Pro'ect Costs
Payments made in accordance with eligible expenses as outlined
in § 1 of this Exhibit. No other ex enses are eligible.
$40,852.00
TOTAL $40,852.00
Page 3 of 2 - Exhibit B -Statement of Work
• .
FORM 1
AFFIDAVIT OF LEGAL RESIDENCY
I, `~`~~~~ r+-<--c-~-t ,swear or affirm under penalty of perjury under the
laws of the State of Colo ado that (check one):
^ I am a United States citizen, or
^ I am a Permanent Resident of the United States, or
^ I am lawfully present in the United States pursuant to Federal law.
I understand that this sworn statement is required by law because I have applied for a public benefit or
I am a sole proprietor entering into a contract or purchase order with the State of Colorado. I
understand that state law requires me to provide proof that I am lawfully present in the United States
prior to receipt of this public benefit or prior to entering into a contract with the State. I further
acknowledge that making a false, fictitious, or fraudulent statement or representation in this sworn
affidavit is punishable under the criminal laws of Colorado as perjury in the second degree under CRS
§ 18-8-503 and it shall constitute a separate criminal offense each time a public benefit is fraudulently
received.
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Signature
Date
Page 1 of 1 -Form 1 -Affidavit of Legal Residency